485BPOS 1 d533124d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on July 12, 2013

File Nos. 33-37459 and 811-6200

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933  
   Post-Effective Amendment No. 111   x

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

   Amendment No. 115   x

 

 

SCHWAB INVESTMENTS

(Exact Name of Registrant as Specified in Charter)

 

 

211 Main Street, San Francisco, California 94105

(Address of Principal Executive Offices) (zip code)

(800) 648-5300

Registrant’s Telephone Number, including Area Code:

Marie Chandoha

211 Main Street, San Francisco, California 94105

(Name and Address of Agent for Service)

 

 

Copies of communications to:

 

Douglas P. Dick, Esq.   John M. Loder, Esq.   David Lekich, Esq.

Dechert LLP

1900 K Street, NW

Washington, DC 20006

 

Ropes & Gray LLP

Prudential Tower

800 Boylston Street

Boston, MA 02199-3600

 

Charles Schwab Investment

Management, Inc.

211 Main Street

211MN-05-491

San Francisco, CA 94105

 

 

It is proposed that this filing will become effective (check appropriate box):

 

  x Immediately upon filing pursuant to paragraph (b)
  ¨ On (date), pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ On (date), pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ On (date), pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

 

  ¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, Registrant certifies that it meets all of the requirements for the effectiveness of this Post Effective Amendment No. 111 to Registrant’s Registration Statement on Form N-1A pursuant to Rule 485(b) under the 1933 Act and has duly caused this Post Effective Amendment No. 111 to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Washington in the District of Columbia, on the 12th day of July, 2013.

 

  SCHWAB INVESTMENTS
  Registrant
 

Charles R. Schwab*

  Charles R. Schwab, Chairman and Trustee

Pursuant to the requirements of the 1933 Act, this Post-Effective Amendment No. 111 to Registrant’s Registration Statement on Form N-1A has been signed below by the following persons in the capacities indicated this 12th day of July, 2013.

 

Signature

  

Title

Charles R. Schwab*    Chairman and Trustee
Charles R. Schwab   
Walter W. Bettinger, II*    Trustee
Walter W. Bettinger, II   
Mariann Byerwalter*    Trustee
Mariann Byerwalter   
John F. Cogan*    Trustee
John F. Cogan   
William A. Hasler*    Trustee
William A. Hasler   
David L. Mahoney*    Trustee
David L. Mahoney   
Kiran M. Patel*    Trustee
Kiran M. Patel   
Gerald B. Smith*    Trustee
Gerald B. Smith   
Joseph H. Wender*    Trustee
Joseph H. Wender   
Marie Chandoha*    President and Chief Executive Officer
Marie Chandoha   
George Pereira*    Treasurer and Principal Financial Officer
George Pereira   

 

*By:

 

/s/ Douglas P. Dick

  Douglas P. Dick, Attorney-in-Fact
  Pursuant to Power of Attorney


EXHIBIT INDEX

 

EX 101.INS

   XBRL Taxonomy Instance Document

EX 101.SCH

   XBRL Taxonomy Schema Document

EX 101.CAL

   XBRL Taxonomy Calculation Linkbase Document

EX 101.DEF

   XBRL Taxonomy Definition Linkbase Document

EX 101.LAB

   XBRL Taxonomy Label Linkbase Document

EX 101.PRE

   XBRL Taxonomy Presentation Linkbase Document