0000869878-14-000020.txt : 20140725
0000869878-14-000020.hdr.sgml : 20140725
20140725142846
ACCESSION NUMBER: 0000869878-14-000020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140725
DATE AS OF CHANGE: 20140725
EFFECTIVENESS DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0000869878
IRS NUMBER: 133006574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02813
FILM NUMBER: 14993920
BUSINESS ADDRESS:
STREET 1: 10 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2125495471
MAIL ADDRESS:
STREET 1: 10 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000869878
XXXXXXXX
06-30-2014
06-30-2014
ROCKEFELLER FINANCIAL SERVICES INC
10 ROCKEFELLER PLAZA
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-02813
N
Timothy McCarthy
Chief Compliance Officer
212 549 5471
Timothy McCarthy
New York City
NY
07-25-2014
3
884
4448
false
1
0000315123
ROCKEFELLER & CO., INC.
2
0000866998
ROCKEFELLER TRUST COMPANY, N.A.
3
0001292819
Rockefeller Trust CO Delaware
INFORMATION TABLE
2
13F_2014_Quarter_2.xml
3D Systems Corporation
Common
88554D205
10
167
SH
DFND
1
167
0
0
3M Co.
Common
88579Y101
287
2003
SH
DFND
3
2003
0
0
3M Co.
Common
88579Y101
1354
9450
SH
DFND
1
9450
0
0
Abaxis, Inc.
Common
002567105
8124
183354
SH
DFND
1
183354
0
0
ABB Ltd. - Spon ADR
ADR
000375204
26
1127
SH
DFND
1
1127
0
0
Abbott Laboratories
Common
002824100
7311
178744
SH
DFND
1
178744
0
0
Abbott Laboratories
Common
002824100
1077
26328
SH
DFND
2
26328
0
0
Abbott Laboratories
Common
002824100
1015
24825
SH
DFND
3
24825
0
0
AbbVie Inc.
Common
00287Y109
8927
158167
SH
DFND
1
158167
0
0
AbbVie Inc.
Common
00287Y109
1397
24756
SH
DFND
3
24756
0
0
AbbVie Inc.
Common
00287Y109
1485
26314
SH
DFND
2
26314
0
0
Abiomed, Inc
Common
003654100
11006
437794
SH
DFND
1
437794
0
0
Acadia Pharmaceuticals, Inc.
Common
004225108
323
14292
SH
DFND
1
10895
0
3397
Accenture Plc
Common
G1151C101
767
9489
SH
DFND
1
9489
0
0
Access Midstream Partners MLP
Common
00434L109
276
4350
SH
DFND
1
4350
0
0
ACE Limited
Common
H0023R105
538
5186
SH
DFND
1
5186
0
0
Administradora de Fondos de Pensiones
ADR
00709P108
28
300
SH
DFND
1
300
0
0
Adobe Systems Incorporated
Common
00724F101
92
1275
SH
DFND
1
1275
0
0
Advance Auto Parts, Inc.
Common
00751Y106
16
120
SH
DFND
1
120
0
0
Aflac, Inc.
Common
001055102
11006
176803
SH
DFND
2
176803
0
0
Aflac, Inc.
Common
001055102
37492
602279
SH
DFND
1
521362
0
80917
Aflac, Inc.
Common
001055102
5317
85407
SH
DFND
3
85407
0
0
Agilent Technologies, Inc.
Common
00846U101
35
608
SH
DFND
1
608
0
0
AIG Warrants Strike @ $45
Warrant
026874156
65
2425
SH
DFND
1
2425
0
0
Air Products and Chemicals, Inc.
Common
009158106
412
3205
SH
DFND
1
3205
0
0
Airgas, Inc.
Common
009363102
18243
167502
SH
DFND
1
167502
0
0
Akamai Technologies, Inc.
Common
00971T101
1
23
SH
DFND
1
23
0
0
Alcatel - Lucent - Sponsored ADR
ADR
013904305
0
78
SH
DFND
1
78
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
2483
15891
SH
DFND
3
15891
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
6154
39384
SH
DFND
2
39384
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
29036
185828
SH
DFND
1
154246
0
31582
Alkermes, PLC
Common
G01767105
51
1010
SH
DFND
1
1010
0
0
Allison Transmission Holdings, Inc.
Common
01973R101
466
15000
SH
DFND
2
15000
0
0
Allison Transmission Holdings, Inc.
Common
01973R101
8405
270250
SH
DFND
1
241250
0
29000
Allstate Corporation
Common
020002101
31
527
SH
DFND
1
527
0
0
Altera Corporation
Common
021441100
2
61
SH
DFND
1
61
0
0
Altria Group, Inc.
Common
02209S103
13
300
SH
DFND
1
300
0
0
AMC Networks Inc
Class A
00164V103
184
2986
SH
DFND
2
2986
0
0
AMC Networks Inc
Class A
00164V103
313
5089
SH
DFND
1
5089
0
0
American Electric Power Company, Inc.
Common
025537101
6
110
SH
DFND
1
110
0
0
American Express Co.
Common
025816109
163
1717
SH
DFND
1
1717
0
0
American International Group
Common
026874784
277
5081
SH
DFND
1
5081
0
0
American Superconductor Corp.
Common
030111108
2
1350
SH
DFND
1
1350
0
0
American Tower Corporation
Common
03027X100
26
292
SH
DFND
1
292
0
0
American Water Works Co., Inc.
Common
030420103
437
8832
SH
DFND
1
8832
0
0
Ameriprise Financial, Inc.
Common
03076C106
426
3550
SH
DFND
1
3550
0
0
AmerisourceBergen Corporation
Common
03073E105
4
51
SH
DFND
1
51
0
0
Ameritrade Holding Corporation
Common
87236Y108
387
12330
SH
DFND
1
12330
0
0
Amgen Inc.
Common
031162100
13
113
SH
DFND
1
113
0
0
Anadarko Petroleum Corporation
Common
032511107
15443
141067
SH
DFND
2
141067
0
0
Anadarko Petroleum Corporation
Common
032511107
48510
443137
SH
DFND
1
394354
0
48783
Anadarko Petroleum Corporation
Common
032511107
6374
58228
SH
DFND
3
58228
0
0
Anheuser-Busch Inbev Spons Adr
ADR
03524A108
34
299
SH
DFND
1
299
0
0
Aon PLC
Common
G0408V102
561
6230
SH
DFND
1
6230
0
0
Apache Corporation
Common
037411105
5779
57433
SH
DFND
3
57433
0
0
Apache Corporation
Common
037411105
11923
118499
SH
DFND
2
118499
0
0
Apache Corporation
Common
037411105
52866
525400
SH
DFND
1
470784
0
54616
Apple Inc.
Common
037833100
5331
57365
SH
DFND
1
9331
0
48034
Apple Inc.
Common
037833100
163
1750
SH
DFND
2
1750
0
0
Apple Inc.
Common
037833100
16
175
SH
DFND
3
175
0
0
Applied Materials
Common
038222105
22
955
SH
DFND
1
955
0
0
Aqua America Inc.
Common
03836W103
328
12512
SH
DFND
1
12512
0
0
Arch Coal, Inc.
Common
039380100
7
1800
SH
DFND
1
0
0
1800
Archer Daniels Midland Co.
Common
039483102
4
87
SH
DFND
1
87
0
0
Arcos Dorados Holdings, Inc.
Class A
G0457F107
13
1135
SH
DFND
1
1135
0
0
Arcos Dorados Holdings, Inc.
Class A
G0457F107
17
1478
SH
DFND
2
1478
0
0
Armstrong World Industries, Inc.
Common
04247X102
1
25
SH
DFND
1
25
0
0
Arrowhead Research Corporation
Common
042797209
175
12258
SH
DFND
1
9266
0
2992
ASML Holdings NV NY Reg Shs ADR
ADR
N07059210
9
97
SH
DFND
1
97
0
0
AT&T Inc
Common
00206R102
105
2967
SH
DFND
1
2967
0
0
AT&T Inc
Common
00206R102
60
1700
SH
DFND
2
1700
0
0
Athenahealth Inc
Common
04685W103
868
6939
SH
DFND
1
6939
0
0
Atlas Pipeline Partners, MLP
Common
049392103
194
5650
SH
DFND
1
5650
0
0
Automatic Data Processing
Common
053015103
515
6500
SH
DFND
1
6500
0
0
Automatic Data Processing
Common
053015103
381
4800
SH
DFND
2
4800
0
0
AutoNation, Inc.
Common
05329W102
101
1700
SH
DFND
1
1700
0
0
Avis Budget Group Inc.
Common
053774105
23809
398873
SH
DFND
1
398873
0
0
Axiall Corporation
Common
05463D100
1
28
SH
DFND
1
28
0
0
Badger Meter, Inc.
Common
056525108
222
4225
SH
DFND
1
4225
0
0
Baker Hughes Incorporated
Common
057224107
42893
576135
SH
DFND
1
522441
0
53694
Baker Hughes Incorporated
Common
057224107
4804
64532
SH
DFND
3
64532
0
0
Baker Hughes Incorporated
Common
057224107
9074
121878
SH
DFND
2
121878
0
0
Banco Santander - Chile - ADR
ADR
05965X109
70
2662
SH
DFND
3
2662
0
0
Banco Santander - Chile - ADR
ADR
05965X109
2573
97296
SH
DFND
1
0
0
97296
Bancolombia S.A.
ADR
05968L102
161
2790
SH
DFND
3
2790
0
0
Bancolombia S.A.
ADR
05968L102
2757
47707
SH
DFND
1
0
0
47707
Bank of America Corporation
Common
060505104
159
10319
SH
DFND
1
10319
0
0
Bank of Hawaii Corporation
Common
062540109
29
500
SH
DFND
1
500
0
0
Bank of New York Mellon Corporation
Common
064058100
4
100
SH
DFND
1
100
0
0
Bank of Nova Scotia
Common
064149107
384
5770
SH
DFND
1
5770
0
0
Barclays Bank PLC, Pfd 7.75%
Preferred
06739H511
103
4000
SH
DFND
1
4000
0
0
Baxter Int'l Inc.
Common
071813109
17
240
SH
DFND
1
240
0
0
Becton Dickinson & Co.
Common
075887109
30
250
SH
DFND
1
250
0
0
Bemis Company, Inc.
Common
081437105
3
79
SH
DFND
1
79
0
0
Berkshire Hathaway Inc - Cl B
Class B
084670702
44
350
SH
DFND
3
350
0
0
Berkshire Hathaway Inc - Cl B
Class B
084670702
2901
22918
SH
DFND
2
22918
0
0
Berkshire Hathaway Inc - Cl B
Class B
084670702
2785
22004
SH
DFND
1
22004
0
0
Berkshire Hathaway Inc. - Class A
Class A
084670108
570
3
SH
DFND
2
3
0
0
Berkshire Hathaway Inc. - Class A
Class A
084670108
190
1
SH
DFND
3
1
0
0
Berkshire Hathaway Inc. - Class A
Class A
084670108
8166
43
SH
DFND
1
39
0
4
BHP Billiton Limited - Spon ADR
ADR
088606108
25
361
SH
DFND
1
361
0
0
Biogen Idec Inc.
Common
09062X103
20
65
SH
DFND
1
65
0
0
Boeing Co.
Common
097023105
2428
19082
SH
DFND
1
794
0
18288
Boston Scientific Co.
Common
101137107
4
275
SH
DFND
1
275
0
0
BP PLC - Spons ADR
ADR
055622104
27949
529844
SH
DFND
1
529048
0
796
BP PLC - Spons ADR
ADR
055622104
217
4118
SH
DFND
3
4118
0
0
BP PLC - Spons ADR
ADR
055622104
640
12130
SH
DFND
2
12130
0
0
Bristol Myers Squibb Co.
Common
110122108
1693
34910
SH
DFND
1
27811
0
7099
Bristol Myers Squibb Co.
Common
110122108
269
5537
SH
DFND
3
5537
0
0
Bristol Myers Squibb Co.
Common
110122108
45
922
SH
DFND
2
922
0
0
Broadcom Corp - Class A
Class A
111320107
7
185
SH
DFND
1
185
0
0
Broadridge Financial Solutions LLC
Common
11133T103
18
424
SH
DFND
1
424
0
0
Brookfield Asset Management
Class A
112585104
6625
150500
SH
DFND
1
134500
0
16000
Brookfield Asset Management
Class A
112585104
374
8500
SH
DFND
2
8500
0
0
Buckeye Partners, MLP
Common
118230101
246
2964
SH
DFND
1
2964
0
0
Cablevision Systems A
Class A
12686C109
282
15961
SH
DFND
1
15961
0
0
Cablevision Systems A
Class A
12686C109
211
11939
SH
DFND
2
11939
0
0
Cadence Design Systems, Inc.
Common
127387108
1
79
SH
DFND
1
79
0
0
Calgon Carbon Corporation
Common
129603106
333
14900
SH
DFND
1
14900
0
0
Cameco Corporation
Common
13321L108
13
682
SH
DFND
1
682
0
0
Cameco Corporation
Common
13321L108
1319
67250
SH
DFND
2
67250
0
0
Cameron International Corporation
Common
13342B105
2603
38446
SH
DFND
1
38446
0
0
Canadian National Railway Company
Common
136375102
2081
32000
SH
DFND
1
32000
0
0
Canadian Natural Resources Ltd.
Common
136385101
1759
38317
SH
DFND
1
38317
0
0
Canadian Pacific Railway Ltd
Common
13645T100
42
231
SH
DFND
1
231
0
0
Canon Inc. - Sponsored ADR
ADR
138006309
21
628
SH
DFND
1
628
0
0
Capital One Financial Corp.
Common
14040H105
9897
119813
SH
DFND
2
119813
0
0
Capital One Financial Corp.
Common
14040H105
38717
468726
SH
DFND
1
403916
0
64810
Capital One Financial Corp.
Common
14040H105
4739
57377
SH
DFND
3
57377
0
0
Cardinal Health, Inc.
Common
14149Y108
4
61
SH
DFND
1
61
0
0
CareFusion Corporation
Common
14170T101
54369
1225910
SH
DFND
1
1097373
0
128537
CareFusion Corporation
Common
14170T101
14482
326542
SH
DFND
2
326542
0
0
CareFusion Corporation
Common
14170T101
6632
149543
SH
DFND
3
149543
0
0
Carlisle Companies Incorporated
Common
142339100
2
21
SH
DFND
1
21
0
0
CarMax, Inc.
Common
143130102
111
2135
SH
DFND
3
2135
0
0
CarMax, Inc.
Common
143130102
9810
188610
SH
DFND
1
173610
0
15000
CarMax, Inc.
Common
143130102
468
9000
SH
DFND
2
9000
0
0
Carnival Corporation
Common
143658300
726
19289
SH
DFND
2
19289
0
0
Carnival Corporation
Common
143658300
23184
615772
SH
DFND
1
614819
0
953
Carnival Corporation
Common
143658300
183
4862
SH
DFND
3
4862
0
0
Carpenter Technology Corporation
Common
144285103
9439
149228
SH
DFND
1
149228
0
0
Carter's, Inc.
Common
146229109
13710
198904
SH
DFND
1
198904
0
0
Catamaran Corporation
Common
148887102
462
10469
SH
DFND
1
8120
0
2349
Caterpillar Inc.
Common
149123101
14
130
SH
DFND
1
130
0
0
CB Richard Ellis Group, Inc.
Common
12504L109
98
3051
SH
DFND
1
3051
0
0
CBS Corporation - Class B
Class B
124857202
35
559
SH
DFND
1
559
0
0
Celanese Corp Ser - A
Common
150870103
1556
24208
SH
DFND
1
0
0
24208
Celgene Corp.
Common
151020104
220
2558
SH
DFND
1
2558
0
0
Cementos Pacasmayo S.A.A. - ADR
ADR
15126Q109
103
12180
SH
DFND
3
12180
0
0
Centene Corporation
Common
15135B101
2
20
SH
DFND
1
20
0
0
Cerner Corporation
Common
156782104
1189
23060
SH
DFND
1
18324
0
4736
Chart Industries, Inc.
Common
16115Q308
193
2327
SH
DFND
1
2327
0
0
Check Point Software
Common
M22465104
22
329
SH
DFND
1
329
0
0
Chemed Corporation
Common
16359R103
283
3016
SH
DFND
2
3016
0
0
Chemed Corporation
Common
16359R103
11975
127777
SH
DFND
1
127777
0
0
Cheniere Energy, Inc.
Common
16411R208
4757
66340
SH
DFND
1
33120
0
33220
China Mobile (Hong Kong) Limited Sp ADR
ADR
16941M109
19799
407306
SH
DFND
2
407306
0
0
China Mobile (Hong Kong) Limited Sp ADR
ADR
16941M109
7708
158573
SH
DFND
3
158573
0
0
China Mobile (Hong Kong) Limited Sp ADR
ADR
16941M109
72842
1498502
SH
DFND
1
1411544
0
86958
Chubb Corp.
Common
171232101
350
3800
SH
DFND
1
3800
0
0
CIGNA Corporation
Common
125509109
681
7400
SH
DFND
1
7400
0
0
CIGNA Corporation
Common
125509109
322
3505
SH
DFND
2
3505
0
0
Cimarex Energy Co.
Common
171798101
8199
57150
SH
DFND
1
49650
0
7500
Cimarex Energy Co.
Common
171798101
574
4000
SH
DFND
2
4000
0
0
Cinemark Holdings Inc.
Common
17243V102
1
26
SH
DFND
1
26
0
0
Cisco Systems, Inc.
Common
17275R102
6276
252540
SH
DFND
1
246540
0
6000
Cisco Systems, Inc.
Common
17275R102
415
16700
SH
DFND
3
16700
0
0
Cisco Systems, Inc.
Common
17275R102
1676
67460
SH
DFND
2
67460
0
0
CIT Group, Inc.
Common
125581801
371
8101
SH
DFND
1
8101
0
0
Citigroup Inc.
Common
172967424
696
14782
SH
DFND
1
14782
0
0
Citrix Systems Inc.
Common
177376100
24
387
SH
DFND
1
387
0
0
Clarcor Inc.
Common
179895107
8233
133112
SH
DFND
1
133112
0
0
Clean Harbors, Inc.
Common
184496107
311
4839
SH
DFND
1
4839
0
0
CME Group Inc.
Common
12572Q105
18
256
SH
DFND
1
256
0
0
Coach, Inc.
Common
189754104
89
2615
SH
DFND
2
2615
0
0
Coach, Inc.
Common
189754104
32
947
SH
DFND
1
947
0
0
Cobalt International Energy, Inc.
Common
19075F106
1072
58430
SH
DFND
1
58430
0
0
Coca Cola Company
Common
191216100
1384
32678
SH
DFND
1
32678
0
0
Coca Cola Company
Common
191216100
1208
28519
SH
DFND
2
28519
0
0
Coca-Cola Femsa, S.A. de C.V. - Sp ADR
ADR
191241108
127
1120
SH
DFND
3
1120
0
0
Cognex Corp.
Common
192422103
576
14992
SH
DFND
1
14992
0
0
Cognizant Technology Solutions Corp.
Common
192446102
292
5966
SH
DFND
1
4166
0
1800
Colgate-Palmolive
Common
194162103
24668
361808
SH
DFND
3
289846
0
71962
Colgate-Palmolive
Common
194162103
93
1368
SH
DFND
1
1368
0
0
Colgate-Palmolive
Common
194162103
689
10100
SH
DFND
2
10100
0
0
Comcast Corporation - CL A
Class A
20030N101
3753
69919
SH
DFND
3
69919
0
0
Comcast Corporation - CL A
Class A
20030N101
25679
478367
SH
DFND
1
404285
0
74082
Comcast Corporation - CL A
Class A
20030N101
8608
160352
SH
DFND
2
160352
0
0
Comcast Corporation - Special CL A
Class A
20030N200
260
4876
SH
DFND
1
4876
0
0
Comerica Incorporated
Common
200340107
41
814
SH
DFND
2
814
0
0
Comerica Incorporated
Common
200340107
6836
136276
SH
DFND
1
136276
0
0
Commerce Bancshares, Inc.
Common
200525103
2
46
SH
DFND
1
46
0
0
Community Health Systems - CVR
Right
203668116
0
450
SH
DFND
1
450
0
0
Companhia de Saneamento Basico do Estado
ADR
20441A102
100
9360
SH
DFND
3
9360
0
0
Companhia de Saneamento Basico do Estado
ADR
20441A102
235
21904
SH
DFND
1
21904
0
0
ComScore Inc.
Common
20564W105
92
2581
SH
DFND
1
2581
0
0
Concho Resources Inc.
Common
20605P101
492
3406
SH
DFND
1
3406
0
0
CONMED Corporation
Common
207410101
15
350
SH
DFND
1
350
0
0
Connecticut Water Service, Inc.
Common
207797101
291
8590
SH
DFND
1
8590
0
0
ConocoPhillips
Common
20825C104
54
633
SH
DFND
3
633
0
0
ConocoPhillips
Common
20825C104
409
4773
SH
DFND
1
4773
0
0
Continental Resources, Inc.
Common
212015101
10735
67923
SH
DFND
2
67923
0
0
Continental Resources, Inc.
Common
212015101
5400
34168
SH
DFND
3
34168
0
0
Continental Resources, Inc.
Common
212015101
32495
205614
SH
DFND
1
175811
0
29803
Copa Holdings SA Class A
Class A
P31076105
2780
19500
SH
DFND
3
19500
0
0
Copa Holdings SA Class A
Class A
P31076105
31360
219960
SH
DFND
1
183231
0
36729
Copa Holdings SA Class A
Class A
P31076105
7188
50418
SH
DFND
2
50418
0
0
Corning Inc.
Common
219350105
11
500
SH
DFND
3
500
0
0
Corning Inc.
Common
219350105
498
22685
SH
DFND
2
22685
0
0
Corning Inc.
Common
219350105
8356
380696
SH
DFND
1
380696
0
0
CoStart Group Inc.
Common
22160N109
10
63
SH
DFND
1
63
0
0
Costco Wholesale Corporation
Common
22160K105
108
940
SH
DFND
1
940
0
0
Covance Inc.
Common
222816100
43
500
SH
DFND
1
500
0
0
Covidien PLC
Common
G2554F113
8260
91590
SH
DFND
1
91590
0
0
Covidien PLC
Common
G2554F113
253
2800
SH
DFND
2
2800
0
0
Crane Co.
Common
224399105
15
198
SH
DFND
1
198
0
0
Credit Suisse Group - Spon ADR
ADR
225401108
19
654
SH
DFND
1
654
0
0
CRH plc - Sponsored ADR
ADR
12626K203
17
651
SH
DFND
1
651
0
0
Ctrip.com International - ADR
ADR
22943F100
9289
145051
SH
DFND
2
145051
0
0
Ctrip.com International - ADR
ADR
22943F100
3611
56390
SH
DFND
3
56390
0
0
Ctrip.com International - ADR
ADR
22943F100
26378
411903
SH
DFND
1
373985
0
37918
Cubist Pharmaceuticals
Common
229678107
430
6161
SH
DFND
1
4788
0
1373
Cullen/Frost Bankers, Inc.
Common
229899109
3
32
SH
DFND
1
32
0
0
Cummins Engine Inc.
Common
231021106
9
56
SH
DFND
1
56
0
0
Danaher Corporation
Common
235851102
497
6309
SH
DFND
1
6309
0
0
Darling International Inc.
Common
237266101
482
23082
SH
DFND
1
23082
0
0
Deere & Company
Common
244199105
54
600
SH
DFND
1
600
0
0
Delphi Automotive PLC
Common
G27823106
51766
753068
SH
DFND
1
674727
0
78341
Delphi Automotive PLC
Common
G27823106
7480
108818
SH
DFND
3
108818
0
0
Delphi Automotive PLC
Common
G27823106
15470
225058
SH
DFND
2
225058
0
0
Devon Energy Corporation
Common
25179M103
2051
25827
SH
DFND
1
25827
0
0
Dexcom, Inc.
Common
252131107
388
9773
SH
DFND
1
7634
0
2139
Diageo Plc - sponsored ADR
ADR
25243Q205
40
312
SH
DFND
1
312
0
0
Digital River, Inc.
Common
25388B104
4885
316594
SH
DFND
1
316594
0
0
DigitalGlobe Inc.
Common
25389M877
10743
386451
SH
DFND
1
386451
0
0
Dillard's Inc.
Common
254067101
22
190
SH
DFND
1
190
0
0
Donaldson Company, Inc.
Common
257651109
281
6630
SH
DFND
1
6630
0
0
Dover Corp.
Common
260003108
3809
41878
SH
DFND
3
41878
0
0
Dover Corp.
Common
260003108
9637
105963
SH
DFND
2
105963
0
0
Dover Corp.
Common
260003108
26710
293682
SH
DFND
1
249882
0
43800
Dr. Reddy's Laboratories Limited - ADR
ADR
256135203
172
3976
SH
DFND
1
2987
0
989
Dresser-Rand Group, Inc.
Common
261608103
3003
47121
SH
DFND
1
24600
0
22521
Duke Energy Corporation
Common
26441C204
1631
21987
SH
DFND
1
345
0
21642
Dupont, E.I. de Nemours & Co.
Common
263534109
2015
30787
SH
DFND
1
5646
0
25141
eBay Inc.
Common
278642103
48101
960867
SH
DFND
1
846283
0
114584
eBay Inc.
Common
278642103
6225
124357
SH
DFND
3
124357
0
0
eBay Inc.
Common
278642103
12834
256365
SH
DFND
2
256365
0
0
Ecolab Inc.
Common
278865100
227
2035
SH
DFND
1
2035
0
0
Edwards Lifesciences Corporation
Common
28176E108
11611
135260
SH
DFND
1
133981
0
1279
El Paso Pipeline Partners MLP
Common
283702108
1436
39640
SH
DFND
1
39640
0
0
El Paso Pipeline Partners MLP
Common
283702108
42
1170
SH
DFND
3
1170
0
0
Eli Lilly & Co.
Common
532457108
573
9214
SH
DFND
1
9214
0
0
Embotelladora Andina S.A. Adr B
ADR
29081P303
79
3510
SH
DFND
3
3510
0
0
Emc Corp. Mass
Common
268648102
105
4000
SH
DFND
2
4000
0
0
Emc Corp. Mass
Common
268648102
226
8566
SH
DFND
1
8566
0
0
Emerson Electric Co.
Common
291011104
518
7811
SH
DFND
2
7811
0
0
Emerson Electric Co.
Common
291011104
2332
35137
SH
DFND
1
35137
0
0
Enbridge Energy Partners, MLP
Common
29250R106
1880
50907
SH
DFND
1
50907
0
0
Enbridge Energy Partners, MLP
Common
29250R106
284
7703
SH
DFND
2
7703
0
0
Enbridge Energy Partners, MLP
Common
29250R106
44
1200
SH
DFND
3
1200
0
0
Endologix, Inc.
Common
29266S106
201
13205
SH
DFND
1
9916
0
3289
Energy Select Sector SPDR Fund
Exchange Traded Fund
81369Y506
1
9
SH
DFND
1
9
0
0
Energy Transfer Equity MLP
Common
29273V100
74
1250
SH
DFND
3
1250
0
0
Enersis S.A. Spons ADR
ADR
29274F104
953
56587
SH
DFND
1
0
0
56587
Enersis S.A. Spons ADR
ADR
29274F104
127
7545
SH
DFND
3
7545
0
0
Enlink Midstream Partners MLP
Common
29336U107
79
2500
SH
DFND
1
2500
0
0
Enterprise Products Partners MLP
Common
293792107
72
920
SH
DFND
3
920
0
0
Enterprise Products Partners MLP
Common
293792107
1776
22690
SH
DFND
1
22690
0
0
Entropic Communications
Common
29384R105
4980
1495542
SH
DFND
1
1495542
0
0
Envision Healthcare Holdings, Inc.
Common
29413U103
453
12613
SH
DFND
1
9222
0
3391
EOG Resources Inc.
Common
26875P101
3770
32261
SH
DFND
1
15235
0
17026
EPIQ Systems, Inc.
Common
26882D109
7672
546079
SH
DFND
1
546079
0
0
EQT Midstream Partners MLP
Common
26885B100
460
4750
SH
DFND
1
4750
0
0
Ericsson (LM) Tel - Sp ADR
ADR
294821608
19
1581
SH
DFND
1
1581
0
0
Essex Property Trust, Inc.
Common
297178105
3
15
SH
DFND
1
15
0
0
Evercore Partners Inc-Cl A
Common
29977A105
1
17
SH
DFND
1
17
0
0
Evertec Inc.
Common
30040P103
1
40
SH
DFND
1
40
0
0
ExamWorks Group, Inc.
Common
30066A105
23117
728542
SH
DFND
1
728542
0
0
Expedia, Inc.
Common
30212P303
5545
70401
SH
DFND
3
70401
0
0
Expedia, Inc.
Common
30212P303
11653
147953
SH
DFND
2
147953
0
0
Expedia, Inc.
Common
30212P303
43637
554053
SH
DFND
1
493136
0
60917
Expeditors International of Washington,
Common
302130109
231
5230
SH
DFND
1
5230
0
0
Express Scripts Holding, Inc.
Common
30219G108
47285
682034
SH
DFND
1
591598
0
90436
Express Scripts Holding, Inc.
Common
30219G108
11717
169009
SH
DFND
2
169009
0
0
Express Scripts Holding, Inc.
Common
30219G108
5547
80006
SH
DFND
3
80006
0
0
Extended Stay America Inc.
Common
30224P200
1
54
SH
DFND
1
54
0
0
Exterran Partners MLP
Common
30225N105
105
3700
SH
DFND
1
3700
0
0
Exxon Mobil Corporation
Common
30231G102
15409
153048
SH
DFND
3
153048
0
0
Exxon Mobil Corporation
Common
30231G102
22572
224198
SH
DFND
2
224198
0
0
Exxon Mobil Corporation
Common
30231G102
55027
546555
SH
DFND
1
546320
0
235
Facebook Inc.
Class A
30303M102
16
236
SH
DFND
1
236
0
0
FactSet Research Systems, Inc.
Common
303075105
15072
125305
SH
DFND
1
125305
0
0
Fastenal Company
Common
311900104
110
2230
SH
DFND
1
2230
0
0
FedEx Corporation
Common
31428X106
3
23
SH
DFND
1
23
0
0
FedEx Corporation
Common
31428X106
46
304
SH
DFND
2
304
0
0
Fifth Third Bancorp
Common
316773100
503
23550
SH
DFND
1
23550
0
0
Financial Select Sector SPDR Fund
Exchange Traded Fund
81369Y605
12
506
SH
DFND
1
506
0
0
Finisar Corporation
Common
31787A507
1
61
SH
DFND
1
61
0
0
First Cash Financial Services, Inc.
Common
31942D107
363
6297
SH
DFND
2
6297
0
0
First Cash Financial Services, Inc.
Common
31942D107
18374
319053
SH
DFND
1
274887
0
44166
First Financial Bankshares Inc,
Common
32020R109
48
1524
SH
DFND
1
1524
0
0
First Horizon National Corporation
Common
320517105
15
1223
SH
DFND
1
1223
0
0
First Niagara Financial Group, Inc.
Common
33582V108
209
23920
SH
DFND
2
23920
0
0
First Niagara Financial Group, Inc.
Common
33582V108
2844
325395
SH
DFND
1
324198
0
1197
First Niagara Financial Group, Inc.
Common
33582V108
54
6187
SH
DFND
3
6187
0
0
First Republic Bank
Common
33616C100
350
6370
SH
DFND
1
6370
0
0
FirstEnergy Corp.
Common
337932107
4
113
SH
DFND
1
113
0
0
FirstMerit Corporation
Common
337915102
88
4449
SH
DFND
1
4449
0
0
Flowserve Corporation
Common
34354P105
1957
26316
SH
DFND
1
4215
0
22101
FMC Corporation
Common
302491303
20
282
SH
DFND
1
282
0
0
Fomento Economico Mexicano, S.A.-Sp ADR
ADR
344419106
2301
24571
SH
DFND
1
0
0
24571
Ford Motor Company
Common
345370860
59
3395
SH
DFND
3
3395
0
0
Ford Motor Company
Common
345370860
1151
66770
SH
DFND
2
66770
0
0
Ford Motor Company
Common
345370860
3192
185124
SH
DFND
1
185124
0
0
Fortinet Inc.
Common
34959E109
1
57
SH
DFND
1
57
0
0
Fred's Inc.
Common
356108100
7165
468625
SH
DFND
1
468625
0
0
Freeport-McMoran Copper & Gold, Inc.
Common
35671D857
552
15111
SH
DFND
1
15111
0
0
Freescale Semiconductor Ltd
Common
G3727Q101
1
36
SH
DFND
1
36
0
0
Frontier Communications Company
Common
35906A108
0
18
SH
DFND
1
18
0
0
Gaming and Leisure Properties, Inc.
Common
36467J108
1
25
SH
DFND
1
25
0
0
Gap, Inc.
Common
364760108
18
443
SH
DFND
1
443
0
0
General Electric Co.
Common
369604103
7755
295092
SH
DFND
1
295092
0
0
General Growth Properties, Inc.
Common
370023103
1130
47973
SH
DFND
2
47973
0
0
General Growth Properties, Inc.
Common
370023103
3030
128622
SH
DFND
1
128622
0
0
General Mills, Inc.
Common
370334104
1110
21121
SH
DFND
1
21121
0
0
General Motors Co.
Common
37045V100
31
845
SH
DFND
1
245
0
600
Gentherm Inc.
Common
37253A103
13954
313917
SH
DFND
1
313917
0
0
Genuine Parts Company
Common
372460105
26
300
SH
DFND
1
300
0
0
Genworth Financial Inc.
Class A
37247D106
4
250
SH
DFND
1
250
0
0
Gilead Sciences Inc.
Common
375558103
2088
25187
SH
DFND
1
10434
0
14753
GlaxoSmithKline plc-ADR
ADR
37733W105
12727
237968
SH
DFND
1
232550
0
5418
GlaxoSmithKline plc-ADR
ADR
37733W105
106
1982
SH
DFND
3
1982
0
0
GlaxoSmithKline plc-ADR
ADR
37733W105
411
7680
SH
DFND
2
7680
0
0
Goldcorp Inc.
Common
380956409
2566
91942
SH
DFND
1
0
0
91942
Goldman Sachs Group, Inc.
Common
38141G104
49
290
SH
DFND
2
290
0
0
Goldman Sachs Group, Inc.
Common
38141G104
1056
6304
SH
DFND
1
6304
0
0
Google Inc - Class C
Class C
38259P706
60431
105046
SH
DFND
1
91204
0
13842
Google Inc - Class C
Class C
38259P706
7054
12261
SH
DFND
3
12261
0
0
Google Inc - Class C
Class C
38259P706
14963
26010
SH
DFND
2
26010
0
0
Google Inc. - Class A
Class A
38259P508
15207
26009
SH
DFND
2
26009
0
0
Google Inc. - Class A
Class A
38259P508
59900
102451
SH
DFND
1
91154
0
11297
Google Inc. - Class A
Class A
38259P508
7169
12261
SH
DFND
3
12261
0
0
Grainger W W Inc.
Common
384802104
509
2000
SH
DFND
2
2000
0
0
Greatbatch, Inc.
Common
39153L106
18128
369501
SH
DFND
1
369501
0
0
Grupo FIn Santander- ADR B
ADR
40053C105
126
9490
SH
DFND
3
9490
0
0
Grupo FIn Santander- ADR B
ADR
40053C105
4754
357987
SH
DFND
1
53907
0
304080
Grupo Televisa S.A. - Spon ADR
ADR
40049J206
1822
53106
SH
DFND
1
0
0
53106
Grupo Televisa S.A. - Spon ADR
ADR
40049J206
158
4600
SH
DFND
3
4600
0
0
Guggenheim BulletShares 2014 High Yield
Exchange Traded Fund
18383M431
326
12327
SH
DFND
1
12327
0
0
Guggenheim BulletShares 2015 High Yield
Exchange Traded Fund
18383M423
330
12263
SH
DFND
1
12263
0
0
Gulfport Energy Corp.
Common
402635304
2
24
SH
DFND
1
24
0
0
H&Q Life Science Investors
Exchange Traded Fund
404053100
17
825
SH
DFND
1
825
0
0
Halliburton Co.
Common
406216101
1796
25288
SH
DFND
1
25288
0
0
Harley Davidson Inc.
Common
412822108
11
164
SH
DFND
1
164
0
0
Hartford Financial Services
Common
416515104
20
547
SH
DFND
1
547
0
0
Hasbro, Inc.
Common
418056107
7
140
SH
DFND
1
140
0
0
HCA Holdings Inc.
Common
40412C101
1223
21686
SH
DFND
1
16745
0
4941
Healthcare Realty Trust Inc.
Common
421946104
13
500
SH
DFND
1
500
0
0
Healthcare Services Group.
Common
421906108
21973
746377
SH
DFND
1
746377
0
0
Healthcare Services Group.
Common
421906108
232
7875
SH
DFND
2
7875
0
0
Helix Energy Solutions Group I
Common
42330P107
1234
46907
SH
DFND
1
46907
0
0
Helmerich & Payne, Inc.
Common
423452101
14881
128165
SH
DFND
1
118165
0
10000
Helmerich & Payne, Inc.
Common
423452101
639
5500
SH
DFND
2
5500
0
0
Henry Schein, Inc.
Common
806407102
645
5432
SH
DFND
1
4164
0
1268
Hertz Global Holdings Inc.
Common
42805T105
1
37
SH
DFND
1
37
0
0
Hess Corp
Common
42809H107
1695
17143
SH
DFND
1
17143
0
0
Hewlett-Packard Company
Common
428236103
648
19236
SH
DFND
2
19236
0
0
Hewlett-Packard Company
Common
428236103
517
15356
SH
DFND
1
15356
0
0
HollyFrontier Corporation
Common
436106108
1058
24208
SH
DFND
1
0
0
24208
Home Depot Inc.
Common
437076102
3787
46780
SH
DFND
2
46780
0
0
Home Depot Inc.
Common
437076102
7782
96123
SH
DFND
1
72107
0
24016
Home Depot Inc.
Common
437076102
763
9430
SH
DFND
3
9430
0
0
Honda Motor Co., Ltd
ADR
438128308
4
106
SH
DFND
1
106
0
0
Honeywell Inc.
Common
438516106
7437
80016
SH
DFND
3
80016
0
0
Honeywell Inc.
Common
438516106
15228
163835
SH
DFND
2
163835
0
0
Honeywell Inc.
Common
438516106
61548
662167
SH
DFND
1
563548
0
98619
Hospira, Inc.
Common
441060100
1274
24792
SH
DFND
1
22658
0
2134
Howard Hughes Corporation
Common
44267D107
726
4598
SH
DFND
2
4598
0
0
Howard Hughes Corporation
Common
44267D107
1945
12324
SH
DFND
1
12324
0
0
HSBC Holdings PLC - Pfd,
Preferred
404280604
177
7000
SH
DFND
1
7000
0
0
HSBC Holdings plc - Spons ADR
ADR
404280406
23
447
SH
DFND
1
447
0
0
IAC/ InterActiveCorp
Common
44919P508
14
199
SH
DFND
1
199
0
0
Illinois Tool Works Inc.
Common
452308109
1478
16879
SH
DFND
1
16879
0
0
Illinois Tool Works Inc.
Common
452308109
63480
724988
SH
DFND
2
0
0
724988
Illumina, Inc.
Common
452327109
1078
6038
SH
DFND
1
4823
0
1215
Imperva Inc.
Common
45321L100
23
875
SH
DFND
1
875
0
0
Incyte Corporation
Common
45337C102
20008
354495
SH
DFND
1
283082
0
71413
Incyte Corporation
Common
45337C102
2963
52507
SH
DFND
3
52507
0
0
Incyte Corporation
Common
45337C102
6315
111887
SH
DFND
2
111887
0
0
Infinity Pharmaceuticals Inc.
Common
45665G303
15
1205
SH
DFND
1
1205
0
0
ING Groep N.V. - Sponsored ADR
ADR
456837103
1422
101400
SH
DFND
1
101400
0
0
Ingersoll-Rand Plc
Common
G47791101
8
134
SH
DFND
1
134
0
0
Insulet Corporation
Common
45784P101
14219
358426
SH
DFND
1
358426
0
0
Int'l Business Machines Corp.
Common
459200101
2591
14295
SH
DFND
2
14295
0
0
Int'l Business Machines Corp.
Common
459200101
15302
84418
SH
DFND
1
84418
0
0
Int'l Business Machines Corp.
Common
459200101
902
4975
SH
DFND
3
4975
0
0
Intel Corp.
Common
458140100
1446
46807
SH
DFND
2
46807
0
0
Intel Corp.
Common
458140100
2737
88565
SH
DFND
1
88565
0
0
Intel Corp.
Common
458140100
204
6588
SH
DFND
3
6588
0
0
Intelsat S.A.
Common
L5140P101
16
836
SH
DFND
1
836
0
0
Interface, Inc.
Common
458665304
274
14562
SH
DFND
1
14562
0
0
International Paper Co.
Common
460146103
4
80
SH
DFND
1
80
0
0
InterXion Holding NV
Common
N47279109
9694
354040
SH
DFND
1
333098
0
20942
InterXion Holding NV
Common
N47279109
1298
47397
SH
DFND
3
47397
0
0
InterXion Holding NV
Common
N47279109
3353
122469
SH
DFND
2
122469
0
0
Intuit Corp.
Common
461202103
6
77
SH
DFND
1
77
0
0
Intuitive Surgical, Inc.
Common
46120E602
636
1545
SH
DFND
1
1160
0
385
Investors Bancorp Inc
Common
46146L101
10
907
SH
DFND
1
907
0
0
IPG Photonics Corporation
Common
44980X109
8315
120861
SH
DFND
1
120861
0
0
iRobot Corporation
Common
462726100
204
4975
SH
DFND
1
4975
0
0
Iron Mountain Inc.
Common
462846106
15513
437607
SH
DFND
1
437607
0
0
iShares 1-3 Year Credit Bond ETF
Exchange Traded Fund
464288646
810
7667
SH
DFND
1
7667
0
0
iShares China Large-Cap ETF
Exchange Traded Fund
464287184
68
1830
SH
DFND
1
1830
0
0
iShares Core S&P 500 ETF
Exchange Traded Fund
464287200
96
486
SH
DFND
3
486
0
0
iShares Core S&P Small-Cap ETF
Exchange Traded Fund
464287804
785
7000
SH
DFND
3
7000
0
0
iShares Core Total US Bond Market ETF
Exchange Traded Fund
464287226
129
1176
SH
DFND
2
1176
0
0
iShares Core Total US Bond Market ETF
Exchange Traded Fund
464287226
651
5950
SH
DFND
1
5950
0
0
iShares Global 100 ETF
Exchange Traded Fund
464287572
135
1714
SH
DFND
2
1714
0
0
iShares Gold Trust
Exchange Traded Fund
464285105
87
6738
SH
DFND
3
6738
0
0
iShares Gold Trust
Exchange Traded Fund
464285105
569
44196
SH
DFND
1
44196
0
0
iShares iBoxx $ Investment Grade
Exchange Traded Fund
464287242
1203
10089
SH
DFND
1
10089
0
0
iShares MSCI ACWI ETF
Exchange Traded Fund
464288257
314
5208
SH
DFND
2
5208
0
0
iShares MSCI Brazil Capped ETF
Exchange Traded Fund
464286400
72
1500
SH
DFND
1
1500
0
0
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
40912
598397
SH
DFND
1
595797
0
2600
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
374
5463
SH
DFND
2
5463
0
0
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
6821
99767
SH
DFND
3
99767
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
1977
45734
SH
DFND
1
45034
0
700
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
1049
24254
SH
DFND
3
24254
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
777
17968
SH
DFND
2
17968
0
0
iShares MSCI Japan ETF
Exchange Traded Fund
464286848
36
2958
SH
DFND
3
2958
0
0
iShares MSCI South Korea Capped ETF
Exchange Traded Fund
464286772
135
2079
SH
DFND
1
2079
0
0
iShares National AMT-Free Muni Bond ETF
Exchange Traded Fund
464288414
37
341
SH
DFND
1
341
0
0
iShares New York AMT-Free Muni Bond ETF
Exchange Traded Fund
464288323
85
777
SH
DFND
2
777
0
0
iShares Russell 2000 ETF
Exchange Traded Fund
464287655
1755
14772
SH
DFND
3
14772
0
0
iShares Russell 2000 ETF
Exchange Traded Fund
464287655
13037
109732
SH
DFND
1
109732
0
0
iShares Russell Mid-Cap Growth ETF
Exchange Traded Fund
464287481
107
1200
SH
DFND
1
1200
0
0
iShares S&P 500 Growth ETF
Exchange Traded Fund
464287309
32
300
SH
DFND
1
300
0
0
iShares TIPS Bond ETF
Exchange Traded Fund
464287176
12971
112439
SH
DFND
1
112439
0
0
Isis Pharmaceuticals, Inc.
Common
464330109
351
10201
SH
DFND
1
7882
0
2319
Itron, Inc.
Common
465741106
226
5581
SH
DFND
1
5581
0
0
ITT Exelis
Common
30162A108
19
1111
SH
DFND
1
1111
0
0
J.C. Penney Company, Inc. (Hldg Co.)
Common
708160106
1
130
SH
DFND
1
130
0
0
J.P. Morgan Chase & Co.
Common
46625H100
23856
414030
SH
DFND
2
414030
0
0
J.P. Morgan Chase & Co.
Common
46625H100
11293
195985
SH
DFND
3
195985
0
0
J.P. Morgan Chase & Co.
Common
46625H100
92866
1611692
SH
DFND
1
1383792
0
227900
Jacobs Engineering Group, Inc.
Common
469814107
67
1250
SH
DFND
1
1250
0
0
Jazz Pharmaceuticals, Inc.
Common
G50871105
456
3103
SH
DFND
1
2358
0
745
JDS Uniphase Corp
Common
46612J507
1
81
SH
DFND
1
81
0
0
Johnson & Johnson
Common
478160104
25534
244062
SH
DFND
1
242270
0
1792
Johnson & Johnson
Common
478160104
6831
65297
SH
DFND
2
65297
0
0
Johnson & Johnson
Common
478160104
147
1406
SH
DFND
3
1406
0
0
Johnson Controls, Inc.
Common
478366107
166
3318
SH
DFND
1
3318
0
0
Joy Global Inc.
Common
481165108
1
16
SH
DFND
1
16
0
0
JPMorgan Alerian MLP Index ETN
Exchange Traded Fund
46625H365
231
4403
SH
DFND
1
4403
0
0
Kansas City Southern
Common
485170302
2865
26649
SH
DFND
1
3000
0
23649
KB Financial Group Inc. - ADR
ADR
48241A105
237
6830
SH
DFND
1
6830
0
0
Keycorp
Common
493267108
1752
122234
SH
DFND
1
122234
0
0
Keycorp
Common
493267108
828
57766
SH
DFND
2
57766
0
0
Kimberly-Clark Corp
Common
494368103
28
250
SH
DFND
1
250
0
0
Kinder Morgan Energy Partners
Common
494550106
1040
12655
SH
DFND
2
12655
0
0
Kinder Morgan Energy Partners
Common
494550106
4555
55412
SH
DFND
1
55412
0
0
Kirby Corporation
Common
497266106
1
8
SH
DFND
1
8
0
0
Knowles Corp
Common
49926D109
239
7778
SH
DFND
2
7778
0
0
Knowles Corp
Common
49926D109
318
10339
SH
DFND
1
10339
0
0
Kodiak Oil & Gas Corporation
Common
50015Q100
1
67
SH
DFND
1
67
0
0
Kopin Corporation
Common
500600101
161
49307
SH
DFND
2
49307
0
0
Kopin Corporation
Common
500600101
90
27513
SH
DFND
1
27513
0
0
Korea Electric Power Corp. SP ADR
ADR
500631106
14251
774533
SH
DFND
1
722013
0
52520
Korea Electric Power Corp. SP ADR
ADR
500631106
2886
156840
SH
DFND
2
156840
0
0
Kraft Foods Group Inc.
Common
50076Q106
20
333
SH
DFND
1
333
0
0
Lam Research Corporation
Common
512807108
44
650
SH
DFND
1
650
0
0
Las Vegas Sands Corp.
Common
517834107
1205
15808
SH
DFND
1
15808
0
0
Lazard Ltd. - Cl. A
Class A
G54050102
569
11030
SH
DFND
1
11030
0
0
Lincoln National Corporation
Common
534187109
4
76
SH
DFND
1
76
0
0
Lindsay Manufacturing Co.
Common
535555106
296
3504
SH
DFND
1
3504
0
0
Lions Gate Entertainment Corp.
Common
535919203
2
53
SH
DFND
1
53
0
0
Littelfuse, Inc.
Common
537008104
13254
142596
SH
DFND
1
142596
0
0
Lloyds TSB Group plc - Sp ADR
ADR
539439109
29
5670
SH
DFND
1
5670
0
0
Lockheed Martin Corporation
Common
539830109
4
24
SH
DFND
1
24
0
0
Lowe's Companies
Common
548661107
2
46
SH
DFND
1
46
0
0
LPL Financial Holdings, Inc.
Common
50212V100
1
28
SH
DFND
1
28
0
0
Lululemon Athletica Inc.
Common
550021109
40
1000
SH
DFND
1
1000
0
0
LyondellBasell Industries NV
Class A
N53745100
2
16
SH
DFND
1
16
0
0
Macy's Inc.
Common
55616P104
3262
56220
SH
DFND
1
56220
0
0
Macy's Inc.
Common
55616P104
1164
20070
SH
DFND
2
20070
0
0
Macy's Inc.
Common
55616P104
59
1020
SH
DFND
3
1020
0
0
Madison Square Garden, Inc.
Common
55826P100
186
2986
SH
DFND
2
2986
0
0
Madison Square Garden, Inc.
Common
55826P100
249
3989
SH
DFND
1
3989
0
0
Magellan Midstream Partners, MLP
Common
559080106
601
7150
SH
DFND
1
7150
0
0
Mallinckrodt PLC
Common
G5785G107
31765
396966
SH
DFND
1
338629
0
58337
Mallinckrodt PLC
Common
G5785G107
4906
61305
SH
DFND
3
61305
0
0
Mallinckrodt PLC
Common
G5785G107
10603
132507
SH
DFND
2
132507
0
0
Marathon Oil Corp
Common
565849106
13
334
SH
DFND
1
334
0
0
Marathon Petroleum Corporation
Common
56585A102
13
166
SH
DFND
1
166
0
0
Market Vectors Intermediate Municipal
Exchange Traded Fund-TaxExempt
57060U845
499
21459
SH
DFND
3
21459
0
0
Market Vectors Intermediate Municipal
Exchange Traded Fund-TaxExempt
57060U845
40
1710
SH
DFND
1
1710
0
0
Markwest Energy Partners, MLP
Common
570759100
47
650
SH
DFND
3
650
0
0
Markwest Energy Partners, MLP
Common
570759100
131
1825
SH
DFND
1
1825
0
0
Marrone Bio Innovations Inc.
Common
57165B106
167
14413
SH
DFND
1
14413
0
0
Marsh McLennan & Co.
Common
571748102
9
171
SH
DFND
1
171
0
0
Masco Corporation
Common
574599106
1
58
SH
DFND
1
58
0
0
Masimo Corporation
Common
574795100
8103
343346
SH
DFND
1
339751
0
3595
Mastercard Inc - Class A
Class A
57636Q104
15
210
SH
DFND
1
210
0
0
Mattel, Inc.
Common
577081102
39
1000
SH
DFND
1
1000
0
0
McDonald's Corporation
Common
580135101
942
9347
SH
DFND
2
9347
0
0
McDonald's Corporation
Common
580135101
442
4392
SH
DFND
3
4392
0
0
McDonald's Corporation
Common
580135101
19655
195104
SH
DFND
1
194793
0
311
McGraw Hill Financial Inc.
Common
580645109
604
7275
SH
DFND
1
7275
0
0
McGraw Hill Financial Inc.
Common
580645109
20157
242773
SH
DFND
2
242773
0
0
McKesson HBOC Inc.
Common
58155Q103
19
100
SH
DFND
3
100
0
0
McKesson HBOC Inc.
Common
58155Q103
59
318
SH
DFND
1
318
0
0
Mead Johnson Nutrition Company
Common
582839106
677
7267
SH
DFND
1
7267
0
0
Mead Johnson Nutrition Company
Common
582839106
23
245
SH
DFND
2
245
0
0
Medivation Inc.
Common
58501N101
2
24
SH
DFND
1
24
0
0
Mednax, Inc
Common
58502B106
1
22
SH
DFND
1
22
0
0
Medtronic, Inc.
Common
585055106
309
4853
SH
DFND
3
4853
0
0
Medtronic, Inc.
Common
585055106
698
10950
SH
DFND
2
10950
0
0
Medtronic, Inc.
Common
585055106
1741
27303
SH
DFND
1
23047
0
4256
Mentor Graphics
Common
587200106
17089
792267
SH
DFND
1
792267
0
0
Merck & Co. Inc.
Common
58933Y105
77197
1334439
SH
DFND
1
1161572
0
172867
Merck & Co. Inc.
Common
58933Y105
7264
125562
SH
DFND
3
125562
0
0
Merck & Co. Inc.
Common
58933Y105
15752
272293
SH
DFND
2
272293
0
0
Merit Medical Systems, Inc.
Common
589889104
10878
720419
SH
DFND
1
720419
0
0
Methanex Corporation
Common
59151K108
1
23
SH
DFND
1
23
0
0
MetLife, Inc.
Common
59156R108
15
275
SH
DFND
1
275
0
0
Mettler-Toledo International
Common
592688105
923
3646
SH
DFND
1
3646
0
0
MGM Resorts International
Common
552953101
1
51
SH
DFND
1
51
0
0
Microchip Technology Inc.
Common
595017104
52
1064
SH
DFND
1
1064
0
0
Microsemi Corp.
Common
595137100
14990
560150
SH
DFND
1
560150
0
0
Microsoft Corp.
Common
594918104
21165
507565
SH
DFND
2
507565
0
0
Microsoft Corp.
Common
594918104
77540
1859461
SH
DFND
1
1578993
0
280468
Microsoft Corp.
Common
594918104
9849
236179
SH
DFND
3
236179
0
0
Middlesex Water Company
Common
596680108
231
10907
SH
DFND
1
10907
0
0
Mistras Group Inc.
Common
60649T107
9560
389887
SH
DFND
1
389887
0
0
Mitsubishi UFJ Financial Group, Inc.
ADR
606822104
25
4094
SH
DFND
1
4094
0
0
Mohawk Industries Inc.
Common
608190104
323
2335
SH
DFND
1
2335
0
0
Molycorp, Inc.
Common
608753109
0
100
SH
DFND
1
0
0
100
Momenta Pharmaceuticals, Inc.
Common
60877T100
181
15011
SH
DFND
1
11676
0
3335
Mondelez International Inc.
Common
609207105
51
1345
SH
DFND
1
1345
0
0
Monsanto Company
Common
61166W101
8059
64610
SH
DFND
1
64610
0
0
Monsanto Company
Common
61166W101
437
3500
SH
DFND
2
3500
0
0
Morgan Stanley
Common
617446448
39
1194
SH
DFND
1
1194
0
0
Motorola Solutions, Inc.
Common
620076307
3
42
SH
DFND
1
42
0
0
MSC Industrial Direct Co., Inc.
Common
553530106
13
135
SH
DFND
1
135
0
0
Mueller Industries, Inc.
Common
624756102
1765
60000
SH
DFND
2
60000
0
0
Murphy Oil Corporation
Common
626717102
4
56
SH
DFND
1
56
0
0
Mylan Inc.
Common
628530107
5
106
SH
DFND
1
106
0
0
National Instruments Corporation
Common
636518102
453
14000
SH
DFND
2
14000
0
0
National Instruments Corporation
Common
636518102
7782
240257
SH
DFND
1
216757
0
23500
National Oilwell Varco, Inc.
Common
637071101
5227
63473
SH
DFND
1
63473
0
0
National Oilwell Varco, Inc.
Common
637071101
61
735
SH
DFND
3
735
0
0
National Oilwell Varco, Inc.
Common
637071101
1240
15055
SH
DFND
2
15055
0
0
Navistar International Corporation
Common
63934E108
1
20
SH
DFND
1
20
0
0
NCR Corp.
Common
62886E108
1
26
SH
DFND
1
26
0
0
NetApp, Inc.
Common
64110D104
4432
121346
SH
DFND
3
121346
0
0
NetApp, Inc.
Common
64110D104
10097
276473
SH
DFND
2
276473
0
0
NetApp, Inc.
Common
64110D104
40726
1115178
SH
DFND
1
995651
0
119527
Newmont Mining Corporation
Common
651639106
341
13410
SH
DFND
1
13410
0
0
Newpark Resources, Inc.
Common
651718504
10112
811578
SH
DFND
1
811578
0
0
Nexstar Broadcasting Group, Inc.
Common
65336K103
2
45
SH
DFND
1
45
0
0
NextEra Energy, Inc.
Common
65339F101
61
600
SH
DFND
1
600
0
0
NIC Inc.
Common
62914B100
7957
502034
SH
DFND
1
502034
0
0
Nike Inc. - CL B
Class B
654106103
3
34
SH
DFND
1
34
0
0
Noble Energy, Inc.
Common
655044105
88
1140
SH
DFND
3
1140
0
0
Noble Energy, Inc.
Common
655044105
6772
87425
SH
DFND
1
87425
0
0
Noble Energy, Inc.
Common
655044105
412
5320
SH
DFND
2
5320
0
0
Norfolk Southern Corp.
Common
655844108
1255
12180
SH
DFND
3
12180
0
0
Northern Trust Corporation
Common
665859104
596
9289
SH
DFND
1
9289
0
0
Novadaq Technologies, Inc.
Common
66987G102
150
9125
SH
DFND
1
6863
0
2262
Novartis AG - ADR
ADR
66987V109
74935
827735
SH
DFND
1
781625
0
46110
Novartis AG - ADR
ADR
66987V109
18257
201670
SH
DFND
2
201670
0
0
Novartis AG - ADR
ADR
66987V109
6105
67440
SH
DFND
3
67440
0
0
Novo Nordisk A/S-Spons ADR
ADR
670100205
577
12500
SH
DFND
2
12500
0
0
Novo Nordisk A/S-Spons ADR
ADR
670100205
8055
174385
SH
DFND
1
174385
0
0
NOW Inc
Common
67011P100
200
5521
SH
DFND
1
5521
0
0
NPS Pharmaceuticals, Inc.
Common
62936P103
1
27
SH
DFND
1
27
0
0
Nucor Corporation
Common
670346105
6255
126995
SH
DFND
1
126995
0
0
Nucor Corporation
Common
670346105
394
8000
SH
DFND
2
8000
0
0
Oasis Petroleum Inc.
Common
674215108
1
22
SH
DFND
1
22
0
0
Occidental Petroleum Corporation
Common
674599105
1757
17124
SH
DFND
1
17124
0
0
Oceaneering International, Inc
Common
675232102
3962
50714
SH
DFND
3
50714
0
0
Oceaneering International, Inc
Common
675232102
31860
407785
SH
DFND
1
369074
0
38711
Oceaneering International, Inc
Common
675232102
8779
112361
SH
DFND
2
112361
0
0
Oiltanking Partners MLP
Common
678049107
79
840
SH
DFND
3
840
0
0
Omnicell, Inc.
Common
68213N109
13171
458763
SH
DFND
1
456243
0
2520
OncoGenex Pharmaceutical Inc.
Common
68230A106
54
14569
SH
DFND
1
10620
0
3949
Oneok Partners MLP
Common
68268N103
164
2800
SH
DFND
1
2800
0
0
Oracle Corporation
Common
68389X105
4134
101989
SH
DFND
3
101989
0
0
Oracle Corporation
Common
68389X105
78952
1947996
SH
DFND
1
1812309
0
135687
Oracle Corporation
Common
68389X105
9995
246604
SH
DFND
2
246604
0
0
Orexigen Therapeutics Inc
Common
686164104
123
19845
SH
DFND
1
14931
0
4914
Orient-Express Hotel Ltd. - Cl A
Class A
G67743107
1
99
SH
DFND
1
99
0
0
Pall Corporation
Common
696429307
14
162
SH
DFND
1
162
0
0
Pandora Media Inc.
Common
698354107
30
1026
SH
DFND
1
1026
0
0
Parker Drilling Company
Common
701081101
8092
1241135
SH
DFND
1
1241135
0
0
Parker-Hannifin Corporation
Common
701094104
2
19
SH
DFND
1
19
0
0
PartnerRe Ltd.
Common
G6852T105
349
3200
SH
DFND
1
3200
0
0
Paychex, Inc.
Common
704326107
21
500
SH
DFND
1
500
0
0
Penske Automotive Group, Inc.
Common
70959W103
1
12
SH
DFND
1
12
0
0
Pentair, PLC
Common
G7S00T104
474
6576
SH
DFND
1
6576
0
0
Pepsico, Inc
Common
713448108
1619
18120
SH
DFND
2
18120
0
0
Pepsico, Inc
Common
713448108
7290
81594
SH
DFND
1
81594
0
0
Pepsico, Inc
Common
713448108
889
9953
SH
DFND
3
9953
0
0
PetroChina Company Ltd. -ADR
ADR
71646E100
0
3
SH
DFND
1
3
0
0
Petroleo Brasileiro S.A. - Petrobras ADR
ADR
71654V408
23
1567
SH
DFND
1
1567
0
0
Pfizer Inc.
Common
717081103
2384
80323
SH
DFND
1
71575
0
8748
Pfizer Inc.
Common
717081103
141
4750
SH
DFND
2
4750
0
0
Pfizer Inc.
Common
717081103
313
10560
SH
DFND
3
10560
0
0
Philip Morris International Inc.
Common
718172109
39
464
SH
DFND
1
464
0
0
Philippine Long Distance Telephone
ADR
718252604
1081
16038
SH
DFND
1
0
0
16038
Phillips 66
Common
718546104
46
576
SH
DFND
1
576
0
0
Pier 1 Imports, Inc.
Common
720279108
1
62
SH
DFND
1
62
0
0
PIMCO Total Return - ETF
Exchange Traded Fund
72201R775
198
1814
SH
DFND
3
1814
0
0
Plains All American Pipeline, MLP
Common
726503105
72
1200
SH
DFND
3
1200
0
0
Plains All American Pipeline, MLP
Common
726503105
2681
44650
SH
DFND
1
44650
0
0
Polaris Industries Inc.
Common
731068102
104
800
SH
DFND
1
800
0
0
Popular, Inc.
Common
733174700
1
27
SH
DFND
1
27
0
0
PowerShares Cleantech Portfolio
Exchange Traded Fund
73935X278
16
500
SH
DFND
1
500
0
0
PowerShares Commodity Index Tracking
Exchange Traded Fund
73935S105
472
17775
SH
DFND
1
17775
0
0
PowerShares Commodity Index Tracking
Exchange Traded Fund
73935S105
975
36700
SH
DFND
3
36700
0
0
PowerShares Financial Preferred
Exchange Traded Fund
73935X229
463
25460
SH
DFND
1
25460
0
0
PowerShares QQQ Trust, Series 1
Exchange Traded Fund
73935A104
1204
12825
SH
DFND
1
12825
0
0
PPL Corporation
Common
69351T106
18
517
SH
DFND
1
517
0
0
Praxair, Inc.
Common
74005P104
53
400
SH
DFND
3
400
0
0
Praxair, Inc.
Common
74005P104
991
7460
SH
DFND
2
7460
0
0
Praxair, Inc.
Common
74005P104
3314
24948
SH
DFND
1
24948
0
0
Precision Castparts Corp.
Common
740189105
1716
6799
SH
DFND
1
63
0
6736
Priceline.com Inc
Common
741503403
29
24
SH
DFND
1
24
0
0
PrivateBancorp, Inc.
Common
742962103
1
49
SH
DFND
1
49
0
0
Procter & Gamble Co.
Common
742718109
3121
39708
SH
DFND
1
39708
0
0
Procter & Gamble Co.
Common
742718109
1517
19309
SH
DFND
2
19309
0
0
Progressive Corporation
Common
743315103
142
5591
SH
DFND
3
5591
0
0
PROS Holdings, Inc.
Common
74346Y103
12753
482325
SH
DFND
1
482325
0
0
PT Telekomunikasi Indonesia - Tbk ADR
ADR
715684106
25
600
SH
DFND
1
600
0
0
Pulte Group Inc.
Common
745867101
388
19230
SH
DFND
1
19230
0
0
PVH Corp.
Common
693656100
470
4030
SH
DFND
2
4030
0
0
PVH Corp.
Common
693656100
23
200
SH
DFND
3
200
0
0
PVH Corp.
Common
693656100
1319
11308
SH
DFND
1
11308
0
0
QEP Resources Inc.
Common
74733V100
16
466
SH
DFND
1
466
0
0
QLIK Technologies Inc.
Common
74733T105
1
47
SH
DFND
1
47
0
0
QR Energy MLP
Common
74734R108
0
25
SH
DFND
1
25
0
0
Qualcomm Inc.
Common
747525103
12414
156745
SH
DFND
2
156745
0
0
Qualcomm Inc.
Common
747525103
53762
678810
SH
DFND
1
602108
0
76702
Qualcomm Inc.
Common
747525103
6029
76120
SH
DFND
3
76120
0
0
Quanta Services, Inc.
Common
74762E102
1
40
SH
DFND
1
40
0
0
Quest Diagnostics Incorporated
Common
74834L100
539
9191
SH
DFND
1
7111
0
2080
Quest Diagnostics Incorporated
Common
74834L100
10
168
SH
DFND
2
168
0
0
Questar Corporation
Common
748356102
2250
90708
SH
DFND
1
26310
0
64398
Quitiles Transitional Holdings, Inc.
Common
74876Y101
1
25
SH
DFND
1
25
0
0
Randgold Resources Limited - ADR
ADR
752344309
338
4000
SH
DFND
2
4000
0
0
Randgold Resources Limited - ADR
ADR
752344309
6342
74960
SH
DFND
1
67460
0
7500
Range Resources Corp.
Common
75281A109
14407
165689
SH
DFND
1
165689
0
0
Raytheon Company
Common
755111507
4
42
SH
DFND
1
42
0
0
Realogy Holdings Corporation
Common
75605Y106
1
31
SH
DFND
1
31
0
0
Redwood Trust, Inc.
Common
758075402
168
8650
SH
DFND
1
8650
0
0
Reed Elsevier Plc - Spons ADR
ADR
758205207
29
442
SH
DFND
1
442
0
0
Regency Energy Partners MLP
Common
75885Y107
77
2397
SH
DFND
1
2397
0
0
Regeneron Pharmaceuticals
Common
75886F107
1982
7018
SH
DFND
3
7018
0
0
Regeneron Pharmaceuticals
Common
75886F107
24340
86170
SH
DFND
1
71595
0
14575
Regeneron Pharmaceuticals
Common
75886F107
4856
17192
SH
DFND
2
17192
0
0
Regions Financial Corporation
Common
7591EP100
4
345
SH
DFND
1
345
0
0
Reinsurance Group of America, Inc.
Common
759351604
43276
548497
SH
DFND
1
473020
0
75477
Reinsurance Group of America, Inc.
Common
759351604
5918
75007
SH
DFND
3
75007
0
0
Reinsurance Group of America, Inc.
Common
759351604
12622
159979
SH
DFND
2
159979
0
0
Renaissance Holdings Ltd.
Common
G7496G103
9726
90895
SH
DFND
1
83395
0
7500
Renaissance Holdings Ltd.
Common
G7496G103
535
5000
SH
DFND
2
5000
0
0
ResMed Inc.
Common
761152107
8948
176740
SH
DFND
1
176740
0
0
Rice Energy Inc.
Common
762760106
1
45
SH
DFND
1
45
0
0
Rio Tinto plc - Spon ADR
ADR
767204100
155
2863
SH
DFND
2
2863
0
0
Rio Tinto plc - Spon ADR
ADR
767204100
57
1055
SH
DFND
1
1055
0
0
Rite Aid Corp.
Common
767754104
1
115
SH
DFND
1
115
0
0
Rock-Tenn Company
Common
772739207
158
1500
SH
DFND
1
1500
0
0
Rocket Fuel Inc.
Common
773111109
32
1034
SH
DFND
1
1034
0
0
Roper Industries Inc.
Common
776696106
4592
31451
SH
DFND
1
31451
0
0
Roper Industries Inc.
Common
776696106
80
550
SH
DFND
3
550
0
0
Roper Industries Inc.
Common
776696106
1535
10510
SH
DFND
2
10510
0
0
Royal Bank of Scotland 6.75% Pfd
Preferred
780097754
271
10870
SH
DFND
1
10870
0
0
Royal Caribbean Cruises Ltd.
Common
V7780T103
14663
263726
SH
DFND
2
263726
0
0
Royal Caribbean Cruises Ltd.
Common
V7780T103
7974
143420
SH
DFND
3
143420
0
0
Royal Caribbean Cruises Ltd.
Common
V7780T103
41281
742459
SH
DFND
1
630709
0
111750
Royal Dutch Shell PLC - ADR B
ADR
780259107
414
4756
SH
DFND
1
4756
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
3902
47374
SH
DFND
3
47374
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
7968
96729
SH
DFND
2
96729
0
0
Royal Dutch Shell PLC-ADR A
ADR
780259206
47567
577477
SH
DFND
1
568328
0
9149
SanDisk Corporation
Common
80004C101
181
1734
SH
DFND
1
1734
0
0
Sangamo Biosciences, Inc.
Common
800677106
216
14168
SH
DFND
1
10211
0
3957
Sanofi-Aventis - ADR
ADR
80105N105
6510
122435
SH
DFND
1
110905
0
11530
Sanofi-Aventis - ADR
ADR
80105N105
67
1259
SH
DFND
3
1259
0
0
Sanofi-Aventis - ADR
ADR
80105N105
270
5070
SH
DFND
2
5070
0
0
Sap AG - Sponsored ADR
ADR
803054204
31
409
SH
DFND
1
409
0
0
Sapient Corporation
Common
803062108
121
7473
SH
DFND
1
7473
0
0
SBA Communications Corporation
Common
78388J106
1
14
SH
DFND
1
14
0
0
Schlumberger Ltd.
Common
806857108
12
100
SH
DFND
3
100
0
0
Schlumberger Ltd.
Common
806857108
1404
11906
SH
DFND
1
11906
0
0
Schwab (Charles) Corp.
Common
808513105
16
597
SH
DFND
1
597
0
0
Scorpio Tankers Inc.
Common
Y7542C106
1
91
SH
DFND
1
91
0
0
Seagate Technology
Common
G7945M107
19
328
SH
DFND
1
328
0
0
Seattle Genetics, Inc.
Common
812578102
2811
73496
SH
DFND
3
73496
0
0
Seattle Genetics, Inc.
Common
812578102
25936
678071
SH
DFND
1
571886
0
106185
Seattle Genetics, Inc.
Common
812578102
6276
164086
SH
DFND
2
164086
0
0
Senomyx Inc.
Common
81724Q107
303
35000
SH
DFND
2
35000
0
0
Senomyx Inc.
Common
81724Q107
708
81900
SH
DFND
1
81900
0
0
ServiceNow Inc
Common
81762P102
1
18
SH
DFND
1
18
0
0
Shire PLC - ADR
ADR
82481R106
711
3019
SH
DFND
1
2316
0
703
Simpson Manufacturing Co., Inc.
Common
829073105
8698
239207
SH
DFND
1
239207
0
0
Sinclair Broadcast Group, Inc.
Common
829226109
3
90
SH
DFND
1
90
0
0
Smith (A.O.) Corp
Common
831865209
299
6034
SH
DFND
1
6034
0
0
Solera Holdings Inc.
Common
83421A104
8043
119772
SH
DFND
1
119772
0
0
Sorrento Therapeutics Inc.
Common
83587F202
341
50512
SH
DFND
1
38417
0
12095
SPDR Dow Jones Industrial Average ETF
Exchange Traded Fund
78467X109
8153
48562
SH
DFND
1
48562
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
1014
7920
SH
DFND
2
7420
0
500
SPDR Gold Shares
Exchange Traded Fund
78463V107
1939
15141
SH
DFND
1
15141
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
658
5138
SH
DFND
3
5138
0
0
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
10921
55801
SH
DFND
3
55801
0
0
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
73786
376996
SH
DFND
1
360226
0
16770
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
1599
8168
SH
DFND
2
8168
0
0
SPDR S&P Mid-Cap 400 ETF Trust
Exchange Traded Fund
78467Y107
19
72
SH
DFND
1
72
0
0
Spectra Energy Corporation
Common
847560109
3
62
SH
DFND
1
62
0
0
Spectra Energy Partners MLP
Common
84756N109
253
4750
SH
DFND
1
4750
0
0
Spirit Airlines Inc.
Common
848577102
2
31
SH
DFND
1
31
0
0
St. Jude Medical
Common
790849103
11545
166713
SH
DFND
2
166713
0
0
St. Jude Medical
Common
790849103
6024
86988
SH
DFND
3
86988
0
0
St. Jude Medical
Common
790849103
44564
643528
SH
DFND
1
556596
0
86932
Staples, Inc.
Common
855030102
87
7998
SH
DFND
2
7998
0
0
Starwood Hotels & Resorts Worldwide Inc.
Common
85590A401
11
132
SH
DFND
1
132
0
0
State Street Corp.
Common
857477103
102
1512
SH
DFND
1
1512
0
0
Stericycle, Inc.
Common
858912108
176
1490
SH
DFND
2
1490
0
0
Stericycle, Inc.
Common
858912108
20455
172729
SH
DFND
1
172729
0
0
STERIS Corporation
Common
859152100
15
275
SH
DFND
1
275
0
0
Stryker Corporation
Common
863667101
1508
17879
SH
DFND
1
14844
0
3035
SunEdison, Inc.
Common
86732Y109
7
316
SH
DFND
1
316
0
0
Sunoco Logistics Partners MLP
Common
86764L108
3486
74000
SH
DFND
1
74000
0
0
SunTrust Banks, Inc.
Common
867914103
353
8804
SH
DFND
1
8804
0
0
Superior Energy Services, Inc.
Common
868157108
2
57
SH
DFND
1
57
0
0
Symantec Corporation
Common
871503108
4
163
SH
DFND
1
163
0
0
Synchronoss Technologies, Inc.
Common
87157B103
8373
239515
SH
DFND
1
239515
0
0
Syngenta AG - ADR
ADR
87160A100
29
392
SH
DFND
1
392
0
0
SYSCO Corporation
Common
871829107
622
16600
SH
DFND
2
16600
0
0
SYSCO Corporation
Common
871829107
230
6134
SH
DFND
1
6134
0
0
T. Rowe Price Group Inc.
Common
74144T108
15
176
SH
DFND
1
176
0
0
Taiwan Semiconductor Manufacturing
ADR
874039100
103
4810
SH
DFND
1
4810
0
0
Talisman Energy Inc.
Common
87425E103
1
74
SH
DFND
1
74
0
0
Targa Resources Partners MLP
Common
87611X105
86
1200
SH
DFND
3
1200
0
0
Target Corporation
Common
87612E106
4830
83340
SH
DFND
1
83050
0
290
Target Corporation
Common
87612E106
331
5713
SH
DFND
2
5713
0
0
Target Corporation
Common
87612E106
138
2374
SH
DFND
3
2374
0
0
TCF Financial Corporation
Common
872275102
254
15520
SH
DFND
1
15520
0
0
TE Connectivity Limited
Common
H84989104
13
213
SH
DFND
1
213
0
0
Teekay LNG Partners MLP
Common
Y8564M105
46
991
SH
DFND
3
991
0
0
Tenet Healthcare Corporation
Common
88033G407
302
6439
SH
DFND
1
4911
0
1528
Teradata Corporation
Common
88076W103
18
449
SH
DFND
1
449
0
0
Teradyne Inc.
Common
880770102
2
86
SH
DFND
1
86
0
0
Terex Corporation
Common
880779103
1
22
SH
DFND
1
22
0
0
Tesoro Logistics LP
Common
88160T107
30
410
SH
DFND
3
410
0
0
Tetra Tech, Inc.
Common
88162G103
133
4841
SH
DFND
1
4841
0
0
Teva Pharmaceutical Industries Ltd. ADR
ADR
881624209
95
1820
SH
DFND
1
1820
0
0
Texas Instruments Inc.
Common
882508104
4911
102753
SH
DFND
1
102753
0
0
Texas Instruments Inc.
Common
882508104
478
10000
SH
DFND
3
10000
0
0
Texas Instruments Inc.
Common
882508104
76
1600
SH
DFND
2
1600
0
0
The ADT Corporation
Common
00101J106
1
32
SH
DFND
1
32
0
0
The Blackstone Group MLP
Common
09253U108
210
6268
SH
DFND
1
6268
0
0
The Dow Chemical Company
Common
260543103
197
3829
SH
DFND
1
3829
0
0
The Estee Lauder Companies Inc. Class A
Class A
518439104
548
7384
SH
DFND
1
7384
0
0
The New York Times Company
Common
650111107
6
420
SH
DFND
1
420
0
0
The Ryland Group, Inc.
Common
783764103
1
32
SH
DFND
1
32
0
0
The TJX Companies, Inc.
Common
872540109
130
2446
SH
DFND
1
2446
0
0
The Travelers Companies, Inc.
Common
89417E109
38
400
SH
DFND
3
400
0
0
The Travelers Companies, Inc.
Common
89417E109
5
48
SH
DFND
1
48
0
0
The Walt Disney Company
Common
254687106
212
2472
SH
DFND
2
2472
0
0
The Walt Disney Company
Common
254687106
187
2183
SH
DFND
3
2183
0
0
The Walt Disney Company
Common
254687106
1956
22817
SH
DFND
1
22817
0
0
Theravance Biopharma Inc.
Common
G8807B106
209
6551
SH
DFND
1
4976
0
1575
Thermo Fisher Scientific Inc.
Common
883556102
598
5069
SH
DFND
2
5069
0
0
Thermo Fisher Scientific Inc.
Common
883556102
1446
12258
SH
DFND
1
11818
0
440
Thor Industries, Inc.
Common
885160101
1055
18550
SH
DFND
1
0
0
18550
Thoratec Laboratories Corporation
Common
885175307
561
16089
SH
DFND
1
12079
0
4010
Tiffany & Co.
Common
886547108
566
5641
SH
DFND
1
5641
0
0
Tim Particiacoes S.A. - ADR
ADR
88706P205
867
29857
SH
DFND
1
0
0
29857
Time Inc.
Common
887228104
12
482
SH
DFND
2
482
0
0
Time Inc.
Common
887228104
30
1230
SH
DFND
1
1230
0
0
Time Warner Cable, Inc.
Common
88732J207
297
2014
SH
DFND
2
2014
0
0
Time Warner Cable, Inc.
Common
88732J207
652
4426
SH
DFND
1
4426
0
0
Time Warner Inc.
Common
887317303
692
9849
SH
DFND
1
9849
0
0
Time Warner Inc.
Common
887317303
271
3852
SH
DFND
2
3852
0
0
Tootsie Roll Industries Inc.
Common
890516107
54
1842
SH
DFND
1
1842
0
0
Tornier NV
Common
N87237108
360
15394
SH
DFND
1
11631
0
3763
Toronto-Dominion Bank
Common
891160509
78581
1528518
SH
DFND
1
1459569
0
68949
Toronto-Dominion Bank
Common
891160509
21701
422116
SH
DFND
2
422116
0
0
Toronto-Dominion Bank
Common
891160509
8040
156387
SH
DFND
3
156387
0
0
Total SA - Spons ADR
ADR
89151E109
4050
56097
SH
DFND
1
56097
0
0
TransCanada Corporation
Common
89353D107
29
600
SH
DFND
1
600
0
0
Trimble Navigation Limited
Common
896239100
329
8910
SH
DFND
2
8910
0
0
Trimble Navigation Limited
Common
896239100
21809
590241
SH
DFND
1
590241
0
0
Triumph Group, Inc.
Common
896818101
17165
245846
SH
DFND
1
245846
0
0
TRW Automotive Holdings Corp
Common
87264S106
1
13
SH
DFND
1
13
0
0
Twenty First Century Fox, Inc. - A
Class A
90130A101
18
518
SH
DFND
1
518
0
0
Tyco International Ltd
Common
H89128104
28
622
SH
DFND
1
622
0
0
UBS AG
ADR
H89231338
24
1302
SH
DFND
1
1302
0
0
Ulta Salon, Cosmetics & Fragrance, Inc.
Common
90384S303
1
15
SH
DFND
1
15
0
0
Ultra Petroleum Corp.
Common
903914109
1
32
SH
DFND
1
32
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
1169
26051
SH
DFND
1
19779
0
6272
Ultrapar Participacoes SA - Spons ADR
ADR
90400P101
177
7482
SH
DFND
3
7482
0
0
Ultrapar Participacoes SA - Spons ADR
ADR
90400P101
1906
80777
SH
DFND
1
0
0
80777
Unilever Plc - Sponsored ADR
ADR
904767704
3710
81884
SH
DFND
1
81884
0
0
Union Pacific Corp.
Common
907818108
1094
10963
SH
DFND
1
10963
0
0
Union Pacific Corp.
Common
907818108
2612
26183
SH
DFND
2
26183
0
0
United Bankshares Inc.
Common
909907107
342
10588
SH
DFND
1
8700
0
1888
United Continental Holdings Inc.
Common
910047109
6667
162342
SH
DFND
3
162342
0
0
United Continental Holdings Inc.
Common
910047109
47369
1153366
SH
DFND
1
979467
0
173899
United Continental Holdings Inc.
Common
910047109
13721
334097
SH
DFND
2
334097
0
0
United Parcel Service Class B
Common
911312106
78
759
SH
DFND
3
759
0
0
United Parcel Service Class B
Common
911312106
1805
17581
SH
DFND
2
17581
0
0
United Parcel Service Class B
Common
911312106
5798
56479
SH
DFND
1
56479
0
0
United Technologies Corp.
Common
913017109
472
4086
SH
DFND
1
4086
0
0
UnitedHealth Group Inc.
Common
91324P102
9717
118858
SH
DFND
1
113893
0
4965
Universal Health Servies-B
Class B
913903100
1
12
SH
DFND
1
12
0
0
US Bancorp
Common
902973304
1580
36470
SH
DFND
1
36470
0
0
US Silica Holdings Inc.
Common
90346E103
1
10
SH
DFND
1
10
0
0
USA Compression Partners MLP
Common
90290N109
119
4650
SH
DFND
1
4650
0
0
USA Compression Partners MLP
Common
90290N109
18
700
SH
DFND
3
700
0
0
USG Corporation
Common
903293405
1
44
SH
DFND
1
44
0
0
Vale SA (ADR)
ADR
91912E105
1
44
SH
DFND
1
44
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
6259
145117
SH
DFND
3
145117
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
458
10624
SH
DFND
2
10624
0
0
Vanguard Emerging Markets ETF
Exchange Traded Fund
922042858
37977
880533
SH
DFND
1
166273
0
714260
Vanguard Ftse All-World Ex-US Index Fund
Exchange Traded Fund
922042775
1072
20500
SH
DFND
1
20500
0
0
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
45
1053
SH
DFND
2
1053
0
0
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
23
540
SH
DFND
1
540
0
0
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
92
2171
SH
DFND
3
2171
0
0
Vanguard Mortgage Backed Securities ETF
Exchange Traded Fund
92206C771
642
12201
SH
DFND
1
12201
0
0
Vanguard REIT VIPERs
Exchange Traded Fund
922908553
19
250
SH
DFND
1
250
0
0
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
1301
16192
SH
DFND
1
14947
0
1245
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
65
814
SH
DFND
3
814
0
0
Vanguard Short-Term Bond ETF
Exchange Traded Fund
921937827
692
8619
SH
DFND
2
8619
0
0
Vanguard Total Bond Market ETF
Exchange Traded Fund
921937835
167
2032
SH
DFND
1
2032
0
0
Verifone Systems Inc.
Common
92342Y109
1
31
SH
DFND
1
31
0
0
Verizon Communications
Common
92343V104
128
2611
SH
DFND
2
2611
0
0
Verizon Communications
Common
92343V104
1171
23933
SH
DFND
1
23933
0
0
Vertex Pharmaceuticals Inc.
Common
92532F100
337
3558
SH
DFND
1
2798
0
760
Visa Inc - Class A Shares
Class A
92826C839
5370
25484
SH
DFND
3
25484
0
0
Visa Inc - Class A Shares
Class A
92826C839
43249
205252
SH
DFND
1
183693
0
21559
Visa Inc - Class A Shares
Class A
92826C839
11343
53830
SH
DFND
2
53830
0
0
Vocera Communications Inc.
Common
92857F107
7306
553499
SH
DFND
1
553499
0
0
Vodafone Group PLC - SP ADR
ADR
92857W308
181
5416
SH
DFND
2
5416
0
0
Vodafone Group PLC - SP ADR
ADR
92857W308
1498
44851
SH
DFND
1
44851
0
0
Volcano Corporation
Common
928645100
7466
423944
SH
DFND
1
416463
0
7481
WABCO Holdings Inc.
Common
92927K102
3
30
SH
DFND
1
30
0
0
Wal-Mart Stores, Inc.
Common
931142103
5222
69558
SH
DFND
3
69558
0
0
Wal-Mart Stores, Inc.
Common
931142103
45076
600458
SH
DFND
1
571063
0
29395
Wal-Mart Stores, Inc.
Common
931142103
12146
161797
SH
DFND
2
161797
0
0
Walgreen Co.
Common
931422109
14
195
SH
DFND
1
195
0
0
Walgreen Co.
Common
931422109
178
2400
SH
DFND
2
2400
0
0
Waste Connections, Inc.
Common
941053100
430
8859
SH
DFND
1
8859
0
0
Waters Corporation
Common
941848103
902
8635
SH
DFND
1
7629
0
1006
Weatherford International PLC
Common
G48833100
72
3133
SH
DFND
1
3133
0
0
Wellpoint Inc.
Common
94973V107
1894
17605
SH
DFND
2
17605
0
0
Wellpoint Inc.
Common
94973V107
5856
54423
SH
DFND
1
54423
0
0
Wells Fargo Company
Common
949746101
17629
335413
SH
DFND
2
335413
0
0
Wells Fargo Company
Common
949746101
68956
1311955
SH
DFND
1
1090370
0
221585
Wells Fargo Company
Common
949746101
7769
147813
SH
DFND
3
147813
0
0
Western Digital Corporation
Common
958102105
181
1957
SH
DFND
1
1957
0
0
Western Gas Partners MLP
Common
958254104
38
500
SH
DFND
3
500
0
0
Western Gas Partners MLP
Common
958254104
3179
41570
SH
DFND
1
41570
0
0
Weyerhaeuser Company
Common
962166104
16
488
SH
DFND
1
488
0
0
Whole Foods Market, Inc.
Common
966837106
82
2120
SH
DFND
1
2120
0
0
Williams Co Inc.
Common
969457100
4358
74865
SH
DFND
1
44812
0
30053
Williams Partners MLP
Common
96950F104
44
810
SH
DFND
3
810
0
0
Williams Partners MLP
Common
96950F104
179
3300
SH
DFND
1
3300
0
0
Wisconsin Energy Corporation
Common
976657106
64
1356
SH
DFND
1
1356
0
0
WisdomTree Investments, Inc.
Common
97717P104
1
90
SH
DFND
1
90
0
0
WPP Group PLC - Sponsored ADR
ADR
92937A102
53
483
SH
DFND
1
483
0
0
Wynn Resorts, Ltd.
Common
983134107
1
5
SH
DFND
1
5
0
0
Xcel Energy, Inc.
Common
98389B100
6
180
SH
DFND
1
180
0
0
Xerox Corp.
Common
984121103
4
290
SH
DFND
1
290
0
0
Xylem Inc.
Common
98419M100
777
19890
SH
DFND
1
19890
0
0
Yahoo! Inc.
Common
984332106
61
1736
SH
DFND
1
1736
0
0
Yandex NV
Class A
N97284108
468
13132
SH
DFND
1
252
0
12880
Yum! Brands, Inc.
Common
988498101
37969
467601
SH
DFND
1
408316
0
59285
Yum! Brands, Inc.
Common
988498101
4435
54614
SH
DFND
3
54614
0
0
Yum! Brands, Inc.
Common
988498101
9707
119544
SH
DFND
2
119544
0
0
Zeltiq Aesthetics Inc.
Common
98933Q108
50
3272
SH
DFND
1
0
0
3272
Zimmer Holdings, Inc.
Common
98956P102
945
9100
SH
DFND
1
9100
0
0
Zions bancorporation
Class E
989701107
1
36
SH
DFND
1
36
0
0
Zoetis Inc.
Common
98978V103
22
686
SH
DFND
1
686
0
0