-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LE2kiDPlpBhCEt3tpJsaHzrDKedWun2/D8CIkzm87CY5judg+sFP0LC+55ceOBWW CdOE1miEiub8sTw0mQPKpA== 0000950116-00-000076.txt : 20000202 0000950116-00-000076.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950116-00-000076 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TANDY BRANDS ACCESSORIES INC CENTRAL INDEX KEY: 0000869487 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 752349915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-41539 FILM NUMBER: 509758 BUSINESS ADDRESS: STREET 1: 690 E LAMAR BLVD STE 200 CITY: ARLINGTON STATE: TX ZIP: 76011 BUSINESS PHONE: 8172654113 MAIL ADDRESS: STREET 1: 690 E LAMAR BLVD CITY: ARLINGTON STATE: TX ZIP: 76011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIU RICHARD CENTRAL INDEX KEY: 0001005958 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O SUPERIOR LEATHER LTD UNIT 507/509 STREET 2: ENTERPRISE SQ 9 SHEUNG YEUT RD CITY: KOWLOON HONG KONG STATE: K3 ZIP: 00000 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE 13D Filed January 18, 1996 by Richard Liu Under the Securities Exchange Act of 1934 TANDY BRANDS ACCESSORIES, INC. ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK PAR VALUE $1 PER SHARE ------------------------------------------------------------------------------- (Title of Class of Securities) 875378101000 ------------------------------------------------------------------------------- (CUSIP Number) Lawrence Greenapple, Esq., 630 Third Avenue, New York, New York 10017, (212) 953-6633 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 17, 1999 ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. CUSIP No. 875378101000 ------------ 1) Name of Reporting Person Richard Liu, c/o Superior Leather, Ltd., Unit 510 Tower 2, Enterprise Square, 9 Sheung Yuet Rd., Kowloon Bay, Kowloon, Hong Kong - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) --------------------------------------------------------------------- (b) --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) PF ------------------------------------------- - -------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ----------------------------------------------------------- - -------------------------------------------------------------------------------- 6) Citizenship or Place or Organization Taiwan ----------------------------------------- - -------------------------------------------------------------------------------- Number of 7) Sole Voting Power 316,857 Shares Bene- ---------------------- ficially Owned by 8) Shared Voting Power Each Report- -------------------- ing Person 9) Sole Dispositive Power 316,857 ----------------- - -------------------------------------------------------------------------------- 10) Shared Dispositive Power ---------------------------------------------------- - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 316,857 ------------- - -------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ---------------------------------------------------------- - -------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 5.47% ------------------- - -------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) IN --------------------- ITEM 1. Security and Issuer This statement relates to the common stock Par Value $1 of Tandy Brands Accessories, Inc. whose principal executive office is at 690 East Lamar Blvd., Ste. 200, Arlington, Texas 76011. ITEM 2. Identity and Background The person filing this statement is a natural person (a) Richard Liu (b) c/o Superior Leather Ltd. Unit 510 Tower 2 Enterprise Square 9 Sheung Yuet Road Kowloon, Hong Kong (c) President of Superior Leather Ltd. at address in Item 2(b) (d) Not convicted in any criminal proceeding during the past five years (e) Not during the past five years party to a proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to judgment or decree of final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. ITEM 3. Source and Amount of Funds or Other Consideration The subject shares were acquired in transactions through January 3, 2000 with personal funds of Richard Liu none of which were borrowed. These transactions were reported in a Schedule 13D filed January 18, 1996 which was amended by an Amendment No. 1 filed September 12, 1997. ITEM 4. Purpose of Transaction The securities of the issuer were acquired as a portfolio investment. There are no present plans which relate to or would result in any of the events described in subparagraphs a through j of Item 4. ITEM 5. Interest in Securities of the Owner (a)(i) The aggregate number of shares of common stock of the Issuer beneficially owned by Richard Liu at January 3, 2000 is 316,857. (ii) In its Proxy Statement for its annual meeting of stockholders dated September, 1999, the issuer reported 5,796,028 shares of common stock outstanding. By an amendment No. 1 to a Schedule 13D filed January 18, 1996 Mr. Liu reported a material change in shares owned resulting from purchases and sales of shares by reason of which he then owned 273,457 or 4.94% of the outstanding shares. Mr. Liu purchased 43,400 shares in open market transactions through Bear Stearns and Co. between December 9, 1999 and January 3, 2000. (b) Richard Liu has the sole power to vote the 316,857 shares of common stock held for his account. (c) Since December 9, 1999, Mr. Liu has purchased shares of common stock in transactions effected through Bear Stearns & Co. on the Nasdaq National Market System as follows: Trade Date No. of Shares Aggregate Price - ---------- ------------- --------------- December 9, 1999 2,000 $ 27,803 December 10, 1999 6,500 $ 91,153 December 13, 1999 1,500 $ 20,778 December 15, 1999 3,500 $ 48,478 December 17, 1999 2,500 $ 34,628 December 20, 1999 1,900 $ 26,318 December 22, 1999 6,500 $ 90,028 December 23, 1999 3,000 $ 41,553 December 27, 1999 10,000 $140,503 December 28, 1999 1,300 $ 17,658 December 29, 1999 1,000 $ 13,103 January 3, 2000 3,700 $ 52,173 ITEM 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer There are no contracts, arrangements, understandings or relationships (legal or otherwise) among Mr. Liu and any other person with respect to any securities of the issuer. ITEM 7. Material to Be Filed As Exhibits There is no material required to be filed as an exhibit. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: Kowloon, Hong Kong /s/ RICHARD LIU January 13, 2000 ------------------- RICHARD LIU -----END PRIVACY-ENHANCED MESSAGE-----