485BPOS 1 d494808d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on April 11, 2013

File Nos. 33-37459 and 811-6200

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933   
   Post-Effective Amendment No. 109    x

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

   Amendment No. 113    x

 

 

SCHWAB INVESTMENTS

(Exact Name of Registrant as Specified in Charter)

 

 

211 Main Street, San Francisco, California 94105

(Address of Principal Executive Offices) (zip code)

Registrant’s Telephone Number, including Area Code: (800) 648-5300

Marie Chandoha

211 Main Street, San Francisco, California 94105

(Name and Address of Agent for Service)

 

 

Copies of communications to:

 

Douglas P. Dick, Esq.

Dechert LLP

1900 K Street, NW

Washington, DC 20006

 

John M. Loder, Esq.

Ropes & Gray LLP

Prudential Tower

800 Boylston Street

Boston, MA 02199-3600

 

David Lekich, Esq.

Charles Schwab Investment

Management, Inc.

211 Main Street

211MN-05-491

San Francisco, CA 94105

 

 

It is proposed that this filing will become effective (check appropriate box):

  x Immediately upon filing pursuant to paragraph (b)
  ¨ On (date), pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ On (date), pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ On (date), pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

  ¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, Registrant certifies that it meets all of the requirements for the effectiveness of this Post Effective Amendment No. 109 to Registrant’s Registration Statement on Form N-1A pursuant to Rule 485(b) under the 1933 Act and has duly caused this Post Effective Amendment No. 109 to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Washington in the District of Columbia, on the 11th day of April, 2013.

 

SCHWAB INVESTMENTS

Registrant

Charles R. Schwab*
Charles R. Schwab, Chairman and Trustee

Pursuant to the requirements of the 1933 Act, this Post-Effective Amendment No. 109 to Registrant’s Registration Statement on Form N-1A has been signed below by the following persons in the capacities indicated this 11th day of April, 2013.

 

Signature

  

Title

Charles R. Schwab*

Charles R. Schwab

  

Chairman and Trustee

Walter W. Bettinger, II*

Walter W. Bettinger, II

  

Trustee

Mariann Byerwalter*

Mariann Byerwalter

  

Trustee

John F. Cogan*

John F. Cogan

  

Trustee

William A. Hasler*

William A. Hasler

  

Trustee

David L. Mahoney*

David L. Mahoney

  

Trustee

Kiran M. Patel*

Kiran M. Patel

  

Trustee

Gerald B. Smith*

Gerald B. Smith

  

Trustee

Joseph H. Wender*

Joseph H. Wender

  

Trustee

Marie Chandoha*

Marie Chandoha

  

President and Chief Executive Officer

George Pereira*

George Pereira

  

Treasurer and Principal Financial Officer

*By:   /s/ Douglas P. Dick
  Douglas P. Dick, Attorney-in-Fact
  Pursuant to Power of Attorney


Exhibit Index

 

EX 101.INS    XBRL Taxonomy Instance Document
EX 101.SCH    XBRL Taxonomy Schema Document
EX 101.CAL    XBRL Taxonomy Calculation Linkbase Document
EX 101.DEF    XBRL Taxonomy Definition Linkbase Document
EX 101.LAB    XBRL Taxonomy Label Linkbase Document
EX 101.PRE    XBRL Taxonomy Presentation Linkbase Document