Chief Compliance Officer

0000869878-14-000008.txt : 20140203 0000869878-14-000008.hdr.sgml : 20140203 20140203124141 ACCESSION NUMBER: 0000869878-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 EFFECTIVENESS DATE: 20140203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 14567239 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125495471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000869878 XXXXXXXX 12-31-2013 12-31-2013 ROCKEFELLER FINANCIAL SERVICES INC

10 ROCKEFELLER PLAZA NEW YORK NY 10020

13F HOLDINGS REPORT 028-02813 N Timothy McCarthy Chief Compliance Officer 212 549 5471 Timothy McCarthy New York City NY 01-31-2014 3 755 4628 false 1 0000315123 028-00926 ROCKEFELLER & CO., INC. 2 0000866998 028-02772 ROCKEFELLER TRUST COMPANY, N.A. 3 0001292819 028-11086 Rockefeller Trust CO Delaware INFORMATION TABLE 2 13F_2013_Quarter_4.xml 3M Co. Common 88579Y101 383 2733 SH DFND 3 2733 0 0 3M Co. Common 88579Y101 1221 8709 SH DFND 1 8709 0 0 Abaxis, Inc. Common 002567105 7297 182380 SH DFND 1 182380 0 0 ABB Ltd. - Spon ADR ADR 000375204 3 129 SH DFND 1 129 0 0 Abbott Laboratories Common 002824100 5663 147743 SH DFND 1 147743 0 0 Abbott Laboratories Common 002824100 1660 43304 SH DFND 2 43304 0 0 Abbott Laboratories Common 002824100 1282 33434 SH DFND 3 33434 0 0 AbbVie Inc. Common 00287Y109 1766 33434 SH DFND 3 33434 0 0 AbbVie Inc. Common 00287Y109 7779 147293 SH DFND 1 147293 0 0 AbbVie Inc. Common 00287Y109 2287 43304 SH DFND 2 43304 0 0 Abiomed, Inc Common 003654100 11614 434337 SH DFND 1 434337 0 0 Accenture Plc Common G1151C101 944 11483 SH DFND 1 11483 0 0 Access Midstream Partners MLP Common 00434L109 246 4350 SH DFND 1 4350 0 0 ACE Limited Common H0023R105 431 4160 SH DFND 1 4160 0 0 Administradora de Fondos de Pensiones ADR 00709P108 26 300 SH DFND 1 300 0 0 Adobe Systems Incorporated Common 00724F101 76 1275 SH DFND 1 1275 0 0 Advance Auto Parts, Inc. Common 00751Y106 16 148 SH DFND 1 148 0 0 Aetna Inc. Common 00817Y108 69 1000 SH DFND 1 1000 0 0 Aflac, Inc. Common 001055102 39663 593756 SH DFND 1 498850 0 94906 Aflac, Inc. Common 001055102 5472 81913 SH DFND 3 81913 0 0 Aflac, Inc. Common 001055102 12052 180424 SH DFND 2 180424 0 0 Agilent Technologies, Inc. Common 00846U101 35 608 SH DFND 1 608 0 0 AIG Warrants Strike @ $45 Warrant 026874156 4 175 SH DFND 1 175 0 0 Air Products and Chemicals, Inc. Common 009158106 335 3000 SH DFND 1 3000 0 0 Airgas, Inc. Common 009363102 18729 167444 SH DFND 1 167444 0 0 Alcatel - Lucent - Sponsored ADR ADR 013904305 0 78 SH DFND 1 78 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 39130 294466 SH DFND 1 257222 0 37244 Alexion Pharmaceuticals, Inc. Common 015351109 1977 14881 SH DFND 3 14881 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 5221 39289 SH DFND 2 39289 0 0 Alkermes, PLC Common G01767105 57 1400 SH DFND 1 0 0 1400 Allergan, Inc. Common 018490102 79 709 SH DFND 3 709 0 0 Allergan, Inc. Common 018490102 961 8651 SH DFND 1 6258 0 2393 Allison Transmission Holdings, Inc. Common 01973R101 17525 634750 SH DFND 1 605750 0 29000 Allison Transmission Holdings, Inc. Common 01973R101 414 15000 SH DFND 2 15000 0 0 Allstate Corporation Common 020002101 5 100 SH DFND 1 100 0 0 Altria Group, Inc. Common 02209S103 17 431 SH DFND 1 431 0 0 Ambev SA - ADR ADR 02319V103 184 25000 SH DFND 3 25000 0 0 AMC Networks Inc Class A 00164V103 475 6975 SH DFND 2 6975 0 0 America Movil S.A. de C.V. - ADR Ser L ADR 02364W105 4405 188474 SH DFND 1 0 0 188474 American Electric Power Company, Inc. Common 025537101 5 110 SH DFND 1 110 0 0 American International Group Common 026874784 17 329 SH DFND 1 329 0 0 American Superconductor Corp. Common 030111108 2 1350 SH DFND 1 1350 0 0 American Water Works Co., Inc. Common 030420103 361 8548 SH DFND 1 8548 0 0 Ameriprise Financial, Inc. Common 03076C106 408 3550 SH DFND 1 3550 0 0 Ameritrade Holding Corporation Common 87236Y108 378 12330 SH DFND 1 12330 0 0 Amgen Inc. Common 031162100 1378 12079 SH DFND 1 7595 0 4484 Anadarko Petroleum Corporation Common 032511107 10849 136769 SH DFND 2 136769 0 0 Anadarko Petroleum Corporation Common 032511107 36606 461492 SH DFND 1 379327 0 82165 Anadarko Petroleum Corporation Common 032511107 4635 58438 SH DFND 3 58438 0 0 Aon PLC Common G0408V102 523 6230 SH DFND 1 6230 0 0 Apache Corporation Common 037411105 10213 118837 SH DFND 2 118837 0 0 Apache Corporation Common 037411105 4701 54700 SH DFND 3 54700 0 0 Apache Corporation Common 037411105 53477 622265 SH DFND 1 541357 0 80908 Apple Inc. Common 037833100 140 250 SH DFND 2 250 0 0 Apple Inc. Common 037833100 5360 9554 SH DFND 1 1257 0 8297 Aqua America Inc. Common 03836W103 224 9516 SH DFND 1 9516 0 0 Arch Coal, Inc. Common 039380100 8 1800 SH DFND 1 0 0 1800 Archer Daniels Midland Co. Common 039483102 353 8137 SH DFND 1 8137 0 0 Arcos Dorados Holdings, Inc. Class A G0457F107 2714 223962 SH DFND 2 223962 0 0 Arcos Dorados Holdings, Inc. Class A G0457F107 10567 871878 SH DFND 1 590105 0 281773 Arcos Dorados Holdings, Inc. Class A G0457F107 1010 83320 SH DFND 3 83320 0 0 ASML Holdings NV NY Reg Shs ADR ADR N07059210 9 97 SH DFND 1 97 0 0 AstraZeneca Group Plc - Spons ADR ADR 046353108 6 93 SH DFND 1 93 0 0 AT&T Inc Common 00206R102 135 3852 SH DFND 1 3852 0 0 Athenahealth Inc Common 04685W103 933 6939 SH DFND 2 6939 0 0 Atlas Pipeline Partners, MLP Common 049392103 198 5650 SH DFND 1 5650 0 0 ATMI, Inc. Common 00207R101 7 245 SH DFND 1 245 0 0 Atwood Oceanics, Inc. Common 050095108 1162 21771 SH DFND 1 16342 0 5429 Automatic Data Processing Common 053015103 388 4800 SH DFND 2 4800 0 0 Automatic Data Processing Common 053015103 525 6500 SH DFND 1 6500 0 0 Avis Budget Group Inc. Common 053774105 16231 401556 SH DFND 1 401556 0 0 Badger Meter, Inc. Common 056525108 230 4225 SH DFND 1 4225 0 0 Baker Hughes Incorporated Common 057224107 7858 142199 SH DFND 2 142199 0 0 Baker Hughes Incorporated Common 057224107 3890 70387 SH DFND 3 70387 0 0 Baker Hughes Incorporated Common 057224107 38503 696761 SH DFND 1 568557 0 128204 Banco Santander - Chile - ADR ADR 05965X109 4167 176804 SH DFND 1 0 0 176804 Banco Santander - Chile - ADR ADR 05965X109 63 2662 SH DFND 3 2662 0 0 Bancolombia S.A. ADR 05968L102 4046 82539 SH DFND 1 0 0 82539 Bancolombia S.A. ADR 05968L102 137 2790 SH DFND 3 2790 0 0 Bank of America Corporation Common 060505104 142 9088 SH DFND 1 9088 0 0 Bank of Hawaii Corporation Common 062540109 30 500 SH DFND 1 500 0 0 Bank of New York Mellon Corporation Common 064058100 3 100 SH DFND 1 100 0 0 Bank of Nova Scotia Common 064149107 361 5770 SH DFND 1 5770 0 0 Barclays Bank PLC, Pfd 7.75% Preferred 06739H511 101 4000 SH DFND 1 4000 0 0 Baxter Int'l Inc. Common 071813109 14 200 SH DFND 1 200 0 0 BCE Inc. Common 05534B760 5 104 SH DFND 1 104 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 2717 22918 SH DFND 2 22918 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 3483 29375 SH DFND 1 29375 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 83 700 SH DFND 3 700 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 2668 15 SH DFND 3 15 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 20103 113 SH DFND 1 109 0 4 Berkshire Hathaway Inc. - Class A Class A 084670108 534 3 SH DFND 2 3 0 0 BioMarin Pharmaceutical Inc. Common 09061G101 20291 288423 SH DFND 1 217622 0 70801 BioMarin Pharmaceutical Inc. Common 09061G101 6201 88141 SH DFND 2 88141 0 0 BioMarin Pharmaceutical Inc. Common 09061G101 2327 33080 SH DFND 3 33080 0 0 Boardwalk Pipeline Partners MLP Common 096627104 427 16740 SH DFND 1 16740 0 0 Boeing Co. Common 097023105 3694 27064 SH DFND 1 351 0 26713 BP PLC - Spons ADR ADR 055622104 203 4184 SH DFND 3 4184 0 0 BP PLC - Spons ADR ADR 055622104 590 12130 SH DFND 2 12130 0 0 BP PLC - Spons ADR ADR 055622104 24562 505278 SH DFND 1 489918 0 15360 Bristol Myers Squibb Co. Common 110122108 2383 44838 SH DFND 1 36946 0 7892 Bristol Myers Squibb Co. Common 110122108 925 17396 SH DFND 3 17396 0 0 Bristol Myers Squibb Co. Common 110122108 49 922 SH DFND 2 922 0 0 Bristow Group Inc Common 110394103 1250 16650 SH DFND 1 12620 0 4030 Broadcom Corp - Class A Class A 111320107 5 185 SH DFND 1 185 0 0 Brookfield Asset Management Class A 112585104 13309 342750 SH DFND 1 326750 0 16000 Brookfield Asset Management Class A 112585104 330 8500 SH DFND 2 8500 0 0 Buckeye Partners, MLP Common 118230101 168 2364 SH DFND 1 2364 0 0 Cablevision Systems A Class A 12686C109 500 27900 SH DFND 2 27900 0 0 Calgon Carbon Corporation Common 129603106 306 14900 SH DFND 1 14900 0 0 Cameco Corporation Common 13321L108 1397 67250 SH DFND 2 67250 0 0 Cameron International Corporation Common 13342B105 3666 61588 SH DFND 1 45520 0 16068 Canadian National Railway Company Common 136375102 1825 32000 SH DFND 1 32000 0 0 Canadian Natural Resources Ltd. Common 136385101 2874 84941 SH DFND 1 64357 0 20584 Capital One Financial Corp. Common 14040H105 9149 119417 SH DFND 2 119417 0 0 Capital One Financial Corp. Common 14040H105 4221 55095 SH DFND 3 55095 0 0 Capital One Financial Corp. Common 14040H105 35352 461455 SH DFND 1 379905 0 81550 CareFusion Corporation Common 14170T101 48056 1206819 SH DFND 1 1036471 0 170348 CareFusion Corporation Common 14170T101 5695 143010 SH DFND 3 143010 0 0 CareFusion Corporation Common 14170T101 13480 338534 SH DFND 2 338534 0 0 CarMax, Inc. Common 143130102 100 2135 SH DFND 3 2135 0 0 CarMax, Inc. Common 143130102 423 9000 SH DFND 2 9000 0 0 CarMax, Inc. Common 143130102 21293 452860 SH DFND 1 437860 0 15000 Carnival Corporation Common 143658300 22814 567941 SH DFND 1 566906 0 1035 Carnival Corporation Common 143658300 775 19289 SH DFND 2 19289 0 0 Carnival Corporation Common 143658300 198 4940 SH DFND 3 4940 0 0 Carpenter Technology Corporation Common 144285103 9190 147742 SH DFND 1 147742 0 0 Carter's, Inc. Common 146229109 14172 197411 SH DFND 1 197411 0 0 Catamaran Corporation Common 148887102 508 10707 SH DFND 1 7722 0 2985 Caterpillar Inc. Common 149123101 7 80 SH DFND 1 80 0 0 Celanese Corp Ser - A Common 150870103 2334 42205 SH DFND 1 0 0 42205 Celgene Corp. Common 151020104 201 1189 SH DFND 1 1189 0 0 Cementos Pacasmayo S.A.A. - ADR ADR 15126Q109 144 12180 SH DFND 3 12180 0 0 Cencosud SA - ADR ADR 15132H101 89 8200 SH DFND 3 8200 0 0 Centene Corporation Common 15135B101 158 2686 SH DFND 1 1810 0 876 Cepheid, Inc. Common 15670R107 215 4611 SH DFND 1 3340 0 1271 Cerner Corporation Common 156782104 867 15559 SH DFND 1 11999 0 3560 Chemed Corporation Common 16359R103 15576 203288 SH DFND 1 203288 0 0 Chemed Corporation Common 16359R103 720 9396 SH DFND 2 9396 0 0 Cheniere Energy, Inc. Common 16411R208 5058 117304 SH DFND 1 33120 0 84184 Chevron Corporation Common 166764100 8575 68646 SH DFND 3 68646 0 0 Chevron Corporation Common 166764100 19595 156870 SH DFND 2 156870 0 0 Chevron Corporation Common 166764100 92407 739785 SH DFND 1 653324 0 86461 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 17397 332704 SH DFND 2 332704 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 62932 1203523 SH DFND 1 1139378 0 64145 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 6447 123299 SH DFND 3 123299 0 0 Chipotle Mexican Grill Common 169656105 18067 33910 SH DFND 1 32660 0 1250 Chipotle Mexican Grill Common 169656105 426 800 SH DFND 2 800 0 0 Chubb Corp. Common 171232101 596 6170 SH DFND 1 6170 0 0 CIGNA Corporation Common 125509109 954 10905 SH DFND 2 10905 0 0 Cimarex Energy Co. Common 171798101 420 4000 SH DFND 2 4000 0 0 Cimarex Energy Co. Common 171798101 17315 165050 SH DFND 1 157550 0 7500 Cisco Systems, Inc. Common 17275R102 1968 87729 SH DFND 2 87729 0 0 Cisco Systems, Inc. Common 17275R102 5012 223439 SH DFND 1 217439 0 6000 Cisco Systems, Inc. Common 17275R102 390 17400 SH DFND 3 17400 0 0 CIT Group, Inc. Common 125581801 399 7650 SH DFND 1 7650 0 0 Citigroup Inc. Common 172967424 560 10750 SH DFND 1 10750 0 0 Clarcor Inc. Common 179895107 8489 131920 SH DFND 1 131920 0 0 Clean Harbors, Inc. Common 184496107 2621 43707 SH DFND 1 4839 0 38868 Coach, Inc. Common 189754104 11008 196116 SH DFND 2 196116 0 0 Coach, Inc. Common 189754104 42208 751966 SH DFND 1 646162 0 105804 Coach, Inc. Common 189754104 4800 85508 SH DFND 3 85508 0 0 Cobalt International Energy, Inc. Common 19075F106 1515 92111 SH DFND 1 69930 0 22181 Coca Cola Company Common 191216100 1189 28780 SH DFND 2 28780 0 0 Coca Cola Company Common 191216100 10942 264885 SH DFND 1 264885 0 0 Coca-Cola Femsa, S.A. de C.V. - Sp ADR ADR 191241108 136 1120 SH DFND 3 1120 0 0 Coca-Cola Femsa, S.A. de C.V. - Sp ADR ADR 191241108 1925 15805 SH DFND 1 0 0 15805 Cognex Corp. Common 192422103 572 14992 SH DFND 2 14992 0 0 Cognizant Technology Solutions Corp. Common 192446102 357 3533 SH DFND 1 2633 0 900 Colgate-Palmolive Common 194162103 23593 361808 SH DFND 3 289846 0 71962 Colgate-Palmolive Common 194162103 659 10100 SH DFND 2 10100 0 0 Colgate-Palmolive Common 194162103 89 1368 SH DFND 1 1368 0 0 Comcast Corporation - CL A Class A 20030N101 2895 55706 SH DFND 3 55706 0 0 Comcast Corporation - CL A Class A 20030N101 25086 482757 SH DFND 1 372834 0 109923 Comcast Corporation - CL A Class A 20030N101 8968 172578 SH DFND 2 172578 0 0 Comcast Corporation - Special CL A Class A 20030N200 243 4876 SH DFND 1 4876 0 0 Comerica Incorporated Common 200340107 6102 128360 SH DFND 2 128360 0 0 Comerica Incorporated Common 200340107 2598 54647 SH DFND 3 54647 0 0 Comerica Incorporated Common 200340107 31643 665606 SH DFND 1 531333 0 134273 Companhia de Saneamento Basico do Estado ADR 20441A102 106 9360 SH DFND 3 9360 0 0 Companhia de Saneamento Basico do Estado ADR 20441A102 170 15000 SH DFND 1 15000 0 0 ComScore Inc. Common 20564W105 72 2500 SH DFND 1 2500 0 0 Connecticut Water Service, Inc. Common 207797101 305 8590 SH DFND 1 8590 0 0 ConocoPhillips Common 20825C104 1583 22404 SH DFND 1 2955 0 19449 ConocoPhillips Common 20825C104 131 1860 SH DFND 3 1860 0 0 Continental Resources, Inc. Common 212015101 9803 87126 SH DFND 2 87126 0 0 Continental Resources, Inc. Common 212015101 3836 34096 SH DFND 3 34096 0 0 Continental Resources, Inc. Common 212015101 30480 270888 SH DFND 1 213928 0 56960 Copa Holdings SA Class A Class A P31076105 2965 18517 SH DFND 3 18517 0 0 Copa Holdings SA Class A Class A P31076105 33028 206284 SH DFND 1 169043 0 37241 Copa Holdings SA Class A Class A P31076105 8040 50218 SH DFND 2 50218 0 0 Corning Inc. Common 219350105 966 54181 SH DFND 2 54181 0 0 Corning Inc. Common 219350105 2 94 SH DFND 1 94 0 0 Costco Wholesale Corporation Common 22160K105 112 940 SH DFND 1 940 0 0 Covance Inc. Common 222816100 44 500 SH DFND 1 500 0 0 Covidien PLC Common G2554F113 568 8338 SH DFND 2 8338 0 0 Covidien PLC Common G2554F113 43 632 SH DFND 1 632 0 0 Crosstex Energy, MLP Common 22765U102 69 2500 SH DFND 1 2500 0 0 Ctrip.com International - ADR ADR 22943F100 5635 113566 SH DFND 2 113566 0 0 Ctrip.com International - ADR ADR 22943F100 1804 36365 SH DFND 3 36365 0 0 Ctrip.com International - ADR ADR 22943F100 15215 306634 SH DFND 1 280954 0 25680 Cubist Pharmaceuticals Common 229678107 432 6277 SH DFND 1 4552 0 1725 Cummins Engine Inc. Common 231021106 4 29 SH DFND 1 29 0 0 CVS/Caremark Corp. Common 126650100 233 3250 SH DFND 1 3250 0 0 Danaher Corporation Common 235851102 419 5432 SH DFND 1 5432 0 0 Darling International Inc. Common 237266101 403 19283 SH DFND 1 19283 0 0 Deere & Company Common 244199105 628 6881 SH DFND 1 6881 0 0 Delphi Automotive PLC Common G27823106 6271 104299 SH DFND 3 104299 0 0 Delphi Automotive PLC Common G27823106 13486 224285 SH DFND 2 224285 0 0 Delphi Automotive PLC Common G27823106 45683 759732 SH DFND 1 638795 0 120937 Delta Air Lines, Inc. Common 247361702 3103 112944 SH DFND 1 0 0 112944 Devon Energy Corporation Common 25179M103 2296 37107 SH DFND 1 28404 0 8703 Dexcom, Inc. Common 252131107 273 7711 SH DFND 1 5475 0 2236 Diageo Plc - sponsored ADR ADR 25243Q205 4 30 SH DFND 1 30 0 0 Diamond Offshore Drilling, Inc. Common 25271C102 4 65 SH DFND 1 65 0 0 Digital River, Inc. Common 25388B104 5730 310209 SH DFND 1 310209 0 0 DigitalGlobe Inc. Common 25389M877 11181 271708 SH DFND 1 271708 0 0 Dillard's Inc. Common 254067101 18 190 SH DFND 1 190 0 0 Dominion Resources, Inc. Common 25746U109 3 51 SH DFND 1 51 0 0 Donaldson Company, Inc. Common 257651109 143 3300 SH DFND 1 3300 0 0 Dover Corp. Common 260003108 12195 126319 SH DFND 2 126319 0 0 Dover Corp. Common 260003108 27292 282706 SH DFND 1 218471 0 64235 Dover Corp. Common 260003108 3865 40038 SH DFND 3 40038 0 0 Dr. Reddy's Laboratories Limited - ADR ADR 256135203 183 4458 SH DFND 1 2840 0 1618 Dresser-Rand Group, Inc. Common 261608103 4939 82830 SH DFND 1 24576 0 58254 Duke Energy Corporation Common 26441C204 1986 28783 SH DFND 1 41 0 28742 Dupont, E.I. de Nemours & Co. Common 263534109 2739 42151 SH DFND 1 1971 0 40180 Ecolab Inc. Common 278865100 209 2000 SH DFND 1 2000 0 0 Edwards Lifesciences Corporation Common 28176E108 9055 137705 SH DFND 1 135438 0 2267 El Paso Pipeline Partners MLP Common 283702108 42 1170 SH DFND 3 1170 0 0 El Paso Pipeline Partners MLP Common 283702108 1427 39640 SH DFND 1 39640 0 0 Eli Lilly & Co. Common 532457108 474 9293 SH DFND 1 9293 0 0 Embotelladora Andina S.A. Adr B ADR 29081P303 99 3510 SH DFND 3 3510 0 0 Emc Corp. Mass Common 268648102 101 4000 SH DFND 2 4000 0 0 Emc Corp. Mass Common 268648102 203 8077 SH DFND 1 8077 0 0 Emerson Electric Co. Common 291011104 710 10110 SH DFND 1 10110 0 0 Emerson Electric Co. Common 291011104 1340 19090 SH DFND 2 19090 0 0 Empresa Nacional de Electricidad S.A. ADR 29244T101 144 3230 SH DFND 3 3230 0 0 Empresa Nacional de Electricidad S.A. ADR 29244T101 1825 40936 SH DFND 1 0 0 40936 Enbridge Energy Partners, MLP Common 29250R106 36 1200 SH DFND 3 1200 0 0 Enbridge Energy Partners, MLP Common 29250R106 1094 36610 SH DFND 1 36610 0 0 Enbridge Energy Partners, MLP Common 29250R106 597 20000 SH DFND 2 20000 0 0 Endologix, Inc. Common 29266S106 222 12717 SH DFND 1 9428 0 3289 Energy Select Sector SPDR Fund Exchange Traded Fund 81369Y506 1 16 SH DFND 1 16 0 0 Energy Transfer Equity MLP Common 29273V100 65 800 SH DFND 3 800 0 0 Enersis S.A. Spons ADR ADR 29274F104 113 7545 SH DFND 3 7545 0 0 Enersis S.A. Spons ADR ADR 29274F104 1796 119846 SH DFND 1 0 0 119846 Enterprise Products Partners MLP Common 293792107 61 920 SH DFND 3 920 0 0 Enterprise Products Partners MLP Common 293792107 1504 22690 SH DFND 1 22690 0 0 Entropic Communications Common 29384R105 6850 1457511 SH DFND 1 1457511 0 0 Envision Healthcare Holdings, Inc. Common 29413U103 454 12780 SH DFND 1 8770 0 4010 EOG Resources Inc. Common 26875P101 4257 25363 SH DFND 1 9410 0 15953 EPIQ Systems, Inc. Common 26882D109 8762 541885 SH DFND 1 541885 0 0 EQT Midstream Partners MLP Common 26885B100 279 4750 SH DFND 1 4750 0 0 ExamWorks Group, Inc. Common 30066A105 22220 743892 SH DFND 1 743892 0 0 Expedia, Inc. Common 30212P303 10280 147571 SH DFND 2 147571 0 0 Expedia, Inc. Common 30212P303 38604 554179 SH DFND 1 469408 0 84771 Expedia, Inc. Common 30212P303 4707 67566 SH DFND 3 67566 0 0 Expeditors International of Washington, Common 302130109 231 5230 SH DFND 1 5230 0 0 Express Scripts Holding, Inc. Common 30219G108 131 1872 SH DFND 3 1872 0 0 Express Scripts Holding, Inc. Common 30219G108 1342 19113 SH DFND 1 19113 0 0 Express Scripts Holding, Inc. Common 30219G108 39 559 SH DFND 2 559 0 0 Exterran Partners MLP Common 30225N105 112 3700 SH DFND 1 3700 0 0 Exxon Mobil Corporation Common 30231G102 35371 349514 SH DFND 2 349514 0 0 Exxon Mobil Corporation Common 30231G102 56746 560728 SH DFND 1 560473 0 255 Exxon Mobil Corporation Common 30231G102 16131 159402 SH DFND 3 159402 0 0 Facebook Inc. Class A 30303M102 65 1188 SH DFND 1 1188 0 0 FactSet Research Systems, Inc. Common 303075105 13081 120477 SH DFND 1 120477 0 0 FedEx Corporation Common 31428X106 44 304 SH DFND 2 304 0 0 FedEx Corporation Common 31428X106 21 147 SH DFND 1 147 0 0 Fifth Third Bancorp Common 316773100 495 23550 SH DFND 1 23550 0 0 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 12 550 SH DFND 1 550 0 0 First Cash Financial Services, Inc. Common 31942D107 1011 16345 SH DFND 2 16345 0 0 First Cash Financial Services, Inc. Common 31942D107 17060 275877 SH DFND 1 220124 0 55753 First Niagara Financial Group, Inc. Common 33582V108 4871 458700 SH DFND 1 457400 0 1300 First Niagara Financial Group, Inc. Common 33582V108 67 6286 SH DFND 3 6286 0 0 First Niagara Financial Group, Inc. Common 33582V108 254 23920 SH DFND 2 23920 0 0 First Republic Bank Common 33616C100 333 6370 SH DFND 1 6370 0 0 FirstEnergy Corp. Common 337932107 4 113 SH DFND 1 113 0 0 FirstMerit Corporation Common 337915102 96 4310 SH DFND 1 4310 0 0 Flowserve Corporation Common 34354P105 2339 29666 SH DFND 1 4215 0 25451 Fomento Economico Mexicano, S.A.-Sp ADR ADR 344419106 3859 39426 SH DFND 1 0 0 39426 Ford Motor Company Common 345370860 1030 66770 SH DFND 2 66770 0 0 Ford Motor Company Common 345370860 2706 175398 SH DFND 1 175398 0 0 Ford Motor Company Common 345370860 52 3395 SH DFND 3 3395 0 0 Foundation Medicine Inc. Common 350465100 203 8512 SH DFND 1 6201 0 2311 Fred's Inc. Common 356108100 8553 462845 SH DFND 1 462845 0 0 Freeport-McMoran Copper & Gold, Inc. Common 35671D857 531 14078 SH DFND 1 14078 0 0 Frontier Communications Company Common 35906A108 0 18 SH DFND 1 18 0 0 General Dynamics Corporation Common 369550108 261 2735 SH DFND 2 2735 0 0 General Electric Co. Common 369604103 841 30000 SH DFND 2 30000 0 0 General Electric Co. Common 369604103 6986 249240 SH DFND 1 249240 0 0 General Growth Properties, Inc. Common 370023103 3544 176595 SH DFND 2 176595 0 0 General Mills, Inc. Common 370334104 1332 26683 SH DFND 1 26683 0 0 General Motors Co. Common 37045V100 25 600 SH DFND 1 0 0 600 Gentherm Inc. Common 37253A103 8205 306059 SH DFND 1 306059 0 0 Genuine Parts Company Common 372460105 4 51 SH DFND 1 51 0 0 Gilead Sciences Inc. Common 375558103 3565 47465 SH DFND 1 15243 0 32222 GlaxoSmithKline plc-ADR ADR 37733W105 12445 233101 SH DFND 1 226962 0 6139 GlaxoSmithKline plc-ADR ADR 37733W105 410 7680 SH DFND 2 7680 0 0 GlaxoSmithKline plc-ADR ADR 37733W105 108 2014 SH DFND 3 2014 0 0 Global Payments Inc. Common 37940X102 240 3700 SH DFND 1 3700 0 0 Goldcorp Inc. Common 380956409 2380 109851 SH DFND 1 0 0 109851 Goldman Sachs Group, Inc. Common 38141G104 3663 20665 SH DFND 3 20665 0 0 Goldman Sachs Group, Inc. Common 38141G104 26244 148052 SH DFND 1 111168 0 36884 Goldman Sachs Group, Inc. Common 38141G104 7838 44219 SH DFND 2 44219 0 0 Google Inc - Class A Class A 38259P508 13174 11755 SH DFND 3 11755 0 0 Google Inc - Class A Class A 38259P508 29061 25931 SH DFND 2 25931 0 0 Google Inc - Class A Class A 38259P508 129741 115767 SH DFND 1 99296 0 16471 Greatbatch, Inc. Common 39153L106 16221 366664 SH DFND 1 366664 0 0 Grupo FIn Santander- ADR B ADR 40053C105 5843 428359 SH DFND 1 47530 0 380829 Grupo FIn Santander- ADR B ADR 40053C105 129 9490 SH DFND 3 9490 0 0 Grupo Televisa S.A. - Spon ADR ADR 40049J206 3042 100534 SH DFND 1 0 0 100534 Grupo Televisa S.A. - Spon ADR ADR 40049J206 139 4600 SH DFND 3 4600 0 0 Guggenheim BulletShares 2014 High Yield Exchange Traded Fund 18383M431 329 12327 SH DFND 1 12327 0 0 Guggenheim BulletShares 2015 High Yield Exchange Traded Fund 18383M423 328 12263 SH DFND 1 12263 0 0 H&Q Life Science Investors Exchange Traded Fund 404053100 17 825 SH DFND 1 825 0 0 Halliburton Co. Common 406216101 1807 35610 SH DFND 1 27140 0 8470 Hasbro, Inc. Common 418056107 8 140 SH DFND 1 140 0 0 HCA Holdings Inc. Common 40412C101 990 20750 SH DFND 1 14893 0 5857 Health Care Property Investors, Inc. Common 40414L109 3 89 SH DFND 1 89 0 0 Health Care REIT, Inc. Common 42217K106 4 67 SH DFND 1 67 0 0 Health Management Associates, Inc. Common 421933102 6 450 SH DFND 1 450 0 0 Healthcare Realty Trust Inc. Common 421946104 11 500 SH DFND 1 500 0 0 Healthcare Services Group. Common 421906108 696 24538 SH DFND 2 24538 0 0 Healthcare Services Group. Common 421906108 20626 727042 SH DFND 1 727042 0 0 Helix Energy Solutions Group I Common 42330P107 1441 62176 SH DFND 1 46764 0 15412 Helmerich & Payne, Inc. Common 423452101 25686 305495 SH DFND 1 292215 0 13280 Helmerich & Payne, Inc. Common 423452101 462 5500 SH DFND 2 5500 0 0 Henry Schein, Inc. Common 806407102 568 4972 SH DFND 1 3495 0 1477 Hess Corp Common 42809H107 1878 22627 SH DFND 1 16967 0 5660 Hewlett-Packard Company Common 428236103 154 5488 SH DFND 1 5488 0 0 Hewlett-Packard Company Common 428236103 799 28562 SH DFND 2 28562 0 0 HollyFrontier Corporation Common 436106108 1709 34400 SH DFND 1 0 0 34400 Home Depot Inc. Common 437076102 750 9110 SH DFND 3 9110 0 0 Home Depot Inc. Common 437076102 3286 39902 SH DFND 1 8770 0 31132 Home Depot Inc. Common 437076102 9706 117883 SH DFND 2 117883 0 0 Honda Motor Co., Ltd ADR 438128308 4 106 SH DFND 1 106 0 0 Honeywell Inc. Common 438516106 14839 162402 SH DFND 2 162402 0 0 Honeywell Inc. Common 438516106 61687 675130 SH DFND 1 534506 0 140624 Honeywell Inc. Common 438516106 5784 63302 SH DFND 3 63302 0 0 Hospira, Inc. Common 441060100 787 19072 SH DFND 1 17947 0 1125 Howard Hughes Corporation Common 44267D107 2032 16922 SH DFND 2 16922 0 0 HSBC Holdings PLC - Pfd, Preferred 404280604 173 7000 SH DFND 1 7000 0 0 HSBC Holdings plc - Spons ADR ADR 404280406 3 63 SH DFND 1 63 0 0 Illinois Tool Works Inc. Common 452308109 61546 731988 SH DFND 2 0 0 731988 Illinois Tool Works Inc. Common 452308109 1117 13283 SH DFND 1 13283 0 0 Illumina, Inc. Common 452327109 747 6757 SH DFND 1 5037 0 1720 Imperva Inc. Common 45321L100 42 875 SH DFND 1 875 0 0 Incyte Corporation Common 45337C102 5649 111577 SH DFND 2 111577 0 0 Incyte Corporation Common 45337C102 18694 369218 SH DFND 1 273039 0 96179 Incyte Corporation Common 45337C102 2549 50348 SH DFND 3 50348 0 0 Infinity Pharmaceuticals Inc. Common 45665G303 17 1205 SH DFND 1 1205 0 0 ING Groep N.V. - Sponsored ADR ADR 456837103 1421 101400 SH DFND 1 101400 0 0 Insulet Corporation Common 45784P101 13178 355192 SH DFND 1 355192 0 0 Int'l Business Machines Corp. Common 459200101 2341 12481 SH DFND 2 12481 0 0 Int'l Business Machines Corp. Common 459200101 19454 103716 SH DFND 1 83716 0 20000 Int'l Business Machines Corp. Common 459200101 959 5115 SH DFND 3 5115 0 0 Intel Corp. Common 458140100 223 8573 SH DFND 3 8573 0 0 Intel Corp. Common 458140100 542 20875 SH DFND 1 20875 0 0 Intel Corp. Common 458140100 2947 113549 SH DFND 2 113549 0 0 International Paper Co. Common 460146103 4 80 SH DFND 1 80 0 0 Intuit Corp. Common 461202103 6 77 SH DFND 1 77 0 0 IPG Photonics Corporation Common 44980X109 9642 124235 SH DFND 1 119975 0 4260 iRobot Corporation Common 462726100 173 4975 SH DFND 1 4975 0 0 Iron Mountain Inc. Common 462846106 12910 425355 SH DFND 1 425355 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 577 5710 SH DFND 1 5710 0 0 iShares 1-3 Year Credit Bond ETF Exchange Traded Fund 464288646 809 7667 SH DFND 1 7667 0 0 iShares China Large-Cap ETF Exchange Traded Fund 464287184 70 1830 SH DFND 1 1830 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 90 486 SH DFND 3 486 0 0 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 134 1000 SH DFND 1 1000 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 272 2494 SH DFND 1 2494 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 797 7300 SH DFND 3 7300 0 0 iShares Core Total US Bond Market ETF Exchange Traded Fund 464287226 318 2991 SH DFND 1 2991 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 132 1714 SH DFND 2 1714 0 0 iShares Gold Trust Exchange Traded Fund 464285105 97 8263 SH DFND 3 8263 0 0 iShares Gold Trust Exchange Traded Fund 464285105 507 43437 SH DFND 1 43437 0 0 iShares iBoxx $ Investment Grade Exchange Traded Fund 464287242 65 566 SH DFND 1 566 0 0 iShares JP Morgan USD Emerging Markets Exchange Traded Fund 464288281 2 22 SH DFND 1 22 0 0 iShares MSCI Brazil Capped ETF Exchange Traded Fund 464286400 67 1500 SH DFND 1 1500 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 37279 555621 SH DFND 1 555621 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 357 5323 SH DFND 2 5323 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 4356 64927 SH DFND 3 64927 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 2332 55803 SH DFND 3 55803 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 1702 40734 SH DFND 1 40034 0 700 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 751 17968 SH DFND 2 17968 0 0 iShares MSCI Japan ETF Exchange Traded Fund 464286848 19 1580 SH DFND 3 1580 0 0 iShares MSCI South Korea Capped ETF Exchange Traded Fund 464286772 267 4136 SH DFND 1 4136 0 0 iShares National AMT-Free Muni Bond ETF Exchange Traded Fund 464288414 35 341 SH DFND 1 341 0 0 iShares New York AMT-Free Muni Bond ETF Exchange Traded Fund 464288323 81 777 SH DFND 2 777 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 9209 79829 SH DFND 1 79829 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1668 14459 SH DFND 3 14459 0 0 iShares Russell 3000 ETF Exchange Traded Fund 464287689 1651 14920 SH DFND 3 14920 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 101 1200 SH DFND 1 1200 0 0 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 30 300 SH DFND 1 300 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 593 5000 SH DFND 3 5000 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 1186 10000 SH DFND 1 10000 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 8817 80228 SH DFND 1 80228 0 0 iShares US Preferred Stock ETF Exchange Traded Fund 464288687 221 6000 SH DFND 1 0 0 6000 Isis Pharmaceuticals, Inc. Common 464330109 463 11623 SH DFND 1 8126 0 3497 Itron, Inc. Common 465741106 143 3462 SH DFND 1 3462 0 0 J.C. Penney Company, Inc. (Hldg Co.) Common 708160106 1 130 SH DFND 1 130 0 0 J.P. Morgan Chase & Co. Common 46625H100 83704 1431330 SH DFND 1 1158052 0 273278 J.P. Morgan Chase & Co. Common 46625H100 19852 339466 SH DFND 2 339466 0 0 J.P. Morgan Chase & Co. Common 46625H100 8899 152165 SH DFND 3 152165 0 0 Jacobs Engineering Group, Inc. Common 469814107 79 1250 SH DFND 1 1250 0 0 Jazz Pharmaceuticals, Inc. Common G50871105 566 4476 SH DFND 1 3214 0 1262 Johnson & Johnson Common 478160104 7499 81874 SH DFND 2 81874 0 0 Johnson & Johnson Common 478160104 31650 345561 SH DFND 1 343468 0 2093 Johnson & Johnson Common 478160104 131 1429 SH DFND 3 1429 0 0 Johnson Controls, Inc. Common 478366107 166 3240 SH DFND 1 3240 0 0 JPMorgan Alerian MLP Index ETN Exchange Traded Fund 46625H365 204 4403 SH DFND 1 4403 0 0 Kansas City Southern Common 485170302 4267 34455 SH DFND 1 3000 0 31455 KB Financial Group Inc. - ADR ADR 48241A105 277 6830 SH DFND 1 6830 0 0 Keycorp Common 493267108 2416 180000 SH DFND 2 180000 0 0 Kimberly-Clark Corp Common 494368103 30 289 SH DFND 1 289 0 0 Kinder Morgan Energy Partners Common 494550106 3230 40050 SH DFND 1 40050 0 0 Kinder Morgan Energy Partners Common 494550106 2260 28017 SH DFND 2 28017 0 0 Kopin Corporation Common 500600101 324 76820 SH DFND 2 76820 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 11777 709045 SH DFND 1 656525 0 52520 Korea Electric Power Corp. SP ADR ADR 500631106 2631 158410 SH DFND 2 158410 0 0 Kraft Foods Group Inc. Common 50076Q106 18 333 SH DFND 1 333 0 0 Lam Research Corporation Common 512807108 35 650 SH DFND 1 650 0 0 Las Vegas Sands Corp. Common 517834107 1107 14039 SH DFND 1 9690 0 4349 Lazard Ltd. - Cl. A Class A G54050102 500 11030 SH DFND 1 11030 0 0 Leucadia National Corporation Common 527288104 13992 493720 SH DFND 1 467720 0 26000 Liberty Media Corporation Common 531229102 10 67 SH DFND 1 67 0 0 Life Technologies Corporation Common 53217V109 361 4768 SH DFND 1 4168 0 600 Lindsay Manufacturing Co. Common 535555106 290 3504 SH DFND 1 3504 0 0 LinkedIn Corporation Common 53578A108 358 1653 SH DFND 1 1653 0 0 Littelfuse, Inc. Common 537008104 12740 137096 SH DFND 1 137096 0 0 Littelfuse, Inc. Common 537008104 389 4185 SH DFND 2 4185 0 0 Lululemon Athletica Inc. Common 550021109 59 1000 SH DFND 1 1000 0 0 Macy's Inc. Common 55616P104 54 1020 SH DFND 3 1020 0 0 Macy's Inc. Common 55616P104 1072 20070 SH DFND 2 20070 0 0 Macy's Inc. Common 55616P104 2817 52759 SH DFND 1 52759 0 0 Madison Square Garden, Inc. Common 55826P100 402 6975 SH DFND 2 6975 0 0 Magellan Midstream Partners, MLP Common 559080106 452 7150 SH DFND 1 7150 0 0 Mallinckrodt PLC Common G5785G107 6933 132665 SH DFND 2 132665 0 0 Mallinckrodt PLC Common G5785G107 20708 396255 SH DFND 1 317039 0 79216 Mallinckrodt PLC Common G5785G107 3057 58504 SH DFND 3 58504 0 0 Marathon Oil Corp Common 565849106 12 334 SH DFND 1 334 0 0 Marathon Petroleum Corporation Common 56585A102 15 166 SH DFND 1 166 0 0 Market Vectors Gold Miners Exchange Traded Fund 57060U100 112 5300 SH DFND 1 5300 0 0 Market Vectors Intermediate Municipal Exchange Traded Fund-TaxExempt 57060U845 472 21459 SH DFND 3 21459 0 0 Market Vectors Intermediate Municipal Exchange Traded Fund-TaxExempt 57060U845 38 1710 SH DFND 1 1710 0 0 Markwest Energy Partners, MLP Common 570759100 131 1980 SH DFND 1 1980 0 0 Markwest Energy Partners, MLP Common 570759100 43 650 SH DFND 3 650 0 0 Marrone Bio Innovations Inc. Common 57165B106 143 8053 SH DFND 1 8053 0 0 Masimo Corporation Common 574795100 9810 335605 SH DFND 1 333121 0 2484 Mastercard Inc - Class A Class A 57636Q104 165 198 SH DFND 3 198 0 0 Mastercard Inc - Class A Class A 57636Q104 4090 4896 SH DFND 1 4896 0 0 McDonald's Corporation Common 580135101 907 9347 SH DFND 2 9347 0 0 McDonald's Corporation Common 580135101 1993 20541 SH DFND 3 20541 0 0 McDonald's Corporation Common 580135101 18037 185886 SH DFND 1 185548 0 338 McGraw Hill Financial Inc. Common 580645109 18985 242773 SH DFND 2 242773 0 0 McGraw Hill Financial Inc. Common 580645109 569 7275 SH DFND 1 7275 0 0 Mead Johnson Nutrition Company Common 582839106 378 4508 SH DFND 2 4508 0 0 Mead Johnson Nutrition Company Common 582839106 252 3004 SH DFND 1 3004 0 0 Medivation Inc. Common 58501N101 210 3283 SH DFND 1 2308 0 975 Medtronic, Inc. Common 585055106 1629 28389 SH DFND 1 22752 0 5637 Medtronic, Inc. Common 585055106 628 10950 SH DFND 2 10950 0 0 Medtronic, Inc. Common 585055106 279 4853 SH DFND 3 4853 0 0 Mentor Graphics Common 587200106 19123 794455 SH DFND 1 794455 0 0 Merck & Co. Inc. Common 58933Y105 67484 1348333 SH DFND 1 1104450 0 243883 Merck & Co. Inc. Common 58933Y105 14293 285575 SH DFND 2 285575 0 0 Merck & Co. Inc. Common 58933Y105 6017 120214 SH DFND 3 120214 0 0 Merit Medical Systems, Inc. Common 589889104 11341 720547 SH DFND 1 718717 0 1830 MetLife, Inc. Common 59156R108 5 84 SH DFND 1 84 0 0 Mettler-Toledo International Common 592688105 577 2380 SH DFND 1 2380 0 0 Microsemi Corp. Common 595137100 13880 556310 SH DFND 1 556310 0 0 Microsoft Corp. Common 594918104 23689 633227 SH DFND 2 633227 0 0 Microsoft Corp. Common 594918104 9862 263628 SH DFND 3 263628 0 0 Microsoft Corp. Common 594918104 82731 2211475 SH DFND 1 1791860 0 419615 Middlesex Water Company Common 596680108 228 10907 SH DFND 1 10907 0 0 Mistras Group Inc. Common 60649T107 7583 363164 SH DFND 1 363164 0 0 Mitsubishi UFJ Financial Group, Inc. ADR 606822104 3 500 SH DFND 1 500 0 0 Mohawk Industries Inc. Common 608190104 354 2375 SH DFND 1 2375 0 0 Molycorp, Inc. Common 608753109 1 100 SH DFND 1 0 0 100 Mondelez International Inc. Common 609207105 35 1000 SH DFND 1 1000 0 0 Monsanto Company Common 61166W101 408 3500 SH DFND 2 3500 0 0 Monsanto Company Common 61166W101 18020 154610 SH DFND 1 154610 0 0 Morgan Stanley Common 617446448 25 810 SH DFND 1 810 0 0 Motorola Solutions, Inc. Common 620076307 3 42 SH DFND 1 42 0 0 Mueller Industries, Inc. Common 624756102 1890 30000 SH DFND 2 30000 0 0 National Instruments Corporation Common 636518102 448 14000 SH DFND 2 14000 0 0 National Instruments Corporation Common 636518102 17662 551607 SH DFND 1 528107 0 23500 National Oilwell Varco, Inc. Common 637071101 5408 68002 SH DFND 1 60972 0 7030 National Oilwell Varco, Inc. Common 637071101 1197 15055 SH DFND 2 15055 0 0 National Oilwell Varco, Inc. Common 637071101 58 735 SH DFND 3 735 0 0 NetApp, Inc. Common 64110D104 2972 72245 SH DFND 3 72245 0 0 NetApp, Inc. Common 64110D104 7402 179915 SH DFND 2 179915 0 0 NetApp, Inc. Common 64110D104 36953 898230 SH DFND 1 775765 0 122465 Newmont Mining Corporation Common 651639106 291 12616 SH DFND 1 12616 0 0 Newpark Resources, Inc. Common 651718504 9675 787262 SH DFND 1 787262 0 0 NextEra Energy, Inc. Common 65339F101 55 643 SH DFND 1 643 0 0 NIC Inc. Common 62914B100 12374 497562 SH DFND 1 497562 0 0 Noble Energy, Inc. Common 655044105 6600 96905 SH DFND 1 87245 0 9660 Noble Energy, Inc. Common 655044105 362 5320 SH DFND 2 5320 0 0 Noble Energy, Inc. Common 655044105 78 1140 SH DFND 3 1140 0 0 Norfolk Southern Corp. Common 655844108 1131 12180 SH DFND 3 12180 0 0 Northern Trust Corporation Common 665859104 552 8920 SH DFND 1 8920 0 0 Novadaq Technologies, Inc. Common 66987G102 169 10257 SH DFND 1 6525 0 3732 Novartis AG - ADR ADR 66987V109 16161 201055 SH DFND 2 201055 0 0 Novartis AG - ADR ADR 66987V109 4436 55194 SH DFND 3 55194 0 0 Novartis AG - ADR ADR 66987V109 62945 783092 SH DFND 1 733404 0 49688 Novo Nordisk A/S-Spons ADR ADR 670100205 462 2500 SH DFND 2 2500 0 0 Novo Nordisk A/S-Spons ADR ADR 670100205 17303 93652 SH DFND 1 93652 0 0 Nucor Corporation Common 670346105 427 8000 SH DFND 2 8000 0 0 Nucor Corporation Common 670346105 16437 307916 SH DFND 1 307916 0 0 Occidental Petroleum Corporation Common 674599105 2567 26990 SH DFND 1 19880 0 7110 Ocean Power Technologies, Inc. Common 674870308 113 58849 SH DFND 1 58849 0 0 Oceaneering International, Inc Common 675232102 2774 35167 SH DFND 3 35167 0 0 Oceaneering International, Inc Common 675232102 6024 76366 SH DFND 2 76366 0 0 Oceaneering International, Inc Common 675232102 20938 265447 SH DFND 1 216424 0 49023 Oiltanking Partners MLP Common 678049107 52 840 SH DFND 3 840 0 0 Omnicell, Inc. Common 68213N109 11649 456277 SH DFND 1 451718 0 4559 Omnicom Group Common 681919106 45 600 SH DFND 1 600 0 0 Oneok Partners MLP Common 68268N103 147 2800 SH DFND 1 2800 0 0 Oracle Corporation Common 68389X105 3816 99741 SH DFND 3 99741 0 0 Oracle Corporation Common 68389X105 77319 2020880 SH DFND 1 1804416 0 216464 Oracle Corporation Common 68389X105 9242 241545 SH DFND 2 241545 0 0 Orexigen Therapeutics Inc Common 686164104 123 21803 SH DFND 1 14198 0 7605 Parker Drilling Company Common 701081101 7237 890135 SH DFND 1 890135 0 0 PartnerRe Ltd. Common G6852T105 337 3200 SH DFND 2 3200 0 0 Paychex, Inc. Common 704326107 23 500 SH DFND 1 500 0 0 Pentair, Ltd. Common H6169Q108 491 6327 SH DFND 1 6327 0 0 Pepsico, Inc Common 713448108 2235 26952 SH DFND 2 26952 0 0 Pepsico, Inc Common 713448108 990 11933 SH DFND 3 11933 0 0 Pepsico, Inc Common 713448108 6235 75176 SH DFND 1 75176 0 0 PerkinElmer, Inc. Common 714046109 247 5980 SH DFND 1 4037 0 1943 PetroChina Company Ltd. -ADR ADR 71646E100 0 3 SH DFND 1 3 0 0 Petsmart, Inc. Common 716768106 24 325 SH DFND 1 325 0 0 Petsmart, Inc. Common 716768106 938 12889 SH DFND 3 12889 0 0 Pfizer Inc. Common 717081103 1818 59348 SH DFND 1 46993 0 12355 Pfizer Inc. Common 717081103 314 10260 SH DFND 3 10260 0 0 Pfizer Inc. Common 717081103 821 26815 SH DFND 2 26815 0 0 Philip Morris International Inc. Common 718172109 45 511 SH DFND 1 511 0 0 Philippine Long Distance Telephone ADR 718252604 964 16038 SH DFND 1 0 0 16038 Phillips 66 Common 718546104 44 576 SH DFND 1 576 0 0 PIMCO Total Return - ETF Exchange Traded Fund 72201R775 189 1806 SH DFND 3 1806 0 0 Plains All American Pipeline, MLP Common 726503105 62 1200 SH DFND 3 1200 0 0 Plains All American Pipeline, MLP Common 726503105 2312 44650 SH DFND 1 44650 0 0 Plum Creek Timber Company, Inc. Common 729251108 140 3000 SH DFND 1 3000 0 0 PowerShares Cleantech Portfolio Exchange Traded Fund 73935X278 16 500 SH DFND 1 500 0 0 PowerShares Commodity Index Tracking Exchange Traded Fund 73935S105 942 36700 SH DFND 3 36700 0 0 PowerShares Financial Preferred Exchange Traded Fund 73935X229 431 25460 SH DFND 1 25460 0 0 PowerShares QQQ Trust, Series 1 Exchange Traded Fund 73935A104 1128 12825 SH DFND 1 12825 0 0 PPL Corporation Common 69351T106 16 517 SH DFND 1 517 0 0 Praxair, Inc. Common 74005P104 970 7460 SH DFND 2 7460 0 0 Praxair, Inc. Common 74005P104 52 400 SH DFND 3 400 0 0 Praxair, Inc. Common 74005P104 3028 23285 SH DFND 1 23285 0 0 Precision Castparts Corp. Common 740189105 1944 7218 SH DFND 1 0 0 7218 Priceline.com Inc Common 741503403 30 26 SH DFND 1 26 0 0 Procter & Gamble Co. Common 742718109 1966 24146 SH DFND 1 24146 0 0 Procter & Gamble Co. Common 742718109 1314 16136 SH DFND 2 16136 0 0 Progressive Corporation Common 743315103 152 5591 SH DFND 3 5591 0 0 PROS Holdings, Inc. Common 74346Y103 18963 475269 SH DFND 1 475269 0 0 PT Telekomunikasi Indonesia - Tbk ADR ADR 715684106 22 600 SH DFND 1 600 0 0 Pulte Group Inc. Common 745867101 392 19230 SH DFND 1 19230 0 0 PVH Corp. Common 693656100 27 200 SH DFND 3 200 0 0 PVH Corp. Common 693656100 1434 10540 SH DFND 1 10540 0 0 PVH Corp. Common 693656100 548 4030 SH DFND 2 4030 0 0 PVR Partners, MLP Common 693665101 63 2350 SH DFND 1 2350 0 0 QR Energy MLP Common 74734R108 0 25 SH DFND 1 25 0 0 Qualcomm Inc. Common 747525103 5415 72929 SH DFND 3 72929 0 0 Qualcomm Inc. Common 747525103 11600 156223 SH DFND 2 156223 0 0 Qualcomm Inc. Common 747525103 51729 696693 SH DFND 1 585590 0 111103 Quest Diagnostics Incorporated Common 74834L100 9 168 SH DFND 2 168 0 0 Quest Diagnostics Incorporated Common 74834L100 1103 20606 SH DFND 1 17945 0 2661 Questar Corporation Common 748356102 2818 122572 SH DFND 1 26310 0 96262 Range Resources Corp. Common 75281A109 13934 165275 SH DFND 1 165275 0 0 Raytheon Company Common 755111507 7 79 SH DFND 1 79 0 0 Redwood Trust, Inc. Common 758075402 168 8650 SH DFND 1 8650 0 0 Regeneron Pharmaceuticals Common 75886F107 4723 17161 SH DFND 2 17161 0 0 Regeneron Pharmaceuticals Common 75886F107 36790 133664 SH DFND 1 117880 0 15784 Regeneron Pharmaceuticals Common 75886F107 1846 6708 SH DFND 3 6708 0 0 Reinsurance Group of America, Inc. Common 759351604 41805 540049 SH DFND 1 453803 0 86246 Reinsurance Group of America, Inc. Common 759351604 12348 159511 SH DFND 2 159511 0 0 Reinsurance Group of America, Inc. Common 759351604 5604 72396 SH DFND 3 72396 0 0 Renaissance Holdings Ltd. Common G7496G103 20344 208995 SH DFND 1 201495 0 7500 Renaissance Holdings Ltd. Common G7496G103 487 5000 SH DFND 2 5000 0 0 ResMed Inc. Common 761152107 8470 179904 SH DFND 1 179904 0 0 Rio Tinto plc - Spon ADR ADR 767204100 35868 635612 SH DFND 1 600074 0 35538 Rio Tinto plc - Spon ADR ADR 767204100 10563 187185 SH DFND 2 187185 0 0 Rio Tinto plc - Spon ADR ADR 767204100 4120 73004 SH DFND 3 73004 0 0 Roper Industries Inc. Common 776696106 76 550 SH DFND 3 550 0 0 Roper Industries Inc. Common 776696106 4148 29910 SH DFND 1 29910 0 0 Roper Industries Inc. Common 776696106 1458 10510 SH DFND 2 10510 0 0 Royal Bank of Scotland 6.75% Pfd Preferred 780097754 236 10870 SH DFND 1 10870 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 8159 172053 SH DFND 3 172053 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 15329 323259 SH DFND 2 323259 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 44619 940931 SH DFND 1 752930 0 188001 Royal Dutch Shell PLC - ADR B ADR 780259107 362 4823 SH DFND 1 4823 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 2893 40587 SH DFND 3 40587 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 37695 528905 SH DFND 1 519678 0 9227 Royal Dutch Shell PLC-ADR A ADR 780259206 6783 95173 SH DFND 2 95173 0 0 Sangamo Biosciences, Inc. Common 800677106 190 13666 SH DFND 1 9709 0 3957 Sanofi-Aventis - ADR ADR 80105N105 272 5070 SH DFND 2 5070 0 0 Sanofi-Aventis - ADR ADR 80105N105 6904 128734 SH DFND 1 112727 0 16007 Sanofi-Aventis - ADR ADR 80105N105 69 1279 SH DFND 3 1279 0 0 Sapient Corporation Common 803062108 126 7239 SH DFND 1 7239 0 0 Schlumberger Ltd. Common 806857108 925 10269 SH DFND 1 10269 0 0 Seattle Genetics, Inc. Common 812578102 2026 50778 SH DFND 3 50778 0 0 Seattle Genetics, Inc. Common 812578102 4744 118939 SH DFND 2 118939 0 0 Seattle Genetics, Inc. Common 812578102 33169 831520 SH DFND 1 705535 0 125985 Shire PLC - ADR ADR 82481R106 438 3101 SH DFND 1 2205 0 896 Simpson Manufacturing Co., Inc. Common 829073105 9149 249084 SH DFND 1 236891 0 12193 Smith (A.O.) Corp Common 831865209 325 6034 SH DFND 1 6034 0 0 Solazyme Inc. Common 83415T101 334 30647 SH DFND 1 30647 0 0 Solera Holdings Inc. Common 83421A104 8769 123929 SH DFND 1 118505 0 5424 SPDR DJ International Real Exchange Traded Fund 78463X863 208 5050 SH DFND 3 5050 0 0 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 8036 48562 SH DFND 1 48562 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 610 5252 SH DFND 3 5252 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 920 7920 SH DFND 2 7920 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 1461 12583 SH DFND 1 12583 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 67252 364133 SH DFND 1 347872 0 16261 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 5767 31225 SH DFND 3 31225 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 2029 10984 SH DFND 2 10984 0 0 SPDR S&P Mid-Cap 400 ETF Trust Exchange Traded Fund 78467Y107 18 72 SH DFND 1 72 0 0 Spectra Energy Corporation Common 847560109 2 62 SH DFND 1 62 0 0 Spectra Energy Partners MLP Common 84756N109 215 4750 SH DFND 1 4750 0 0 St. Jude Medical Common 790849103 10298 166226 SH DFND 2 166226 0 0 St. Jude Medical Common 790849103 38613 623287 SH DFND 1 523940 0 99347 St. Jude Medical Common 790849103 5186 83713 SH DFND 3 83713 0 0 Staples, Inc. Common 855030102 127 7998 SH DFND 2 7998 0 0 Starz - Liberty Capital Common 85571Q102 2 67 SH DFND 1 67 0 0 State Street Corp. Common 857477103 88 1200 SH DFND 1 1200 0 0 State Street Corp. Common 857477103 198 2700 SH DFND 3 2700 0 0 Statoil ASA ADR ADR 85771P102 5 226 SH DFND 1 226 0 0 Stericycle, Inc. Common 858912108 539 4640 SH DFND 2 4640 0 0 Stericycle, Inc. Common 858912108 19307 166192 SH DFND 1 166192 0 0 Stryker Corporation Common 863667101 1282 17055 SH DFND 1 13600 0 3455 SunEdison, Inc. Common 86732Y109 4 316 SH DFND 1 316 0 0 Sunoco Logistics Partners MLP Common 86764L108 2793 37000 SH DFND 1 37000 0 0 SunTrust Banks, Inc. Common 867914103 301 8190 SH DFND 1 8190 0 0 Symantec Corporation Common 871503108 4 163 SH DFND 1 163 0 0 Synchronoss Technologies, Inc. Common 87157B103 7373 237316 SH DFND 1 237316 0 0 SYSCO Corporation Common 871829107 599 16600 SH DFND 2 16600 0 0 SYSCO Corporation Common 871829107 366 10132 SH DFND 1 5632 0 4500 Taiwan Semiconductor Manufacturing ADR 874039100 84 4810 SH DFND 1 4810 0 0 Talisman Energy Inc. Common 87425E103 1 74 SH DFND 1 74 0 0 Targa Resources Partners MLP Common 87611X105 63 1200 SH DFND 3 1200 0 0 Target Corporation Common 87612E106 5019 79334 SH DFND 1 79019 0 315 Target Corporation Common 87612E106 316 4990 SH DFND 2 4990 0 0 Target Corporation Common 87612E106 152 2398 SH DFND 3 2398 0 0 TCF Financial Corporation Common 872275102 252 15520 SH DFND 1 15520 0 0 Teekay LNG Partners MLP Common Y8564M105 42 991 SH DFND 3 991 0 0 Tenet Healthcare Corporation Common 88033G407 429 10175 SH DFND 1 7074 0 3101 Tesoro Logistics LP Common 88160T107 21 410 SH DFND 3 410 0 0 Tetra Tech, Inc. Common 88162G103 135 4814 SH DFND 1 4814 0 0 Teva Pharmaceutical Industries Ltd. ADR ADR 881624209 54 1350 SH DFND 1 1350 0 0 Texas Instruments Inc. Common 882508104 439 10000 SH DFND 3 10000 0 0 Texas Instruments Inc. Common 882508104 5873 133755 SH DFND 1 102974 0 30781 Texas Instruments Inc. Common 882508104 70 1600 SH DFND 2 1600 0 0 The ADT Corporation Common 00101J106 1 32 SH DFND 1 32 0 0 The Dow Chemical Company Common 260543103 167 3761 SH DFND 1 3761 0 0 The Estee Lauder Companies Inc. Class A Class A 518439104 492 6536 SH DFND 1 6536 0 0 The New York Times Company Common 650111107 7 420 SH DFND 1 420 0 0 The TJX Companies, Inc. Common 872540109 501 7863 SH DFND 1 7863 0 0 The Travelers Companies, Inc. Common 89417E109 36 400 SH DFND 3 400 0 0 The Travelers Companies, Inc. Common 89417E109 9 96 SH DFND 1 96 0 0 The Walt Disney Company Common 254687106 189 2472 SH DFND 2 2472 0 0 The Walt Disney Company Common 254687106 2746 35946 SH DFND 1 35946 0 0 The Walt Disney Company Common 254687106 265 3466 SH DFND 3 3466 0 0 Thermo Fisher Scientific Inc. Common 883556102 879 7897 SH DFND 2 7897 0 0 Thermo Fisher Scientific Inc. Common 883556102 1074 9644 SH DFND 1 8883 0 761 Thor Industries, Inc. Common 885160101 1486 26900 SH DFND 1 0 0 26900 Thoratec Laboratories Corporation Common 885175307 245 6706 SH DFND 1 4718 0 1988 Tiffany & Co. Common 886547108 2317 24972 SH DFND 1 7725 0 17247 Tiffany & Co. Common 886547108 114 1226 SH DFND 3 1226 0 0 Tim Particiacoes S.A. - ADR ADR 88706P205 2030 77381 SH DFND 1 0 0 77381 Time Warner Cable, Inc. Common 88732J207 193 1421 SH DFND 1 1421 0 0 Time Warner Cable, Inc. Common 88732J207 680 5019 SH DFND 2 5019 0 0 Time Warner Inc. Common 887317303 941 13500 SH DFND 2 13500 0 0 Tootsie Roll Industries Inc. Common 890516107 58 1789 SH DFND 1 1789 0 0 Toronto-Dominion Bank Common 891160509 4746 50364 SH DFND 3 50364 0 0 Toronto-Dominion Bank Common 891160509 49661 526964 SH DFND 1 503339 0 23625 Toronto-Dominion Bank Common 891160509 13489 143136 SH DFND 2 143136 0 0 Total SA - Spons ADR ADR 89151E109 5195 84787 SH DFND 1 63493 0 21294 TransCanada Corporation Common 89353D107 27 600 SH DFND 1 600 0 0 Transocean Inc Common H8817H100 10 199 SH DFND 1 199 0 0 Trimble Navigation Limited Common 896239100 963 27760 SH DFND 2 27760 0 0 Trimble Navigation Limited Common 896239100 20523 591439 SH DFND 1 582281 0 9158 Triumph Group, Inc. Common 896818101 18554 243906 SH DFND 1 243906 0 0 Tyco International Ltd Common H89128104 3 65 SH DFND 1 65 0 0 Ultrapar Participacoes SA - Spons ADR ADR 90400P101 1910 80777 SH DFND 1 0 0 80777 Ultrapar Participacoes SA - Spons ADR ADR 90400P101 138 5850 SH DFND 3 5850 0 0 Unilever NV - NY Shares Common 904784709 4 98 SH DFND 1 98 0 0 Unilever Plc - Sponsored ADR ADR 904767704 3393 82348 SH DFND 1 82348 0 0 Union Pacific Corp. Common 907818108 1092 6500 SH DFND 2 6500 0 0 United Bankshares Inc. Common 909907107 333 10588 SH DFND 1 8700 0 1888 United Continental Holdings Inc. Common 910047109 26236 693528 SH DFND 1 526278 0 167250 United Continental Holdings Inc. Common 910047109 3673 97081 SH DFND 3 97081 0 0 United Continental Holdings Inc. Common 910047109 7884 208393 SH DFND 2 208393 0 0 United Parcel Service Class B Common 911312106 4430 42161 SH DFND 1 42161 0 0 United Parcel Service Class B Common 911312106 75 709 SH DFND 3 709 0 0 United Parcel Service Class B Common 911312106 3053 29056 SH DFND 2 29056 0 0 United Technologies Corp. Common 913017109 307 2700 SH DFND 1 2700 0 0 UnitedHealth Group Inc. Common 91324P102 14441 191780 SH DFND 2 191780 0 0 UnitedHealth Group Inc. Common 91324P102 54662 725921 SH DFND 1 614531 0 111390 UnitedHealth Group Inc. Common 91324P102 6637 88141 SH DFND 3 88141 0 0 US Bancorp Common 902973304 484 11970 SH DFND 1 11970 0 0 USA Compression Partners MLP Common 90290N109 83 3100 SH DFND 1 3100 0 0 Vale SA (ADR) ADR 91912E105 290 19044 SH DFND 1 44 0 19000 Vanguard Dividend Appreciation Index Fd Exchange Traded Fund 921908844 2009 26698 SH DFND 1 26698 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 5626 136760 SH DFND 3 136760 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 34857 847283 SH DFND 1 143200 0 704083 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 437 10624 SH DFND 2 10624 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 1239 24288 SH DFND 1 24288 0 0 Vanguard MSCI EAFE ETF Exchange Traded Fund 921943XXX 23 540 SH DFND 1 540 0 0 Vanguard MSCI EAFE ETF Exchange Traded Fund 921943XXX 90 2171 SH DFND 3 2171 0 0 Vanguard REIT VIPERs Exchange Traded Fund 922908553 16 250 SH DFND 1 250 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 65 814 SH DFND 3 814 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 1653 20681 SH DFND 1 20681 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 689 8619 SH DFND 2 8619 0 0 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 172 2152 SH DFND 1 2152 0 0 Verizon Communications Common 92343V104 130 2650 SH DFND 1 2650 0 0 Vertex Pharmaceuticals Inc. Common 92532F100 654 8802 SH DFND 1 6263 0 2539 Visa Inc - Class A Shares Class A 92826C839 11955 53685 SH DFND 2 53685 0 0 Visa Inc - Class A Shares Class A 92826C839 40918 183753 SH DFND 1 159353 0 24400 Visa Inc - Class A Shares Class A 92826C839 5054 22696 SH DFND 3 22696 0 0 Vocera Communications Inc. Common 92857F107 8588 550157 SH DFND 1 550157 0 0 Vodafone Group PLC - SP ADR ADR 92857W209 598 15220 SH DFND 3 15220 0 0 Vodafone Group PLC - SP ADR ADR 92857W209 35 880 SH DFND 2 880 0 0 Vodafone Group PLC - SP ADR ADR 92857W209 6985 177699 SH DFND 1 177699 0 0 Volcano Corporation Common 928645100 9543 436728 SH DFND 1 409959 0 26769 WABCO Holdings Inc. Common 92927K102 3 30 SH DFND 1 30 0 0 Wal-Mart Stores, Inc. Common 931142103 12361 157085 SH DFND 2 157085 0 0 Wal-Mart Stores, Inc. Common 931142103 5464 69441 SH DFND 3 69441 0 0 Wal-Mart Stores, Inc. Common 931142103 45776 581732 SH DFND 1 552122 0 29610 Walgreen Co. Common 931422109 138 2400 SH DFND 2 2400 0 0 Walgreen Co. Common 931422109 8 138 SH DFND 1 138 0 0 Waste Connections, Inc. Common 941053100 387 8859 SH DFND 1 8859 0 0 Waters Corporation Common 941848103 889 8886 SH DFND 1 7517 0 1369 Weatherford International Ltd. Common H27013103 39 2490 SH DFND 1 2490 0 0 Wellpoint Inc. Common 94973V107 4197 45428 SH DFND 2 45428 0 0 Wellpoint Inc. Common 94973V107 2458 26600 SH DFND 1 26600 0 0 Wells Fargo Company Common 949746101 61340 1351106 SH DFND 1 1023409 0 327697 Wells Fargo Company Common 949746101 15716 346167 SH DFND 2 346167 0 0 Wells Fargo Company Common 949746101 6434 141729 SH DFND 3 141729 0 0 Western Gas Partners MLP Common 958254104 2564 41570 SH DFND 1 41570 0 0 Western Gas Partners MLP Common 958254104 31 500 SH DFND 3 500 0 0 Weyerhaeuser Company Common 962166104 15 488 SH DFND 1 488 0 0 Whole Foods Market, Inc. Common 966837106 123 2120 SH DFND 1 2120 0 0 Williams Co Inc. Common 969457100 4307 111675 SH DFND 1 44762 0 66913 Williams Partners MLP Common 96950F104 168 3300 SH DFND 1 3300 0 0 Williams Partners MLP Common 96950F104 41 810 SH DFND 3 810 0 0 Wisconsin Energy Corporation Common 976657106 65 1571 SH DFND 1 1571 0 0 Xcel Energy, Inc. Common 98389B100 5 180 SH DFND 1 180 0 0 Xylem Inc. Common 98419M100 688 19890 SH DFND 1 19890 0 0 Yahoo! Inc. Common 984332106 56 1396 SH DFND 1 0 0 1396 Yum! Brands, Inc. Common 988498101 9008 119135 SH DFND 2 119135 0 0 Yum! Brands, Inc. Common 988498101 35984 475915 SH DFND 1 394206 0 81709 Yum! Brands, Inc. Common 988498101 3953 52283 SH DFND 3 52283 0 0