Chief Compliance Officer

0000869878-17-000008.txt : 20170428 0000869878-17-000008.hdr.sgml : 20170428 20170428120818 ACCESSION NUMBER: 0000869878-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 EFFECTIVENESS DATE: 20170428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 17793132 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125495471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000869878 XXXXXXXX 03-31-2017 03-31-2017 ROCKEFELLER FINANCIAL SERVICES INC

10 ROCKEFELLER PLAZA NEW YORK NY 10020

13F HOLDINGS REPORT 028-02813 N Timothy McCarthy Chief Compliance Officer 2125495471 Timothy McCarthy New York NY 04-28-2017 3 678 5006 false 1 0000315123 028-00926 ROCKEFELLER & CO., INC. 2 0000866998 028-02772 ROCKEFELLER TRUST COMPANY, N.A. 3 0001292819 028-11086 Rockefeller Trust CO Delaware INFORMATION TABLE 2 13F_2017_Quarter_1.xml 3D Systems Corporation Common 88554D205 2 167 SH DFND 1 167 0 0 3M Co. Common 88579Y101 1600 8360 SH DFND 1 8360 0 0 3M Co. Common 88579Y101 506 2645 SH DFND 3 2645 0 0 Aaon Inc Common 000360206 14483 409705 SH DFND 1 409705 0 0 Abaxis, Inc. Common 002567105 9061 186820 SH DFND 1 186820 0 0 ABB Ltd. - Spon ADR ADR 000375204 296 12641 SH DFND 1 12641 0 0 Abbott Laboratories Common 002824100 94865 2136123 SH DFND 1 1865918 0 270205 Abbott Laboratories Common 002824100 8451 190289 SH DFND 3 190289 0 0 Abbott Laboratories Common 002824100 14781 332840 SH DFND 2 332840 0 0 AbbVie Inc. Common 00287Y109 5060 77661 SH DFND 1 77661 0 0 AbbVie Inc. Common 00287Y109 1619 24850 SH DFND 3 24850 0 0 AbbVie Inc. Common 00287Y109 121 1850 SH DFND 2 1850 0 0 Abiomed, Inc Common 003654100 28676 229042 SH DFND 1 229042 0 0 Accenture Plc Common G1151C101 764 6375 SH DFND 1 6375 0 0 Adient PLC Common G0084W101 20 270 SH DFND 1 270 0 0 Adobe Systems Incorporated Common 00724F101 976 7498 SH DFND 1 7498 0 0 AdvanSix Inc Common 00773T101 12 442 SH DFND 1 442 0 0 Aetna Inc. Common 00817Y108 128 1000 SH DFND 3 1000 0 0 Aflac, Inc. Common 001055102 872 12042 SH DFND 1 12042 0 0 Aflac, Inc. Common 001055102 115 1594 SH DFND 2 1594 0 0 Agilent Technologies, Inc. Common 00846U101 32 608 SH DFND 1 608 0 0 Air Products and Chemicals, Inc. Common 009158106 406 3000 SH DFND 1 3000 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 1122 9257 SH DFND 1 9257 0 0 Allergan Plc Common G0177J108 34 141 SH DFND 1 141 0 0 Allison Transmission Holdings, Inc. Common 01973R101 1190 33000 SH DFND 1 33000 0 0 Allstate Corporation Common 020002101 8 100 SH DFND 1 100 0 0 Alnylam Pharmaceuticals Inc. Common 02043Q107 19621 382844 SH DFND 1 312717 0 70127 Alnylam Pharmaceuticals Inc. Common 02043Q107 2220 43314 SH DFND 3 43314 0 0 Alnylam Pharmaceuticals Inc. Common 02043Q107 4103 80065 SH DFND 2 80065 0 0 Alphabet Inc. - Class A Class A 02079K305 35715 42127 SH DFND 1 42100 0 27 Alphabet Inc. - Class A Class A 02079K305 2595 3061 SH DFND 3 3061 0 0 Alphabet Inc. - Class A Class A 02079K305 4359 5142 SH DFND 2 5142 0 0 Alphabet Inc. - Class C Class C 02079K107 114464 137981 SH DFND 1 111941 0 26040 Alphabet Inc. - Class C Class C 02079K107 11700 14104 SH DFND 3 14104 0 0 Alphabet Inc. - Class C Class C 02079K107 22709 27375 SH DFND 2 27375 0 0 Altria Group, Inc. Common 02209S103 122 1714 SH DFND 1 1714 0 0 Amazon.Com Inc Common 023135106 71831 81024 SH DFND 1 65904 0 15120 Amazon.Com Inc Common 023135106 8035 9063 SH DFND 3 9063 0 0 Amazon.Com Inc Common 023135106 14895 16801 SH DFND 2 16801 0 0 AMC Networks Inc Class A 00164V103 409 6975 SH DFND 1 6975 0 0 American Airlines Group Inc. Common 02376R102 55 1300 SH DFND 2 1300 0 0 American Superconductor Corp. Common 030111207 0 35 SH DFND 1 35 0 0 American Water Works Co., Inc. Common 030420103 45842 589457 SH DFND 1 568707 0 20750 American Water Works Co., Inc. Common 030420103 297 3817 SH DFND 3 3817 0 0 American Water Works Co., Inc. Common 030420103 3731 47972 SH DFND 2 47972 0 0 Amerigas Partners MLP Master Limited Partnership 030975106 252 5354 SH DFND 1 5354 0 0 AmerisourceBergen Corporation Common 03073E105 42 469 SH DFND 1 469 0 0 AMEX Technology Select Spider Exchange Traded Fund 81369Y803 84 1580 SH DFND 1 1580 0 0 Amgen Inc. Common 031162100 246 1502 SH DFND 1 1502 0 0 Amgen Inc. Common 031162100 4 22 SH DFND 3 22 0 0 Amicus Therapeutics Inc. Common 03152W109 136 19093 SH DFND 1 13120 0 5973 AMN Healthcare Services, Inc. Common 001744101 27 668 SH DFND 1 668 0 0 Anadarko Petroleum Corporation Common 032511107 1019 16443 SH DFND 1 16443 0 0 Anadarko Petroleum Corporation Common 032511107 294 4740 SH DFND 2 4740 0 0 Analog Devices, Inc. Common 032654105 2 23 SH DFND 1 23 0 0 Anthem Inc. Common 036752103 9964 60250 SH DFND 1 59615 0 635 Aon PLC Common G0408V102 270 2273 SH DFND 1 2273 0 0 Apache Corporation Common 037411105 86 1666 SH DFND 1 1666 0 0 Apache Corporation Common 037411105 1 11 SH DFND 3 11 0 0 Apache Corporation Common 037411105 11 223 SH DFND 2 223 0 0 Apple Inc. Common 037833100 4522 31480 SH DFND 1 31480 0 0 Apple Inc. Common 037833100 91 630 SH DFND 3 630 0 0 Aqua America Inc. Common 03836W103 635 19761 SH DFND 1 19761 0 0 Aramark Common 03852U106 4021 109064 SH DFND 1 63651 0 45413 AT&T Inc Common 00206R102 1355 32612 SH DFND 1 32612 0 0 AT&T Inc Common 00206R102 71 1700 SH DFND 2 1700 0 0 Athenahealth Inc Common 04685W103 952 8445 SH DFND 1 7977 0 468 AtriCure Inc. Common 04963C209 225 11766 SH DFND 1 8080 0 3686 Automatic Data Processing Common 053015103 648 6329 SH DFND 1 6329 0 0 Automatic Data Processing Common 053015103 6 63 SH DFND 3 63 0 0 Automatic Data Processing Common 053015103 491 4800 SH DFND 2 4800 0 0 Axis Capital Holdings Limited Common G0692U109 335 5000 SH DFND 1 5000 0 0 Badger Meter, Inc. Common 056525108 13036 354717 SH DFND 1 354717 0 0 Baidu.com, Inc. Common 056752108 42976 249105 SH DFND 1 216441 0 32664 Baidu.com, Inc. Common 056752108 3998 23174 SH DFND 3 23174 0 0 Baidu.com, Inc. Common 056752108 8169 47352 SH DFND 2 47352 0 0 Baker Hughes Incorporated Common 057224107 137 2293 SH DFND 1 2293 0 0 Baker Hughes Incorporated Common 057224107 12 200 SH DFND 3 200 0 0 Bancolombia S.A. ADR 05968L102 608 15262 SH DFND 1 15262 0 0 Bank of America Corporation Common 060505104 804 34088 SH DFND 1 34088 0 0 Bank of New York Mellon Corporation Common 064058100 2443 51731 SH DFND 1 51731 0 0 Baxter Int'l Inc. Common 071813109 260 5012 SH DFND 1 5012 0 0 Becton Dickinson & Co. Common 075887109 59945 326783 SH DFND 1 281242 0 45541 Becton Dickinson & Co. Common 075887109 5183 28254 SH DFND 3 28254 0 0 Becton Dickinson & Co. Common 075887109 10334 56334 SH DFND 2 56334 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 3928 23567 SH DFND 1 23567 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 49 293 SH DFND 3 293 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 2249 9 SH DFND 1 9 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 500 2 SH DFND 3 2 0 0 Biogen Idec Inc. Common 09062X103 48229 176391 SH DFND 1 149054 0 27337 Biogen Idec Inc. Common 09062X103 4503 16469 SH DFND 3 16469 0 0 Biogen Idec Inc. Common 09062X103 8840 32332 SH DFND 2 32332 0 0 Bioverativ Inc. Common 09075E100 1728 31729 SH DFND 1 27062 0 4667 Bioverativ Inc. Common 09075E100 0 2 SH DFND 2 2 0 0 Boeing Co. Common 097023105 120 678 SH DFND 1 678 0 0 Boston Scientific Co. Common 101137107 105 4202 SH DFND 1 2909 0 1293 BP PLC - Spons ADR ADR 055622104 64542 1869711 SH DFND 1 1586980 0 282731 BP PLC - Spons ADR ADR 055622104 4788 138715 SH DFND 3 138715 0 0 BP PLC - Spons ADR ADR 055622104 8525 246954 SH DFND 2 246954 0 0 Bristol Myers Squibb Co. Common 110122108 1304 23981 SH DFND 1 20608 0 3373 Bristol Myers Squibb Co. Common 110122108 22 400 SH DFND 3 400 0 0 Bristol Myers Squibb Co. Common 110122108 45 819 SH DFND 2 819 0 0 Broadcom Limited Common Y09827109 1071 4892 SH DFND 1 4892 0 0 Brookfield Asset Management Class A 112585104 768 21063 SH DFND 1 21063 0 0 Brookfield Renewable Partners MLP Master Limited Partnership G16258108 0 0 SH DFND 1 0 0 0 Buckeye Partners, MLP Master Limited Partnership 118230101 128 1870 SH DFND 1 1870 0 0 C.R. Bard, Inc. Common 067383109 268 1080 SH DFND 1 1080 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 22467 939653 SH DFND 1 692273 0 247380 Cabot Oil & Gas Corporation -Cl A Class A 127097103 3238 135415 SH DFND 3 135415 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 5256 219808 SH DFND 2 219808 0 0 Calgon Carbon Corporation Common 129603106 550 37651 SH DFND 1 37651 0 0 California Resources Corporation Common 13057Q206 0 2 SH DFND 1 2 0 0 Canadian National Railway Company Common 136375102 2447 33102 SH DFND 1 33102 0 0 Capital One Financial Corp. Common 14040H105 45680 527122 SH DFND 1 419621 0 107501 Capital One Financial Corp. Common 14040H105 5029 58029 SH DFND 3 58029 0 0 Capital One Financial Corp. Common 14040H105 8148 94017 SH DFND 2 94017 0 0 CarMax, Inc. Common 143130102 1648 27820 SH DFND 1 27820 0 0 Carnival Corporation Common 143658300 13805 234348 SH DFND 1 229366 0 4982 Carnival Corporation Common 143658300 232 3930 SH DFND 3 3930 0 0 Carnival Corporation Common 143658300 1026 17412 SH DFND 2 17412 0 0 Carnival PLC - ADR ADR 14365C103 203 3515 SH DFND 1 3515 0 0 Carter's, Inc. Common 146229109 17480 194651 SH DFND 1 194651 0 0 Caterpillar Inc. Common 149123101 7 80 SH DFND 1 80 0 0 CDK Global Inc. Common 12508E101 127 1961 SH DFND 1 1961 0 0 CDK Global Inc. Common 12508E101 104 1600 SH DFND 2 1600 0 0 Celanese Corp Ser - A Common 150870103 13 140 SH DFND 1 140 0 0 Celgene Corp. Common 151020104 1667 13399 SH DFND 1 13399 0 0 Cemex S.A. de C.V. Spons ADR ADR 151290889 41682 4595638 SH DFND 1 3733759 0 861879 Cemex S.A. de C.V. Spons ADR ADR 151290889 4001 441177 SH DFND 3 441177 0 0 Cemex S.A. de C.V. Spons ADR ADR 151290889 7981 879917 SH DFND 2 879917 0 0 Cerner Corporation Common 156782104 79899 1357680 SH DFND 1 1153920 0 203760 Cerner Corporation Common 156782104 7518 127745 SH DFND 3 127745 0 0 Cerner Corporation Common 156782104 14543 247119 SH DFND 2 247119 0 0 Charter Communications Inc. Class A 16119P108 1044 3189 SH DFND 1 3189 0 0 Chemed Corporation Common 16359R103 15288 83681 SH DFND 1 83681 0 0 Cheniere Energy, Inc. Common 16411R208 1192 25222 SH DFND 1 14417 0 10805 Chevron Corporation Common 166764100 31642 294705 SH DFND 1 272562 0 22143 Chevron Corporation Common 166764100 6096 56777 SH DFND 3 56777 0 0 Chevron Corporation Common 166764100 1790 16669 SH DFND 2 16669 0 0 Chimerix Inc. Common 16934W106 96 15017 SH DFND 1 10519 0 4498 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 277 5024 SH DFND 1 5024 0 0 Chubb Limited Common H1467J104 665 4884 SH DFND 1 4884 0 0 CIGNA Corporation Common 125509109 1840 12563 SH DFND 1 12051 0 512 Cimarex Energy Co. Common 171798101 717 6000 SH DFND 1 6000 0 0 Cisco Systems, Inc. Common 17275R102 13139 388729 SH DFND 1 388729 0 0 Cisco Systems, Inc. Common 17275R102 481 14225 SH DFND 3 14225 0 0 Cisco Systems, Inc. Common 17275R102 362 10700 SH DFND 2 10700 0 0 CIT Group, Inc. Common 125581801 4 100 SH DFND 1 100 0 0 Citigroup Inc. Common 172967424 984 16443 SH DFND 1 16443 0 0 Citizens Financial Group Inc Common 174610105 219 6328 SH DFND 1 6328 0 0 Coach, Inc. Common 189754104 3 72 SH DFND 1 72 0 0 Cobalt International Energy, Inc. Common 19075F106 81 152595 SH DFND 1 152595 0 0 Coca Cola Company Common 191216100 1032 24320 SH DFND 1 24320 0 0 Coca Cola Company Common 191216100 138 3257 SH DFND 2 3257 0 0 Colgate-Palmolive Common 194162103 695 9492 SH DFND 1 9492 0 0 Colgate-Palmolive Common 194162103 25364 346553 SH DFND 3 346553 0 0 Comcast Corporation - CL A Class A 20030N101 3742 99540 SH DFND 1 99540 0 0 Comerica Incorporated Common 200340107 703 10249 SH DFND 1 10249 0 0 Community Health Care Common 203668108 4 427 SH DFND 1 427 0 0 Community Health Systems - CVR Right 203668116 0 450 SH DFND 1 450 0 0 Concert Pharmaceuticals Inc. Common 206022105 176 10289 SH DFND 1 7155 0 3134 Concho Resources Inc. Common 20605P101 436 3400 SH DFND 1 3400 0 0 ConocoPhillips Common 20825C104 68693 1377438 SH DFND 1 1162601 0 214837 ConocoPhillips Common 20825C104 5569 111675 SH DFND 3 111675 0 0 ConocoPhillips Common 20825C104 12631 253275 SH DFND 2 253275 0 0 Constellation Brands, Inc. Common 21036P108 11 70 SH DFND 1 70 0 0 Continental Resources, Inc. Common 212015101 104 2289 SH DFND 1 2289 0 0 ContraFect Corporation Common 212326102 36 20251 SH DFND 1 13974 0 6277 Corning Inc. Common 219350105 2087 77300 SH DFND 1 77300 0 0 CoStart Group Inc. Common 22160N109 13 63 SH DFND 1 63 0 0 Costco Wholesale Corporation Common 22160K105 215 1284 SH DFND 1 1284 0 0 Coty Inc - Class A Class A 222070203 85 4687 SH DFND 1 4687 0 0 Coty Inc - Class A Class A 222070203 6 351 SH DFND 2 351 0 0 Crown Holdings, Inc. Common 228368106 481 9093 SH DFND 1 9093 0 0 Ctrip.com International - Sponsored ADR ADR 22943F100 385 7825 SH DFND 1 7825 0 0 Ctrip.com International - Sponsored ADR ADR 22943F100 20 398 SH DFND 2 398 0 0 Cullen/Frost Bankers, Inc. Common 229899109 161 1814 SH DFND 1 1814 0 0 CVS Health Corporation Common 126650100 108756 1385426 SH DFND 1 1174889 0 210537 CVS Health Corporation Common 126650100 10529 134133 SH DFND 3 134133 0 0 CVS Health Corporation Common 126650100 19845 252799 SH DFND 2 252799 0 0 D. R. Horton, Inc. Common 23331A109 37 1125 SH DFND 2 1125 0 0 Danaher Corporation Common 235851102 710 8303 SH DFND 1 8303 0 0 Danaher Corporation Common 235851102 133 1555 SH DFND 3 1555 0 0 DaVita, Inc. Common 23918K108 489 7200 SH DFND 1 7200 0 0 Deere & Company Common 244199105 121 1108 SH DFND 1 1108 0 0 Dell Technologies Inc - CL V Common 24703L103 50 787 SH DFND 1 787 0 0 Delphi Automotive PLC Common G27823106 70735 878799 SH DFND 1 733270 0 145529 Delphi Automotive PLC Common G27823106 7313 90859 SH DFND 3 90859 0 0 Delphi Automotive PLC Common G27823106 13724 170504 SH DFND 2 170504 0 0 Delta Air Lines, Inc. Common 247361702 51 1100 SH DFND 2 1100 0 0 Devon Energy Corporation Common 25179M103 690 16549 SH DFND 1 16549 0 0 Dexcom, Inc. Common 252131107 265 3123 SH DFND 1 2170 0 953 Dick's Sporting Goods, Inc. Common 253393102 52 1077 SH DFND 1 1077 0 0 DigitalGlobe Inc. Common 25389M877 15336 468274 SH DFND 1 468274 0 0 Direxion Daily Mid Cap Bull 3X Shares Exchange Traded Fund 25459W730 646 18000 SH DFND 1 18000 0 0 Discover Financial Services Common 254709108 12180 178098 SH DFND 1 178098 0 0 Discover Financial Services Common 254709108 64 934 SH DFND 3 934 0 0 Discover Financial Services Common 254709108 1403 20519 SH DFND 2 20519 0 0 Dollar Tree, Inc. Common 256746108 28 360 SH DFND 1 360 0 0 Dominion Midstream Partners, LP - MLP Master Limited Partnership 257454108 47 1475 SH DFND 1 1475 0 0 Dominion Midstream Partners, LP - MLP Master Limited Partnership 257454108 19 600 SH DFND 3 600 0 0 Donaldson Company, Inc. Common 257651109 150 3300 SH DFND 1 3300 0 0 Dover Corp. Common 260003108 3093 38494 SH DFND 1 38494 0 0 Dr. Reddy's Laboratories Limited - ADR ADR 256135203 53 1329 SH DFND 1 910 0 419 Duke Energy Corporation Common 26441C204 763 9303 SH DFND 1 9303 0 0 Dupont, E.I. de Nemours & Co. Common 263534109 69 864 SH DFND 1 864 0 0 Dupont, E.I. de Nemours & Co. Common 263534109 39 489 SH DFND 3 489 0 0 Eagle Bancorp, Inc. Common 268948106 167 2792 SH DFND 1 2792 0 0 eBay Inc. Common 278642103 73 2181 SH DFND 1 2181 0 0 Ecolab Inc. Common 278865100 251 2000 SH DFND 1 2000 0 0 Edwards Lifesciences Corporation Common 28176E108 20205 214782 SH DFND 1 214782 0 0 Eli Lilly & Co. Common 532457108 1037 12324 SH DFND 1 10364 0 1960 Emerson Electric Co. Common 291011104 1651 27585 SH DFND 1 27585 0 0 Emerson Electric Co. Common 291011104 221 3698 SH DFND 3 3698 0 0 Emerson Electric Co. Common 291011104 282 4711 SH DFND 2 4711 0 0 Enbridge Energy Partners, MLP Master Limited Partnership 29250R106 1033 54392 SH DFND 1 54392 0 0 Enbridge Energy Partners, MLP Master Limited Partnership 29250R106 23 1200 SH DFND 3 1200 0 0 Enbridge Inc. Common 29250N105 1629 38936 SH DFND 1 38936 0 0 Energy Transfer Equity MLP Master Limited Partnership 29273V100 86 4366 SH DFND 1 4366 0 0 Energy Transfer Equity MLP Master Limited Partnership 29273V100 43 2200 SH DFND 3 2200 0 0 Energy Transfer Partners, MLP Master Limited Partnership 29273R109 18 483 SH DFND 1 483 0 0 Enterprise Products Partners MLP Master Limited Partnership 293792107 1511 54742 SH DFND 1 54742 0 0 Enterprise Products Partners MLP Master Limited Partnership 293792107 104 3750 SH DFND 3 3750 0 0 Envision Healthcare Corp Common 29414D100 110 1792 SH DFND 1 1258 0 534 EOG Resources Inc. Common 26875P101 1986 20358 SH DFND 1 13160 0 7198 EQT Corporation Common 26884L109 677 11085 SH DFND 1 11085 0 0 EQT Midstream Partners MLP Master Limited Partnership 26885B100 205 2664 SH DFND 1 2664 0 0 EQT Midstream Partners MLP Master Limited Partnership 26885B100 12 150 SH DFND 3 150 0 0 Expeditors International of Washington, Common 302130109 295 5230 SH DFND 1 5230 0 0 Express Scripts Holding, Inc. Common 30219G108 1158 17575 SH DFND 1 17575 0 0 Express Scripts Holding, Inc. Common 30219G108 123 1872 SH DFND 3 1872 0 0 Express Scripts Holding, Inc. Common 30219G108 70 1055 SH DFND 2 1055 0 0 Exxon Mobil Corporation Common 30231G102 53880 656988 SH DFND 1 655629 0 1359 Exxon Mobil Corporation Common 30231G102 9977 121653 SH DFND 3 121653 0 0 Exxon Mobil Corporation Common 30231G102 11228 136909 SH DFND 2 136909 0 0 Facebook Inc. Class A 30303M102 121659 856453 SH DFND 1 726565 0 129888 Facebook Inc. Class A 30303M102 12032 84705 SH DFND 3 84705 0 0 Facebook Inc. Class A 30303M102 22656 159496 SH DFND 2 159496 0 0 FactSet Research Systems, Inc. Common 303075105 20043 121539 SH DFND 1 121539 0 0 FedEx Corporation Common 31428X106 59 304 SH DFND 2 304 0 0 Fifth Third Bancorp Common 316773100 16645 655319 SH DFND 1 655319 0 0 Fifth Third Bancorp Common 316773100 83 3273 SH DFND 3 3273 0 0 Fifth Third Bancorp Common 316773100 1829 72022 SH DFND 2 72022 0 0 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 11 450 SH DFND 1 450 0 0 FirstCash Inc Common 33767D105 14849 302126 SH DFND 1 302126 0 0 FlexShares Morningstar Global Upstream Exchange Traded Fund 33939L407 486 16500 SH DFND 1 16500 0 0 FLIR Systems, Inc. Common 302445101 218 5996 SH DFND 1 5996 0 0 Fomento Economico Mexicano, S.A.-Sp ADR ADR 344419106 677 7644 SH DFND 1 0 0 7644 Ford Motor Company Common 345370860 9410 808394 SH DFND 1 808394 0 0 Ford Motor Company Common 345370860 55 4715 SH DFND 3 4715 0 0 Ford Motor Company Common 345370860 1198 102880 SH DFND 2 102880 0 0 Fortive Corporation Common 34959J108 64 1058 SH DFND 1 1058 0 0 Fortive Corporation Common 34959J108 47 777 SH DFND 3 777 0 0 Foundation Medicine Inc. Common 350465100 322 10000 SH DFND 1 10000 0 0 Freeport-McMoran Copper & Gold, Inc. Common 35671D857 0 36 SH DFND 1 36 0 0 Frontier Communications Company Common 35906A108 0 18 SH DFND 1 18 0 0 General Electric Co. Common 369604103 9391 315134 SH DFND 1 315134 0 0 General Electric Co. Common 369604103 116 3905 SH DFND 3 3905 0 0 General Mills, Inc. Common 370334104 1383 23439 SH DFND 1 23439 0 0 Genesis Energy MLP Master Limited Partnership 371927104 45 1400 SH DFND 1 1400 0 0 Gentherm Inc. Common 37253A103 17768 452694 SH DFND 1 452694 0 0 GGP Inc. Common 36174X101 2361 101852 SH DFND 1 101852 0 0 Gilead Sciences Inc. Common 375558103 720 10600 SH DFND 1 9701 0 899 Goldcorp Inc. Common 380956409 1182 81042 SH DFND 1 0 0 81042 Goldman Sachs Group, Inc. Common 38141G104 1655 7204 SH DFND 1 7204 0 0 Grainger W W Inc. Common 384802104 466 2000 SH DFND 2 2000 0 0 Grupo FIn Santander- ADR B ADR 40053C105 1258 139264 SH DFND 1 0 0 139264 Halliburton Co. Common 406216101 997 20252 SH DFND 1 20252 0 0 Hannon Armstrong Sustainable Common 41068X100 288 14258 SH DFND 1 14258 0 0 HCA Holdings Inc. Common 40412C101 415 4663 SH DFND 1 3203 0 1460 HDFC Bank Ltd. - ADR ADR 40415F101 737 9803 SH DFND 1 9803 0 0 Healthcare Services Group. Common 421906108 30936 717940 SH DFND 1 717940 0 0 Helix Energy Solutions Group I Common 42330P107 41 5286 SH DFND 1 5286 0 0 Helmerich & Payne, Inc. Common 423452101 479 7200 SH DFND 1 7200 0 0 Henry Schein, Inc. Common 806407102 247 1456 SH DFND 1 1002 0 454 Hess Corp Common 42809H107 725 15033 SH DFND 1 15033 0 0 Hewlett Packard Enterprise Company Common 42824C109 123 5188 SH DFND 1 5188 0 0 Home Depot Inc. Common 437076102 15671 106726 SH DFND 1 97649 0 9077 Home Depot Inc. Common 437076102 1097 7473 SH DFND 3 7473 0 0 Honeywell International Inc. Common 438516106 13007 104167 SH DFND 1 104167 0 0 Howard Hughes Corporation Common 44267D107 1984 16922 SH DFND 1 16922 0 0 HP Inc. Common 40434L105 93 5188 SH DFND 1 5188 0 0 HSBC Holdings PLC - Pfd, Preferred 404280604 181 7000 SH DFND 1 7000 0 0 Humana Inc. Common 444859102 1054 5114 SH DFND 1 4608 0 506 Huntington Bancshares Incorporated Common 446150104 326 24311 SH DFND 1 24311 0 0 Icici Bank Limited - Spon ADR ADR 45104G104 637 74048 SH DFND 1 74048 0 0 Illinois Tool Works Inc. Common 452308109 2226 16803 SH DFND 1 16803 0 0 Illinois Tool Works Inc. Common 452308109 91588 691388 SH DFND 2 0 0 691388 Illumina, Inc. Common 452327109 48083 281781 SH DFND 1 235801 0 45980 Illumina, Inc. Common 452327109 4691 27490 SH DFND 3 27490 0 0 Illumina, Inc. Common 452327109 9167 53722 SH DFND 2 53722 0 0 Incyte Corporation Common 45337C102 454 3400 SH DFND 1 3023 0 377 ING Groep N.V. - Sponsored ADR ADR 456837103 558 37011 SH DFND 1 37011 0 0 Ingersoll-Rand Plc Common G47791101 84 1030 SH DFND 1 1030 0 0 Inogen Inc Common 45780L104 22832 294378 SH DFND 1 293875 0 503 Insulet Corporation Common 45784P101 15937 369860 SH DFND 1 369860 0 0 Int'l Business Machines Corp. Common 459200101 9486 54471 SH DFND 1 54471 0 0 Int'l Business Machines Corp. Common 459200101 1013 5820 SH DFND 3 5820 0 0 Int'l Business Machines Corp. Common 459200101 1110 6373 SH DFND 2 6373 0 0 Integer Holdings Corp Common 45826H109 12336 306872 SH DFND 1 306872 0 0 Intel Corp. Common 458140100 5502 152528 SH DFND 1 152528 0 0 Intel Corp. Common 458140100 290 8049 SH DFND 3 8049 0 0 Intel Corp. Common 458140100 272 7545 SH DFND 2 7545 0 0 IntercontinentalExchange Inc. Common 45866F104 94 1565 SH DFND 1 1565 0 0 Interface, Inc. Common 458665304 491 25778 SH DFND 1 25778 0 0 International Paper Co. Common 460146103 4 80 SH DFND 1 80 0 0 InterXion Holding NV Common N47279109 103 2597 SH DFND 1 2597 0 0 Intuit Corp. Common 461202103 371 3200 SH DFND 1 3200 0 0 Intuit Corp. Common 461202103 12 105 SH DFND 2 105 0 0 IPG Photonics Corporation Common 44980X109 20561 170346 SH DFND 1 170346 0 0 Iron Mountain Inc. Common 46284V101 16196 454046 SH DFND 1 454046 0 0 Ironwood Pharmaceuticals Inc. Common 46333X108 46 2678 SH DFND 1 2678 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 579 5710 SH DFND 1 5710 0 0 iShares 1-3 Year Credit Bond ETF Exchange Traded Fund 464288646 822 7811 SH DFND 1 7811 0 0 iShares 1-3 Year Treasury Bond ETF Exchange Traded Fund 464287457 240 2844 SH DFND 1 2844 0 0 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 152 1440 SH DFND 1 1440 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 81 340 SH DFND 1 340 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 161 679 SH DFND 3 679 0 0 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 6 36 SH DFND 1 36 0 0 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 76 443 SH DFND 3 443 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 8 114 SH DFND 1 114 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 782 11314 SH DFND 3 11314 0 0 iShares Core U.S. Aggregate Bond ETF Exchange Traded Fund 464287226 11321 104348 SH DFND 1 1210 0 103138 iShares Core U.S. Aggregate Bond ETF Exchange Traded Fund 464287226 219 2017 SH DFND 2 2017 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 265 3246 SH DFND 1 3246 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 262 3203 SH DFND 3 3203 0 0 iShares Gold Trust Exchange Traded Fund 464285105 857 71393 SH DFND 1 71393 0 0 iShares Gold Trust Exchange Traded Fund 464285105 71 5873 SH DFND 3 5873 0 0 iShares iBoxx $ Investment Grade Exchange Traded Fund 464287242 56 478 SH DFND 1 478 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 39617 636017 SH DFND 1 540531 0 95486 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 1912 30690 SH DFND 3 30690 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 50 801 SH DFND 2 801 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 453 11510 SH DFND 1 11510 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 190 4825 SH DFND 3 4825 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 708 17968 SH DFND 2 17968 0 0 iShares MSCI Japan ETF Exchange Traded Fund 46434G822 606 11773 SH DFND 1 11773 0 0 iShares MSCI UK - ETF Exchange Traded Fund 46435G334 1170 35944 SH DFND 1 35944 0 0 iShares New York Muni Bond ETF Exchange Traded Fund 464288323 86 777 SH DFND 2 777 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 12205 88776 SH DFND 1 71041 0 17735 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1265 9199 SH DFND 3 9199 0 0 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 50 267 SH DFND 1 267 0 0 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 6 31 SH DFND 3 31 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 125 1200 SH DFND 1 1200 0 0 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 1267 9635 SH DFND 1 9635 0 0 iShares S&P 500 Value ETF Exchange Traded Fund 464287408 1989 19114 SH DFND 1 19114 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 2296 15000 SH DFND 3 15000 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 14789 128994 SH DFND 1 128994 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 246 2150 SH DFND 3 2150 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 62 541 SH DFND 2 541 0 0 Itau Unibanco Holdings SA - Pref ADR ADR 465562106 1763 146099 SH DFND 1 64115 0 81984 Itron, Inc. Common 465741106 588 9694 SH DFND 1 9694 0 0 J.P. Morgan Chase & Co. Common 46625H100 132081 1503658 SH DFND 1 1292273 0 211385 J.P. Morgan Chase & Co. Common 46625H100 11782 134133 SH DFND 3 134133 0 0 J.P. Morgan Chase & Co. Common 46625H100 21758 247697 SH DFND 2 247697 0 0 Jacobs Engineering Group, Inc. Common 469814107 69 1250 SH DFND 1 1250 0 0 John Wiley & Sons, Inc. Class A 968223206 161 3000 SH DFND 1 3000 0 0 Johnson & Johnson Common 478160104 12782 102625 SH DFND 1 99877 0 2748 Johnson & Johnson Common 478160104 939 7543 SH DFND 2 7543 0 0 Johnson Controls International PLC Common G51502105 6 150 SH DFND 1 150 0 0 JPMorgan Alerian MLP Index ETN Exchange Traded Fund 46625H365 239 7403 SH DFND 1 7403 0 0 Juno Therapeutics Inc Common 48205A109 78 3514 SH DFND 1 2552 0 962 Kansas City Southern Common 485170302 1068 12451 SH DFND 1 0 0 12451 Keycorp Common 493267108 3200 180000 SH DFND 1 180000 0 0 Keysight Technologies Inc. Common 49338L103 11 304 SH DFND 1 304 0 0 Kimberly-Clark Corp Common 494368103 461 3500 SH DFND 1 3500 0 0 Kinder Morgan Inc. Common 49456B101 60598 2787405 SH DFND 1 2197750 0 589655 Kinder Morgan Inc. Common 49456B101 8296 381618 SH DFND 3 381618 0 0 Kinder Morgan Inc. Common 49456B101 13887 638783 SH DFND 2 638783 0 0 Knowles Corp Common 49926D109 8 416 SH DFND 1 416 0 0 Kopin Corporation Common 500600101 315 76820 SH DFND 1 76820 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 14749 711501 SH DFND 1 711501 0 0 KT Corporation Sponsored ADR ADR 48268K101 3237 192310 SH DFND 1 192310 0 0 Laboratory Corp of America Holdings Common 50540R409 19 134 SH DFND 1 134 0 0 Lam Research Corporation Common 512807108 83 650 SH DFND 1 650 0 0 Lazard Ltd. - Cl. A Class A G54050102 185 4025 SH DFND 1 4025 0 0 Lincoln National Corporation Common 534187109 39 600 SH DFND 2 600 0 0 Littelfuse, Inc. Common 537008104 23668 148006 SH DFND 1 148006 0 0 Lululemon Athletica Inc. Common 550021109 52 1000 SH DFND 1 1000 0 0 Luxottica Group S.p.A. Sponsored ADR ADR 55068R202 1359 24692 SH DFND 1 24692 0 0 LyondellBasell Industries NV Class A N53745100 1 16 SH DFND 1 16 0 0 Magellan Midstream Partners, MLP Master Limited Partnership 559080106 301 3919 SH DFND 1 3919 0 0 Magellan Midstream Partners, MLP Master Limited Partnership 559080106 13 175 SH DFND 3 175 0 0 Mallinckrodt PLC Common G5785G107 162 3633 SH DFND 1 3633 0 0 Marathon Oil Corp Common 565849106 5 334 SH DFND 1 334 0 0 Marathon Petroleum Corporation Common 56585A102 17 332 SH DFND 1 332 0 0 Masimo Corporation Common 574795100 31511 337881 SH DFND 1 337881 0 0 Mastercard Inc - Class A Class A 57636Q104 120 1067 SH DFND 1 1067 0 0 McDonald's Corporation Common 580135101 2269 17506 SH DFND 1 17506 0 0 McDonald's Corporation Common 580135101 337 2600 SH DFND 3 2600 0 0 McKesson HBOC Inc. Common 58155Q103 15 100 SH DFND 1 100 0 0 Mead Johnson Nutrition Company Common 582839106 380 4263 SH DFND 1 4263 0 0 Mead Johnson Nutrition Company Common 582839106 15 168 SH DFND 2 168 0 0 Medidata Solutions, Inc. Common 58471A105 18198 315438 SH DFND 1 314366 0 1072 Medtronic, PLC Common G5960L103 4082 50676 SH DFND 1 32992 0 17684 Medtronic, PLC Common G5960L103 20 246 SH DFND 2 246 0 0 Merck & Co. Inc. Common 58933Y105 30922 486648 SH DFND 1 455650 0 30998 Merck & Co. Inc. Common 58933Y105 255 4010 SH DFND 3 4010 0 0 Merck & Co. Inc. Common 58933Y105 880 13852 SH DFND 2 13852 0 0 Merit Medical Systems, Inc. Common 589889104 20871 722165 SH DFND 1 722165 0 0 MetLife, Inc. Common 59156R108 677 12823 SH DFND 1 12823 0 0 Mettler-Toledo International Common 592688105 1350 2819 SH DFND 1 2819 0 0 Microchip Technology Inc. Common 595017104 111 1500 SH DFND 1 1500 0 0 Microsemi Corp. Common 595137100 27474 533156 SH DFND 1 533156 0 0 Microsoft Corp. Common 594918104 105336 1599390 SH DFND 1 1357932 0 241458 Microsoft Corp. Common 594918104 10626 161339 SH DFND 3 161339 0 0 Microsoft Corp. Common 594918104 18716 284173 SH DFND 2 284173 0 0 Mistras Group Inc. Common 60649T107 16703 781248 SH DFND 1 781248 0 0 Mitsubishi UFJ Financial Group, Inc. ADR 606822104 3 500 SH DFND 1 500 0 0 Mohawk Industries Inc. Common 608190104 320 1395 SH DFND 1 1395 0 0 Molson Coors Brewing Co. Common 60871R209 130 1356 SH DFND 1 1356 0 0 Mondelez International Inc. Common 609207105 43 1000 SH DFND 1 1000 0 0 Monsanto Company Common 61166W101 1227 10842 SH DFND 1 10842 0 0 MPLX MLP Master Limited Partnership 55336V100 21 580 SH DFND 1 580 0 0 MPLX MLP Master Limited Partnership 55336V100 26 708 SH DFND 3 708 0 0 MRC Global Inc. Common 55345K103 4517 246433 SH DFND 1 246433 0 0 MSG Networks Inc. Common 553573106 163 6975 SH DFND 1 6975 0 0 NanoString Technologies Inc Common 63009R109 77 3892 SH DFND 1 2767 0 1125 National Instruments Corporation Common 636518102 460 14121 SH DFND 1 14121 0 0 National Oilwell Varco, Inc. Common 637071101 570 14229 SH DFND 1 14229 0 0 NetApp, Inc. Common 64110D104 59 1400 SH DFND 1 1400 0 0 Nevro Corporation Common 64157F103 103 1102 SH DFND 1 758 0 344 Newell Brands Inc. Common 651229106 10 220 SH DFND 1 220 0 0 Newfield Exploration Company Common 651290108 21626 585906 SH DFND 1 490064 0 95842 Newfield Exploration Company Common 651290108 1977 53572 SH DFND 3 53572 0 0 Newfield Exploration Company Common 651290108 3652 98946 SH DFND 2 98946 0 0 Newmont Mining Corporation Common 651639106 11 324 SH DFND 1 324 0 0 Newpark Resources, Inc. Common 651718504 11104 1370804 SH DFND 1 1370804 0 0 NextEra Energy, Inc. Common 65339F101 79 612 SH DFND 1 612 0 0 NIC Inc. Common 62914B100 12021 595123 SH DFND 1 595123 0 0 Nielsen Holdings PLC Common G6518L108 7 170 SH DFND 1 170 0 0 Nike Inc. - CL B Class B 654106103 68037 1220836 SH DFND 1 1040997 0 179839 Nike Inc. - CL B Class B 654106103 6429 115359 SH DFND 3 115359 0 0 Nike Inc. - CL B Class B 654106103 12274 220239 SH DFND 2 220239 0 0 Noble Energy, Inc. Common 655044105 5902 171857 SH DFND 1 171857 0 0 Noble Energy, Inc. Common 655044105 39 1140 SH DFND 3 1140 0 0 Noble Energy, Inc. Common 655044105 224 6516 SH DFND 2 6516 0 0 Northern Trust Corporation Common 665859104 238 2750 SH DFND 3 2750 0 0 Novartis AG - ADR ADR 66987V109 59959 807317 SH DFND 1 771265 0 36052 Novartis AG - ADR ADR 66987V109 5898 79418 SH DFND 3 79418 0 0 Novartis AG - ADR ADR 66987V109 13189 177582 SH DFND 2 177582 0 0 Novo Nordisk A/S-Spons ADR ADR 670100205 934 27250 SH DFND 1 27250 0 0 NuVasive, Inc. Common 670704105 219 2927 SH DFND 1 2027 0 900 Nuvectra Corporation Common 67075N108 712 104185 SH DFND 1 104185 0 0 Occidental Petroleum Corporation Common 674599105 1057 16678 SH DFND 1 16678 0 0 Oceaneering International, Inc Common 675232102 392 14460 SH DFND 1 14460 0 0 Olin Corporation Common 680665205 108 3285 SH DFND 1 3285 0 0 Omnicell, Inc. Common 68213N109 18456 454021 SH DFND 1 453076 0 945 Omnicom Group Common 681919106 61 708 SH DFND 1 708 0 0 Oneok Partners MLP Master Limited Partnership 68268N103 70 1300 SH DFND 1 1300 0 0 ONEOK, Inc. Common 682680103 97 1750 SH DFND 1 1750 0 0 Oracle Corporation Common 68389X105 123891 2777196 SH DFND 1 2487679 0 289517 Oracle Corporation Common 68389X105 7316 163988 SH DFND 3 163988 0 0 Oracle Corporation Common 68389X105 14716 329887 SH DFND 2 329887 0 0 Palo Alto Networks, Inc. Common 697435105 48 428 SH DFND 1 428 0 0 Paycom Software Inc Common 70432V102 13 222 SH DFND 1 222 0 0 PayPal Holdings Inc. Common 70450Y103 124 2881 SH DFND 1 2881 0 0 Pentair, PLC Common G7S00T104 63000 1003507 SH DFND 1 861972 0 141535 Pentair, PLC Common G7S00T104 5385 85782 SH DFND 3 85782 0 0 Pentair, PLC Common G7S00T104 10871 173161 SH DFND 2 173161 0 0 Pepsico, Inc Common 713448108 12580 112461 SH DFND 1 112461 0 0 Pepsico, Inc Common 713448108 1144 10227 SH DFND 3 10227 0 0 Pepsico, Inc Common 713448108 808 7227 SH DFND 2 7227 0 0 PetroChina Company Ltd. -ADR ADR 71646E100 0 3 SH DFND 1 3 0 0 Pfizer Inc. Common 717081103 3770 110209 SH DFND 1 102215 0 7994 Pfizer Inc. Common 717081103 351 10260 SH DFND 3 10260 0 0 Pfizer Inc. Common 717081103 180 5250 SH DFND 2 5250 0 0 Philip Morris International Inc. Common 718172109 52 464 SH DFND 1 464 0 0 Phillips 66 Common 718546104 401 5061 SH DFND 1 5061 0 0 Phillips 66 Partners MLP Master Limited Partnership 718549207 74 1438 SH DFND 1 1438 0 0 Phillips 66 Partners MLP Master Limited Partnership 718549207 21 400 SH DFND 3 400 0 0 PIMCO Total Return - ETF Exchange Traded Fund 72201R775 314 2977 SH DFND 3 2977 0 0 PJT Partners Inc. - Class A Class A 69343T107 5 150 SH DFND 1 150 0 0 Plains All American Pipeline, MLP Master Limited Partnership 726503105 783 24756 SH DFND 1 24756 0 0 Plains All American Pipeline, MLP Master Limited Partnership 726503105 38 1200 SH DFND 3 1200 0 0 Plains GP Holdings LP-CL A Class A 72651A207 36 1164 SH DFND 1 1164 0 0 PNC Financial Services Group Common 693475105 147 1219 SH DFND 1 1219 0 0 Potash Corporation of Saskatchewan Inc. ADR 73755L107 31 1800 SH DFND 1 1800 0 0 PowerShares Cleantech Portfolio Exchange Traded Fund 73935X278 18 500 SH DFND 1 500 0 0 PowerShares QQQ Trust, Series 1 Exchange Traded Fund 73935A104 1698 12825 SH DFND 1 12825 0 0 PPL Corporation Common 69351T106 19 517 SH DFND 1 517 0 0 Praxair, Inc. Common 74005P104 325 2740 SH DFND 1 2740 0 0 Priceline.com Inc Common 741503403 344 193 SH DFND 1 193 0 0 Procter & Gamble Co. Common 742718109 7424 82630 SH DFND 1 82630 0 0 Procter & Gamble Co. Common 742718109 1463 16288 SH DFND 2 16288 0 0 PROS Holdings, Inc. Common 74346Y103 20458 845705 SH DFND 1 845705 0 0 Qualcomm Inc. Common 747525103 4918 85773 SH DFND 1 85773 0 0 Qualcomm Inc. Common 747525103 225 3930 SH DFND 3 3930 0 0 Quest Diagnostics Incorporated Common 74834L100 310 3158 SH DFND 1 2189 0 969 Quest Diagnostics Incorporated Common 74834L100 16 168 SH DFND 2 168 0 0 Quorum Health Corp Common 74909E106 0 79 SH DFND 1 79 0 0 Range Resources Corp. Common 75281A109 4796 164811 SH DFND 1 164811 0 0 Raytheon Company Common 755111507 56 366 SH DFND 1 366 0 0 Raytheon Company Common 755111507 183 1200 SH DFND 2 1200 0 0 Real Estate Select Sector SPDR Fund Exchange Traded Fund 81369Y860 2 62 SH DFND 1 62 0 0 Red Hat Inc. Common 756577102 6 72 SH DFND 1 72 0 0 Regeneron Pharmaceuticals Common 75886F107 51128 131940 SH DFND 1 111865 0 20075 Regeneron Pharmaceuticals Common 75886F107 4645 11988 SH DFND 3 11988 0 0 Regeneron Pharmaceuticals Common 75886F107 9181 23692 SH DFND 2 23692 0 0 Reinsurance Group of America, Inc. Common 759351604 63636 501147 SH DFND 1 410126 0 91021 Reinsurance Group of America, Inc. Common 759351604 6571 51745 SH DFND 3 51745 0 0 Reinsurance Group of America, Inc. Common 759351604 12058 94956 SH DFND 2 94956 0 0 Renaissance Holdings Ltd. Common G7496G103 1866 12900 SH DFND 1 12900 0 0 ResMed Inc. Common 761152107 12696 176407 SH DFND 1 176407 0 0 Rite Aid Corp. Common 767754104 15 3565 SH DFND 1 3565 0 0 Roper Industries Inc. Common 776696106 15019 72733 SH DFND 1 72733 0 0 Roper Industries Inc. Common 776696106 83 401 SH DFND 3 401 0 0 Roper Industries Inc. Common 776696106 1805 8741 SH DFND 2 8741 0 0 Royal Bank of Scotland PLC Pfd. Preferred 780097739 101 4000 SH DFND 1 4000 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 76894 783756 SH DFND 1 609394 0 174362 Royal Caribbean Cruises Ltd. Common V7780T103 10945 111558 SH DFND 3 111558 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 16363 166785 SH DFND 2 166785 0 0 Royal Dutch Shell PLC - ADR B ADR 780259107 561 10041 SH DFND 1 10041 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 6119 116048 SH DFND 1 116048 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 26 487 SH DFND 3 487 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 290 5498 SH DFND 2 5498 0 0 S&P Global Inc Common 78409V104 1069 8180 SH DFND 1 8180 0 0 S&P Global Inc Common 78409V104 12747 97500 SH DFND 2 97500 0 0 Salesforce.com, Inc. Common 79466L302 206 2497 SH DFND 1 2497 0 0 Sanofi-Aventis - ADR ADR 80105N105 442 9761 SH DFND 1 6702 0 3059 Schlumberger Ltd. Common 806857108 625 8004 SH DFND 1 8004 0 0 Schlumberger Ltd. Common 806857108 125 1600 SH DFND 3 1600 0 0 Schwab (Charles) Corp. Common 808513105 73 1791 SH DFND 1 1791 0 0 SemGroup Corp - Class A Common 81663A105 171 4745 SH DFND 1 4745 0 0 Shell Midstream Partners LP - MLP Master Limited Partnership 822634101 19 585 SH DFND 1 585 0 0 Shell Midstream Partners LP - MLP Master Limited Partnership 822634101 10 300 SH DFND 3 300 0 0 Shire PLC - ADR ADR 82481R106 93920 539057 SH DFND 1 471631 0 67426 Shire PLC - ADR ADR 82481R106 7680 44079 SH DFND 3 44079 0 0 Shire PLC - ADR ADR 82481R106 16662 95634 SH DFND 2 95634 0 0 Simon Property Group, Inc. Common 828806109 138 800 SH DFND 1 800 0 0 Simpson Manufacturing Co., Inc. Common 829073105 10732 249062 SH DFND 1 249062 0 0 SLM Corporation Common 78442P106 10565 873167 SH DFND 1 873167 0 0 Smith (A.O.) Corp Common 831865209 1003 19608 SH DFND 1 19608 0 0 Southwest Airlines Co. Common 844741108 136280 2534977 SH DFND 1 2195881 0 339096 Southwest Airlines Co. Common 844741108 11410 212243 SH DFND 3 212243 0 0 Southwest Airlines Co. Common 844741108 23296 433327 SH DFND 2 433327 0 0 Spark Therapeutics, Inc. Common 84652J103 73 1367 SH DFND 1 940 0 427 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 10020 48562 SH DFND 1 48562 0 0 SPDR Euro Stoxx 50 Fund Exchange Traded Fund 78463X202 1134 31206 SH DFND 1 31206 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 2120 17857 SH DFND 1 17857 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 513 4321 SH DFND 3 4321 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 1497 12612 SH DFND 2 12612 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 93572 396929 SH DFND 1 395829 0 1100 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 4366 18520 SH DFND 3 18520 0 0 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 14834 271636 SH DFND 1 271636 0 0 Spectra Energy Partners MLP Master Limited Partnership 84756N109 171 3919 SH DFND 1 3919 0 0 Spectra Energy Partners MLP Master Limited Partnership 84756N109 15 350 SH DFND 3 350 0 0 Standard Motor Products, Inc. Common 853666105 11080 225487 SH DFND 1 225487 0 0 Starbucks Corporation Common 855244109 216 3704 SH DFND 1 3704 0 0 State Street Corp. Common 857477103 196 2465 SH DFND 1 2465 0 0 State Street Corp. Common 857477103 4 55 SH DFND 3 55 0 0 Statoil ASA ADR ADR 85771P102 27 1600 SH DFND 1 1600 0 0 Stericycle, Inc. Common 858912108 11116 134108 SH DFND 1 134108 0 0 Stryker Corporation Common 863667101 1180 8965 SH DFND 1 7930 0 1035 Sumitomo Mitsui Financial Group, Inc ADR 86562M209 240 33082 SH DFND 1 33082 0 0 Sunoco Logistics Partners MLP Master Limited Partnership 86764L108 1773 72592 SH DFND 1 72592 0 0 Sunoco Logistics Partners MLP Master Limited Partnership 86764L108 29 1200 SH DFND 3 1200 0 0 Synchronoss Technologies, Inc. Common 87157B103 8766 359253 SH DFND 1 359253 0 0 Synchrony Financial Common 87165B103 45282 1320163 SH DFND 1 1106923 0 213240 Synchrony Financial Common 87165B103 4536 132242 SH DFND 3 132242 0 0 Synchrony Financial Common 87165B103 9139 266448 SH DFND 2 266448 0 0 SYSCO Corporation Common 871829107 42 810 SH DFND 1 810 0 0 SYSCO Corporation Common 871829107 247 4760 SH DFND 3 4760 0 0 SYSCO Corporation Common 871829107 125 2400 SH DFND 2 2400 0 0 T. Rowe Price Group Inc. Common 74144T108 161 2366 SH DFND 1 2366 0 0 T2 Biosystems, Inc. Common 89853L104 78 14917 SH DFND 1 10331 0 4586 Target Corporation Common 87612E106 1115 20207 SH DFND 1 20207 0 0 Tesla Inc. Common 88160R101 28 100 SH DFND 1 100 0 0 Tesoro Logistics LP - MLP Master Limited Partnership 88160T107 22 410 SH DFND 3 410 0 0 Tetra Tech, Inc. Common 88162G103 715 17500 SH DFND 1 17500 0 0 Teva Pharmaceutical Industries Ltd. ADR ADR 881624209 46 1422 SH DFND 1 1422 0 0 Texas Instruments Inc. Common 882508104 6042 75000 SH DFND 1 75000 0 0 Texas Instruments Inc. Common 882508104 580 7198 SH DFND 3 7198 0 0 Textron Inc. Common 883203101 34 720 SH DFND 1 720 0 0 The Blackstone Group MLP Master Limited Partnership 09253U108 178 6000 SH DFND 1 6000 0 0 The Chemours Company Common 163851108 1 14 SH DFND 1 14 0 0 The Cooper Companies, Inc. Common 216648402 10 50 SH DFND 1 50 0 0 The Dow Chemical Company Common 260543103 560 8816 SH DFND 1 8816 0 0 The Estee Lauder Companies Inc. Class A Class A 518439104 660 7785 SH DFND 1 7785 0 0 The Kraft Heinz Company Common 500754106 103 1133 SH DFND 1 1133 0 0 The Madison Square Garden Company Class A 55825T103 464 2325 SH DFND 1 2325 0 0 The TJX Companies, Inc. Common 872540109 194 2457 SH DFND 1 2457 0 0 The Travelers Companies, Inc. Common 89417E109 155 1288 SH DFND 1 1288 0 0 The Travelers Companies, Inc. Common 89417E109 33 275 SH DFND 2 275 0 0 The Walt Disney Company Common 254687106 3685 32500 SH DFND 1 32500 0 0 The Walt Disney Company Common 254687106 173 1525 SH DFND 3 1525 0 0 The Walt Disney Company Common 254687106 1952 17211 SH DFND 2 17211 0 0 Thermo Fisher Scientific Inc. Common 883556102 2682 17464 SH DFND 1 16861 0 603 Thermo Fisher Scientific Inc. Common 883556102 62 405 SH DFND 3 405 0 0 Time Inc. Common 887228104 33 1687 SH DFND 1 1687 0 0 Time Warner Inc. Common 887317303 2139 21894 SH DFND 1 21894 0 0 Toronto-Dominion Bank Common 891160509 1827 36473 SH DFND 1 8803 0 27670 Total SA - Spons ADR ADR 89151E109 3084 61157 SH DFND 1 61157 0 0 TransDigm Group, Inc. Common 893641100 54 244 SH DFND 1 244 0 0 Trimble Inc Common 896239100 19632 613313 SH DFND 1 613313 0 0 Triumph Group, Inc. Common 896818101 6746 261973 SH DFND 1 261973 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 19581 288888 SH DFND 1 234245 0 54643 Ultragenyx Pharmaceutical Inc. Common 90400D108 2013 29700 SH DFND 3 29700 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 3801 56075 SH DFND 2 56075 0 0 UniFirst Corporation Common 904708104 330 2335 SH DFND 1 2335 0 0 Unilever Plc - Sponsored ADR ADR 904767704 10526 213339 SH DFND 1 213339 0 0 Unilever Plc - Sponsored ADR ADR 904767704 59 1197 SH DFND 3 1197 0 0 Unilever Plc - Sponsored ADR ADR 904767704 1280 25941 SH DFND 2 25941 0 0 Union Pacific Corp. Common 907818108 1391 13130 SH DFND 1 13130 0 0 Union Pacific Corp. Common 907818108 2429 22937 SH DFND 2 22937 0 0 United Continental Holdings Inc. Common 910047109 52116 737762 SH DFND 1 593193 0 144569 United Continental Holdings Inc. Common 910047109 5824 82449 SH DFND 3 82449 0 0 United Continental Holdings Inc. Common 910047109 10565 149558 SH DFND 2 149558 0 0 United Parcel Service Class B Common 911312106 1969 18352 SH DFND 1 18352 0 0 United States Steel Corporation Common 912909108 10 300 SH DFND 1 300 0 0 United Technologies Corp. Common 913017109 1630 14526 SH DFND 1 14526 0 0 UnitedHealth Group Inc. 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