0000869878-17-000008.txt : 20170428
0000869878-17-000008.hdr.sgml : 20170428
20170428120818
ACCESSION NUMBER: 0000869878-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
EFFECTIVENESS DATE: 20170428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0000869878
IRS NUMBER: 133006574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02813
FILM NUMBER: 17793132
BUSINESS ADDRESS:
STREET 1: 10 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2125495471
MAIL ADDRESS:
STREET 1: 10 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000869878
XXXXXXXX
03-31-2017
03-31-2017
ROCKEFELLER FINANCIAL SERVICES INC
10 ROCKEFELLER PLAZA
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-02813
N
Timothy McCarthy
Chief Compliance Officer
2125495471
Timothy McCarthy
New York
NY
04-28-2017
3
678
5006
false
1
0000315123
028-00926
ROCKEFELLER & CO., INC.
2
0000866998
028-02772
ROCKEFELLER TRUST COMPANY, N.A.
3
0001292819
028-11086
Rockefeller Trust CO Delaware
INFORMATION TABLE
2
13F_2017_Quarter_1.xml
3D Systems Corporation
Common
88554D205
2
167
SH
DFND
1
167
0
0
3M Co.
Common
88579Y101
1600
8360
SH
DFND
1
8360
0
0
3M Co.
Common
88579Y101
506
2645
SH
DFND
3
2645
0
0
Aaon Inc
Common
000360206
14483
409705
SH
DFND
1
409705
0
0
Abaxis, Inc.
Common
002567105
9061
186820
SH
DFND
1
186820
0
0
ABB Ltd. - Spon ADR
ADR
000375204
296
12641
SH
DFND
1
12641
0
0
Abbott Laboratories
Common
002824100
94865
2136123
SH
DFND
1
1865918
0
270205
Abbott Laboratories
Common
002824100
8451
190289
SH
DFND
3
190289
0
0
Abbott Laboratories
Common
002824100
14781
332840
SH
DFND
2
332840
0
0
AbbVie Inc.
Common
00287Y109
5060
77661
SH
DFND
1
77661
0
0
AbbVie Inc.
Common
00287Y109
1619
24850
SH
DFND
3
24850
0
0
AbbVie Inc.
Common
00287Y109
121
1850
SH
DFND
2
1850
0
0
Abiomed, Inc
Common
003654100
28676
229042
SH
DFND
1
229042
0
0
Accenture Plc
Common
G1151C101
764
6375
SH
DFND
1
6375
0
0
Adient PLC
Common
G0084W101
20
270
SH
DFND
1
270
0
0
Adobe Systems Incorporated
Common
00724F101
976
7498
SH
DFND
1
7498
0
0
AdvanSix Inc
Common
00773T101
12
442
SH
DFND
1
442
0
0
Aetna Inc.
Common
00817Y108
128
1000
SH
DFND
3
1000
0
0
Aflac, Inc.
Common
001055102
872
12042
SH
DFND
1
12042
0
0
Aflac, Inc.
Common
001055102
115
1594
SH
DFND
2
1594
0
0
Agilent Technologies, Inc.
Common
00846U101
32
608
SH
DFND
1
608
0
0
Air Products and Chemicals, Inc.
Common
009158106
406
3000
SH
DFND
1
3000
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
1122
9257
SH
DFND
1
9257
0
0
Allergan Plc
Common
G0177J108
34
141
SH
DFND
1
141
0
0
Allison Transmission Holdings, Inc.
Common
01973R101
1190
33000
SH
DFND
1
33000
0
0
Allstate Corporation
Common
020002101
8
100
SH
DFND
1
100
0
0
Alnylam Pharmaceuticals Inc.
Common
02043Q107
19621
382844
SH
DFND
1
312717
0
70127
Alnylam Pharmaceuticals Inc.
Common
02043Q107
2220
43314
SH
DFND
3
43314
0
0
Alnylam Pharmaceuticals Inc.
Common
02043Q107
4103
80065
SH
DFND
2
80065
0
0
Alphabet Inc. - Class A
Class A
02079K305
35715
42127
SH
DFND
1
42100
0
27
Alphabet Inc. - Class A
Class A
02079K305
2595
3061
SH
DFND
3
3061
0
0
Alphabet Inc. - Class A
Class A
02079K305
4359
5142
SH
DFND
2
5142
0
0
Alphabet Inc. - Class C
Class C
02079K107
114464
137981
SH
DFND
1
111941
0
26040
Alphabet Inc. - Class C
Class C
02079K107
11700
14104
SH
DFND
3
14104
0
0
Alphabet Inc. - Class C
Class C
02079K107
22709
27375
SH
DFND
2
27375
0
0
Altria Group, Inc.
Common
02209S103
122
1714
SH
DFND
1
1714
0
0
Amazon.Com Inc
Common
023135106
71831
81024
SH
DFND
1
65904
0
15120
Amazon.Com Inc
Common
023135106
8035
9063
SH
DFND
3
9063
0
0
Amazon.Com Inc
Common
023135106
14895
16801
SH
DFND
2
16801
0
0
AMC Networks Inc
Class A
00164V103
409
6975
SH
DFND
1
6975
0
0
American Airlines Group Inc.
Common
02376R102
55
1300
SH
DFND
2
1300
0
0
American Superconductor Corp.
Common
030111207
0
35
SH
DFND
1
35
0
0
American Water Works Co., Inc.
Common
030420103
45842
589457
SH
DFND
1
568707
0
20750
American Water Works Co., Inc.
Common
030420103
297
3817
SH
DFND
3
3817
0
0
American Water Works Co., Inc.
Common
030420103
3731
47972
SH
DFND
2
47972
0
0
Amerigas Partners MLP
Master Limited Partnership
030975106
252
5354
SH
DFND
1
5354
0
0
AmerisourceBergen Corporation
Common
03073E105
42
469
SH
DFND
1
469
0
0
AMEX Technology Select Spider
Exchange Traded Fund
81369Y803
84
1580
SH
DFND
1
1580
0
0
Amgen Inc.
Common
031162100
246
1502
SH
DFND
1
1502
0
0
Amgen Inc.
Common
031162100
4
22
SH
DFND
3
22
0
0
Amicus Therapeutics Inc.
Common
03152W109
136
19093
SH
DFND
1
13120
0
5973
AMN Healthcare Services, Inc.
Common
001744101
27
668
SH
DFND
1
668
0
0
Anadarko Petroleum Corporation
Common
032511107
1019
16443
SH
DFND
1
16443
0
0
Anadarko Petroleum Corporation
Common
032511107
294
4740
SH
DFND
2
4740
0
0
Analog Devices, Inc.
Common
032654105
2
23
SH
DFND
1
23
0
0
Anthem Inc.
Common
036752103
9964
60250
SH
DFND
1
59615
0
635
Aon PLC
Common
G0408V102
270
2273
SH
DFND
1
2273
0
0
Apache Corporation
Common
037411105
86
1666
SH
DFND
1
1666
0
0
Apache Corporation
Common
037411105
1
11
SH
DFND
3
11
0
0
Apache Corporation
Common
037411105
11
223
SH
DFND
2
223
0
0
Apple Inc.
Common
037833100
4522
31480
SH
DFND
1
31480
0
0
Apple Inc.
Common
037833100
91
630
SH
DFND
3
630
0
0
Aqua America Inc.
Common
03836W103
635
19761
SH
DFND
1
19761
0
0
Aramark
Common
03852U106
4021
109064
SH
DFND
1
63651
0
45413
AT&T Inc
Common
00206R102
1355
32612
SH
DFND
1
32612
0
0
AT&T Inc
Common
00206R102
71
1700
SH
DFND
2
1700
0
0
Athenahealth Inc
Common
04685W103
952
8445
SH
DFND
1
7977
0
468
AtriCure Inc.
Common
04963C209
225
11766
SH
DFND
1
8080
0
3686
Automatic Data Processing
Common
053015103
648
6329
SH
DFND
1
6329
0
0
Automatic Data Processing
Common
053015103
6
63
SH
DFND
3
63
0
0
Automatic Data Processing
Common
053015103
491
4800
SH
DFND
2
4800
0
0
Axis Capital Holdings Limited
Common
G0692U109
335
5000
SH
DFND
1
5000
0
0
Badger Meter, Inc.
Common
056525108
13036
354717
SH
DFND
1
354717
0
0
Baidu.com, Inc.
Common
056752108
42976
249105
SH
DFND
1
216441
0
32664
Baidu.com, Inc.
Common
056752108
3998
23174
SH
DFND
3
23174
0
0
Baidu.com, Inc.
Common
056752108
8169
47352
SH
DFND
2
47352
0
0
Baker Hughes Incorporated
Common
057224107
137
2293
SH
DFND
1
2293
0
0
Baker Hughes Incorporated
Common
057224107
12
200
SH
DFND
3
200
0
0
Bancolombia S.A.
ADR
05968L102
608
15262
SH
DFND
1
15262
0
0
Bank of America Corporation
Common
060505104
804
34088
SH
DFND
1
34088
0
0
Bank of New York Mellon Corporation
Common
064058100
2443
51731
SH
DFND
1
51731
0
0
Baxter Int'l Inc.
Common
071813109
260
5012
SH
DFND
1
5012
0
0
Becton Dickinson & Co.
Common
075887109
59945
326783
SH
DFND
1
281242
0
45541
Becton Dickinson & Co.
Common
075887109
5183
28254
SH
DFND
3
28254
0
0
Becton Dickinson & Co.
Common
075887109
10334
56334
SH
DFND
2
56334
0
0
Berkshire Hathaway Inc - Cl B
Class B
084670702
3928
23567
SH
DFND
1
23567
0
0
Berkshire Hathaway Inc - Cl B
Class B
084670702
49
293
SH
DFND
3
293
0
0
Berkshire Hathaway Inc. - Class A
Class A
084670108
2249
9
SH
DFND
1
9
0
0
Berkshire Hathaway Inc. - Class A
Class A
084670108
500
2
SH
DFND
3
2
0
0
Biogen Idec Inc.
Common
09062X103
48229
176391
SH
DFND
1
149054
0
27337
Biogen Idec Inc.
Common
09062X103
4503
16469
SH
DFND
3
16469
0
0
Biogen Idec Inc.
Common
09062X103
8840
32332
SH
DFND
2
32332
0
0
Bioverativ Inc.
Common
09075E100
1728
31729
SH
DFND
1
27062
0
4667
Bioverativ Inc.
Common
09075E100
0
2
SH
DFND
2
2
0
0
Boeing Co.
Common
097023105
120
678
SH
DFND
1
678
0
0
Boston Scientific Co.
Common
101137107
105
4202
SH
DFND
1
2909
0
1293
BP PLC - Spons ADR
ADR
055622104
64542
1869711
SH
DFND
1
1586980
0
282731
BP PLC - Spons ADR
ADR
055622104
4788
138715
SH
DFND
3
138715
0
0
BP PLC - Spons ADR
ADR
055622104
8525
246954
SH
DFND
2
246954
0
0
Bristol Myers Squibb Co.
Common
110122108
1304
23981
SH
DFND
1
20608
0
3373
Bristol Myers Squibb Co.
Common
110122108
22
400
SH
DFND
3
400
0
0
Bristol Myers Squibb Co.
Common
110122108
45
819
SH
DFND
2
819
0
0
Broadcom Limited
Common
Y09827109
1071
4892
SH
DFND
1
4892
0
0
Brookfield Asset Management
Class A
112585104
768
21063
SH
DFND
1
21063
0
0
Brookfield Renewable Partners MLP
Master Limited Partnership
G16258108
0
0
SH
DFND
1
0
0
0
Buckeye Partners, MLP
Master Limited Partnership
118230101
128
1870
SH
DFND
1
1870
0
0
C.R. Bard, Inc.
Common
067383109
268
1080
SH
DFND
1
1080
0
0
Cabot Oil & Gas Corporation -Cl A
Class A
127097103
22467
939653
SH
DFND
1
692273
0
247380
Cabot Oil & Gas Corporation -Cl A
Class A
127097103
3238
135415
SH
DFND
3
135415
0
0
Cabot Oil & Gas Corporation -Cl A
Class A
127097103
5256
219808
SH
DFND
2
219808
0
0
Calgon Carbon Corporation
Common
129603106
550
37651
SH
DFND
1
37651
0
0
California Resources Corporation
Common
13057Q206
0
2
SH
DFND
1
2
0
0
Canadian National Railway Company
Common
136375102
2447
33102
SH
DFND
1
33102
0
0
Capital One Financial Corp.
Common
14040H105
45680
527122
SH
DFND
1
419621
0
107501
Capital One Financial Corp.
Common
14040H105
5029
58029
SH
DFND
3
58029
0
0
Capital One Financial Corp.
Common
14040H105
8148
94017
SH
DFND
2
94017
0
0
CarMax, Inc.
Common
143130102
1648
27820
SH
DFND
1
27820
0
0
Carnival Corporation
Common
143658300
13805
234348
SH
DFND
1
229366
0
4982
Carnival Corporation
Common
143658300
232
3930
SH
DFND
3
3930
0
0
Carnival Corporation
Common
143658300
1026
17412
SH
DFND
2
17412
0
0
Carnival PLC - ADR
ADR
14365C103
203
3515
SH
DFND
1
3515
0
0
Carter's, Inc.
Common
146229109
17480
194651
SH
DFND
1
194651
0
0
Caterpillar Inc.
Common
149123101
7
80
SH
DFND
1
80
0
0
CDK Global Inc.
Common
12508E101
127
1961
SH
DFND
1
1961
0
0
CDK Global Inc.
Common
12508E101
104
1600
SH
DFND
2
1600
0
0
Celanese Corp Ser - A
Common
150870103
13
140
SH
DFND
1
140
0
0
Celgene Corp.
Common
151020104
1667
13399
SH
DFND
1
13399
0
0
Cemex S.A. de C.V. Spons ADR
ADR
151290889
41682
4595638
SH
DFND
1
3733759
0
861879
Cemex S.A. de C.V. Spons ADR
ADR
151290889
4001
441177
SH
DFND
3
441177
0
0
Cemex S.A. de C.V. Spons ADR
ADR
151290889
7981
879917
SH
DFND
2
879917
0
0
Cerner Corporation
Common
156782104
79899
1357680
SH
DFND
1
1153920
0
203760
Cerner Corporation
Common
156782104
7518
127745
SH
DFND
3
127745
0
0
Cerner Corporation
Common
156782104
14543
247119
SH
DFND
2
247119
0
0
Charter Communications Inc.
Class A
16119P108
1044
3189
SH
DFND
1
3189
0
0
Chemed Corporation
Common
16359R103
15288
83681
SH
DFND
1
83681
0
0
Cheniere Energy, Inc.
Common
16411R208
1192
25222
SH
DFND
1
14417
0
10805
Chevron Corporation
Common
166764100
31642
294705
SH
DFND
1
272562
0
22143
Chevron Corporation
Common
166764100
6096
56777
SH
DFND
3
56777
0
0
Chevron Corporation
Common
166764100
1790
16669
SH
DFND
2
16669
0
0
Chimerix Inc.
Common
16934W106
96
15017
SH
DFND
1
10519
0
4498
China Mobile (Hong Kong) Limited Sp ADR
ADR
16941M109
277
5024
SH
DFND
1
5024
0
0
Chubb Limited
Common
H1467J104
665
4884
SH
DFND
1
4884
0
0
CIGNA Corporation
Common
125509109
1840
12563
SH
DFND
1
12051
0
512
Cimarex Energy Co.
Common
171798101
717
6000
SH
DFND
1
6000
0
0
Cisco Systems, Inc.
Common
17275R102
13139
388729
SH
DFND
1
388729
0
0
Cisco Systems, Inc.
Common
17275R102
481
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SH
DFND
3
14225
0
0
Cisco Systems, Inc.
Common
17275R102
362
10700
SH
DFND
2
10700
0
0
CIT Group, Inc.
Common
125581801
4
100
SH
DFND
1
100
0
0
Citigroup Inc.
Common
172967424
984
16443
SH
DFND
1
16443
0
0
Citizens Financial Group Inc
Common
174610105
219
6328
SH
DFND
1
6328
0
0
Coach, Inc.
Common
189754104
3
72
SH
DFND
1
72
0
0
Cobalt International Energy, Inc.
Common
19075F106
81
152595
SH
DFND
1
152595
0
0
Coca Cola Company
Common
191216100
1032
24320
SH
DFND
1
24320
0
0
Coca Cola Company
Common
191216100
138
3257
SH
DFND
2
3257
0
0
Colgate-Palmolive
Common
194162103
695
9492
SH
DFND
1
9492
0
0
Colgate-Palmolive
Common
194162103
25364
346553
SH
DFND
3
346553
0
0
Comcast Corporation - CL A
Class A
20030N101
3742
99540
SH
DFND
1
99540
0
0
Comerica Incorporated
Common
200340107
703
10249
SH
DFND
1
10249
0
0
Community Health Care
Common
203668108
4
427
SH
DFND
1
427
0
0
Community Health Systems - CVR
Right
203668116
0
450
SH
DFND
1
450
0
0
Concert Pharmaceuticals Inc.
Common
206022105
176
10289
SH
DFND
1
7155
0
3134
Concho Resources Inc.
Common
20605P101
436
3400
SH
DFND
1
3400
0
0
ConocoPhillips
Common
20825C104
68693
1377438
SH
DFND
1
1162601
0
214837
ConocoPhillips
Common
20825C104
5569
111675
SH
DFND
3
111675
0
0
ConocoPhillips
Common
20825C104
12631
253275
SH
DFND
2
253275
0
0
Constellation Brands, Inc.
Common
21036P108
11
70
SH
DFND
1
70
0
0
Continental Resources, Inc.
Common
212015101
104
2289
SH
DFND
1
2289
0
0
ContraFect Corporation
Common
212326102
36
20251
SH
DFND
1
13974
0
6277
Corning Inc.
Common
219350105
2087
77300
SH
DFND
1
77300
0
0
CoStart Group Inc.
Common
22160N109
13
63
SH
DFND
1
63
0
0
Costco Wholesale Corporation
Common
22160K105
215
1284
SH
DFND
1
1284
0
0
Coty Inc - Class A
Class A
222070203
85
4687
SH
DFND
1
4687
0
0
Coty Inc - Class A
Class A
222070203
6
351
SH
DFND
2
351
0
0
Crown Holdings, Inc.
Common
228368106
481
9093
SH
DFND
1
9093
0
0
Ctrip.com International - Sponsored ADR
ADR
22943F100
385
7825
SH
DFND
1
7825
0
0
Ctrip.com International - Sponsored ADR
ADR
22943F100
20
398
SH
DFND
2
398
0
0
Cullen/Frost Bankers, Inc.
Common
229899109
161
1814
SH
DFND
1
1814
0
0
CVS Health Corporation
Common
126650100
108756
1385426
SH
DFND
1
1174889
0
210537
CVS Health Corporation
Common
126650100
10529
134133
SH
DFND
3
134133
0
0
CVS Health Corporation
Common
126650100
19845
252799
SH
DFND
2
252799
0
0
D. R. Horton, Inc.
Common
23331A109
37
1125
SH
DFND
2
1125
0
0
Danaher Corporation
Common
235851102
710
8303
SH
DFND
1
8303
0
0
Danaher Corporation
Common
235851102
133
1555
SH
DFND
3
1555
0
0
DaVita, Inc.
Common
23918K108
489
7200
SH
DFND
1
7200
0
0
Deere & Company
Common
244199105
121
1108
SH
DFND
1
1108
0
0
Dell Technologies Inc - CL V
Common
24703L103
50
787
SH
DFND
1
787
0
0
Delphi Automotive PLC
Common
G27823106
70735
878799
SH
DFND
1
733270
0
145529
Delphi Automotive PLC
Common
G27823106
7313
90859
SH
DFND
3
90859
0
0
Delphi Automotive PLC
Common
G27823106
13724
170504
SH
DFND
2
170504
0
0
Delta Air Lines, Inc.
Common
247361702
51
1100
SH
DFND
2
1100
0
0
Devon Energy Corporation
Common
25179M103
690
16549
SH
DFND
1
16549
0
0
Dexcom, Inc.
Common
252131107
265
3123
SH
DFND
1
2170
0
953
Dick's Sporting Goods, Inc.
Common
253393102
52
1077
SH
DFND
1
1077
0
0
DigitalGlobe Inc.
Common
25389M877
15336
468274
SH
DFND
1
468274
0
0
Direxion Daily Mid Cap Bull 3X Shares
Exchange Traded Fund
25459W730
646
18000
SH
DFND
1
18000
0
0
Discover Financial Services
Common
254709108
12180
178098
SH
DFND
1
178098
0
0
Discover Financial Services
Common
254709108
64
934
SH
DFND
3
934
0
0
Discover Financial Services
Common
254709108
1403
20519
SH
DFND
2
20519
0
0
Dollar Tree, Inc.
Common
256746108
28
360
SH
DFND
1
360
0
0
Dominion Midstream Partners, LP - MLP
Master Limited Partnership
257454108
47
1475
SH
DFND
1
1475
0
0
Dominion Midstream Partners, LP - MLP
Master Limited Partnership
257454108
19
600
SH
DFND
3
600
0
0
Donaldson Company, Inc.
Common
257651109
150
3300
SH
DFND
1
3300
0
0
Dover Corp.
Common
260003108
3093
38494
SH
DFND
1
38494
0
0
Dr. Reddy's Laboratories Limited - ADR
ADR
256135203
53
1329
SH
DFND
1
910
0
419
Duke Energy Corporation
Common
26441C204
763
9303
SH
DFND
1
9303
0
0
Dupont, E.I. de Nemours & Co.
Common
263534109
69
864
SH
DFND
1
864
0
0
Dupont, E.I. de Nemours & Co.
Common
263534109
39
489
SH
DFND
3
489
0
0
Eagle Bancorp, Inc.
Common
268948106
167
2792
SH
DFND
1
2792
0
0
eBay Inc.
Common
278642103
73
2181
SH
DFND
1
2181
0
0
Ecolab Inc.
Common
278865100
251
2000
SH
DFND
1
2000
0
0
Edwards Lifesciences Corporation
Common
28176E108
20205
214782
SH
DFND
1
214782
0
0
Eli Lilly & Co.
Common
532457108
1037
12324
SH
DFND
1
10364
0
1960
Emerson Electric Co.
Common
291011104
1651
27585
SH
DFND
1
27585
0
0
Emerson Electric Co.
Common
291011104
221
3698
SH
DFND
3
3698
0
0
Emerson Electric Co.
Common
291011104
282
4711
SH
DFND
2
4711
0
0
Enbridge Energy Partners, MLP
Master Limited Partnership
29250R106
1033
54392
SH
DFND
1
54392
0
0
Enbridge Energy Partners, MLP
Master Limited Partnership
29250R106
23
1200
SH
DFND
3
1200
0
0
Enbridge Inc.
Common
29250N105
1629
38936
SH
DFND
1
38936
0
0
Energy Transfer Equity MLP
Master Limited Partnership
29273V100
86
4366
SH
DFND
1
4366
0
0
Energy Transfer Equity MLP
Master Limited Partnership
29273V100
43
2200
SH
DFND
3
2200
0
0
Energy Transfer Partners, MLP
Master Limited Partnership
29273R109
18
483
SH
DFND
1
483
0
0
Enterprise Products Partners MLP
Master Limited Partnership
293792107
1511
54742
SH
DFND
1
54742
0
0
Enterprise Products Partners MLP
Master Limited Partnership
293792107
104
3750
SH
DFND
3
3750
0
0
Envision Healthcare Corp
Common
29414D100
110
1792
SH
DFND
1
1258
0
534
EOG Resources Inc.
Common
26875P101
1986
20358
SH
DFND
1
13160
0
7198
EQT Corporation
Common
26884L109
677
11085
SH
DFND
1
11085
0
0
EQT Midstream Partners MLP
Master Limited Partnership
26885B100
205
2664
SH
DFND
1
2664
0
0
EQT Midstream Partners MLP
Master Limited Partnership
26885B100
12
150
SH
DFND
3
150
0
0
Expeditors International of Washington,
Common
302130109
295
5230
SH
DFND
1
5230
0
0
Express Scripts Holding, Inc.
Common
30219G108
1158
17575
SH
DFND
1
17575
0
0
Express Scripts Holding, Inc.
Common
30219G108
123
1872
SH
DFND
3
1872
0
0
Express Scripts Holding, Inc.
Common
30219G108
70
1055
SH
DFND
2
1055
0
0
Exxon Mobil Corporation
Common
30231G102
53880
656988
SH
DFND
1
655629
0
1359
Exxon Mobil Corporation
Common
30231G102
9977
121653
SH
DFND
3
121653
0
0
Exxon Mobil Corporation
Common
30231G102
11228
136909
SH
DFND
2
136909
0
0
Facebook Inc.
Class A
30303M102
121659
856453
SH
DFND
1
726565
0
129888
Facebook Inc.
Class A
30303M102
12032
84705
SH
DFND
3
84705
0
0
Facebook Inc.
Class A
30303M102
22656
159496
SH
DFND
2
159496
0
0
FactSet Research Systems, Inc.
Common
303075105
20043
121539
SH
DFND
1
121539
0
0
FedEx Corporation
Common
31428X106
59
304
SH
DFND
2
304
0
0
Fifth Third Bancorp
Common
316773100
16645
655319
SH
DFND
1
655319
0
0
Fifth Third Bancorp
Common
316773100
83
3273
SH
DFND
3
3273
0
0
Fifth Third Bancorp
Common
316773100
1829
72022
SH
DFND
2
72022
0
0
Financial Select Sector SPDR Fund
Exchange Traded Fund
81369Y605
11
450
SH
DFND
1
450
0
0
FirstCash Inc
Common
33767D105
14849
302126
SH
DFND
1
302126
0
0
FlexShares Morningstar Global Upstream
Exchange Traded Fund
33939L407
486
16500
SH
DFND
1
16500
0
0
FLIR Systems, Inc.
Common
302445101
218
5996
SH
DFND
1
5996
0
0
Fomento Economico Mexicano, S.A.-Sp ADR
ADR
344419106
677
7644
SH
DFND
1
0
0
7644
Ford Motor Company
Common
345370860
9410
808394
SH
DFND
1
808394
0
0
Ford Motor Company
Common
345370860
55
4715
SH
DFND
3
4715
0
0
Ford Motor Company
Common
345370860
1198
102880
SH
DFND
2
102880
0
0
Fortive Corporation
Common
34959J108
64
1058
SH
DFND
1
1058
0
0
Fortive Corporation
Common
34959J108
47
777
SH
DFND
3
777
0
0
Foundation Medicine Inc.
Common
350465100
322
10000
SH
DFND
1
10000
0
0
Freeport-McMoran Copper & Gold, Inc.
Common
35671D857
0
36
SH
DFND
1
36
0
0
Frontier Communications Company
Common
35906A108
0
18
SH
DFND
1
18
0
0
General Electric Co.
Common
369604103
9391
315134
SH
DFND
1
315134
0
0
General Electric Co.
Common
369604103
116
3905
SH
DFND
3
3905
0
0
General Mills, Inc.
Common
370334104
1383
23439
SH
DFND
1
23439
0
0
Genesis Energy MLP
Master Limited Partnership
371927104
45
1400
SH
DFND
1
1400
0
0
Gentherm Inc.
Common
37253A103
17768
452694
SH
DFND
1
452694
0
0
GGP Inc.
Common
36174X101
2361
101852
SH
DFND
1
101852
0
0
Gilead Sciences Inc.
Common
375558103
720
10600
SH
DFND
1
9701
0
899
Goldcorp Inc.
Common
380956409
1182
81042
SH
DFND
1
0
0
81042
Goldman Sachs Group, Inc.
Common
38141G104
1655
7204
SH
DFND
1
7204
0
0
Grainger W W Inc.
Common
384802104
466
2000
SH
DFND
2
2000
0
0
Grupo FIn Santander- ADR B
ADR
40053C105
1258
139264
SH
DFND
1
0
0
139264
Halliburton Co.
Common
406216101
997
20252
SH
DFND
1
20252
0
0
Hannon Armstrong Sustainable
Common
41068X100
288
14258
SH
DFND
1
14258
0
0
HCA Holdings Inc.
Common
40412C101
415
4663
SH
DFND
1
3203
0
1460
HDFC Bank Ltd. - ADR
ADR
40415F101
737
9803
SH
DFND
1
9803
0
0
Healthcare Services Group.
Common
421906108
30936
717940
SH
DFND
1
717940
0
0
Helix Energy Solutions Group I
Common
42330P107
41
5286
SH
DFND
1
5286
0
0
Helmerich & Payne, Inc.
Common
423452101
479
7200
SH
DFND
1
7200
0
0
Henry Schein, Inc.
Common
806407102
247
1456
SH
DFND
1
1002
0
454
Hess Corp
Common
42809H107
725
15033
SH
DFND
1
15033
0
0
Hewlett Packard Enterprise Company
Common
42824C109
123
5188
SH
DFND
1
5188
0
0
Home Depot Inc.
Common
437076102
15671
106726
SH
DFND
1
97649
0
9077
Home Depot Inc.
Common
437076102
1097
7473
SH
DFND
3
7473
0
0
Honeywell International Inc.
Common
438516106
13007
104167
SH
DFND
1
104167
0
0
Howard Hughes Corporation
Common
44267D107
1984
16922
SH
DFND
1
16922
0
0
HP Inc.
Common
40434L105
93
5188
SH
DFND
1
5188
0
0
HSBC Holdings PLC - Pfd,
Preferred
404280604
181
7000
SH
DFND
1
7000
0
0
Humana Inc.
Common
444859102
1054
5114
SH
DFND
1
4608
0
506
Huntington Bancshares Incorporated
Common
446150104
326
24311
SH
DFND
1
24311
0
0
Icici Bank Limited - Spon ADR
ADR
45104G104
637
74048
SH
DFND
1
74048
0
0
Illinois Tool Works Inc.
Common
452308109
2226
16803
SH
DFND
1
16803
0
0
Illinois Tool Works Inc.
Common
452308109
91588
691388
SH
DFND
2
0
0
691388
Illumina, Inc.
Common
452327109
48083
281781
SH
DFND
1
235801
0
45980
Illumina, Inc.
Common
452327109
4691
27490
SH
DFND
3
27490
0
0
Illumina, Inc.
Common
452327109
9167
53722
SH
DFND
2
53722
0
0
Incyte Corporation
Common
45337C102
454
3400
SH
DFND
1
3023
0
377
ING Groep N.V. - Sponsored ADR
ADR
456837103
558
37011
SH
DFND
1
37011
0
0
Ingersoll-Rand Plc
Common
G47791101
84
1030
SH
DFND
1
1030
0
0
Inogen Inc
Common
45780L104
22832
294378
SH
DFND
1
293875
0
503
Insulet Corporation
Common
45784P101
15937
369860
SH
DFND
1
369860
0
0
Int'l Business Machines Corp.
Common
459200101
9486
54471
SH
DFND
1
54471
0
0
Int'l Business Machines Corp.
Common
459200101
1013
5820
SH
DFND
3
5820
0
0
Int'l Business Machines Corp.
Common
459200101
1110
6373
SH
DFND
2
6373
0
0
Integer Holdings Corp
Common
45826H109
12336
306872
SH
DFND
1
306872
0
0
Intel Corp.
Common
458140100
5502
152528
SH
DFND
1
152528
0
0
Intel Corp.
Common
458140100
290
8049
SH
DFND
3
8049
0
0
Intel Corp.
Common
458140100
272
7545
SH
DFND
2
7545
0
0
IntercontinentalExchange Inc.
Common
45866F104
94
1565
SH
DFND
1
1565
0
0
Interface, Inc.
Common
458665304
491
25778
SH
DFND
1
25778
0
0
International Paper Co.
Common
460146103
4
80
SH
DFND
1
80
0
0
InterXion Holding NV
Common
N47279109
103
2597
SH
DFND
1
2597
0
0
Intuit Corp.
Common
461202103
371
3200
SH
DFND
1
3200
0
0
Intuit Corp.
Common
461202103
12
105
SH
DFND
2
105
0
0
IPG Photonics Corporation
Common
44980X109
20561
170346
SH
DFND
1
170346
0
0
Iron Mountain Inc.
Common
46284V101
16196
454046
SH
DFND
1
454046
0
0
Ironwood Pharmaceuticals Inc.
Common
46333X108
46
2678
SH
DFND
1
2678
0
0
iShares 0-5 Year TIPS Bond ETF
Exchange Traded Fund
46429B747
579
5710
SH
DFND
1
5710
0
0
iShares 1-3 Year Credit Bond ETF
Exchange Traded Fund
464288646
822
7811
SH
DFND
1
7811
0
0
iShares 1-3 Year Treasury Bond ETF
Exchange Traded Fund
464287457
240
2844
SH
DFND
1
2844
0
0
iShares 7-10 Year Treasury Bond ETF
Exchange Traded Fund
464287440
152
1440
SH
DFND
1
1440
0
0
iShares Core S&P 500 ETF
Exchange Traded Fund
464287200
81
340
SH
DFND
1
340
0
0
iShares Core S&P 500 ETF
Exchange Traded Fund
464287200
161
679
SH
DFND
3
679
0
0
iShares Core S&P Mid-Cap ETF
Exchange Traded Fund
464287507
6
36
SH
DFND
1
36
0
0
iShares Core S&P Mid-Cap ETF
Exchange Traded Fund
464287507
76
443
SH
DFND
3
443
0
0
iShares Core S&P Small-Cap ETF
Exchange Traded Fund
464287804
8
114
SH
DFND
1
114
0
0
iShares Core S&P Small-Cap ETF
Exchange Traded Fund
464287804
782
11314
SH
DFND
3
11314
0
0
iShares Core U.S. Aggregate Bond ETF
Exchange Traded Fund
464287226
11321
104348
SH
DFND
1
1210
0
103138
iShares Core U.S. Aggregate Bond ETF
Exchange Traded Fund
464287226
219
2017
SH
DFND
2
2017
0
0
iShares Global 100 ETF
Exchange Traded Fund
464287572
265
3246
SH
DFND
1
3246
0
0
iShares Global 100 ETF
Exchange Traded Fund
464287572
262
3203
SH
DFND
3
3203
0
0
iShares Gold Trust
Exchange Traded Fund
464285105
857
71393
SH
DFND
1
71393
0
0
iShares Gold Trust
Exchange Traded Fund
464285105
71
5873
SH
DFND
3
5873
0
0
iShares iBoxx $ Investment Grade
Exchange Traded Fund
464287242
56
478
SH
DFND
1
478
0
0
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
39617
636017
SH
DFND
1
540531
0
95486
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
1912
30690
SH
DFND
3
30690
0
0
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
50
801
SH
DFND
2
801
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
453
11510
SH
DFND
1
11510
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
190
4825
SH
DFND
3
4825
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
708
17968
SH
DFND
2
17968
0
0
iShares MSCI Japan ETF
Exchange Traded Fund
46434G822
606
11773
SH
DFND
1
11773
0
0
iShares MSCI UK - ETF
Exchange Traded Fund
46435G334
1170
35944
SH
DFND
1
35944
0
0
iShares New York Muni Bond ETF
Exchange Traded Fund
464288323
86
777
SH
DFND
2
777
0
0
iShares Russell 2000 ETF
Exchange Traded Fund
464287655
12205
88776
SH
DFND
1
71041
0
17735
iShares Russell 2000 ETF
Exchange Traded Fund
464287655
1265
9199
SH
DFND
3
9199
0
0
iShares Russell Mid-Cap ETF
Exchange Traded Fund
464287499
50
267
SH
DFND
1
267
0
0
iShares Russell Mid-Cap ETF
Exchange Traded Fund
464287499
6
31
SH
DFND
3
31
0
0
iShares Russell Mid-Cap Growth ETF
Exchange Traded Fund
464287481
125
1200
SH
DFND
1
1200
0
0
iShares S&P 500 Growth ETF
Exchange Traded Fund
464287309
1267
9635
SH
DFND
1
9635
0
0
iShares S&P 500 Value ETF
Exchange Traded Fund
464287408
1989
19114
SH
DFND
1
19114
0
0
iShares S&P Small-Cap 600 Growth ETF
Exchange Traded Fund
464287887
2296
15000
SH
DFND
3
15000
0
0
iShares TIPS Bond ETF
Exchange Traded Fund
464287176
14789
128994
SH
DFND
1
128994
0
0
iShares TIPS Bond ETF
Exchange Traded Fund
464287176
246
2150
SH
DFND
3
2150
0
0
iShares TIPS Bond ETF
Exchange Traded Fund
464287176
62
541
SH
DFND
2
541
0
0
Itau Unibanco Holdings SA - Pref ADR
ADR
465562106
1763
146099
SH
DFND
1
64115
0
81984
Itron, Inc.
Common
465741106
588
9694
SH
DFND
1
9694
0
0
J.P. Morgan Chase & Co.
Common
46625H100
132081
1503658
SH
DFND
1
1292273
0
211385
J.P. Morgan Chase & Co.
Common
46625H100
11782
134133
SH
DFND
3
134133
0
0
J.P. Morgan Chase & Co.
Common
46625H100
21758
247697
SH
DFND
2
247697
0
0
Jacobs Engineering Group, Inc.
Common
469814107
69
1250
SH
DFND
1
1250
0
0
John Wiley & Sons, Inc.
Class A
968223206
161
3000
SH
DFND
1
3000
0
0
Johnson & Johnson
Common
478160104
12782
102625
SH
DFND
1
99877
0
2748
Johnson & Johnson
Common
478160104
939
7543
SH
DFND
2
7543
0
0
Johnson Controls International PLC
Common
G51502105
6
150
SH
DFND
1
150
0
0
JPMorgan Alerian MLP Index ETN
Exchange Traded Fund
46625H365
239
7403
SH
DFND
1
7403
0
0
Juno Therapeutics Inc
Common
48205A109
78
3514
SH
DFND
1
2552
0
962
Kansas City Southern
Common
485170302
1068
12451
SH
DFND
1
0
0
12451
Keycorp
Common
493267108
3200
180000
SH
DFND
1
180000
0
0
Keysight Technologies Inc.
Common
49338L103
11
304
SH
DFND
1
304
0
0
Kimberly-Clark Corp
Common
494368103
461
3500
SH
DFND
1
3500
0
0
Kinder Morgan Inc.
Common
49456B101
60598
2787405
SH
DFND
1
2197750
0
589655
Kinder Morgan Inc.
Common
49456B101
8296
381618
SH
DFND
3
381618
0
0
Kinder Morgan Inc.
Common
49456B101
13887
638783
SH
DFND
2
638783
0
0
Knowles Corp
Common
49926D109
8
416
SH
DFND
1
416
0
0
Kopin Corporation
Common
500600101
315
76820
SH
DFND
1
76820
0
0
Korea Electric Power Corp. SP ADR
ADR
500631106
14749
711501
SH
DFND
1
711501
0
0
KT Corporation Sponsored ADR
ADR
48268K101
3237
192310
SH
DFND
1
192310
0
0
Laboratory Corp of America Holdings
Common
50540R409
19
134
SH
DFND
1
134
0
0
Lam Research Corporation
Common
512807108
83
650
SH
DFND
1
650
0
0
Lazard Ltd. - Cl. A
Class A
G54050102
185
4025
SH
DFND
1
4025
0
0
Lincoln National Corporation
Common
534187109
39
600
SH
DFND
2
600
0
0
Littelfuse, Inc.
Common
537008104
23668
148006
SH
DFND
1
148006
0
0
Lululemon Athletica Inc.
Common
550021109
52
1000
SH
DFND
1
1000
0
0
Luxottica Group S.p.A. Sponsored ADR
ADR
55068R202
1359
24692
SH
DFND
1
24692
0
0
LyondellBasell Industries NV
Class A
N53745100
1
16
SH
DFND
1
16
0
0
Magellan Midstream Partners, MLP
Master Limited Partnership
559080106
301
3919
SH
DFND
1
3919
0
0
Magellan Midstream Partners, MLP
Master Limited Partnership
559080106
13
175
SH
DFND
3
175
0
0
Mallinckrodt PLC
Common
G5785G107
162
3633
SH
DFND
1
3633
0
0
Marathon Oil Corp
Common
565849106
5
334
SH
DFND
1
334
0
0
Marathon Petroleum Corporation
Common
56585A102
17
332
SH
DFND
1
332
0
0
Masimo Corporation
Common
574795100
31511
337881
SH
DFND
1
337881
0
0
Mastercard Inc - Class A
Class A
57636Q104
120
1067
SH
DFND
1
1067
0
0
McDonald's Corporation
Common
580135101
2269
17506
SH
DFND
1
17506
0
0
McDonald's Corporation
Common
580135101
337
2600
SH
DFND
3
2600
0
0
McKesson HBOC Inc.
Common
58155Q103
15
100
SH
DFND
1
100
0
0
Mead Johnson Nutrition Company
Common
582839106
380
4263
SH
DFND
1
4263
0
0
Mead Johnson Nutrition Company
Common
582839106
15
168
SH
DFND
2
168
0
0
Medidata Solutions, Inc.
Common
58471A105
18198
315438
SH
DFND
1
314366
0
1072
Medtronic, PLC
Common
G5960L103
4082
50676
SH
DFND
1
32992
0
17684
Medtronic, PLC
Common
G5960L103
20
246
SH
DFND
2
246
0
0
Merck & Co. Inc.
Common
58933Y105
30922
486648
SH
DFND
1
455650
0
30998
Merck & Co. Inc.
Common
58933Y105
255
4010
SH
DFND
3
4010
0
0
Merck & Co. Inc.
Common
58933Y105
880
13852
SH
DFND
2
13852
0
0
Merit Medical Systems, Inc.
Common
589889104
20871
722165
SH
DFND
1
722165
0
0
MetLife, Inc.
Common
59156R108
677
12823
SH
DFND
1
12823
0
0
Mettler-Toledo International
Common
592688105
1350
2819
SH
DFND
1
2819
0
0
Microchip Technology Inc.
Common
595017104
111
1500
SH
DFND
1
1500
0
0
Microsemi Corp.
Common
595137100
27474
533156
SH
DFND
1
533156
0
0
Microsoft Corp.
Common
594918104
105336
1599390
SH
DFND
1
1357932
0
241458
Microsoft Corp.
Common
594918104
10626
161339
SH
DFND
3
161339
0
0
Microsoft Corp.
Common
594918104
18716
284173
SH
DFND
2
284173
0
0
Mistras Group Inc.
Common
60649T107
16703
781248
SH
DFND
1
781248
0
0
Mitsubishi UFJ Financial Group, Inc.
ADR
606822104
3
500
SH
DFND
1
500
0
0
Mohawk Industries Inc.
Common
608190104
320
1395
SH
DFND
1
1395
0
0
Molson Coors Brewing Co.
Common
60871R209
130
1356
SH
DFND
1
1356
0
0
Mondelez International Inc.
Common
609207105
43
1000
SH
DFND
1
1000
0
0
Monsanto Company
Common
61166W101
1227
10842
SH
DFND
1
10842
0
0
MPLX MLP
Master Limited Partnership
55336V100
21
580
SH
DFND
1
580
0
0
MPLX MLP
Master Limited Partnership
55336V100
26
708
SH
DFND
3
708
0
0
MRC Global Inc.
Common
55345K103
4517
246433
SH
DFND
1
246433
0
0
MSG Networks Inc.
Common
553573106
163
6975
SH
DFND
1
6975
0
0
NanoString Technologies Inc
Common
63009R109
77
3892
SH
DFND
1
2767
0
1125
National Instruments Corporation
Common
636518102
460
14121
SH
DFND
1
14121
0
0
National Oilwell Varco, Inc.
Common
637071101
570
14229
SH
DFND
1
14229
0
0
NetApp, Inc.
Common
64110D104
59
1400
SH
DFND
1
1400
0
0
Nevro Corporation
Common
64157F103
103
1102
SH
DFND
1
758
0
344
Newell Brands Inc.
Common
651229106
10
220
SH
DFND
1
220
0
0
Newfield Exploration Company
Common
651290108
21626
585906
SH
DFND
1
490064
0
95842
Newfield Exploration Company
Common
651290108
1977
53572
SH
DFND
3
53572
0
0
Newfield Exploration Company
Common
651290108
3652
98946
SH
DFND
2
98946
0
0
Newmont Mining Corporation
Common
651639106
11
324
SH
DFND
1
324
0
0
Newpark Resources, Inc.
Common
651718504
11104
1370804
SH
DFND
1
1370804
0
0
NextEra Energy, Inc.
Common
65339F101
79
612
SH
DFND
1
612
0
0
NIC Inc.
Common
62914B100
12021
595123
SH
DFND
1
595123
0
0
Nielsen Holdings PLC
Common
G6518L108
7
170
SH
DFND
1
170
0
0
Nike Inc. - CL B
Class B
654106103
68037
1220836
SH
DFND
1
1040997
0
179839
Nike Inc. - CL B
Class B
654106103
6429
115359
SH
DFND
3
115359
0
0
Nike Inc. - CL B
Class B
654106103
12274
220239
SH
DFND
2
220239
0
0
Noble Energy, Inc.
Common
655044105
5902
171857
SH
DFND
1
171857
0
0
Noble Energy, Inc.
Common
655044105
39
1140
SH
DFND
3
1140
0
0
Noble Energy, Inc.
Common
655044105
224
6516
SH
DFND
2
6516
0
0
Northern Trust Corporation
Common
665859104
238
2750
SH
DFND
3
2750
0
0
Novartis AG - ADR
ADR
66987V109
59959
807317
SH
DFND
1
771265
0
36052
Novartis AG - ADR
ADR
66987V109
5898
79418
SH
DFND
3
79418
0
0
Novartis AG - ADR
ADR
66987V109
13189
177582
SH
DFND
2
177582
0
0
Novo Nordisk A/S-Spons ADR
ADR
670100205
934
27250
SH
DFND
1
27250
0
0
NuVasive, Inc.
Common
670704105
219
2927
SH
DFND
1
2027
0
900
Nuvectra Corporation
Common
67075N108
712
104185
SH
DFND
1
104185
0
0
Occidental Petroleum Corporation
Common
674599105
1057
16678
SH
DFND
1
16678
0
0
Oceaneering International, Inc
Common
675232102
392
14460
SH
DFND
1
14460
0
0
Olin Corporation
Common
680665205
108
3285
SH
DFND
1
3285
0
0
Omnicell, Inc.
Common
68213N109
18456
454021
SH
DFND
1
453076
0
945
Omnicom Group
Common
681919106
61
708
SH
DFND
1
708
0
0
Oneok Partners MLP
Master Limited Partnership
68268N103
70
1300
SH
DFND
1
1300
0
0
ONEOK, Inc.
Common
682680103
97
1750
SH
DFND
1
1750
0
0
Oracle Corporation
Common
68389X105
123891
2777196
SH
DFND
1
2487679
0
289517
Oracle Corporation
Common
68389X105
7316
163988
SH
DFND
3
163988
0
0
Oracle Corporation
Common
68389X105
14716
329887
SH
DFND
2
329887
0
0
Palo Alto Networks, Inc.
Common
697435105
48
428
SH
DFND
1
428
0
0
Paycom Software Inc
Common
70432V102
13
222
SH
DFND
1
222
0
0
PayPal Holdings Inc.
Common
70450Y103
124
2881
SH
DFND
1
2881
0
0
Pentair, PLC
Common
G7S00T104
63000
1003507
SH
DFND
1
861972
0
141535
Pentair, PLC
Common
G7S00T104
5385
85782
SH
DFND
3
85782
0
0
Pentair, PLC
Common
G7S00T104
10871
173161
SH
DFND
2
173161
0
0
Pepsico, Inc
Common
713448108
12580
112461
SH
DFND
1
112461
0
0
Pepsico, Inc
Common
713448108
1144
10227
SH
DFND
3
10227
0
0
Pepsico, Inc
Common
713448108
808
7227
SH
DFND
2
7227
0
0
PetroChina Company Ltd. -ADR
ADR
71646E100
0
3
SH
DFND
1
3
0
0
Pfizer Inc.
Common
717081103
3770
110209
SH
DFND
1
102215
0
7994
Pfizer Inc.
Common
717081103
351
10260
SH
DFND
3
10260
0
0
Pfizer Inc.
Common
717081103
180
5250
SH
DFND
2
5250
0
0
Philip Morris International Inc.
Common
718172109
52
464
SH
DFND
1
464
0
0
Phillips 66
Common
718546104
401
5061
SH
DFND
1
5061
0
0
Phillips 66 Partners MLP
Master Limited Partnership
718549207
74
1438
SH
DFND
1
1438
0
0
Phillips 66 Partners MLP
Master Limited Partnership
718549207
21
400
SH
DFND
3
400
0
0
PIMCO Total Return - ETF
Exchange Traded Fund
72201R775
314
2977
SH
DFND
3
2977
0
0
PJT Partners Inc. - Class A
Class A
69343T107
5
150
SH
DFND
1
150
0
0
Plains All American Pipeline, MLP
Master Limited Partnership
726503105
783
24756
SH
DFND
1
24756
0
0
Plains All American Pipeline, MLP
Master Limited Partnership
726503105
38
1200
SH
DFND
3
1200
0
0
Plains GP Holdings LP-CL A
Class A
72651A207
36
1164
SH
DFND
1
1164
0
0
PNC Financial Services Group
Common
693475105
147
1219
SH
DFND
1
1219
0
0
Potash Corporation of Saskatchewan Inc.
ADR
73755L107
31
1800
SH
DFND
1
1800
0
0
PowerShares Cleantech Portfolio
Exchange Traded Fund
73935X278
18
500
SH
DFND
1
500
0
0
PowerShares QQQ Trust, Series 1
Exchange Traded Fund
73935A104
1698
12825
SH
DFND
1
12825
0
0
PPL Corporation
Common
69351T106
19
517
SH
DFND
1
517
0
0
Praxair, Inc.
Common
74005P104
325
2740
SH
DFND
1
2740
0
0
Priceline.com Inc
Common
741503403
344
193
SH
DFND
1
193
0
0
Procter & Gamble Co.
Common
742718109
7424
82630
SH
DFND
1
82630
0
0
Procter & Gamble Co.
Common
742718109
1463
16288
SH
DFND
2
16288
0
0
PROS Holdings, Inc.
Common
74346Y103
20458
845705
SH
DFND
1
845705
0
0
Qualcomm Inc.
Common
747525103
4918
85773
SH
DFND
1
85773
0
0
Qualcomm Inc.
Common
747525103
225
3930
SH
DFND
3
3930
0
0
Quest Diagnostics Incorporated
Common
74834L100
310
3158
SH
DFND
1
2189
0
969
Quest Diagnostics Incorporated
Common
74834L100
16
168
SH
DFND
2
168
0
0
Quorum Health Corp
Common
74909E106
0
79
SH
DFND
1
79
0
0
Range Resources Corp.
Common
75281A109
4796
164811
SH
DFND
1
164811
0
0
Raytheon Company
Common
755111507
56
366
SH
DFND
1
366
0
0
Raytheon Company
Common
755111507
183
1200
SH
DFND
2
1200
0
0
Real Estate Select Sector SPDR Fund
Exchange Traded Fund
81369Y860
2
62
SH
DFND
1
62
0
0
Red Hat Inc.
Common
756577102
6
72
SH
DFND
1
72
0
0
Regeneron Pharmaceuticals
Common
75886F107
51128
131940
SH
DFND
1
111865
0
20075
Regeneron Pharmaceuticals
Common
75886F107
4645
11988
SH
DFND
3
11988
0
0
Regeneron Pharmaceuticals
Common
75886F107
9181
23692
SH
DFND
2
23692
0
0
Reinsurance Group of America, Inc.
Common
759351604
63636
501147
SH
DFND
1
410126
0
91021
Reinsurance Group of America, Inc.
Common
759351604
6571
51745
SH
DFND
3
51745
0
0
Reinsurance Group of America, Inc.
Common
759351604
12058
94956
SH
DFND
2
94956
0
0
Renaissance Holdings Ltd.
Common
G7496G103
1866
12900
SH
DFND
1
12900
0
0
ResMed Inc.
Common
761152107
12696
176407
SH
DFND
1
176407
0
0
Rite Aid Corp.
Common
767754104
15
3565
SH
DFND
1
3565
0
0
Roper Industries Inc.
Common
776696106
15019
72733
SH
DFND
1
72733
0
0
Roper Industries Inc.
Common
776696106
83
401
SH
DFND
3
401
0
0
Roper Industries Inc.
Common
776696106
1805
8741
SH
DFND
2
8741
0
0
Royal Bank of Scotland PLC Pfd.
Preferred
780097739
101
4000
SH
DFND
1
4000
0
0
Royal Caribbean Cruises Ltd.
Common
V7780T103
76894
783756
SH
DFND
1
609394
0
174362
Royal Caribbean Cruises Ltd.
Common
V7780T103
10945
111558
SH
DFND
3
111558
0
0
Royal Caribbean Cruises Ltd.
Common
V7780T103
16363
166785
SH
DFND
2
166785
0
0
Royal Dutch Shell PLC - ADR B
ADR
780259107
561
10041
SH
DFND
1
10041
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
6119
116048
SH
DFND
1
116048
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
26
487
SH
DFND
3
487
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
290
5498
SH
DFND
2
5498
0
0
S&P Global Inc
Common
78409V104
1069
8180
SH
DFND
1
8180
0
0
S&P Global Inc
Common
78409V104
12747
97500
SH
DFND
2
97500
0
0
Salesforce.com, Inc.
Common
79466L302
206
2497
SH
DFND
1
2497
0
0
Sanofi-Aventis - ADR
ADR
80105N105
442
9761
SH
DFND
1
6702
0
3059
Schlumberger Ltd.
Common
806857108
625
8004
SH
DFND
1
8004
0
0
Schlumberger Ltd.
Common
806857108
125
1600
SH
DFND
3
1600
0
0
Schwab (Charles) Corp.
Common
808513105
73
1791
SH
DFND
1
1791
0
0
SemGroup Corp - Class A
Common
81663A105
171
4745
SH
DFND
1
4745
0
0
Shell Midstream Partners LP - MLP
Master Limited Partnership
822634101
19
585
SH
DFND
1
585
0
0
Shell Midstream Partners LP - MLP
Master Limited Partnership
822634101
10
300
SH
DFND
3
300
0
0
Shire PLC - ADR
ADR
82481R106
93920
539057
SH
DFND
1
471631
0
67426
Shire PLC - ADR
ADR
82481R106
7680
44079
SH
DFND
3
44079
0
0
Shire PLC - ADR
ADR
82481R106
16662
95634
SH
DFND
2
95634
0
0
Simon Property Group, Inc.
Common
828806109
138
800
SH
DFND
1
800
0
0
Simpson Manufacturing Co., Inc.
Common
829073105
10732
249062
SH
DFND
1
249062
0
0
SLM Corporation
Common
78442P106
10565
873167
SH
DFND
1
873167
0
0
Smith (A.O.) Corp
Common
831865209
1003
19608
SH
DFND
1
19608
0
0
Southwest Airlines Co.
Common
844741108
136280
2534977
SH
DFND
1
2195881
0
339096
Southwest Airlines Co.
Common
844741108
11410
212243
SH
DFND
3
212243
0
0
Southwest Airlines Co.
Common
844741108
23296
433327
SH
DFND
2
433327
0
0
Spark Therapeutics, Inc.
Common
84652J103
73
1367
SH
DFND
1
940
0
427
SPDR Dow Jones Industrial Average ETF
Exchange Traded Fund
78467X109
10020
48562
SH
DFND
1
48562
0
0
SPDR Euro Stoxx 50 Fund
Exchange Traded Fund
78463X202
1134
31206
SH
DFND
1
31206
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
2120
17857
SH
DFND
1
17857
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
513
4321
SH
DFND
3
4321
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
1497
12612
SH
DFND
2
12612
0
0
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
93572
396929
SH
DFND
1
395829
0
1100
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
4366
18520
SH
DFND
3
18520
0
0
SPDR S&P Regional Banking ETF
Exchange Traded Fund
78464A698
14834
271636
SH
DFND
1
271636
0
0
Spectra Energy Partners MLP
Master Limited Partnership
84756N109
171
3919
SH
DFND
1
3919
0
0
Spectra Energy Partners MLP
Master Limited Partnership
84756N109
15
350
SH
DFND
3
350
0
0
Standard Motor Products, Inc.
Common
853666105
11080
225487
SH
DFND
1
225487
0
0
Starbucks Corporation
Common
855244109
216
3704
SH
DFND
1
3704
0
0
State Street Corp.
Common
857477103
196
2465
SH
DFND
1
2465
0
0
State Street Corp.
Common
857477103
4
55
SH
DFND
3
55
0
0
Statoil ASA ADR
ADR
85771P102
27
1600
SH
DFND
1
1600
0
0
Stericycle, Inc.
Common
858912108
11116
134108
SH
DFND
1
134108
0
0
Stryker Corporation
Common
863667101
1180
8965
SH
DFND
1
7930
0
1035
Sumitomo Mitsui Financial Group, Inc
ADR
86562M209
240
33082
SH
DFND
1
33082
0
0
Sunoco Logistics Partners MLP
Master Limited Partnership
86764L108
1773
72592
SH
DFND
1
72592
0
0
Sunoco Logistics Partners MLP
Master Limited Partnership
86764L108
29
1200
SH
DFND
3
1200
0
0
Synchronoss Technologies, Inc.
Common
87157B103
8766
359253
SH
DFND
1
359253
0
0
Synchrony Financial
Common
87165B103
45282
1320163
SH
DFND
1
1106923
0
213240
Synchrony Financial
Common
87165B103
4536
132242
SH
DFND
3
132242
0
0
Synchrony Financial
Common
87165B103
9139
266448
SH
DFND
2
266448
0
0
SYSCO Corporation
Common
871829107
42
810
SH
DFND
1
810
0
0
SYSCO Corporation
Common
871829107
247
4760
SH
DFND
3
4760
0
0
SYSCO Corporation
Common
871829107
125
2400
SH
DFND
2
2400
0
0
T. Rowe Price Group Inc.
Common
74144T108
161
2366
SH
DFND
1
2366
0
0
T2 Biosystems, Inc.
Common
89853L104
78
14917
SH
DFND
1
10331
0
4586
Target Corporation
Common
87612E106
1115
20207
SH
DFND
1
20207
0
0
Tesla Inc.
Common
88160R101
28
100
SH
DFND
1
100
0
0
Tesoro Logistics LP - MLP
Master Limited Partnership
88160T107
22
410
SH
DFND
3
410
0
0
Tetra Tech, Inc.
Common
88162G103
715
17500
SH
DFND
1
17500
0
0
Teva Pharmaceutical Industries Ltd. ADR
ADR
881624209
46
1422
SH
DFND
1
1422
0
0
Texas Instruments Inc.
Common
882508104
6042
75000
SH
DFND
1
75000
0
0
Texas Instruments Inc.
Common
882508104
580
7198
SH
DFND
3
7198
0
0
Textron Inc.
Common
883203101
34
720
SH
DFND
1
720
0
0
The Blackstone Group MLP
Master Limited Partnership
09253U108
178
6000
SH
DFND
1
6000
0
0
The Chemours Company
Common
163851108
1
14
SH
DFND
1
14
0
0
The Cooper Companies, Inc.
Common
216648402
10
50
SH
DFND
1
50
0
0
The Dow Chemical Company
Common
260543103
560
8816
SH
DFND
1
8816
0
0
The Estee Lauder Companies Inc. Class A
Class A
518439104
660
7785
SH
DFND
1
7785
0
0
The Kraft Heinz Company
Common
500754106
103
1133
SH
DFND
1
1133
0
0
The Madison Square Garden Company
Class A
55825T103
464
2325
SH
DFND
1
2325
0
0
The TJX Companies, Inc.
Common
872540109
194
2457
SH
DFND
1
2457
0
0
The Travelers Companies, Inc.
Common
89417E109
155
1288
SH
DFND
1
1288
0
0
The Travelers Companies, Inc.
Common
89417E109
33
275
SH
DFND
2
275
0
0
The Walt Disney Company
Common
254687106
3685
32500
SH
DFND
1
32500
0
0
The Walt Disney Company
Common
254687106
173
1525
SH
DFND
3
1525
0
0
The Walt Disney Company
Common
254687106
1952
17211
SH
DFND
2
17211
0
0
Thermo Fisher Scientific Inc.
Common
883556102
2682
17464
SH
DFND
1
16861
0
603
Thermo Fisher Scientific Inc.
Common
883556102
62
405
SH
DFND
3
405
0
0
Time Inc.
Common
887228104
33
1687
SH
DFND
1
1687
0
0
Time Warner Inc.
Common
887317303
2139
21894
SH
DFND
1
21894
0
0
Toronto-Dominion Bank
Common
891160509
1827
36473
SH
DFND
1
8803
0
27670
Total SA - Spons ADR
ADR
89151E109
3084
61157
SH
DFND
1
61157
0
0
TransDigm Group, Inc.
Common
893641100
54
244
SH
DFND
1
244
0
0
Trimble Inc
Common
896239100
19632
613313
SH
DFND
1
613313
0
0
Triumph Group, Inc.
Common
896818101
6746
261973
SH
DFND
1
261973
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
19581
288888
SH
DFND
1
234245
0
54643
Ultragenyx Pharmaceutical Inc.
Common
90400D108
2013
29700
SH
DFND
3
29700
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
3801
56075
SH
DFND
2
56075
0
0
UniFirst Corporation
Common
904708104
330
2335
SH
DFND
1
2335
0
0
Unilever Plc - Sponsored ADR
ADR
904767704
10526
213339
SH
DFND
1
213339
0
0
Unilever Plc - Sponsored ADR
ADR
904767704
59
1197
SH
DFND
3
1197
0
0
Unilever Plc - Sponsored ADR
ADR
904767704
1280
25941
SH
DFND
2
25941
0
0
Union Pacific Corp.
Common
907818108
1391
13130
SH
DFND
1
13130
0
0
Union Pacific Corp.
Common
907818108
2429
22937
SH
DFND
2
22937
0
0
United Continental Holdings Inc.
Common
910047109
52116
737762
SH
DFND
1
593193
0
144569
United Continental Holdings Inc.
Common
910047109
5824
82449
SH
DFND
3
82449
0
0
United Continental Holdings Inc.
Common
910047109
10565
149558
SH
DFND
2
149558
0
0
United Parcel Service Class B
Common
911312106
1969
18352
SH
DFND
1
18352
0
0
United States Steel Corporation
Common
912909108
10
300
SH
DFND
1
300
0
0
United Technologies Corp.
Common
913017109
1630
14526
SH
DFND
1
14526
0
0
UnitedHealth Group Inc.
Common
91324P102
3256
19855
SH
DFND
1
18544
0
1311
Universal Display Corporation
Common
91347P105
62
715
SH
DFND
1
715
0
0
Universal Health Servies-B
Class B
913903100
128
1031
SH
DFND
1
720
0
311
US Bancorp
Common
902973304
1078
20936
SH
DFND
1
20936
0
0
Vale SA (ADR)
ADR
91912E105
8
800
SH
DFND
1
800
0
0
Valero Energy Corporation
Common
91913Y100
316
4761
SH
DFND
1
4761
0
0
VanEck Vectors AMT-Free Intermediate
Exchange Traded Fund
92189F544
40
1710
SH
DFND
1
1710
0
0
VanEck Vectors AMT-Free Intermediate
Exchange Traded Fund
92189F544
435
18553
SH
DFND
3
18553
0
0
Vanguard Dividend Appreciation Index Fd
Exchange Traded Fund
921908844
2401
26698
SH
DFND
1
26698
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
6009
151286
SH
DFND
1
151286
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
2929
73749
SH
DFND
3
73749
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
422
10624
SH
DFND
2
10624
0
0
Vanguard FTSE All-World Ex-US Index Fund
Exchange Traded Fund
922042775
547
11433
SH
DFND
1
11433
0
0
Vanguard FTSE All-World Ex-US Index Fund
Exchange Traded Fund
922042775
847
17700
SH
DFND
3
17700
0
0
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
540
13740
SH
DFND
1
13740
0
0
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
96
2435
SH
DFND
3
2435
0
0
Vanguard FTSE Europe ETF
Exchange Traded Fund
922042874
110
2124
SH
DFND
1
2124
0
0
Vanguard Mid-Cap ETF
Exchange Traded Fund
922908629
288
2067
SH
DFND
1
2067
0
0
Vanguard Mortgage Backed Securities ETF
Exchange Traded Fund
92206C771
29119
554434
SH
DFND
1
549216
0
5218
Vanguard Mortgage Backed Securities ETF
Exchange Traded Fund
92206C771
9868
187884
SH
DFND
3
187884
0
0
Vanguard Mortgage Backed Securities ETF
Exchange Traded Fund
92206C771
13376
254690
SH
DFND
2
254690
0
0
Vanguard REIT VIPERs
Exchange Traded Fund
922908553
74
890
SH
DFND
1
890
0
0
Vanguard S&P 500 ETF
Exchange Traded Fund
922908363
16604
76746
SH
DFND
1
24908
0
51838
Vanguard S&P 500 ETF
Exchange Traded Fund
922908363
1291
5969
SH
DFND
3
5969
0
0
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
335
4207
SH
DFND
1
4207
0
0
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
40
507
SH
DFND
3
507
0
0
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
596
7470
SH
DFND
2
7470
0
0
Vanguard Small-Cap ETF
Exchange Traded Fund
922908751
188
1410
SH
DFND
1
1410
0
0
Vanguard Small-Cap Growth ETF
Exchange Traded Fund
922908595
257
1825
SH
DFND
1
1825
0
0
Vanguard Small-Cap Value ETF
Exchange Traded Fund
922908611
464
3775
SH
DFND
1
3775
0
0
Vanguard Total World Stock ETF
Exchange Traded Fund
922042742
659
10100
SH
DFND
1
10100
0
0
Varex Imaging Corporation
Common
92214X106
52
1560
SH
DFND
1
1231
0
329
Varian Medical Systems, Inc.
Common
92220P105
347
3807
SH
DFND
1
3241
0
566
VCA Antech, Inc.
Common
918194101
220
2401
SH
DFND
1
1650
0
751
Verisk Analytics, Inc.
Common
92345Y106
245
3022
SH
DFND
1
3022
0
0
Verizon Communications
Common
92343V104
315
6454
SH
DFND
1
6454
0
0
Verizon Communications
Common
92343V104
127
2611
SH
DFND
2
2611
0
0
Versum Materials Inc
Common
92532W103
46
1500
SH
DFND
1
1500
0
0
Visa Inc - Class A Shares
Class A
92826C839
116099
1306389
SH
DFND
1
1110502
0
195887
Visa Inc - Class A Shares
Class A
92826C839
11038
124203
SH
DFND
3
124203
0
0
Visa Inc - Class A Shares
Class A
92826C839
20393
229466
SH
DFND
2
229466
0
0
Vocera Communications Inc.
Common
92857F107
22316
898770
SH
DFND
1
898770
0
0
Vodafone Group PLC - SP ADR
ADR
92857W308
143
5416
SH
DFND
2
5416
0
0
Wal-Mart Stores, Inc.
Common
931142103
1075
14915
SH
DFND
1
14915
0
0
Wal-Mart Stores, Inc.
Common
931142103
579
8032
SH
DFND
2
8032
0
0
Walgreens Boots Alliance Inc
Common
931427108
873
10515
SH
DFND
1
10515
0
0
Waters Corporation
Common
941848103
429
2745
SH
DFND
1
2745
0
0
Weatherford International PLC
Common
G48833100
1
216
SH
DFND
1
216
0
0
WEC Energy Group, Inc.
Common
92939U106
38535
635574
SH
DFND
1
544232
0
91342
WEC Energy Group, Inc.
Common
92939U106
3697
60969
SH
DFND
3
60969
0
0
WEC Energy Group, Inc.
Common
92939U106
6123
100983
SH
DFND
2
100983
0
0
Wells Fargo Company
Common
949746101
88226
1585097
SH
DFND
1
1277023
0
308074
Wells Fargo Company
Common
949746101
10368
186265
SH
DFND
3
186265
0
0
Wells Fargo Company
Common
949746101
16909
303783
SH
DFND
2
303783
0
0
Western Digital Corporation
Common
958102105
34
413
SH
DFND
1
413
0
0
Western Gas Partners MLP
Master Limited Partnership
958254104
2477
40981
SH
DFND
1
40981
0
0
Western Gas Partners MLP
Master Limited Partnership
958254104
36
600
SH
DFND
3
600
0
0
Weyerhaeuser Company
Common
962166104
167
4922
SH
DFND
1
4922
0
0
Whole Foods Market, Inc.
Common
966837106
63
2120
SH
DFND
1
2120
0
0
Williams Partners MLP
Master Limited Partnership
96949L105
197
4827
SH
DFND
1
4827
0
0
Williams Partners MLP
Master Limited Partnership
96949L105
29
702
SH
DFND
3
702
0
0
Xerium Technologies, Inc.
Common
98416J118
7
1026
SH
DFND
1
1026
0
0
Xylem Inc.
Common
98419M100
1060
21115
SH
DFND
1
21115
0
0
Yum China Holdings Inc
Common
98850P109
82
3017
SH
DFND
1
3017
0
0
Yum! Brands, Inc.
Common
988498101
249
3892
SH
DFND
1
3892
0
0
Zeltiq Aesthetics Inc.
Common
98933Q108
132
2380
SH
DFND
1
2380
0
0
Zeltiq Aesthetics Inc.
Common
98933Q108
36
649
SH
DFND
2
649
0
0
Zimmer Biomet Holdings, Inc.
Common
98956P102
537
4400
SH
DFND
1
4400
0
0