Chief Compliance Officer

0000315123-15-000019.txt : 20150714 0000315123-15-000019.hdr.sgml : 20150714 20150714102756 ACCESSION NUMBER: 0000315123-15-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150714 DATE AS OF CHANGE: 20150714 EFFECTIVENESS DATE: 20150714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 15986684 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125495471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000869878 XXXXXXXX 06-30-2015 06-30-2015 ROCKEFELLER FINANCIAL SERVICES INC

10 ROCKEFELLER PLAZA NEW YORK NY 10020

13F HOLDINGS REPORT 028-02813 N Timothy McCarthy Chief Compliance Officer 212 549 5471 Timothy McCarthy New York City NY 07-13-2015 3 686 4825015 false 1 0000315123 028-00926 ROCKEFELLER & CO., INC. 2 0000866998 028-02772 ROCKEFELLER TRUST COMPANY, N.A. 3 0001292819 028-11086 Rockefeller Trust CO Delaware INFORMATION TABLE 2 13F_2015_Quarter_2.xml 3D Systems Corporation Common 88554D205 3 167 SH DFND 1 167 0 0 3M Co. Common 88579Y101 154 1000 SH DFND 2 1000 0 0 3M Co. Common 88579Y101 164 1060 SH DFND 3 1060 0 0 3M Co. Common 88579Y101 1655 10725 SH DFND 1 10725 0 0 Aaon Inc Common 000360206 6247 277384 SH DFND 1 277384 0 0 Abaxis, Inc. Common 002567105 9890 192113 SH DFND 1 192113 0 0 ABB Ltd. - Spon ADR ADR 000375204 3 129 SH DFND 1 129 0 0 Abbott Laboratories Common 002824100 1203 24520 SH DFND 3 24520 0 0 Abbott Laboratories Common 002824100 9384 191193 SH DFND 1 191193 0 0 Abbott Laboratories Common 002824100 91 1850 SH DFND 2 1850 0 0 AbbVie Inc. Common 00287Y109 11705 174209 SH DFND 1 174209 0 0 AbbVie Inc. Common 00287Y109 1616 24057 SH DFND 3 24057 0 0 AbbVie Inc. Common 00287Y109 124 1850 SH DFND 2 1850 0 0 Abiomed, Inc Common 003654100 23670 360108 SH DFND 1 360108 0 0 Acadia Pharmaceuticals, Inc. Common 004225108 239 5695 SH DFND 1 3354 0 2341 Acceleron Pharma, Inc. Common 00434H108 7 236 SH DFND 1 236 0 0 Accenture Plc Common G1151C101 917 9475 SH DFND 1 9475 0 0 Achillion Pharmaceuticals Common 00448Q201 250 28271 SH DFND 1 16487 0 11784 Adobe Systems Incorporated Common 00724F101 103 1275 SH DFND 1 1275 0 0 Advance Auto Parts, Inc. Common 00751Y106 19 120 SH DFND 1 120 0 0 Aetna Inc. Common 00817Y108 127 1000 SH DFND 1 1000 0 0 Aflac, Inc. Common 001055102 7920 127332 SH DFND 3 127332 0 0 Aflac, Inc. Common 001055102 13164 211637 SH DFND 2 211637 0 0 Aflac, Inc. Common 001055102 66335 1066479 SH DFND 1 975589 0 90890 Agco Corporation Common 001084102 154 2720 SH DFND 1 2720 0 0 Agilent Technologies, Inc. Common 00846U101 23 608 SH DFND 1 608 0 0 AIG Warrants Strike @ $45 Warrant 026874156 67 2425 SH DFND 1 2425 0 0 Air Products and Chemicals, Inc. Common 009158106 410 3000 SH DFND 1 3000 0 0 Airgas, Inc. Common 009363102 18528 175152 SH DFND 1 175152 0 0 Alcatel - Lucent - Sponsored ADR ADR 013904305 0 78 SH DFND 1 78 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 3867 21394 SH DFND 3 21394 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 6582 36412 SH DFND 2 36412 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 33939 187747 SH DFND 1 163661 0 24086 Alibaba Group Holding Ltd. Common 01609W102 5167 62806 SH DFND 3 62806 0 0 Alibaba Group Holding Ltd. Common 01609W102 39506 480197 SH DFND 1 433929 0 46268 Alibaba Group Holding Ltd. Common 01609W102 9221 112084 SH DFND 2 112084 0 0 Allergan Plc Common G0177J108 5 18 SH DFND 1 18 0 0 Allison Transmission Holdings, Inc. Common 01973R101 966 33000 SH DFND 1 33000 0 0 Allstate Corporation Common 020002101 6 100 SH DFND 1 100 0 0 Altria Group, Inc. Common 02209S103 176 3600 SH DFND 2 3600 0 0 Altria Group, Inc. Common 02209S103 15 300 SH DFND 1 300 0 0 AMC Networks Inc Class A 00164V103 571 6975 SH DFND 1 6975 0 0 American International Group Common 026874784 281 4544 SH DFND 1 4544 0 0 American National Insurance Company Common 028591105 205 2000 SH DFND 1 2000 0 0 American Superconductor Corp. Common 030111207 0 35 SH DFND 1 35 0 0 American Water Works Co., Inc. Common 030420103 418 8597 SH DFND 1 8597 0 0 Ameritrade Holding Corporation Common 87236Y108 454 12330 SH DFND 1 12330 0 0 Amgen Inc. Common 031162100 115 750 SH DFND 2 750 0 0 Amgen Inc. Common 031162100 11 70 SH DFND 1 70 0 0 Amicus Therapeutics Inc. Common 03152W109 285 20123 SH DFND 1 11715 0 8408 Anadarko Petroleum Corporation Common 032511107 9784 125336 SH DFND 2 125336 0 0 Anadarko Petroleum Corporation Common 032511107 50633 648646 SH DFND 1 601474 0 47172 Anadarko Petroleum Corporation Common 032511107 5150 65980 SH DFND 3 65980 0 0 Anthem Inc. Common 036752103 11823 72028 SH DFND 1 72028 0 0 Aon PLC Common G0408V102 621 6230 SH DFND 1 6230 0 0 Apache Corporation Common 037411105 39267 681357 SH DFND 1 638973 0 42384 Apache Corporation Common 037411105 6213 107815 SH DFND 2 107815 0 0 Apache Corporation Common 037411105 3327 57733 SH DFND 3 57733 0 0 Apple Inc. Common 037833100 219 1750 SH DFND 2 1750 0 0 Apple Inc. Common 037833100 4154 33119 SH DFND 1 7474 0 25645 Apple Inc. Common 037833100 79 630 SH DFND 3 630 0 0 Aqua America Inc. Common 03836W103 431 17611 SH DFND 1 17611 0 0 Arch Coal, Inc. Common 039380100 1 1800 SH DFND 1 0 0 1800 ASML Holdings NV NY Reg Shs ADR ADR N07059210 10 97 SH DFND 1 97 0 0 AT&T Inc Common 00206R102 60 1700 SH DFND 2 1700 0 0 AT&T Inc Common 00206R102 99 2794 SH DFND 1 2794 0 0 Athenahealth Inc Common 04685W103 795 6939 SH DFND 1 6939 0 0 AtriCure Inc. Common 04963C209 139 5661 SH DFND 1 3263 0 2398 Automatic Data Processing Common 053015103 465 5800 SH DFND 2 5800 0 0 Automatic Data Processing Common 053015103 521 6500 SH DFND 1 6500 0 0 Badger Meter, Inc. Common 056525108 6004 94565 SH DFND 1 94565 0 0 Baidu.com, Inc. Common 056752108 5405 27152 SH DFND 2 27152 0 0 Baidu.com, Inc. Common 056752108 30894 155186 SH DFND 1 143112 0 12074 Baidu.com, Inc. Common 056752108 2740 13764 SH DFND 3 13764 0 0 Baker Hughes Incorporated Common 057224107 141 2293 SH DFND 1 2293 0 0 Baker Hughes Incorporated Common 057224107 12 200 SH DFND 3 200 0 0 Banco Bilbao Vizcaya Argentaria S.A. Adr ADR 05946K101 886 89806 SH DFND 1 89806 0 0 Bank of America Corporation Common 060505104 155 9088 SH DFND 1 9088 0 0 Bank of Hawaii Corporation Common 062540109 33 500 SH DFND 1 500 0 0 Bank of New York Mellon Corporation Common 064058100 581 13845 SH DFND 1 13845 0 0 Barclays Bank PLC, Pfd 7.75% Preferred 06739H511 104 4000 SH DFND 1 4000 0 0 Baxter Int'l Inc. Common 071813109 211 3024 SH DFND 1 3024 0 0 Becton Dickinson & Co. Common 075887109 197 1392 SH DFND 1 1392 0 0 Becton Dickinson & Co. Common 075887109 19 132 SH DFND 2 132 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 48 350 SH DFND 3 350 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 859 6308 SH DFND 1 6308 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 205 1 SH DFND 3 1 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 2048 10 SH DFND 1 10 0 0 Biogen Idec Inc. Common 09062X103 528 1308 SH DFND 1 797 0 511 BioMarin Pharmaceutical Inc. Common 09061G101 291 2126 SH DFND 1 1146 0 980 Bluebird Bio Inc Common 09609G100 93 551 SH DFND 1 321 0 230 Boeing Co. Common 097023105 1517 10934 SH DFND 1 303 0 10631 BP PLC - Spons ADR ADR 055622104 11946 298942 SH DFND 1 298942 0 0 BP PLC - Spons ADR ADR 055622104 2 59 SH DFND 2 59 0 0 BreitBurn Energy Partners, MLP Common 106776107 0 24 SH DFND 1 24 0 0 Bristol Myers Squibb Co. Common 110122108 71 1069 SH DFND 2 1069 0 0 Bristol Myers Squibb Co. Common 110122108 27 400 SH DFND 3 400 0 0 Bristol Myers Squibb Co. Common 110122108 1085 16305 SH DFND 1 11367 0 4938 Broadcom Corp - Class A Class A 111320107 10 185 SH DFND 1 185 0 0 Brookfield Asset Management Class A 112585104 891 25500 SH DFND 1 25500 0 0 Buckeye Partners, MLP Common 118230101 219 2964 SH DFND 1 2964 0 0 Cablevision Systems A Class A 12686C109 668 27900 SH DFND 1 27900 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 6385 202439 SH DFND 3 202439 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 37773 1197616 SH DFND 1 1054413 0 143203 Cabot Oil & Gas Corporation -Cl A Class A 127097103 9350 296463 SH DFND 2 296463 0 0 Calgon Carbon Corporation Common 129603106 386 19923 SH DFND 1 19923 0 0 California Resources Corporation Common 13057Q107 40 6671 SH DFND 1 6671 0 0 Cameron International Corporation Common 13342B105 2013 38429 SH DFND 1 38429 0 0 Canadian National Railway Company Common 136375102 1848 32000 SH DFND 1 32000 0 0 Canadian Natural Resources Ltd. Common 136385101 3 115 SH DFND 1 115 0 0 Capital One Financial Corp. Common 14040H105 76257 866848 SH DFND 1 766333 0 100515 Capital One Financial Corp. Common 14040H105 16942 192583 SH DFND 2 192583 0 0 Capital One Financial Corp. Common 14040H105 11817 134329 SH DFND 3 134329 0 0 CarMax, Inc. Common 143130102 47 703 SH DFND 3 703 0 0 CarMax, Inc. Common 143130102 1842 27820 SH DFND 1 27820 0 0 Carnival Corporation Common 143658300 12118 245363 SH DFND 1 244410 0 953 Carnival Corporation Common 143658300 229 4646 SH DFND 3 4646 0 0 Carnival Corporation Common 143658300 941 19043 SH DFND 2 19043 0 0 Carpenter Technology Corporation Common 144285103 7040 182000 SH DFND 1 182000 0 0 Carter's, Inc. Common 146229109 21710 204232 SH DFND 1 204232 0 0 Caterpillar Inc. Common 149123101 7 80 SH DFND 1 80 0 0 CDK Global Inc. Common 12508E101 104 1933 SH DFND 2 1933 0 0 CDK Global Inc. Common 12508E101 117 2165 SH DFND 1 2165 0 0 Celanese Corp Ser - A Common 150870103 770 10718 SH DFND 1 0 0 10718 Celgene Corp. Common 151020104 290 2502 SH DFND 1 2502 0 0 Celgene Corp. Common 151020104 231 2000 SH DFND 2 2000 0 0 Cerner Corporation Common 156782104 927 13426 SH DFND 1 9265 0 4161 Cerner Corporation Common 156782104 52 750 SH DFND 3 750 0 0 Charter Communications Inc. - A Common 16117M305 80 470 SH DFND 1 470 0 0 Chemed Corporation Common 16359R103 17740 135319 SH DFND 1 135319 0 0 Cheniere Energy, Inc. Common 16411R208 2624 37892 SH DFND 1 22433 0 15459 Chevron Corporation Common 166764100 11841 122740 SH DFND 2 122740 0 0 Chevron Corporation Common 166764100 10557 109434 SH DFND 3 109434 0 0 Chevron Corporation Common 166764100 90018 933123 SH DFND 1 879096 0 54027 Chicago Bridge & Iron Company N.V. Common 167250109 281 5625 SH DFND 1 5625 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 72352 1128911 SH DFND 1 1063998 0 64913 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 6708 104661 SH DFND 3 104661 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 13200 205957 SH DFND 2 205957 0 0 Chubb Corp. Common 171232101 362 3800 SH DFND 1 3800 0 0 CIGNA Corporation Common 125509109 2050 12652 SH DFND 1 11921 0 731 Cimarex Energy Co. Common 171798101 662 6000 SH DFND 1 6000 0 0 Cisco Systems, Inc. Common 17275R102 541 19700 SH DFND 2 19700 0 0 Cisco Systems, Inc. Common 17275R102 8932 325255 SH DFND 1 319255 0 6000 Cisco Systems, Inc. Common 17275R102 459 16700 SH DFND 3 16700 0 0 CIT Group, Inc. Common 125581801 356 7650 SH DFND 1 7650 0 0 Citigroup Inc. Common 172967424 827 14963 SH DFND 1 14963 0 0 Clarcor Inc. Common 179895107 9181 147507 SH DFND 1 147507 0 0 Coca Cola Company Common 191216100 1082 27593 SH DFND 1 27593 0 0 Coca Cola Company Common 191216100 128 3257 SH DFND 2 3257 0 0 Cognizant Technology Solutions Corp. Common 192446102 364 5966 SH DFND 1 4166 0 1800 Cognizant Technology Solutions Corp. Common 192446102 46 750 SH DFND 3 750 0 0 Colgate-Palmolive Common 194162103 22668 346553 SH DFND 3 289846 0 56707 Colgate-Palmolive Common 194162103 89 1368 SH DFND 1 1368 0 0 Comcast Corporation - CL A Class A 20030N101 8693 144544 SH DFND 3 144544 0 0 Comcast Corporation - CL A Class A 20030N101 14525 241513 SH DFND 2 241513 0 0 Comcast Corporation - CL A Class A 20030N101 81126 1348951 SH DFND 1 1239239 0 109712 Comcast Corporation - Special CL A Class A 20030N200 292 4876 SH DFND 1 4876 0 0 Comerica Incorporated Common 200340107 2659 51816 SH DFND 2 51816 0 0 Comerica Incorporated Common 200340107 28624 557764 SH DFND 1 557764 0 0 Comerica Incorporated Common 200340107 131 2553 SH DFND 3 2553 0 0 Commerce Bancshares, Inc. Common 200525103 198 4243 SH DFND 2 4243 0 0 Community Health Care Common 203668108 2 31 SH DFND 1 31 0 0 Community Health Systems - CVR Right 203668116 0 450 SH DFND 1 450 0 0 ComScore Inc. Common 20564W105 152 2848 SH DFND 1 2848 0 0 Concert Pharmaceuticals Inc. Common 206022105 128 8600 SH DFND 1 5028 0 3572 Concho Resources Inc. Common 20605P101 387 3400 SH DFND 1 3400 0 0 Connecticut Water Service, Inc. Common 207797101 335 9798 SH DFND 1 9798 0 0 ConocoPhillips Common 20825C104 517 8421 SH DFND 1 8421 0 0 Continental Resources, Inc. Common 212015101 154 3624 SH DFND 1 3624 0 0 Corning Inc. Common 219350105 1976 100138 SH DFND 1 100138 0 0 CoStart Group Inc. Common 22160N109 13 63 SH DFND 1 63 0 0 Costco Wholesale Corporation Common 22160K105 37 274 SH DFND 3 274 0 0 Costco Wholesale Corporation Common 22160K105 824 6101 SH DFND 2 6101 0 0 Costco Wholesale Corporation Common 22160K105 6952 51474 SH DFND 1 51474 0 0 Ctrip.com International - ADR ADR 22943F100 3916 53920 SH DFND 3 53920 0 0 Ctrip.com International - ADR ADR 22943F100 36501 502626 SH DFND 1 460620 0 42006 Ctrip.com International - ADR ADR 22943F100 7590 104512 SH DFND 2 104512 0 0 Cummins Engine Inc. Common 231021106 4 29 SH DFND 1 29 0 0 CVS/Caremark Corp. Common 126650100 88 835 SH DFND 2 835 0 0 CVS/Caremark Corp. Common 126650100 341 3250 SH DFND 1 3250 0 0 CVS/Caremark Corp. Common 126650100 91 870 SH DFND 3 870 0 0 Danaher Corporation Common 235851102 671 7838 SH DFND 1 7838 0 0 Danaher Corporation Common 235851102 133 1555 SH DFND 3 1555 0 0 Darling Ingredients Inc. Common 237266101 20137 1373606 SH DFND 1 1257115 0 116491 Darling Ingredients Inc. Common 237266101 2607 177799 SH DFND 3 177799 0 0 Darling Ingredients Inc. Common 237266101 4162 283926 SH DFND 2 283926 0 0 DaVita, Inc. Common 23918K108 572 7200 SH DFND 1 7200 0 0 Delphi Automotive PLC Common G27823106 13023 153053 SH DFND 2 153053 0 0 Delphi Automotive PLC Common G27823106 7874 92539 SH DFND 3 92539 0 0 Delphi Automotive PLC Common G27823106 68094 800262 SH DFND 1 726550 0 73712 Delta Air Lines, Inc. Common 247361702 739 17994 SH DFND 1 0 0 17994 Depomed, Inc. Common 249908104 122 5682 SH DFND 1 3299 0 2383 Devon Energy Corporation Common 25179M103 1289 21665 SH DFND 1 21665 0 0 Dexcom, Inc. Common 252131107 336 4199 SH DFND 1 2350 0 1849 DigitalGlobe Inc. Common 25389M877 11344 408216 SH DFND 1 408216 0 0 Discover Financial Services Common 254709108 7703 133687 SH DFND 1 133687 0 0 Discover Financial Services Common 254709108 876 15201 SH DFND 2 15201 0 0 Discover Financial Services Common 254709108 39 670 SH DFND 3 670 0 0 Donaldson Company, Inc. Common 257651109 237 6630 SH DFND 1 6630 0 0 Dover Corp. Common 260003108 2712 38645 SH DFND 1 38645 0 0 Dr. Reddy's Laboratories Limited - ADR ADR 256135203 91 1648 SH DFND 1 910 0 738 Dresser-Rand Group, Inc. Common 261608103 1034 12135 SH DFND 1 12135 0 0 Duke Energy Corporation Common 26441C204 566 8017 SH DFND 1 304 0 7713 Duke Realty Corporation Common 264411505 128 6900 SH DFND 2 6900 0 0 Dupont, E.I. de Nemours & Co. Common 263534109 973 15214 SH DFND 1 3996 0 11218 Dupont, E.I. de Nemours & Co. Common 263534109 216 3385 SH DFND 2 3385 0 0 E-House China Holdings Ltd - ADR ADR 26852W103 61 9141 SH DFND 1 9141 0 0 Eagle Bancorp, Inc. Common 268948106 123 2792 SH DFND 1 2792 0 0 eBay Inc. Common 278642103 174 2881 SH DFND 1 2881 0 0 Ecolab Inc. Common 278865100 226 2000 SH DFND 1 2000 0 0 Edwards Lifesciences Corporation Common 28176E108 19672 138120 SH DFND 1 136482 0 1638 Eli Lilly & Co. Common 532457108 588 7048 SH DFND 1 7048 0 0 Emc Corp. Mass Common 268648102 186 7057 SH DFND 1 7057 0 0 Emerson Electric Co. Common 291011104 2153 38836 SH DFND 1 38836 0 0 Emerson Electric Co. Common 291011104 261 4711 SH DFND 2 4711 0 0 Enbridge Energy Partners, MLP Common 29250R106 40 1200 SH DFND 3 1200 0 0 Enbridge Energy Partners, MLP Common 29250R106 1887 56610 SH DFND 1 56610 0 0 Energy Transfer Equity MLP Common 29273V100 119 1860 SH DFND 1 1860 0 0 Energy Transfer Equity MLP Common 29273V100 71 1100 SH DFND 3 1100 0 0 Energy Transfer Partners, MLP Common 29273R109 52 987 SH DFND 1 987 0 0 Enlink Midstream Partners MLP Common 29336U107 55 2500 SH DFND 1 2500 0 0 Enterprise Products Partners MLP Common 293792107 112 3750 SH DFND 3 3750 0 0 Enterprise Products Partners MLP Common 293792107 1337 44730 SH DFND 1 44730 0 0 Envision Healthcare Holdings, Inc. Common 29413U103 192 4856 SH DFND 1 2830 0 2026 EOG Resources Inc. Common 26875P101 2203 25160 SH DFND 1 15114 0 10046 EPIQ Systems, Inc. Common 26882D109 9833 582549 SH DFND 1 582549 0 0 EQT Corporation Common 26884L109 894 10985 SH DFND 1 10985 0 0 EQT Midstream Partners MLP Common 26885B100 387 4750 SH DFND 1 4750 0 0 ExamWorks Group, Inc. Common 30066A105 20710 529674 SH DFND 1 529674 0 0 Expeditors International of Washington, Common 302130109 241 5230 SH DFND 1 5230 0 0 Express Scripts Holding, Inc. Common 30219G108 9915 111480 SH DFND 3 111480 0 0 Express Scripts Holding, Inc. Common 30219G108 93647 1052926 SH DFND 1 949121 0 103805 Express Scripts Holding, Inc. Common 30219G108 16650 187207 SH DFND 2 187207 0 0 Exterran Partners MLP Common 30225N105 42 1850 SH DFND 1 1850 0 0 Exxon Mobil Corporation Common 30231G102 12562 150982 SH DFND 2 150982 0 0 Exxon Mobil Corporation Common 30231G102 44913 539821 SH DFND 1 539586 0 235 Exxon Mobil Corporation Common 30231G102 14313 172029 SH DFND 3 172029 0 0 Facebook Inc. Class A 30303M102 105 1227 SH DFND 1 1227 0 0 FactSet Research Systems, Inc. Common 303075105 21070 129652 SH DFND 1 129652 0 0 Fastenal Company Common 311900104 94 2230 SH DFND 1 2230 0 0 FedEx Corporation Common 31428X106 52 304 SH DFND 2 304 0 0 Fifth Third Bancorp Common 316773100 490 23550 SH DFND 1 23550 0 0 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 11 450 SH DFND 1 450 0 0 First Cash Financial Services, Inc. Common 31942D107 13779 302239 SH DFND 1 289883 0 12356 FirstMerit Corporation Common 337915102 102 4909 SH DFND 1 4909 0 0 Fomento Economico Mexicano, S.A.-Sp ADR ADR 344419106 1125 12633 SH DFND 1 0 0 12633 Ford Motor Company Common 345370860 13329 887980 SH DFND 1 887980 0 0 Ford Motor Company Common 345370860 1426 94980 SH DFND 2 94980 0 0 Ford Motor Company Common 345370860 71 4715 SH DFND 3 4715 0 0 Fred's Inc. Common 356108100 9740 504935 SH DFND 1 504935 0 0 Freeport-McMoran Copper & Gold, Inc. Common 35671D857 274 14741 SH DFND 1 14741 0 0 Frontier Communications Company Common 35906A108 6 1223 SH DFND 2 1223 0 0 Frontier Communications Company Common 35906A108 0 18 SH DFND 1 18 0 0 Gain Capital Holdings, Inc. Common 36268W100 421 43994 SH DFND 1 43994 0 0 General Electric Co. Common 369604103 6735 253480 SH DFND 1 253480 0 0 General Electric Co. Common 369604103 298 11199 SH DFND 2 11199 0 0 General Growth Properties, Inc. Common 370023103 4531 176595 SH DFND 1 176595 0 0 General Mills, Inc. Common 370334104 2820 50606 SH DFND 1 50606 0 0 General Motors Co. Common 37045V100 20 600 SH DFND 1 0 0 600 Genesis Energy MLP Common 371927104 61 1400 SH DFND 1 1400 0 0 Gentherm Inc. Common 37253A103 18988 345799 SH DFND 1 345799 0 0 Gilead Sciences Inc. Common 375558103 140 1200 SH DFND 2 1200 0 0 Gilead Sciences Inc. Common 375558103 463 3954 SH DFND 1 3954 0 0 Goldcorp Inc. Common 380956409 1313 81042 SH DFND 1 0 0 81042 Goldman Sachs Group, Inc. Common 38141G104 1246 5967 SH DFND 1 5967 0 0 Google Inc - Class C Class C 38259P706 66804 128343 SH DFND 1 110979 0 17364 Google Inc - Class C Class C 38259P706 11871 22807 SH DFND 2 22807 0 0 Google Inc - Class C Class C 38259P706 7030 13506 SH DFND 3 13506 0 0 Google Inc. - Class A Class A 38259P508 7218 13366 SH DFND 3 13366 0 0 Google Inc. - Class A Class A 38259P508 11989 22200 SH DFND 2 22200 0 0 Google Inc. - Class A Class A 38259P508 66937 123949 SH DFND 1 117861 0 6088 Grainger W W Inc. Common 384802104 473 2000 SH DFND 2 2000 0 0 Greatbatch, Inc. Common 39153L106 20687 383658 SH DFND 1 383658 0 0 Grupo FIn Santander- ADR B ADR 40053C105 2049 223900 SH DFND 1 34376 0 189524 Grupo Televisa S.A. - Spon ADR ADR 40049J206 1185 30528 SH DFND 1 0 0 30528 Guggenheim BulletShares 2015 High Yield Exchange Traded Fund 18383M423 319 12263 SH DFND 1 12263 0 0 Halliburton Co. Common 406216101 1398 32448 SH DFND 1 32448 0 0 Halyard Health Inc. Common 40650V100 278 6854 SH DFND 1 4027 0 2827 Hannon Armstrong Sustainable Common 41068X100 221 11000 SH DFND 1 11000 0 0 HCA Holdings Inc. Common 40412C101 681 7512 SH DFND 1 4149 0 3363 Healthcare Realty Trust Inc. Common 421946104 12 500 SH DFND 1 500 0 0 Healthcare Services Group. Common 421906108 25406 768712 SH DFND 1 768712 0 0 Helix Energy Solutions Group I Common 42330P107 64 5045 SH DFND 1 5045 0 0 Helmerich & Payne, Inc. Common 423452101 1106 15700 SH DFND 1 15700 0 0 Henry Schein, Inc. Common 806407102 366 2574 SH DFND 1 1270 0 1304 Hess Corp Common 42809H107 1135 16967 SH DFND 1 16967 0 0 Hewlett-Packard Company Common 428236103 934 31128 SH DFND 1 31128 0 0 Hologic, Inc. Common 436440101 73 1923 SH DFND 3 1923 0 0 Home Depot Inc. Common 437076102 13954 125567 SH DFND 1 113651 0 11916 Home Depot Inc. Common 437076102 1048 9430 SH DFND 3 9430 0 0 Honda Motor Co., Ltd ADR 438128308 3 106 SH DFND 1 106 0 0 Honeywell Inc. Common 438516106 8791 86210 SH DFND 3 86210 0 0 Honeywell Inc. Common 438516106 66293 650125 SH DFND 1 562316 0 87809 Honeywell Inc. Common 438516106 13134 128800 SH DFND 2 128800 0 0 Hospira, Inc. Common 441060100 221 2493 SH DFND 1 822 0 1671 Howard Hughes Corporation Common 44267D107 2429 16922 SH DFND 1 16922 0 0 HSBC Holdings PLC - Pfd, Preferred 404280604 177 7000 SH DFND 1 7000 0 0 Icici Bank Limited - Spon ADR ADR 45104G104 688 65994 SH DFND 1 5840 0 60154 Illinois Tool Works Inc. Common 452308109 1542 16803 SH DFND 1 16803 0 0 Illinois Tool Works Inc. Common 452308109 65721 715988 SH DFND 2 0 0 715988 Illumina, Inc. Common 452327109 562 2576 SH DFND 1 1711 0 865 Incyte Corporation Common 45337C102 25002 239923 SH DFND 1 203437 0 36486 Incyte Corporation Common 45337C102 3084 29592 SH DFND 3 29592 0 0 Incyte Corporation Common 45337C102 5017 48144 SH DFND 2 48144 0 0 ING Groep N.V. - Sponsored ADR ADR 456837103 1681 101400 SH DFND 1 101400 0 0 Inogen Inc Common 45780L104 10278 230453 SH DFND 1 230453 0 0 Insulet Corporation Common 45784P101 11508 371401 SH DFND 1 371401 0 0 Int'l Business Machines Corp. Common 459200101 12071 74207 SH DFND 1 74207 0 0 Int'l Business Machines Corp. Common 459200101 809 4975 SH DFND 3 4975 0 0 Int'l Business Machines Corp. Common 459200101 1029 6328 SH DFND 2 6328 0 0 Intel Corp. Common 458140100 3752 123345 SH DFND 1 123345 0 0 Intel Corp. Common 458140100 48 1578 SH DFND 3 1578 0 0 Intel Corp. Common 458140100 698 22935 SH DFND 2 22935 0 0 Interface, Inc. Common 458665304 415 16575 SH DFND 1 16575 0 0 International Paper Co. Common 460146103 4 80 SH DFND 1 80 0 0 InterXion Holding NV Common N47279109 3990 144319 SH DFND 2 144319 0 0 InterXion Holding NV Common N47279109 19218 695046 SH DFND 1 668546 0 26500 InterXion Holding NV Common N47279109 2101 75998 SH DFND 3 75998 0 0 Intralinks Holdings Incorporated Common 46118H104 11346 952686 SH DFND 1 952686 0 0 Intuit Corp. Common 461202103 8 77 SH DFND 1 77 0 0 IPG Photonics Corporation Common 44980X109 12464 146329 SH DFND 1 146329 0 0 Iron Mountain Inc. Common 46284V101 14496 467604 SH DFND 1 467604 0 0 Ironwood Pharmaceuticals Inc. Common 46333X108 399 33109 SH DFND 1 33109 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 571 5710 SH DFND 1 5710 0 0 iShares 1-3 Year Credit Bond ETF Exchange Traded Fund 464288646 808 7667 SH DFND 1 7667 0 0 iShares China Large-Cap ETF Exchange Traded Fund 464287184 84 1830 SH DFND 1 1830 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 141 679 SH DFND 3 679 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 266 1283 SH DFND 1 1283 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 825 7000 SH DFND 3 7000 0 0 iShares Core Total US Bond Market ETF Exchange Traded Fund 464287226 132 1210 SH DFND 1 1210 0 0 iShares Core Total US Bond Market ETF Exchange Traded Fund 464287226 279 2569 SH DFND 2 2569 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 104 1386 SH DFND 1 1386 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 129 1714 SH DFND 3 1714 0 0 iShares Gold Trust Exchange Traded Fund 464285105 500 44096 SH DFND 1 44096 0 0 iShares Gold Trust Exchange Traded Fund 464285105 67 5873 SH DFND 3 5873 0 0 iShares iBoxx $ Investment Grade Exchange Traded Fund 464287242 59 506 SH DFND 1 506 0 0 iShares MSCI ACWI ETF Exchange Traded Fund 464288257 117 1968 SH DFND 2 1968 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 87 1378 SH DFND 2 1378 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 38087 599895 SH DFND 1 597295 0 2600 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 1758 27683 SH DFND 3 27683 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 712 17968 SH DFND 2 17968 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 830 20954 SH DFND 3 20954 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 2978 75175 SH DFND 1 75175 0 0 iShares MSCI Japan ETF Exchange Traded Fund 464286848 36 2843 SH DFND 3 2843 0 0 iShares MSCI South Korea Capped ETF Exchange Traded Fund 464286772 94 1699 SH DFND 1 1699 0 0 iShares New York AMT-Free Muni Bond ETF Exchange Traded Fund 464288323 85 777 SH DFND 2 777 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1727 13835 SH DFND 3 13835 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 11583 92766 SH DFND 1 92766 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 116 1200 SH DFND 1 1200 0 0 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 34 300 SH DFND 1 300 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 1310 10000 SH DFND 1 10000 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 655 5000 SH DFND 3 5000 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 185 1650 SH DFND 3 1650 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 120 1069 SH DFND 2 1069 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 11200 99954 SH DFND 1 99954 0 0 iShares US Preferred Stock ETF Exchange Traded Fund 464288687 235 6000 SH DFND 1 0 0 6000 Isis Pharmaceuticals, Inc. Common 464330109 149 2587 SH DFND 1 1628 0 959 Itron, Inc. Common 465741106 235 6829 SH DFND 1 6829 0 0 J.P. Morgan Chase & Co. Common 46625H100 12885 190153 SH DFND 3 190153 0 0 J.P. Morgan Chase & Co. Common 46625H100 123696 1825500 SH DFND 1 1661648 0 163852 J.P. Morgan Chase & Co. Common 46625H100 21461 316715 SH DFND 2 316715 0 0 Jacobs Engineering Group, Inc. Common 469814107 51 1250 SH DFND 1 1250 0 0 Johnson & Johnson Common 478160104 8309 85255 SH DFND 1 82098 0 3157 Johnson & Johnson Common 478160104 1028 10543 SH DFND 2 10543 0 0 Johnson Controls, Inc. Common 478366107 160 3240 SH DFND 1 3240 0 0 JPMorgan Alerian MLP Index ETN Exchange Traded Fund 46625H365 333 8403 SH DFND 1 8403 0 0 Juno Therapeutics Inc Common 48205A109 12 226 SH DFND 1 226 0 0 Kansas City Southern Common 485170302 1663 18231 SH DFND 1 1050 0 17181 KB Financial Group Inc. - ADR ADR 48241A105 225 6830 SH DFND 1 6830 0 0 Keycorp Common 493267108 2704 180000 SH DFND 1 180000 0 0 Keysight Technologies Inc. Common 49338L103 9 304 SH DFND 1 304 0 0 Kimberly-Clark Corp Common 494368103 26 250 SH DFND 1 250 0 0 Kinder Morgan Inc. Common 49456B101 47 1231 SH DFND 3 1231 0 0 Kinder Morgan Inc. Common 49456B101 4960 129191 SH DFND 1 129191 0 0 Knowles Corp Common 49926D109 8 416 SH DFND 1 416 0 0 Kopin Corporation Common 500600101 265 76820 SH DFND 1 76820 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 3006 147623 SH DFND 2 147623 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 22662 1113057 SH DFND 1 1060537 0 52520 Kraft Foods Group Inc. Common 50076Q106 71 830 SH DFND 2 830 0 0 Kraft Foods Group Inc. Common 50076Q106 28 333 SH DFND 1 333 0 0 Laboratory Corp of America Holdings Common 50540R409 16 134 SH DFND 1 134 0 0 Lam Research Corporation Common 512807108 53 650 SH DFND 1 650 0 0 Lazard Ltd. - Cl. A Class A G54050102 620 11030 SH DFND 1 11030 0 0 Lindsay Manufacturing Co. Common 535555106 387 4398 SH DFND 1 4398 0 0 Linear Technology Corporation Common 535678106 4 100 SH DFND 1 100 0 0 Littelfuse, Inc. Common 537008104 14005 147590 SH DFND 1 147590 0 0 Lululemon Athletica Inc. Common 550021109 65 1000 SH DFND 1 1000 0 0 LyondellBasell Industries NV Class A N53745100 2 16 SH DFND 1 16 0 0 M&T Bank Corporation Common 55261F104 102 815 SH DFND 3 815 0 0 M&T Bank Corporation Common 55261F104 19105 152924 SH DFND 1 152924 0 0 M&T Bank Corporation Common 55261F104 2069 16564 SH DFND 2 16564 0 0 Macy's Inc. Common 55616P104 107 1583 SH DFND 3 1583 0 0 Macy's Inc. Common 55616P104 16651 246785 SH DFND 1 246785 0 0 Macy's Inc. Common 55616P104 2173 32207 SH DFND 2 32207 0 0 Madison Square Garden, Inc. Common 55826P100 582 6975 SH DFND 1 6975 0 0 Magellan Midstream Partners, MLP Common 559080106 474 6460 SH DFND 1 6460 0 0 Mallinckrodt PLC Common G5785G107 14079 119600 SH DFND 2 119600 0 0 Mallinckrodt PLC Common G5785G107 74202 630322 SH DFND 1 572563 0 57759 Mallinckrodt PLC Common G5785G107 8242 70011 SH DFND 3 70011 0 0 Marathon Oil Corp Common 565849106 509 19189 SH DFND 1 19189 0 0 Marathon Petroleum Corporation Common 56585A102 17 332 SH DFND 1 332 0 0 Market Vectors Intermediate Municipal Exchange Traded Fund-TaxExempt 57060U845 498 21459 SH DFND 3 21459 0 0 Market Vectors Intermediate Municipal Exchange Traded Fund-TaxExempt 57060U845 40 1710 SH DFND 1 1710 0 0 Markwest Energy Partners, MLP Common 570759100 54 950 SH DFND 1 950 0 0 Markwest Energy Partners, MLP Common 570759100 37 650 SH DFND 3 650 0 0 Masimo Corporation Common 574795100 13819 356714 SH DFND 1 354350 0 2364 McDonald's Corporation Common 580135101 216 2272 SH DFND 3 2272 0 0 McDonald's Corporation Common 580135101 1109 11662 SH DFND 1 11662 0 0 McGraw Hill Financial Inc. Common 580645109 10045 100000 SH DFND 2 100000 0 0 McGraw Hill Financial Inc. Common 580645109 691 6880 SH DFND 1 6880 0 0 McKesson HBOC Inc. Common 58155Q103 22 100 SH DFND 3 100 0 0 Mead Johnson Nutrition Company Common 582839106 15 168 SH DFND 2 168 0 0 Mead Johnson Nutrition Company Common 582839106 656 7267 SH DFND 1 7267 0 0 Mentor Graphics Common 587200106 21503 813574 SH DFND 1 813574 0 0 Merck & Co. Inc. Common 58933Y105 90373 1587447 SH DFND 1 1438568 0 148879 Merck & Co. Inc. Common 58933Y105 8002 140558 SH DFND 3 140558 0 0 Merck & Co. Inc. Common 58933Y105 14274 250724 SH DFND 2 250724 0 0 Merit Medical Systems, Inc. Common 589889104 16132 748939 SH DFND 1 748939 0 0 MetLife, Inc. Common 59156R108 448 7993 SH DFND 1 7993 0 0 Mettler-Toledo International Common 592688105 1245 3646 SH DFND 1 3646 0 0 Microchip Technology Inc. Common 595017104 71 1500 SH DFND 1 1500 0 0 Microsemi Corp. Common 595137100 20316 581280 SH DFND 1 581280 0 0 Microsoft Corp. Common 594918104 11422 258701 SH DFND 3 258701 0 0 Microsoft Corp. Common 594918104 104734 2372238 SH DFND 1 2161410 0 210828 Microsoft Corp. Common 594918104 19513 441965 SH DFND 2 441965 0 0 Middlesex Water Company Common 596680108 291 12908 SH DFND 1 12908 0 0 Mistras Group Inc. Common 60649T107 8433 444309 SH DFND 1 444309 0 0 Mitsubishi UFJ Financial Group, Inc. ADR 606822104 4 500 SH DFND 1 500 0 0 Mohawk Industries Inc. Common 608190104 266 1395 SH DFND 1 1395 0 0 Momenta Pharmaceuticals, Inc. Common 60877T100 158 6923 SH DFND 1 3588 0 3335 Mondelez International Inc. Common 609207105 41 1000 SH DFND 1 1000 0 0 Mondelez International Inc. Common 609207105 102 2491 SH DFND 2 2491 0 0 Monsanto Company Common 61166W101 1263 11845 SH DFND 1 11845 0 0 Monsanto Company Common 61166W101 91 852 SH DFND 2 852 0 0 Morgan Stanley Common 617446448 154 3960 SH DFND 2 3960 0 0 Morgan Stanley Common 617446448 11 275 SH DFND 1 275 0 0 Motorola Solutions, Inc. Common 620076307 49 857 SH DFND 2 857 0 0 MRC Global Inc. Common 55345K103 4209 272590 SH DFND 1 272590 0 0 National Instruments Corporation Common 636518102 825 28007 SH DFND 1 28007 0 0 National Oilwell Varco, Inc. Common 637071101 931 19293 SH DFND 1 19293 0 0 NetApp, Inc. Common 64110D104 44 1400 SH DFND 1 1400 0 0 Newpark Resources, Inc. Common 651718504 6870 844993 SH DFND 1 844993 0 0 NextEra Energy, Inc. Common 65339F101 57 585 SH DFND 1 585 0 0 NIC Inc. Common 62914B100 10799 590734 SH DFND 1 590734 0 0 Nippon Telegraph & Telephone Corporation ADR 654624105 1666 45917 SH DFND 1 45917 0 0 Nippon Telegraph & Telephone Corporation ADR 654624105 594 16368 SH DFND 2 16368 0 0 Nippon Telegraph & Telephone Corporation ADR 654624105 29 803 SH DFND 3 803 0 0 Noble Energy, Inc. Common 655044105 9450 221426 SH DFND 1 221426 0 0 Noble Energy, Inc. Common 655044105 49 1140 SH DFND 3 1140 0 0 Noble Energy, Inc. Common 655044105 226 5290 SH DFND 2 5290 0 0 Norfolk Southern Corp. Common 655844108 1064 12180 SH DFND 3 12180 0 0 Northern Trust Corporation Common 665859104 210 2750 SH DFND 1 2750 0 0 Novartis AG - ADR ADR 66987V109 17579 178762 SH DFND 2 178762 0 0 Novartis AG - ADR ADR 66987V109 86708 881720 SH DFND 1 821418 0 60302 Novartis AG - ADR ADR 66987V109 8278 84178 SH DFND 3 84178 0 0 Novavax, Inc. Common 670002104 183 16397 SH DFND 1 9556 0 6841 Novo Nordisk A/S-Spons ADR ADR 670100205 1497 27335 SH DFND 1 27335 0 0 Nucor Corporation Common 670346105 3 66 SH DFND 1 66 0 0 NuStar GP Holdings LLC Common 67059L102 25 647 SH DFND 1 647 0 0 Occidental Petroleum Corporation Common 674599105 1297 16678 SH DFND 1 16678 0 0 Omnicell, Inc. Common 68213N109 17684 468937 SH DFND 1 466417 0 2520 Omnicom Group Common 681919106 42 600 SH DFND 1 600 0 0 Omnicom Group Common 681919106 51 735 SH DFND 3 735 0 0 Oneok Partners MLP Common 68268N103 95 2800 SH DFND 1 2800 0 0 ONEOK, Inc. Common 682680103 69 1750 SH DFND 1 1750 0 0 Oracle Corporation Common 68389X105 110995 2754222 SH DFND 1 2581866 0 172356 Oracle Corporation Common 68389X105 7574 187942 SH DFND 3 187942 0 0 Oracle Corporation Common 68389X105 13413 332836 SH DFND 2 332836 0 0 Parker Drilling Company Common 701081101 4345 1308689 SH DFND 1 1308689 0 0 PartnerRe Ltd. Common G6852T105 411 3200 SH DFND 1 3200 0 0 Paychex, Inc. Common 704326107 23 500 SH DFND 1 500 0 0 Pentair, PLC Common G7S00T104 15859 230681 SH DFND 2 230681 0 0 Pentair, PLC Common G7S00T104 84068 1222808 SH DFND 1 1137146 0 85662 Pentair, PLC Common G7S00T104 9454 137513 SH DFND 3 137513 0 0 Pepsico, Inc Common 713448108 908 9727 SH DFND 2 9727 0 0 Pepsico, Inc Common 713448108 622 6663 SH DFND 3 6663 0 0 Pepsico, Inc Common 713448108 9563 102454 SH DFND 1 102454 0 0 PetroChina Company Ltd. -ADR ADR 71646E100 0 3 SH DFND 1 3 0 0 Pfizer Inc. Common 717081103 748 22305 SH DFND 2 22305 0 0 Pfizer Inc. Common 717081103 2127 63436 SH DFND 1 55251 0 8185 Pfizer Inc. Common 717081103 344 10260 SH DFND 3 10260 0 0 Philip Morris International Inc. Common 718172109 37 464 SH DFND 1 464 0 0 Phillips 66 Common 718546104 46 576 SH DFND 1 576 0 0 PIMCO Total Return - ETF Exchange Traded Fund 72201R775 203 1902 SH DFND 3 1902 0 0 Plains All American Pipeline, MLP Common 726503105 52 1200 SH DFND 3 1200 0 0 Plains All American Pipeline, MLP Common 726503105 1465 33617 SH DFND 1 33617 0 0 Plains GP Holdings LP-CL A Class A 72651A108 80 3100 SH DFND 1 3100 0 0 Plum Creek Timber Company, Inc. Common 729251108 122 3000 SH DFND 1 3000 0 0 PowerShares Cleantech Portfolio Exchange Traded Fund 73935X278 15 500 SH DFND 1 500 0 0 PowerShares Financial Preferred Exchange Traded Fund 73935X229 200 11000 SH DFND 1 11000 0 0 PowerShares QQQ Trust, Series 1 Exchange Traded Fund 73935A104 1373 12825 SH DFND 1 12825 0 0 PPL Corporation Common 69351T106 15 517 SH DFND 1 517 0 0 Praxair, Inc. Common 74005P104 9147 76513 SH DFND 1 76513 0 0 Praxair, Inc. Common 74005P104 48 400 SH DFND 3 400 0 0 Praxair, Inc. Common 74005P104 887 7417 SH DFND 2 7417 0 0 Priceline.com Inc Common 741503403 71 62 SH DFND 1 62 0 0 Procter & Gamble Co. Common 742718109 2986 38162 SH DFND 1 38162 0 0 Procter & Gamble Co. Common 742718109 1281 16378 SH DFND 2 16378 0 0 Progressive Corporation Common 743315103 102 3674 SH DFND 3 3674 0 0 Progressive Corporation Common 743315103 609 21892 SH DFND 2 21892 0 0 PROS Holdings, Inc. Common 74346Y103 12188 577349 SH DFND 1 577349 0 0 PT Telekomunikasi Indonesia - Tbk ADR ADR 715684106 26 600 SH DFND 1 600 0 0 Pulte Group Inc. Common 745867101 387 19230 SH DFND 1 19230 0 0 Qualcomm Inc. Common 747525103 5373 85787 SH DFND 1 85787 0 0 Qualcomm Inc. Common 747525103 246 3930 SH DFND 3 3930 0 0 Qualcomm Inc. Common 747525103 47 750 SH DFND 2 750 0 0 Quest Diagnostics Incorporated Common 74834L100 289 3979 SH DFND 1 2189 0 1790 Quest Diagnostics Incorporated Common 74834L100 12 168 SH DFND 2 168 0 0 Questar Corporation Common 748356102 1106 52879 SH DFND 1 26310 0 26569 Randgold Resources Limited - ADR ADR 752344309 51 760 SH DFND 1 760 0 0 Range Resources Corp. Common 75281A109 8460 171319 SH DFND 1 171319 0 0 Raytheon Company Common 755111507 115 1200 SH DFND 2 1200 0 0 Redwood Trust, Inc. Common 758075402 42 2690 SH DFND 1 2690 0 0 Regeneron Pharmaceuticals Common 75886F107 6215 12184 SH DFND 3 12184 0 0 Regeneron Pharmaceuticals Common 75886F107 10708 20991 SH DFND 2 20991 0 0 Regeneron Pharmaceuticals Common 75886F107 57009 111754 SH DFND 1 99520 0 12234 Reinsurance Group of America, Inc. Common 759351604 8018 84514 SH DFND 3 84514 0 0 Reinsurance Group of America, Inc. Common 759351604 13385 141086 SH DFND 2 141086 0 0 Reinsurance Group of America, Inc. Common 759351604 71030 748704 SH DFND 1 664943 0 83761 Renaissance Holdings Ltd. Common G7496G103 1309 12900 SH DFND 1 12900 0 0 ResMed Inc. Common 761152107 10616 188326 SH DFND 1 188326 0 0 Rock-Tenn Company Common 772739207 181 3000 SH DFND 1 3000 0 0 Roper Industries Inc. Common 776696106 133 773 SH DFND 3 773 0 0 Roper Industries Inc. Common 776696106 17422 101021 SH DFND 1 101021 0 0 Roper Industries Inc. Common 776696106 1803 10454 SH DFND 2 10454 0 0 Royal Bank of Scotland 6.75% Pfd Preferred 780097754 275 10870 SH DFND 1 10870 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 58616 744898 SH DFND 1 630060 0 114838 Royal Caribbean Cruises Ltd. Common V7780T103 10666 135550 SH DFND 3 135550 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 14927 189691 SH DFND 2 189691 0 0 Royal Dutch Shell PLC - ADR B ADR 780259107 3819 66584 SH DFND 2 66584 0 0 Royal Dutch Shell PLC - ADR B ADR 780259107 163 2847 SH DFND 3 2847 0 0 Royal Dutch Shell PLC - ADR B ADR 780259107 11544 201295 SH DFND 1 184332 0 16963 Royal Dutch Shell PLC-ADR A ADR 780259206 3225 56561 SH DFND 3 56561 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 31570 553763 SH DFND 1 544573 0 9190 Royal Dutch Shell PLC-ADR A ADR 780259206 3123 54777 SH DFND 2 54777 0 0 SanDisk Corporation Common 80004C101 101 1734 SH DFND 1 1734 0 0 Sanofi-Aventis - ADR ADR 80105N105 553 11167 SH DFND 2 11167 0 0 Sanofi-Aventis - ADR ADR 80105N105 9283 187426 SH DFND 1 178433 0 8993 Sanofi-Aventis - ADR ADR 80105N105 138 2780 SH DFND 3 2780 0 0 Schlumberger Ltd. Common 806857108 944 10957 SH DFND 1 10957 0 0 Schwab (Charles) Corp. Common 808513105 16 500 SH DFND 2 500 0 0 Shire PLC - ADR ADR 82481R106 15 62 SH DFND 1 62 0 0 Simpson Manufacturing Co., Inc. Common 829073105 8682 255366 SH DFND 1 255366 0 0 SLM Corporation Common 78442P106 295 29842 SH DFND 1 29842 0 0 Smith & Nephew plc ADR ADR 83175M205 424 12502 SH DFND 1 6873 0 5629 Smith (A.O.) Corp Common 831865209 706 9804 SH DFND 1 9804 0 0 Solazyme Inc. Common 83415T101 106 33882 SH DFND 1 33882 0 0 Solera Holdings Inc. Common 83421A104 8635 193791 SH DFND 1 193791 0 0 Southern Copper Corporation Common 84265V105 291 9901 SH DFND 1 867 0 9034 Southwest Airlines Co. Common 844741108 53726 1623644 SH DFND 1 1506932 0 116712 Southwest Airlines Co. Common 844741108 8453 255455 SH DFND 2 255455 0 0 Southwest Airlines Co. Common 844741108 4477 135285 SH DFND 3 135285 0 0 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 8538 48562 SH DFND 1 48562 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 891 7931 SH DFND 2 7931 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 331 2945 SH DFND 3 2945 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 1593 14174 SH DFND 1 14174 0 0 SPDR KBW Regional Banking ETF Exchange Traded Fund 78464A698 5868 132872 SH DFND 1 132872 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 79159 384547 SH DFND 1 369733 0 14814 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 150 731 SH DFND 2 731 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 3872 18812 SH DFND 3 18812 0 0 Spectra Energy Corporation Common 847560109 785 24070 SH DFND 1 24070 0 0 Spectra Energy Partners MLP Common 84756N109 288 6250 SH DFND 1 6250 0 0 Spectra Energy Partners MLP Common 84756N109 16 350 SH DFND 3 350 0 0 St. Jude Medical Common 790849103 10737 146946 SH DFND 2 146946 0 0 St. Jude Medical Common 790849103 61864 846641 SH DFND 1 750179 0 96462 St. Jude Medical Common 790849103 7069 96742 SH DFND 3 96742 0 0 State Street Corp. Common 857477103 92 1200 SH DFND 1 1200 0 0 Statoil ASA ADR ADR 85771P102 29 1600 SH DFND 1 1600 0 0 Stericycle, Inc. Common 858912108 23478 175324 SH DFND 1 175324 0 0 Stericycle, Inc. Common 858912108 30 226 SH DFND 3 226 0 0 Stryker Corporation Common 863667101 538 5625 SH DFND 1 5625 0 0 SunEdison, Inc. Common 86732Y109 9 316 SH DFND 1 316 0 0 Sunoco Logistics Partners MLP Common 86764L108 46 1200 SH DFND 3 1200 0 0 Sunoco Logistics Partners MLP Common 86764L108 2898 76200 SH DFND 1 76200 0 0 Symantec Corporation Common 871503108 4 163 SH DFND 1 163 0 0 Synchronoss Technologies, Inc. Common 87157B103 12922 282572 SH DFND 1 282572 0 0 SYSCO Corporation Common 871829107 87 2400 SH DFND 2 2400 0 0 SYSCO Corporation Common 871829107 181 5025 SH DFND 1 5025 0 0 Taiwan Semiconductor Manufacturing ADR 874039100 129 5698 SH DFND 1 5698 0 0 Talen Energy Corporation Common 87422J105 1 64 SH DFND 1 64 0 0 Talen Energy Corporation Common 87422J105 0 0 SH DFND 2 0 0 0 Targa Resources Partners MLP Common 87611X105 85 2196 SH DFND 1 2196 0 0 Target Corporation Common 87612E106 460 5637 SH DFND 2 5637 0 0 Target Corporation Common 87612E106 7099 86968 SH DFND 1 86678 0 290 Target Corporation Common 87612E106 188 2309 SH DFND 3 2309 0 0 TCF Financial Corporation Common 872275102 258 15520 SH DFND 1 15520 0 0 Teekay LNG Partners MLP Common Y8564M105 32 991 SH DFND 3 991 0 0 Tenet Healthcare Corporation Common 88033G407 155 2682 SH DFND 1 1490 0 1192 Tesoro Logistics LP Common 88160T107 23 410 SH DFND 3 410 0 0 Tetra Tech, Inc. Common 88162G103 381 14860 SH DFND 1 14860 0 0 Teva Pharmaceutical Industries Ltd. ADR ADR 881624209 80 1350 SH DFND 1 1350 0 0 Texas Instruments Inc. Common 882508104 5263 102174 SH DFND 1 102174 0 0 Texas Instruments Inc. Common 882508104 515 10000 SH DFND 3 10000 0 0 The ADT Corporation Common 00101J106 1 32 SH DFND 1 32 0 0 The Blackstone Group MLP Common 09253U108 245 6000 SH DFND 1 6000 0 0 The Dow Chemical Company Common 260543103 192 3761 SH DFND 1 3761 0 0 The Estee Lauder Companies Inc. Class A Class A 518439104 622 7172 SH DFND 1 7172 0 0 The Medicines Company Common 584688105 147 5153 SH DFND 1 2689 0 2464 The TJX Companies, Inc. Common 872540109 159 2400 SH DFND 1 2400 0 0 The Travelers Companies, Inc. Common 89417E109 48 500 SH DFND 2 500 0 0 The Travelers Companies, Inc. Common 89417E109 5 48 SH DFND 1 48 0 0 The Travelers Companies, Inc. Common 89417E109 39 400 SH DFND 3 400 0 0 The Walt Disney Company Common 254687106 249 2183 SH DFND 3 2183 0 0 The Walt Disney Company Common 254687106 1132 9919 SH DFND 2 9919 0 0 The Walt Disney Company Common 254687106 2058 18029 SH DFND 1 18029 0 0 Thermo Fisher Scientific Inc. Common 883556102 53 405 SH DFND 3 405 0 0 Thermo Fisher Scientific Inc. Common 883556102 2053 15818 SH DFND 1 15378 0 440 Thoratec Laboratories Corporation Common 885175307 301 6750 SH DFND 1 3718 0 3032 Tiffany & Co. Common 886547108 7 80 SH DFND 1 80 0 0 Time Inc. Common 887228104 39 1687 SH DFND 1 1687 0 0 Time Warner Cable, Inc. Common 88732J207 1469 8245 SH DFND 1 8245 0 0 Time Warner Inc. Common 887317303 1180 13500 SH DFND 1 13500 0 0 Tornier NV Common N87237108 170 6809 SH DFND 1 3580 0 3229 Toronto-Dominion Bank Common 891160509 374 8803 SH DFND 1 8803 0 0 Total SA - Spons ADR ADR 89151E109 2263 46030 SH DFND 1 46030 0 0 TransCanada Corporation Common 89353D107 24 600 SH DFND 1 600 0 0 Trimble Navigation Limited Common 896239100 14853 633114 SH DFND 1 633114 0 0 Triumph Group, Inc. Common 896818101 16510 250182 SH DFND 1 250182 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 1109 10831 SH DFND 1 6097 0 4734 UniFirst Corporation Common 904708104 261 2335 SH DFND 1 2335 0 0 Unilever Plc - Sponsored ADR ADR 904767704 9644 224488 SH DFND 1 224488 0 0 Unilever Plc - Sponsored ADR ADR 904767704 1039 24193 SH DFND 2 24193 0 0 Unilever Plc - Sponsored ADR ADR 904767704 51 1197 SH DFND 3 1197 0 0 Union Pacific Corp. Common 907818108 2188 22937 SH DFND 2 22937 0 0 Union Pacific Corp. Common 907818108 1334 13990 SH DFND 1 13990 0 0 United Bankshares Inc. Common 909907107 426 10588 SH DFND 1 8700 0 1888 United Continental Holdings Inc. Common 910047109 9668 182386 SH DFND 3 182386 0 0 United Continental Holdings Inc. Common 910047109 15118 285193 SH DFND 2 285193 0 0 United Continental Holdings Inc. Common 910047109 72223 1362434 SH DFND 1 1179672 0 182762 United Parcel Service Class B Common 911312106 1074 11084 SH DFND 2 11084 0 0 United Parcel Service Class B Common 911312106 51 523 SH DFND 3 523 0 0 United Parcel Service Class B Common 911312106 11377 117397 SH DFND 1 117397 0 0 United Technologies Corp. Common 913017109 300 2700 SH DFND 1 2700 0 0 UnitedHealth Group Inc. Common 91324P102 2675 21923 SH DFND 1 19728 0 2195 US Bancorp Common 902973304 1434 33037 SH DFND 1 33037 0 0 USG Corporation Common 903293405 5629 202566 SH DFND 2 202566 0 0 USG Corporation Common 903293405 27943 1005515 SH DFND 1 907334 0 98181 USG Corporation Common 903293405 3465 124677 SH DFND 3 124677 0 0 Vanguard Dividend Appreciation Index Fd Exchange Traded Fund 921908844 2098 26698 SH DFND 1 26698 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 5139 125710 SH DFND 3 125710 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 434 10624 SH DFND 2 10624 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 29379 718659 SH DFND 1 155183 0 563476 Vanguard Ftse All-World Ex-US Index Fund Exchange Traded Fund 922042775 995 20500 SH DFND 1 20500 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 21 540 SH DFND 1 540 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 97 2435 SH DFND 3 2435 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 14682 277907 SH DFND 3 277907 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 24201 458095 SH DFND 1 452494 0 5601 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 12979 245677 SH DFND 2 245677 0 0 Vanguard REIT VIPERs Exchange Traded Fund 922908553 19 250 SH DFND 1 250 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 599 7470 SH DFND 2 7470 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 655 8174 SH DFND 1 8174 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 66 822 SH DFND 3 822 0 0 Varian Medical Systems, Inc. Common 92220P105 42 500 SH DFND 3 500 0 0 Varian Medical Systems, Inc. Common 92220P105 169 2000 SH DFND 1 2000 0 0 Verisk Analytics, Inc. Common 92345Y106 220 3022 SH DFND 1 3022 0 0 Verizon Communications Common 92343V104 122 2611 SH DFND 2 2611 0 0 Verizon Communications Common 92343V104 281 6035 SH DFND 1 6035 0 0 Visa Inc - Class A Shares Class A 92826C839 9283 138236 SH DFND 3 138236 0 0 Visa Inc - Class A Shares Class A 92826C839 15272 227433 SH DFND 2 227433 0 0 Visa Inc - Class A Shares Class A 92826C839 86720 1291432 SH DFND 1 1192232 0 99200 Vocera Communications Inc. Common 92857F107 6775 591685 SH DFND 1 591685 0 0 Vodafone Group PLC - SP ADR ADR 92857W308 197 5416 SH DFND 2 5416 0 0 Vodafone Group PLC - SP ADR ADR 92857W308 1499 41114 SH DFND 1 41114 0 0 Wal-Mart Stores, Inc. Common 931142103 12054 169942 SH DFND 2 169942 0 0 Wal-Mart Stores, Inc. Common 931142103 7405 104394 SH DFND 3 104394 0 0 Wal-Mart Stores, Inc. Common 931142103 58146 819768 SH DFND 1 757664 0 62104 Walgreens Boots Alliance Inc Common 931427108 12 138 SH DFND 1 138 0 0 Waters Corporation Common 941848103 784 6104 SH DFND 1 5266 0 838 Weatherford International PLC Common G48833100 6 490 SH DFND 1 490 0 0 Wells Fargo Company Common 949746101 12151 216056 SH DFND 3 216056 0 0 Wells Fargo Company Common 949746101 18421 327546 SH DFND 2 327546 0 0 Wells Fargo Company Common 949746101 93273 1658474 SH DFND 1 1436105 0 222369 Western Digital Corporation Common 958102105 85 1086 SH DFND 1 1086 0 0 Western Gas Partners MLP Common 958254104 32 500 SH DFND 3 500 0 0 Western Gas Partners MLP Common 958254104 2706 42700 SH DFND 1 42700 0 0 Weyerhaeuser Company Common 962166104 4 122 SH DFND 1 122 0 0 Whiting Petroleum Corporation Common 966387102 515 15336 SH DFND 1 15336 0 0 Whole Foods Market, Inc. Common 966837106 84 2120 SH DFND 1 2120 0 0 Williams Co Inc. Common 969457100 3786 65963 SH DFND 1 40310 0 25653 Williams Partners MLP Common 96949L105 34 702 SH DFND 3 702 0 0 Williams Partners MLP Common 96949L105 421 8688 SH DFND 1 8688 0 0 Xylem Inc. Common 98419M100 800 21593 SH DFND 1 21593 0 0 Yum! Brands, Inc. Common 988498101 10097 112087 SH DFND 2 112087 0 0 Yum! Brands, Inc. Common 988498101 50462 560192 SH DFND 1 496368 0 63824 Yum! Brands, Inc. Common 988498101 6803 75520 SH DFND 3 75520 0 0 Zimmer Biomet Holdings, Inc. Common 98956P102 994 9100 SH DFND 1 9100 0 0