0000930413-19-000403.txt : 20190212
0000930413-19-000403.hdr.sgml : 20190212
20190212133125
ACCESSION NUMBER: 0000930413-19-000403
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
EFFECTIVENESS DATE: 20190212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VAN ECK ASSOCIATES CORP
CENTRAL INDEX KEY: 0000869178
IRS NUMBER: 133210061
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02783
FILM NUMBER: 19589656
BUSINESS ADDRESS:
STREET 1: 666 THIRD AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122932000
MAIL ADDRESS:
STREET 1: 666 THIRD AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
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0000869178
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12-31-2018
12-31-2018
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VAN ECK ASSOCIATES CORP
666 THIRD AVENUE, 9th Floor
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-02783
N
RUSSELL BRENNAN
ASSISTANT VICE PRESIDENT
212-293-2125
/s/ RUSSELL BRENNAN
NEW YORK
NY
02-12-2019
2
834
19939884
1
0001460304
VAN ECK ABSOLUTE RETURN ADVISERS CORP.
2
0001133639
028-06325
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
3395
17818
SH
SOLE
17818
0
0
51job Inc
SP ADR REP COM
316827104
23
371
SH
SOLE
371
0
0
Abbott Laboratories
COM
002824100
5639
77960
SH
SOLE
77960
0
0
AbbVie Inc
COM
00287Y109
16783
182050
SH
SOLE
182050
0
0
ABM Industries Inc
COM
000957100
821
25577
SH
SOLE
25577
0
0
Abraxas Petroleum Corp
COM
003830106
15
13700
SH
SOLE
13700
0
0
Activision Blizzard Inc
COM
00507V109
813
17451
SH
SOLE
17451
0
0
Adobe Inc
COM
00724F101
5032
22240
SH
SOLE
22240
0
0
Advanced Disposal Services Inc
COM
00790X101
812
33917
SH
SOLE
33917
0
0
Advanced Micro Devices Inc
COM
007903107
27011
1463233
SH
SOLE
1463233
0
0
AG Mortgage Investment Trust Inc
COM
001228105
1806
113392
SH
SOLE
113392
0
0
AGCO Corp
COM
001084102
9080
163097
SH
SOLE
163097
0
0
Agilent Technologies Inc
COM
00846U101
83
1226
SH
SOLE
1226
0
0
AGNC INVESTMENT CORP
COM
00123Q104
13918
793495
SH
SOLE
793495
0
0
Agnico Eagle Mines Ltd
COM
008474108
637841
15788137
SH
SOLE
15788137
0
0
Air Products & Chemicals Inc
COM
009158106
15
94
SH
SOLE
94
0
0
AK Steel Holding Corp
COM
001547108
481
213725
SH
SOLE
213725
0
0
Akorn Inc
COM
009728106
602
177550
SH
SOLE
177550
0
0
Alamos Gold Inc
COM CL A
011532108
181485
50412471
SH
SOLE
50412471
0
0
Albemarle Corp
COM
012653101
86
1118
SH
SOLE
1118
0
0
Alcoa Corp
COM
013872106
112
4217
SH
SOLE
4217
0
0
Alexandria Real Estate Equities Inc
COM
015271109
2896
25130
SH
SOLE
25130
0
0
Alexion Pharmaceuticals Inc
COM
015351109
15014
154211
SH
SOLE
154211
0
0
Alibaba Group Holding Ltd
SPONSORED ADS
01609W102
118951
867812
SH
SOLE
867812
0
0
Alkermes PLC
SHS
G01767105
47
1601
SH
SOLE
1601
0
0
Allegheny Technologies Inc
COM
01741R102
2562
117686
SH
SOLE
117686
0
0
ALLERGAN PLC
SHS
G0177J108
56983
426325
SH
SOLE
426325
0
0
Alliance Resource Partners LP
UT LTD PART
01877R108
5168
298035
SH
SOLE
298035
0
0
AllianceBernstein National Municipal In
COM
01864U106
1404
115759
SH
SOLE
115759
0
0
Alnylam Pharmaceuticals Inc
COM
02043Q107
8461
116045
SH
SOLE
116045
0
0
Alphabet Inc
CAP STK CL A
02079K305
4607
4409
SH
SOLE
4409
0
0
Altria Group Inc
COM
02209S103
3234
65484
SH
SOLE
65484
0
0
Amazon.com Inc
COM
023135106
62158
41384
SH
SOLE
41384
0
0
American Electric Power Co Inc
COM
025537101
22
294
SH
SOLE
294
0
0
American Express Co
COM
025816109
4991
52363
SH
SOLE
52363
0
0
American Homes 4 Rent
CL A
02665T306
1252
63077
SH
SOLE
63077
0
0
American International Group Inc
COM NEW
026874784
3451
87562
SH
SOLE
87562
0
0
American States Water Co
COM
029899101
79
1181
SH
SOLE
1181
0
0
American Tower Corp
COM
03027X100
744
4703
SH
SOLE
4703
0
0
Amerigas Partners LP
UNIT L P INT
030975106
1600
63230
SH
SOLE
63230
0
0
AmerisourceBergen Corp
COM
03073E105
50300
676077
SH
SOLE
676077
0
0
AMETEK Inc
COM
031100100
7069
104414
SH
SOLE
104414
0
0
Amgen Inc
COM
031162100
38945
200055
SH
SOLE
200055
0
0
Amneal Pharmaceuticals Inc
COM STK CL A
03168L105
16
1185
SH
SOLE
1185
0
0
Anadarko Petroleum Corp
COM
032511107
26606
606899
SH
SOLE
606899
0
0
Analog Devices Inc
COM
032654105
31998
372807
SH
SOLE
372807
0
0
Andeavor Logistics LP
COM UNIT LP INT
03350F106
551
16954
SH
SOLE
16954
0
0
Andersons Inc/The
COM
034164103
1533
51285
SH
SOLE
51285
0
0
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
660376
52619581
SH
SOLE
52619581
0
0
Annaly Capital Management Inc
COM
035710409
19390
1974569
SH
SOLE
1974569
0
0
Antero Midstream Partners LP
UNT LTD PARTN
03673L103
617
28862
SH
SOLE
28862
0
0
Antero Resources Corp
COM
03674X106
268
28522
SH
SOLE
28522
0
0
Anthem Inc
COM
036752103
786
2992
SH
SOLE
2992
0
0
Anworth Mortgage Asset Corp
COM
037347101
1590
393688
SH
SOLE
393688
0
0
Apache Corp
COM
037411105
978
37249
SH
SOLE
37249
0
0
Apartment Investment & Management Co
CL A
03748R101
1650
37599
SH
SOLE
37599
0
0
Apergy Corp
COM
03755L104
40066
1479528
SH
SOLE
1479528
0
0
Apollo Commercial Real Estate Finance I
COM
03762U105
5943
356719
SH
SOLE
356719
0
0
Apollo Investment Corp
COM NEW
03761U502
6269
505568
SH
SOLE
505568
0
0
Apple Inc
COM
037833100
4326
27424
SH
SOLE
27424
0
0
Applied Materials Inc
COM
038222105
72565
2216414
SH
SOLE
2216414
0
0
Aqua America Inc
COM
03836W103
196
5723
SH
SOLE
5723
0
0
Arbor Realty Trust Inc
COM
038923108
3599
357379
SH
SOLE
357379
0
0
ArcelorMittal
NY REGISTRY SH
03938L203
2805
135696
SH
SOLE
135696
0
0
Arch Coal Inc
CL A
039380407
1961
23632
SH
SOLE
23632
0
0
Archer-Daniels-Midland Co
COM
039483102
48377
1180803
SH
SOLE
1180803
0
0
Arconic Inc
COM
03965L100
249
14761
SH
SOLE
14761
0
0
Ares Capital Corp
COM
04010L103
36015
2311630
SH
SOLE
2311630
0
0
ARMOUR Residential REIT Inc
COM NEW
042315507
3516
171526
SH
SOLE
171526
0
0
Arotech Corp
COM NEW
042682203
34
13153
SH
SOLE
13153
0
0
Asanko Gold Inc
COM
04341Y105
5015
7852427
SH
SOLE
7852427
0
0
ASML Holding NV
N Y REGISTRY SHS
N07059210
34749
223292
SH
SOLE
223292
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
12167
320352
SH
SOLE
320352
0
0
AT&T Inc
COM
00206R102
5873
205790
SH
SOLE
205790
0
0
Atento SA
SHS
L0427L105
184
45928
SH
SOLE
45928
0
0
Auryn Resources Inc
COM
05208W108
1508
1644700
SH
SOLE
1644700
0
0
Automatic Data Processing Inc
COM
053015103
781
5954
SH
SOLE
5954
0
0
AutoZone Inc
COM
053332102
2554
3046
SH
SOLE
3046
0
0
AvalonBay Communities Inc
COM
053484101
5751
33044
SH
SOLE
33044
0
0
B2Gold Corp
COM
11777Q209
400403
137124192
SH
SOLE
137124192
0
0
Badger Meter Inc
COM
056525108
1433
29122
SH
SOLE
29122
0
0
Baker Hughes a GE Co
CL A
05722G100
60430
2810683
SH
SOLE
2810683
0
0
Balchem Corp
COM
057665200
4513
57596
SH
SOLE
57596
0
0
Bank of America Corp
COM
060505104
3745
151999
SH
SOLE
151999
0
0
Bank of Montreal
COM
063671101
745
11389
SH
SOLE
11389
0
0
Bank of New York Mellon Corp/The
COM
064058100
586
12450
SH
SOLE
12450
0
0
Bank of Nova Scotia/The
COM
064149107
4137
82896
SH
SOLE
82896
0
0
Baozun Inc
SPONSORED ADR
06684L103
31878
1091330
SH
SOLE
1091330
0
0
Barings BDC Inc
COM
06759L103
2902
322091
SH
SOLE
322091
0
0
Barrick Gold Corp
COM
067901108
925421
68347171
SH
SOLE
68347171
0
0
Bausch Health Cos Inc
COM
071734107
8587
464915
SH
SOLE
464915
0
0
BB&T Corp
COM
054937107
537
12400
SH
SOLE
12400
0
0
Becton Dickinson and Co
COM
075887109
937
4158
SH
SOLE
4158
0
0
Becton Dickinson and Co
PFD SHS CONV A
075887208
29388
509593
SH
SOLE
509593
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
4211
20622
SH
SOLE
20622
0
0
Best Buy Co Inc
COM
086516101
1397
26374
SH
SOLE
26374
0
0
Biogen Inc
COM
09062X103
64906
215693
SH
SOLE
215693
0
0
BioLine RX Ltd
SPONSORED ADS
09071M106
25
57576
SH
SOLE
57576
0
0
BioMarin Pharmaceutical Inc
COM
09061G101
16257
190925
SH
SOLE
190925
0
0
Black Stone Minerals LP
COM UNIT
09225M101
2361
152508
SH
SOLE
152508
0
0
Blackbaud Inc
COM
09227Q100
20543
326591
SH
SOLE
326591
0
0
BlackRock Capital Investment Corp
COM
092533108
2971
561683
SH
SOLE
561683
0
0
BlackRock Inc
COM
09247X101
44549
113408
SH
SOLE
113408
0
0
BlackRock Investment Quality Municipal
COM
09247D105
897
67932
SH
SOLE
67932
0
0
Blackrock Long-Term Municipal Advantage
COM
09250B103
408
38203
SH
SOLE
38203
0
0
BlackRock Muni Intermediate Duration Fu
COM
09253X102
1966
155449
SH
SOLE
155449
0
0
BlackRock MuniAssets Fund Inc
COM
09254J102
1282
99636
SH
SOLE
99636
0
0
BlackRock Municipal 2020 Term Trust
COM SHS
09249X109
610
41360
SH
SOLE
41360
0
0
BlackRock Municipal 2030 Target Term Tr
COM SHS BEN IN
09257P105
5726
279169
SH
SOLE
279169
0
0
BlackRock Municipal Bond Trust
COM
09249H104
552
41316
SH
SOLE
41316
0
0
BlackRock Municipal Income Quality Trus
COM
092479104
1309
104872
SH
SOLE
104872
0
0
BlackRock Municipal Income Trust
SH BEN INT
09248F109
1952
160102
SH
SOLE
160102
0
0
BlackRock Municipal Income Trust II
COM
09249N101
1068
82718
SH
SOLE
82718
0
0
BlackRock MuniEnhanced Fund Inc
COM
09253Y100
1072
108248
SH
SOLE
108248
0
0
BlackRock MuniHoldings Fund Inc
COM
09253N104
599
40697
SH
SOLE
40697
0
0
BlackRock MuniHoldings Investment Quali
COM
09254P108
1695
133077
SH
SOLE
133077
0
0
BlackRock MuniHoldings Quality Fund II
COM
09254C107
929
81033
SH
SOLE
81033
0
0
BlackRock MuniHoldings Quality Fund Inc
COM
09254A101
590
52144
SH
SOLE
52144
0
0
BlackRock MuniVest Fund II Inc
COM
09253T101
784
60013
SH
SOLE
60013
0
0
BlackRock MuniVest Fund Inc
COM
09253R105
1521
184192
SH
SOLE
184192
0
0
BlackRock MuniYield Fund Inc
COM
09253W104
1683
134427
SH
SOLE
134427
0
0
BlackRock MuniYield Investment Fund
COM
09254R104
378
29892
SH
SOLE
29892
0
0
BlackRock MuniYield Quality Fund II Inc
COM
09254G108
1030
90125
SH
SOLE
90125
0
0
BlackRock MuniYield Quality Fund III In
COM
09254E103
3272
271543
SH
SOLE
271543
0
0
BlackRock MuniYield Quality Fund Inc
COM
09254F100
1559
120094
SH
SOLE
120094
0
0
BlackRock TCP Capital Corp
COM
09259E108
5436
416834
SH
SOLE
416834
0
0
Blackstone Mortgage Trust Inc
COM CL A
09257W100
6780
212791
SH
SOLE
212791
0
0
Bluebird Bio Inc
COM
09609G100
4957
49972
SH
SOLE
49972
0
0
Boeing Co/The
COM
097023105
4031
12499
SH
SOLE
12499
0
0
Booking Holdings Inc
COM
09857L108
3906
2268
SH
SOLE
2268
0
0
BOSTON PROPERTIES INC
COM
101121101
4148
36853
SH
SOLE
36853
0
0
Boyd Gaming Corp
COM
103304101
258
12423
SH
SOLE
12423
0
0
Bristol-Myers Squibb Co
COM
110122108
35963
691864
SH
SOLE
691864
0
0
Brixmor Property Group Inc
COM
11120U105
1015
69070
SH
SOLE
69070
0
0
Broadcom Inc
COM
11135F101
47015
184895
SH
SOLE
184895
0
0
Brookfield Property Partners LP
UNIT LTD PARTN
G16249107
539
33447
SH
SOLE
33447
0
0
Brookfield Property REIT Inc
CL A
11282X103
70
4330
SH
SOLE
4330
0
0
BRP Inc
COM SUN VTG
05577W200
691
26655
SH
SOLE
26655
0
0
Buckeye Partners LP
UNIT LTD PARTN
118230101
523
18042
SH
SOLE
18042
0
0
Bunge Ltd
COM
G16962105
41818
782522
SH
SOLE
782522
0
0
BWX Technologies Inc
COM
05605H100
683
17859
SH
SOLE
17859
0
0
C&J Energy Services Inc
COM
12674R100
14822
1097925
SH
SOLE
1097925
0
0
Cabot Oil & Gas Corp
COM
127097103
1026
45909
SH
SOLE
45909
0
0
Cadence Design Systems Inc
COM
127387108
15867
364925
SH
SOLE
364925
0
0
Caesars Entertainment Corp
COM
127686103
414
60907
SH
SOLE
60907
0
0
California Water Service Group
COM
130788102
74
1546
SH
SOLE
1546
0
0
Camden Property Trust
SH BEN INT
133131102
1934
21969
SH
SOLE
21969
0
0
Cameco Corp
COM
13321L108
2778
244749
SH
SOLE
244749
0
0
Campbell Soup Co
COM
134429109
37885
1148377
SH
SOLE
1148377
0
0
Canadian Imperial Bank of Commerce
COM
136069101
825
11067
SH
SOLE
11067
0
0
Canadian National Railway Co
COM
136375102
4909
66213
SH
SOLE
66213
0
0
Canadian Natural Resources Ltd
COM
136385101
241
9990
SH
SOLE
9990
0
0
Canadian Pacific Railway Ltd
COM
13645T100
36
202
SH
SOLE
202
0
0
Canadian Solar Inc
COM
136635109
638
44471
SH
SOLE
44471
0
0
Cantel Medical Corp
COM
138098108
810
10879
SH
SOLE
10879
0
0
Capital One Financial Corp
COM
14040H105
519
6868
SH
SOLE
6868
0
0
Capital Product Partners LP
COM UNIT LP
Y11082107
1729
827419
SH
SOLE
827419
0
0
Capstead Mortgage Corp
COM NO PAR
14067E506
2166
324776
SH
SOLE
324776
0
0
Cardinal Health Inc
COM
14149Y108
38633
866215
SH
SOLE
866215
0
0
Carnival Corp
UNIT 99/99/9999
143658300
11
220
SH
SOLE
220
0
0
Carpenter Technology Corp
COM
144285103
1141
32031
SH
SOLE
32031
0
0
Carrizo Oil & Gas Inc
COM
144577103
125
11078
SH
SOLE
11078
0
0
Casella Waste Systems Inc
CL A
147448104
838
29400
SH
SOLE
29400
0
0
Catalent Inc
COM
148806102
7447
238850
SH
SOLE
238850
0
0
Caterpillar Inc
COM
149123101
26099
205390
SH
SOLE
205390
0
0
CBRE Group Inc
CL A
12504L109
38
953
SH
SOLE
953
0
0
Celgene Corp
COM
151020104
21579
336691
SH
SOLE
336691
0
0
Cenovus Energy Inc
COM
15135U109
947
134651
SH
SOLE
134651
0
0
Centennial Resource Development Inc/DE
CL A
15136A102
191
17308
SH
SOLE
17308
0
0
CenterPoint Energy Inc
COM
15189T107
8
298
SH
SOLE
298
0
0
CenterPoint Energy Inc
DEP RP PFD CV B
15189T503
10138
201263
SH
SOLE
201263
0
0
Century Aluminum Co
COM
156431108
1
173
SH
SOLE
173
0
0
Ceva Inc
COM
157210105
179
8100
SH
SOLE
8100
0
0
CF Industries Holdings Inc
COM
125269100
121768
2798621
SH
SOLE
2798621
0
0
Charah Solutions Inc
COM
15957P105
518
62047
SH
SOLE
62047
0
0
Charles River Laboratories Internationa
COM
159864107
11424
100939
SH
SOLE
100939
0
0
Charles Schwab Corp/The
COM
808513105
44021
1059992
SH
SOLE
1059992
0
0
Charter Communications Inc
CL A
16119P108
4041
14182
SH
SOLE
14182
0
0
Chefs' Warehouse Inc/The
COM
163086101
110
3454
SH
SOLE
3454
0
0
Cheniere Energy Inc
COM NEW
16411R208
191
3223
SH
SOLE
3223
0
0
Cheniere Energy Partners LP
COM UNIT
16411Q101
905
25071
SH
SOLE
25071
0
0
Chesapeake Energy Corp
COM
165167107
235
112109
SH
SOLE
112109
0
0
Chevron Corp
COM
166764100
5783
53157
SH
SOLE
53157
0
0
Chimera Investment Corp
COM NEW
16934Q208
7011
393412
SH
SOLE
393412
0
0
Chubb Ltd
COM
H1467J104
4500
34835
SH
SOLE
34835
0
0
Churchill Downs Inc
COM
171484108
406
1664
SH
SOLE
1664
0
0
Cia de Minas Buenaventura SAA
SPONSORED ADR
204448104
558919
34458637
SH
SOLE
34458637
0
0
Cia de Saneamento Basico do Estado de S
SPONSORED ADR
20441A102
89
10994
SH
SOLE
10994
0
0
Cia Paranaense de Energia
SPON ADR PFD
20441B407
1323
169015
SH
SOLE
169015
0
0
Cia Siderurgica Nacional SA
SPONSORED ADR
20440W105
2496
1139808
SH
SOLE
1139808
0
0
Cigna Corp
COM
125523100
792
4170
SH
SOLE
4170
0
0
Cimarex Energy Co
COM
171798101
62186
1008700
SH
SOLE
1008700
0
0
Cisco Systems Inc
COM
17275R102
4819
111219
SH
SOLE
111219
0
0
Citigroup Inc
COM NEW
172967424
3426
65801
SH
SOLE
65801
0
0
Clean Harbors Inc
COM
184496107
780
15811
SH
SOLE
15811
0
0
Cleveland-Cliffs Inc
COM
185899101
1560
202888
SH
SOLE
202888
0
0
CME Group Inc
COM CL A
12572Q105
788
4191
SH
SOLE
4191
0
0
CNH Industrial NV
SHS
N20944109
23290
2528818
SH
SOLE
2528818
0
0
CNX Midstream Partners LP
COM UNIT REPST
12654A101
828
50862
SH
SOLE
50862
0
0
CNX Resources Corp
COM
12653C108
53041
4644532
SH
SOLE
4644532
0
0
Coca-Cola Co/The
COM
191216100
4645
98108
SH
SOLE
98108
0
0
Coeur Mining Inc
COM NEW
192108504
111607
24967902
SH
SOLE
24967902
0
0
Cognizant Technology Solutions Corp
CL A
192446102
510
8038
SH
SOLE
8038
0
0
Cohen & Steers Inc
COM
19247A100
0
12
SH
SOLE
12
0
0
Colgate-Palmolive Co
COM
194162103
4350
73084
SH
SOLE
73084
0
0
Colony Credit Real Estate Inc
COM CL A
19625T101
6120
387584
SH
SOLE
387584
0
0
Comcast Corp
CL A
20030N101
45763
1343982
SH
SOLE
1343982
0
0
Commercial Metals Co
COM
201723103
1315
82069
SH
SOLE
82069
0
0
Compass Minerals International Inc
COM
20451N101
33343
799795
SH
SOLE
799795
0
0
Conagra Brands Inc
COM
205887102
3
158
SH
SOLE
158
0
0
Concho Resources Inc
COM
20605P101
121717
1184129
SH
SOLE
1184129
0
0
ConocoPhillips
COM
20825C104
6268
100532
SH
SOLE
100532
0
0
CONSOL Energy Inc
COM
20854L108
1415
44624
SH
SOLE
44624
0
0
Consolidated Edison Inc
COM
209115104
15
192
SH
SOLE
192
0
0
Continental Resources Inc/OK
COM
212015101
622
15487
SH
SOLE
15487
0
0
Contura Energy Inc
COM
21241B100
1
10
SH
SOLE
10
0
0
Core Laboratories NV
COM
N22717107
45781
767372
SH
SOLE
767372
0
0
Cosan Ltd
SHS A
G25343107
3804
432218
SH
SOLE
432218
0
0
Costco Wholesale Corp
COM
22160K105
4998
24533
SH
SOLE
24533
0
0
Covanta Holding Corp
COM
22282E102
2322
172993
SH
SOLE
172993
0
0
Credicorp Ltd
COM
G2519Y108
10275
46353
SH
SOLE
46353
0
0
Cree Inc
COM
225447101
4016
93889
SH
SOLE
93889
0
0
Crescent Point Energy Corp
COM
22576C101
258
85439
SH
SOLE
85439
0
0
Crestwood Equity Partners LP
UNIT LTD PARTNER
226344208
757
27133
SH
SOLE
27133
0
0
Cresud SACIF y A
SPONSORED ADR
226406106
66
5403
SH
SOLE
5403
0
0
CrossAmerica Partners LP
UT LTD PTN INT
22758A105
1651
116564
SH
SOLE
116564
0
0
CSX Corp
COM
126408103
750
12077
SH
SOLE
12077
0
0
CubeSmart
COM
229663109
1280
44627
SH
SOLE
44627
0
0
Cummins Inc
COM
231021106
80
597
SH
SOLE
597
0
0
CVS Health Corp
COM
126650100
9912
151276
SH
SOLE
151276
0
0
CyberArk Software Ltd
SHS
M2682V108
816
11002
SH
SOLE
11002
0
0
CyrusOne Inc
COM
23283R100
1238
23418
SH
SOLE
23418
0
0
Danaher Corp
COM
235851102
4948
47981
SH
SOLE
47981
0
0
Darden Restaurants Inc
COM
237194105
5
48
SH
SOLE
48
0
0
Darling Ingredients Inc
COM
237266101
1266
65820
SH
SOLE
65820
0
0
DCP Midstream LP
COM UT LTD PTN
23311P100
565
21323
SH
SOLE
21323
0
0
Deere & Co
COM
244199105
71225
477473
SH
SOLE
477473
0
0
Delek US Holdings Inc
COM
24665A103
707
21736
SH
SOLE
21736
0
0
Devon Energy Corp
COM
25179M103
1290
57245
SH
SOLE
57245
0
0
Diamond Offshore Drilling Inc
COM
25271C102
14240
1508519
SH
SOLE
1508519
0
0
Diamondback Energy Inc
COM
25278X109
138946
1498880
SH
SOLE
1498880
0
0
Digital Realty Trust Inc
COM
253868103
5298
49723
SH
SOLE
49723
0
0
Dollar General Corp
COM
256677105
2990
27667
SH
SOLE
27667
0
0
Dollar Tree Inc
COM
256746108
2528
27993
SH
SOLE
27993
0
0
Dominion Energy Inc
COM
25746U109
46818
655162
SH
SOLE
655162
0
0
Dominion Energy Inc
UNIT 08/15/2019
25746U836
13799
288254
SH
SOLE
288254
0
0
Dominion Energy Midstream Partners LP
COM UT REP LTD
257454108
1138
63069
SH
SOLE
63069
0
0
Domtar Corp
COM NEW
257559203
53
1522
SH
SOLE
1522
0
0
Donaldson Co Inc
COM
257651109
799
18412
SH
SOLE
18412
0
0
DowDuPont Inc
COM
26078J100
3208
59983
SH
SOLE
59983
0
0
Dr Reddy's Laboratories Ltd
ADR
256135203
65
1711
SH
SOLE
1711
0
0
DRDGOLD Ltd
SPON ADR REPSTG
26152H301
6157
2960041
SH
SOLE
2960041
0
0
Dreyfus Municipal Bond Infrastructure F
SHS
26203D101
770
64894
SH
SOLE
64894
0
0
Dreyfus Municipal Income Inc
COM
26201R102
634
83142
SH
SOLE
83142
0
0
Dreyfus Strategic Municipal Bond Fund I
COM
26202F107
1229
176010
SH
SOLE
176010
0
0
Dreyfus Strategic Municipals Inc
COM
261932107
1624
226117
SH
SOLE
226117
0
0
Dril-Quip Inc
COM
262037104
13814
460019
SH
SOLE
460019
0
0
DSP Group Inc
COM
23332B106
94
8349
SH
SOLE
8349
0
0
DTE Energy Co
COM
233331107
11
96
SH
SOLE
96
0
0
DTE Energy Co
UNIT 99/99/9999
233331883
7180
138980
SH
SOLE
138980
0
0
Duke Energy Corp
COM NEW
26441C204
6883
79752
SH
SOLE
79752
0
0
Duke Realty Corp
COM NEW
264411505
2232
86196
SH
SOLE
86196
0
0
Dunkin' Brands Group Inc
COM
265504100
2
26
SH
SOLE
26
0
0
DWS Municipal Income Trust
COM
233368109
1616
156934
SH
SOLE
156934
0
0
Dynex Capital Inc
COM NEW
26817Q506
1711
299111
SH
SOLE
299111
0
0
Eastman Chemical Co
COM
277432100
4
56
SH
SOLE
56
0
0
Eaton Corp PLC
SHS
G29183103
7283
106078
SH
SOLE
106078
0
0
Eaton Vance Corp
COM NON VTG
278265103
2
48
SH
SOLE
48
0
0
Eaton Vance Municipal Bond Fund
COM
27827X101
3067
271695
SH
SOLE
271695
0
0
Eaton Vance Municipal Bond Fund II
COM
27827K109
402
36537
SH
SOLE
36537
0
0
Eaton Vance Municipal Income 2028 Term
SHS
27829U105
507
26553
SH
SOLE
26553
0
0
Eaton Vance Municipal Income Trust
SH BEN INT
27826U108
1066
94238
SH
SOLE
94238
0
0
Eaton Vance National Municipal Opportun
COM SHS
27829L105
631
33983
SH
SOLE
33983
0
0
El Paso Electric Co
COM NEW
283677854
394
7869
SH
SOLE
7869
0
0
Elanco Animal Health Inc
COM
28414H103
6537
207321
SH
SOLE
207321
0
0
Eldorado Gold Corp
COM
284902509
58650
20364595
SH
SOLE
20364595
0
0
Eldorado Resorts Inc
COM
28470R102
310
8568
SH
SOLE
8568
0
0
Electronic Arts Inc
COM
285512109
288
3650
SH
SOLE
3650
0
0
Eli Lilly & Co
COM
532457108
19860
171617
SH
SOLE
171617
0
0
Emerson Electric Co
COM
291011104
22120
370216
SH
SOLE
370216
0
0
Enable Midstream Partners LP
COM UNIT RP IN
292480100
738
54569
SH
SOLE
54569
0
0
Enbridge Inc
COM
29250N105
5901
189743
SH
SOLE
189743
0
0
EnCana Corp
COM
292505104
22040
3813100
SH
SOLE
3813100
0
0
Endeavour Silver Corp
COM
29258Y103
19956
9281883
SH
SOLE
9281883
0
0
Endo International PLC
SHS
G30401106
2147
294120
SH
SOLE
294120
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
666
50434
SH
SOLE
50434
0
0
Enerplus Corp
COM
292766102
291
37489
SH
SOLE
37489
0
0
EnerSys
COM
29275Y102
3270
42134
SH
SOLE
42134
0
0
EnLink Midstream LLC
COM UNIT REP LTD
29336T100
494
52087
SH
SOLE
52087
0
0
EnLink Midstream Partners LP
COM UNIT REP LTD
29336U107
576
52333
SH
SOLE
52333
0
0
Ensco PLC
SHS CLASS A
G3157S106
29777
8364454
SH
SOLE
8364454
0
0
Entergy Corp
COM
29364G103
1563
18157
SH
SOLE
18157
0
0
Enviva Partners LP
COM UNIT
29414J107
1
50
SH
SOLE
50
0
0
EOG Resources Inc
COM
26875P101
124181
1423930
SH
SOLE
1423930
0
0
EQGP Holdings LP
COM UNIT REP
26885J103
708
35477
SH
SOLE
35477
0
0
EQM Midstream Partners LP
UNIT LTD PARTN
26885B100
560
12959
SH
SOLE
12959
0
0
EQT Corp
COM
26884L109
552
29209
SH
SOLE
29209
0
0
Equifax Inc
COM
294429105
20905
224466
SH
SOLE
224466
0
0
Equitrans Midstream Corp
COM
294600101
42
2082
SH
SOLE
2082
0
0
Equity Residential
SH BEN INT
29476L107
5755
87191
SH
SOLE
87191
0
0
Eros International Media Ltd
SHS NEW
G3788M114
220
174598
SH
SOLE
174598
0
0
ESCO Technologies Inc
COM
296315104
1709
25918
SH
SOLE
25918
0
0
Essex Property Trust Inc
COM
297178105
3878
15816
SH
SOLE
15816
0
0
Evergy Inc
COM
30034W106
8
136
SH
SOLE
136
0
0
Evoqua Water Technologies Corp
COM
30057T105
823
85726
SH
SOLE
85726
0
0
EXACT SCIENCES CORP
COM
30063P105
15860
251347
SH
SOLE
251347
0
0
Exelon Corp
COM
30161N101
1798
39875
SH
SOLE
39875
0
0
Extra Space Storage Inc
COM
30225T102
2648
29263
SH
SOLE
29263
0
0
Exxon Mobil Corp
COM
30231G102
6342
93012
SH
SOLE
93012
0
0
Facebook Inc
CL A
30303M102
42200
321914
SH
SOLE
321914
0
0
Fastenal Co
COM
311900104
6
122
SH
SOLE
122
0
0
Federal Realty Investment Trust
SH BEN INT NEW
313747206
2066
17500
SH
SOLE
17500
0
0
Federated Investors Inc
CL B
314211103
2
74
SH
SOLE
74
0
0
FedEx Corp
COM
31428X106
434
2689
SH
SOLE
2689
0
0
Fidus Investment Corp
COM
316500107
2142
183252
SH
SOLE
183252
0
0
First Majestic Silver Corp
COM
32076V103
148885
25277664
SH
SOLE
25277664
0
0
First Solar Inc
COM
336433107
3308
77907
SH
SOLE
77907
0
0
FirstEnergy Corp
COM
337932107
12
322
SH
SOLE
322
0
0
FMC Corp
COM NEW
302491303
21742
293970
SH
SOLE
293970
0
0
Foamix Pharmaceuticals Ltd
SHS
M46135105
71
19752
SH
SOLE
19752
0
0
Ford Motor Co
COM PAR $0.01
345370860
472
61662
SH
SOLE
61662
0
0
ForeScout Technologies Inc
COM
34553D101
260
9997
SH
SOLE
9997
0
0
Fortuna Silver Mines Inc
COM
349915108
79049
21633280
SH
SOLE
21633280
0
0
Franco-Nevada Corp
COM
351858105
677898
9660801
SH
SOLE
9660801
0
0
Franklin Electric Co Inc
COM
353514102
1663
38785
SH
SOLE
38785
0
0
Franklin Resources Inc
COM
354613101
4
150
SH
SOLE
150
0
0
Freeport-McMoRan Inc
CL B
35671D857
390
37812
SH
SOLE
37812
0
0
FS KKR Capital Corp
COM
302635107
20416
3941349
SH
SOLE
3941349
0
0
Gaming and Leisure Properties Inc
COM
36467J108
2596
80354
SH
SOLE
80354
0
0
Gap Inc/The
COM
364760108
1049
40735
SH
SOLE
40735
0
0
Garmin Ltd
SHS
H2906T109
4
62
SH
SOLE
62
0
0
Garrett Motion Inc
COM
366505105
31
2512
SH
SOLE
2512
0
0
GasLog Partners LP
UNIT LTD PTNRP
Y2687W108
2239
113075
SH
SOLE
113075
0
0
General Dynamics Corp
COM
369550108
21204
134877
SH
SOLE
134877
0
0
General Electric Co
COM
369604103
2212
292221
SH
SOLE
292221
0
0
General Mills Inc
COM
370334104
42869
1100895
SH
SOLE
1100895
0
0
General Motors Co
COM
37045V100
3725
111365
SH
SOLE
111365
0
0
Genesis Energy LP
UNIT LTD PARTN
371927104
707
38265
SH
SOLE
38265
0
0
Gentex Corp
COM
371901109
2
82
SH
SOLE
82
0
0
Genuine Parts Co
COM
372460105
7
70
SH
SOLE
70
0
0
Gerdau SA
SPON ADR REP PFD
373737105
2671
710342
SH
SOLE
710342
0
0
Gibraltar Industries Inc
COM
374689107
781
21945
SH
SOLE
21945
0
0
Gilead Sciences Inc
COM
375558103
67442
1078208
SH
SOLE
1078208
0
0
Gladstone Capital Corp
COM
376535100
1676
229636
SH
SOLE
229636
0
0
Gladstone Investment Corp
COM
376546107
2464
264393
SH
SOLE
264393
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
12640
330808
SH
SOLE
330808
0
0
Global Partners LP/MA
COM UNITS
37946R109
2631
161385
SH
SOLE
161385
0
0
Gol Linhas Aereas Inteligentes SA
SPON ADR PFD NEW
38045R206
1753
129362
SH
SOLE
129362
0
0
Golar LNG Partners LP
COM UNIT LPI
Y2745C102
1478
136817
SH
SOLE
136817
0
0
Gold Fields Ltd
SPONSORED ADR
38059T106
381683
108432599
SH
SOLE
108432599
0
0
Gold Resource Corp
COM
38068T105
13560
3389929
SH
SOLE
3389929
0
0
Gold Standard Ventures Corp
COM
380738104
16125
12900229
SH
SOLE
12900229
0
0
Goldcorp Inc
COM
380956409
520789
53141740
SH
SOLE
53141740
0
0
Golden Star Resources Ltd
COM
38119T807
20087
6376911
SH
SOLE
6376911
0
0
Goldman Sachs BDC Inc
SHS
38147U107
5003
272197
SH
SOLE
272197
0
0
Goldman Sachs Group Inc/The
COM
38141G104
3053
18278
SH
SOLE
18278
0
0
Golub Capital BDC Inc
COM
38173M102
7983
484123
SH
SOLE
484123
0
0
Granite Point Mortgage Trust Inc
COM
38741L107
2882
159850
SH
SOLE
159850
0
0
Graphic Packaging Holding Co
COM
388689101
80
7510
SH
SOLE
7510
0
0
Great Panther Silver Ltd
COM
39115V101
8537
12024077
SH
SOLE
12024077
0
0
Green Plains Inc
COM
393222104
37820
2884855
SH
SOLE
2884855
0
0
Grifols SA
SP ADR REP B NVT
398438408
10776
586901
SH
SOLE
586901
0
0
Grupo Supervielle SA
SPONSORED ADR
40054A108
11001
1267386
SH
SOLE
1267386
0
0
Guidewire Software Inc
COM
40171V100
20560
256259
SH
SOLE
256259
0
0
Gulfport Energy Corp
COM NEW
402635304
110
16731
SH
SOLE
16731
0
0
GW Pharmaceuticals PLC
ADS
36197T103
4616
47395
SH
SOLE
47395
0
0
Halliburton Co
COM
406216101
186714
7024609
SH
SOLE
7024609
0
0
Hanesbrands Inc
COM
410345102
17
1387
SH
SOLE
1387
0
0
Hannon Armstrong Sustainable Infrastruc
COM
41068X100
41613
2184399
SH
SOLE
2184399
0
0
Harmony Gold Mining Co Ltd
SPONSORED ADR
413216300
122171
68251979
SH
SOLE
68251979
0
0
Hasbro Inc
COM
418056107
38
463
SH
SOLE
463
0
0
HCP Inc
COM
40414L109
3166
113353
SH
SOLE
113353
0
0
HDFC Bank Ltd
ADR REPS 3 SHS
40415F101
58989
569444
SH
SOLE
569444
0
0
Hecla Mining Co
COM
422704106
142749
60487065
SH
SOLE
60487065
0
0
Helmerich & Payne Inc
COM
423452101
42211
880500
SH
SOLE
880500
0
0
Henry Schein Inc
COM
806407102
46
589
SH
SOLE
589
0
0
Hercules Capital Inc
COM
427096508
8154
737954
SH
SOLE
737954
0
0
Heritage-Crystal Clean Inc
COM
42726M106
417
18140
SH
SOLE
18140
0
0
Hershey Co/The
COM
427866108
23868
222694
SH
SOLE
222694
0
0
Hess Corp
COM
42809H107
1320
32597
SH
SOLE
32597
0
0
Hess Corp
DEP PDF SR A
42809H404
5878
118390
SH
SOLE
118390
0
0
Hi-Crush Partners LP
COM UNIT LTD
428337109
733
204683
SH
SOLE
204683
0
0
Holly Energy Partners LP
COM UT LTD PTN
435763107
768
26880
SH
SOLE
26880
0
0
HollyFrontier Corp
COM
436106108
2095
40976
SH
SOLE
40976
0
0
Home Depot Inc/The
COM
437076102
16381
95340
SH
SOLE
95340
0
0
Honeywell International Inc
COM
438516106
3724
28190
SH
SOLE
28190
0
0
HSBC Holdings PLC
ADR A 1/40PF A
404280604
41
1605
SH
SOLE
1605
0
0
Huazhu Group Ltd
SPONSORED ADS
44332N106
24735
863968
SH
SOLE
863968
0
0
HudBay Minerals Inc
COM
443628102
3
731
SH
SOLE
731
0
0
Huntington Bancshares Inc/OH
COM
446150104
6
474
SH
SOLE
474
0
0
IAMGOLD Corp
COM
450913108
261303
71006386
SH
SOLE
71006386
0
0
IDEXX Laboratories Inc
COM
45168D104
32745
176030
SH
SOLE
176030
0
0
Illinois Tool Works Inc
COM
452308109
15
122
SH
SOLE
122
0
0
Illumina Inc
COM
452327109
17848
59508
SH
SOLE
59508
0
0
Imperial Oil Ltd
COM NEW
453038408
45
1766
SH
SOLE
1766
0
0
Incyte Corp
COM
45337C102
16956
266652
SH
SOLE
266652
0
0
Independence Contract Drilling Inc
COM
453415309
41
13000
SH
SOLE
13000
0
0
Ingersoll-Rand PLC
SHS
G47791101
7
76
SH
SOLE
76
0
0
Ingredion Inc
COM
457187102
972
10631
SH
SOLE
10631
0
0
Intel Corp
COM
458140100
146707
3126074
SH
SOLE
3126074
0
0
International Business Machines Corp
COM
459200101
3096
27235
SH
SOLE
27235
0
0
International Flavors & Fragrances Inc
COM
459506101
48
358
SH
SOLE
358
0
0
International Flavors & Fragrances Inc
UNIT 09/15/2021
459506309
8612
169864
SH
SOLE
169864
0
0
International Game Technology PLC
SHS USD
G4863A108
289
19782
SH
SOLE
19782
0
0
International Paper Co
COM
460146103
399
9895
SH
SOLE
9895
0
0
Invesco Advantage Municipal Income Trus
SH BEN INT
46132E103
1570
159018
SH
SOLE
159018
0
0
Invesco Mortgage Capital Inc
COM
46131B100
6203
428383
SH
SOLE
428383
0
0
Invesco Municipal Income Opportunities
COM
46132X101
688
98858
SH
SOLE
98858
0
0
Invesco Municipal Opportunity Trust
COM
46132C107
2962
264960
SH
SOLE
264960
0
0
Invesco Municipal Trust
COM
46131J103
2426
217791
SH
SOLE
217791
0
0
Invesco Quality Municipal Income Trust
COM
46133G107
2337
208278
SH
SOLE
208278
0
0
Invesco Trust for Investment Grade Muni
COM
46131M106
2474
215474
SH
SOLE
215474
0
0
Invesco Value Municipal Income Trust
COM
46132P108
2524
186703
SH
SOLE
186703
0
0
Invitation Homes Inc
COM
46187W107
1452
72313
SH
SOLE
72313
0
0
Ionis Pharmaceuticals Inc
COM
462222100
7183
132876
SH
SOLE
132876
0
0
IQVIA Holdings Inc
COM
46266C105
17449
150205
SH
SOLE
150205
0
0
Iron Mountain Inc
COM
46284V101
34
1046
SH
SOLE
1046
0
0
iShares Core U.S. Aggregate Bond ETF
CORE US AGGBD ET
464287226
9924
93195
SH
SOLE
93195
0
0
iShares Gold Trust
ISHARES
464285105
1682
136873
SH
SOLE
136873
0
0
iShares MSCI Canada ETF
MSCI CDA ETF
464286509
124
5182
SH
SOLE
5182
0
0
iShares MSCI Eurozone ETF
MSCI EURZONE ETF
464286608
2010
57331
SH
SOLE
57331
0
0
iShares MSCI Japan ETF
MSCI JPN ETF NEW
46434G822
915
18047
SH
SOLE
18047
0
0
iShares MSCI Pacific ex Japan ETF
MSCI PAC JP ETF
464286665
255
6267
SH
SOLE
6267
0
0
iShares MSCI South Korea Capped ETF
MSCI STH KOR ETF
464286772
550
9336
SH
SOLE
9336
0
0
iShares MSCI Switzerland ETF
MSCI SWITZERLAND
464286749
479
15202
SH
SOLE
15202
0
0
iShares MSCI United Kingdom ETF
MSCI UK ETF NEW
46435G334
808
27514
SH
SOLE
27514
0
0
iShares Russell 1000 Growth ETF
RUS 1000 GRW ETF
464287614
7071
54013
SH
SOLE
54013
0
0
iShares Russell 1000 Value ETF
RUS 1000 VAL ETF
464287598
6986
62913
SH
SOLE
62913
0
0
iShares Russell 2000 Growth ETF
RUS 2000 GRW ETF
464287648
1090
6486
SH
SOLE
6486
0
0
iShares Russell 2000 Value ETF
RUS 2000 VAL ETF
464287630
1084
10080
SH
SOLE
10080
0
0
Israel Chemicals Ltd
SHS
M5920A109
11093
1959971
SH
SOLE
1959971
0
0
iStar Inc
COM
45031U101
1429
155850
SH
SOLE
155850
0
0
Itron Inc
COM
465741106
1631
34489
SH
SOLE
34489
0
0
Janus Henderson Group PLC
ORD SHS
G4474Y214
3
138
SH
SOLE
138
0
0
Jazz Pharmaceuticals PLC
SHS USD
G50871105
9876
79671
SH
SOLE
79671
0
0
JD.com Inc
SPON ADR CL A
47215P106
2343
111964
SH
SOLE
111964
0
0
JinkoSolar Holding Co Ltd
SPONSORED ADR
47759T100
359
36262
SH
SOLE
36262
0
0
John Wiley & Sons Inc
CL A
968223206
18423
392239
SH
SOLE
392239
0
0
Johnson & Johnson
COM
478160104
15796
122401
SH
SOLE
122401
0
0
Jones Lang LaSalle Inc
COM
48020Q107
41511
327888
SH
SOLE
327888
0
0
JPMorgan BetaBuilders Japan ETF
BETBULD JAPAN
46641Q712
1193
56490
SH
SOLE
56490
0
0
JPMorgan Chase & Co
COM
46625H100
4132
42324
SH
SOLE
42324
0
0
Kellogg Co
COM
487836108
20577
360928
SH
SOLE
360928
0
0
Keurig Dr Pepper Inc
COM
49271V100
6
242
SH
SOLE
242
0
0
Kimberly-Clark Corp
COM
494368103
708
6213
SH
SOLE
6213
0
0
Kimco Realty Corp
COM
49446R109
1448
98848
SH
SOLE
98848
0
0
Kinder Morgan Inc/DE
COM
49456B101
257
16716
SH
SOLE
16716
0
0
Kinross Gold Corp
COM NO PAR
496902404
605477
186875671
SH
SOLE
186875671
0
0
KIRBY CORP
COM
497266106
46045
683570
SH
SOLE
683570
0
0
Kirkland Lake Gold Ltd
COM
49741E100
465761
17843170
SH
SOLE
17843170
0
0
KLA-Tencor Corp
COM
482480100
56190
627888
SH
SOLE
627888
0
0
KNOT Offshore Partners LP
COM UNITS
Y48125101
2366
131968
SH
SOLE
131968
0
0
Kohl's Corp
COM
500255104
1221
18402
SH
SOLE
18402
0
0
Korea Electric Power Corp
SPONSORED ADR
500631106
1243
84291
SH
SOLE
84291
0
0
Kornit Digital Ltd
SHS
M6372Q113
209
11152
SH
SOLE
11152
0
0
Kosmos Energy Ltd
COM
500688106
644
158219
SH
SOLE
158219
0
0
Kraft Heinz Co/The
COM
500754106
462
10726
SH
SOLE
10726
0
0
Kroger Co/The
COM
501044101
2851
103674
SH
SOLE
103674
0
0
KT Corp
SPONSORED ADR
48268K101
12
878
SH
SOLE
878
0
0
L Brands Inc
COM
501797104
656
25550
SH
SOLE
25550
0
0
Ladder Capital Corp
CL A
505743104
6001
387880
SH
SOLE
387880
0
0
Lam Research Corp
COM
512807108
31391
230531
SH
SOLE
230531
0
0
Laredo Petroleum Inc
COM
516806106
61
16838
SH
SOLE
16838
0
0
Las Vegas Sands Corp
COM
517834107
1970
37853
SH
SOLE
37853
0
0
Laureate Education Inc
CL A
518613203
12219
801800
SH
SOLE
801800
0
0
LEGG MASON INC
COM
524901105
1
56
SH
SOLE
56
0
0
Life Storage Inc
COM
53223X107
1031
11082
SH
SOLE
11082
0
0
Linde PLC
COM
G5494J103
16
102
SH
SOLE
102
0
0
Lindsay Corp
COM
535555106
155
1611
SH
SOLE
1611
0
0
Lithium Americas Corp
COM NEW
53680Q207
2708
856935
SH
SOLE
856935
0
0
LivePerson Inc
COM
538146101
342
18158
SH
SOLE
18158
0
0
Lockheed Martin Corp
COM
539830109
29
110
SH
SOLE
110
0
0
Louisiana-Pacific Corp
COM
546347105
27996
1259953
SH
SOLE
1259953
0
0
Lowe's Cos Inc
COM
548661107
10319
111728
SH
SOLE
111728
0
0
M&T Bank Corp
COM
55261F104
7
46
SH
SOLE
46
0
0
Macerich Co/The
COM
554382101
1223
28252
SH
SOLE
28252
0
0
Macy's Inc
COM
55616P104
1063
35692
SH
SOLE
35692
0
0
MAG Silver Corp
COM
55903Q104
29842
4087897
SH
SOLE
4087897
0
0
Magic Software Enterprises Ltd
ORD
559166103
71
9359
SH
SOLE
9359
0
0
Main Street Capital Corp
COM
56035L104
16296
481988
SH
SOLE
481988
0
0
MainStay MacKay DefinedTerm Municipal O
COM
56064K100
1095
56091
SH
SOLE
56091
0
0
MakeMyTrip Ltd
SHS
V5633W109
907
37277
SH
SOLE
37277
0
0
Mallinckrodt PLC
SHS
G5785G107
1712
108368
SH
SOLE
108368
0
0
Marathon Oil Corp
COM
565849106
1680
117124
SH
SOLE
117124
0
0
Marathon Petroleum Corp
COM
56585A102
3816
64667
SH
SOLE
64667
0
0
Marsh & McLennan Cos Inc
COM
571748102
13
160
SH
SOLE
160
0
0
Marvell Technology Group Ltd
ORD
G5876H105
13394
827273
SH
SOLE
827273
0
0
Mastercard Inc
CL A
57636Q104
5119
27134
SH
SOLE
27134
0
0
Matador Resources Co
COM
576485205
219
14085
SH
SOLE
14085
0
0
Mattel Inc
COM
577081102
13
1323
SH
SOLE
1323
0
0
Maxim Integrated Products Inc
COM
57772K101
17242
339082
SH
SOLE
339082
0
0
McCormick & Co Inc/MD
COM NON VTG
579780206
65
467
SH
SOLE
467
0
0
McDermott International Inc
COM
580037703
27778
4247475
SH
SOLE
4247475
0
0
McDonald's Corp
COM
580135101
30244
170322
SH
SOLE
170322
0
0
McEwen Mining Inc
COM
58039P107
74925
41167706
SH
SOLE
41167706
0
0
McKesson Corp
COM
58155Q103
51235
463788
SH
SOLE
463788
0
0
Mechel PJSC
SPONSORED ADR NE
583840608
890
449491
SH
SOLE
449491
0
0
Medtronic PLC
SHS
G5960L103
48053
528285
SH
SOLE
528285
0
0
Melco Resorts & Entertainment Ltd
ADR
585464100
740
42024
SH
SOLE
42024
0
0
Merck & Co Inc
COM
58933Y105
19110
250101
SH
SOLE
250101
0
0
MetLife Inc
COM
59156R108
589
14357
SH
SOLE
14357
0
0
Mettler-Toledo International Inc
COM
592688105
55
97
SH
SOLE
97
0
0
MFA Financial Inc
COM
55272X102
6360
952097
SH
SOLE
952097
0
0
MFS High Income Municipal Trust
SH BEN INT
59318D104
422
91179
SH
SOLE
91179
0
0
MFS Municipal Income Trust
SH BEN INT
552738106
904
147192
SH
SOLE
147192
0
0
MGM Resorts International
COM
552953101
1410
58119
SH
SOLE
58119
0
0
Microchip Technology Inc
COM
595017104
67952
944823
SH
SOLE
944823
0
0
Micron Technology Inc
COM
595112103
29590
932557
SH
SOLE
932557
0
0
Microsoft Corp
COM
594918104
26202
257969
SH
SOLE
257969
0
0
Mid-America Apartment Communities Inc
COM
59522J103
2628
27458
SH
SOLE
27458
0
0
Mobile TeleSystems PJSC
SPONSORED ADR
607409109
49761
7108666
SH
SOLE
7108666
0
0
Mondelez International Inc
CL A
609207105
45871
1145906
SH
SOLE
1145906
0
0
Monroe Capital Corp
COM
610335101
1581
164685
SH
SOLE
164685
0
0
Morgan Stanley
COM NEW
617446448
3349
84457
SH
SOLE
84457
0
0
Mosaic Co/The
COM
61945C103
25476
872160
SH
SOLE
872160
0
0
MSC Industrial Direct Co Inc
CL A
553530106
2
20
SH
SOLE
20
0
0
Murphy Oil Corp
COM
626717102
384
16401
SH
SOLE
16401
0
0
Mylan NV
SHS EURO
N59465109
10249
374068
SH
SOLE
374068
0
0
Nabors Industries Ltd
SHS
G6359F103
25880
12939886
SH
SOLE
12939886
0
0
National Fuel Gas Co
COM
636180101
403
7883
SH
SOLE
7883
0
0
National Oilwell Varco Inc
COM
637071101
54941
2137780
SH
SOLE
2137780
0
0
National Retail Properties Inc
COM
637417106
1828
37679
SH
SOLE
37679
0
0
Nektar Therapeutics
COM
640268108
7129
216881
SH
SOLE
216881
0
0
Neogen Corp
COM
640491106
5445
95518
SH
SOLE
95518
0
0
NetEase Inc
SPONSORED ADR
64110W102
315
1337
SH
SOLE
1337
0
0
Netflix Inc
COM
64110L106
4158
15535
SH
SOLE
15535
0
0
Neuberger Berman Municipal Fund Inc
COM
64124P101
875
69107
SH
SOLE
69107
0
0
Neurocrine Biosciences Inc
COM
64125C109
8621
120729
SH
SOLE
120729
0
0
Nevsun Resources Ltd
COM
64156L101
5
1054
SH
SOLE
1054
0
0
New Gold Inc
COM
644535106
60390
79796262
SH
SOLE
79796262
0
0
New Mountain Finance Corp
COM
647551100
6401
508859
SH
SOLE
508859
0
0
New Residential Investment Corp
COM NEW
64828T201
7895
555599
SH
SOLE
555599
0
0
New York Mortgage Trust Inc
COM PAR $.02
649604501
4299
729919
SH
SOLE
729919
0
0
Newfield Exploration Co
COM
651290108
34040
2321991
SH
SOLE
2321991
0
0
Newmont Mining Corp
COM
651639106
1082455
31239676
SH
SOLE
31239676
0
0
Newpark Resources Inc
COM PAR $.01NEW
651718504
442
64367
SH
SOLE
64367
0
0
Newtek Business Services Corp
COM NEW
652526203
2522
144620
SH
SOLE
144620
0
0
NexGen Energy Ltd
COM
65340P106
171
97019
SH
SOLE
97019
0
0
NextEra Energy Inc
COM
65339F101
4757
27368
SH
SOLE
27368
0
0
NextEra Energy Inc
UNIT 09/01/2019
65339F820
17802
308844
SH
SOLE
308844
0
0
NGL Energy Partners LP
COM UNIT REPST
62913M107
2100
219023
SH
SOLE
219023
0
0
NII Holdings Inc
COM PAR
62913F508
608
137904
SH
SOLE
137904
0
0
NIKE Inc
CL B
654106103
5502
74213
SH
SOLE
74213
0
0
NiSource Inc
COM
65473P105
4
156
SH
SOLE
156
0
0
Noah Holdings Ltd
SPON ADS CL A
65487X102
17
400
SH
SOLE
400
0
0
Noble Corp plc
SHS USD
G65431101
12369
4721182
SH
SOLE
4721182
0
0
Noble Energy Inc
COM
655044105
1002
53402
SH
SOLE
53402
0
0
Noble Midstream Partners LP
COM UNIT REPST
65506L105
417
14458
SH
SOLE
14458
0
0
Northern Trust Corp
COM
665859104
68
816
SH
SOLE
816
0
0
Novagold Resources Inc
COM NEW
66987E206
56516
14307943
SH
SOLE
14307943
0
0
Novartis AG
SPONSORED ADR
66987V109
12137
141437
SH
SOLE
141437
0
0
Novo Nordisk A/S
ADR
670100205
12481
270916
SH
SOLE
270916
0
0
Novocure Ltd
ORD SHS
G6674U108
749
22359
SH
SOLE
22359
0
0
Nucor Corp
COM
670346105
2937
56694
SH
SOLE
56694
0
0
NuStar Energy LP
UNIT COM
67058H102
824
39369
SH
SOLE
39369
0
0
Nutrien Ltd
COM
67077M108
158009
3361894
SH
SOLE
3361894
0
0
Nuveen AMT-Free Municipal Credit Income
COM
67071L106
9772
698965
SH
SOLE
698965
0
0
Nuveen AMT-Free Municipal Value Fund
COM
670695105
630
42666
SH
SOLE
42666
0
0
Nuveen AMT-Free Quality Municipal Incom
COM
670657105
9542
775112
SH
SOLE
775112
0
0
Nuveen Enhanced Municipal Value Fund
COM
67074M101
1113
86508
SH
SOLE
86508
0
0
Nuveen Intermediate Duration Municipal
COM
670671106
1660
134127
SH
SOLE
134127
0
0
Nuveen Intermediate Duration Quality Mu
COM
670677103
565
45721
SH
SOLE
45721
0
0
Nuveen Municipal Credit Income Fund
COM SH BEN INT
67070X101
6846
510150
SH
SOLE
510150
0
0
Nuveen Municipal High Income Opportunit
COM
670682103
2168
186231
SH
SOLE
186231
0
0
Nuveen Municipal Value Fund Inc
COM
670928100
5301
571839
SH
SOLE
571839
0
0
Nuveen Quality Municipal Income Fund
COM
67066V101
9519
759067
SH
SOLE
759067
0
0
Nuveen Select Tax-Free Income Portfolio
SH BEN INT
67062F100
646
45907
SH
SOLE
45907
0
0
Nuveen Select Tax-Free Income2 Portfoli
SH BEN INT
67063C106
664
49547
SH
SOLE
49547
0
0
NVIDIA Corp
COM
67066G104
40729
305085
SH
SOLE
305085
0
0
NXP Semiconductors NV
COM
N6596X109
30513
416391
SH
SOLE
416391
0
0
Oaktree Specialty Lending Corp
COM
67401P108
3747
885712
SH
SOLE
885712
0
0
Oasis Petroleum Inc
COM
674215108
190
34385
SH
SOLE
34385
0
0
Occidental Petroleum Corp
COM
674599105
7040
114693
SH
SOLE
114693
0
0
Oceaneering International Inc
COM
675232102
21312
1761332
SH
SOLE
1761332
0
0
Oil States International Inc
COM
678026105
11013
771202
SH
SOLE
771202
0
0
Olympic Steel Inc
COM
68162K106
106
7459
SH
SOLE
7459
0
0
Omega Healthcare Investors Inc
COM
681936100
1676
47681
SH
SOLE
47681
0
0
ON Semiconductor Corp
COM
682189105
8745
529706
SH
SOLE
529706
0
0
Oneok Inc
COM
682680103
200
3708
SH
SOLE
3708
0
0
Oracle Corp
COM
68389X105
4291
95046
SH
SOLE
95046
0
0
O'Reilly Automotive Inc
COM
67103H107
3629
10538
SH
SOLE
10538
0
0
Ormat Technologies Inc
COM
686688102
18539
354469
SH
SOLE
354469
0
0
Osisko Gold Royalties Ltd
COM
68827L101
146591
16696006
SH
SOLE
16696006
0
0
Oxford Square Capital Corp
COM
69181V107
2528
390650
SH
SOLE
390650
0
0
Packaging Corp of America
COM
695156109
191
2286
SH
SOLE
2286
0
0
Pan American Silver Corp
COM
697900108
302720
20734230
SH
SOLE
20734230
0
0
Parsley Energy Inc
CL A
701877102
81929
5126942
SH
SOLE
5126942
0
0
Patterson Cos Inc
COM
703395103
2300
117008
SH
SOLE
117008
0
0
Patterson-UTI Energy Inc
COM
703481101
92878
8973708
SH
SOLE
8973708
0
0
PayPal Holdings Inc
COM
70450Y103
5150
61241
SH
SOLE
61241
0
0
PBF Energy Inc
CL A
69318G106
21409
655316
SH
SOLE
655316
0
0
PDC Energy Inc
COM
69327R101
47402
1592816
SH
SOLE
1592816
0
0
Peabody Energy Corp
COM
704551100
2500
82016
SH
SOLE
82016
0
0
Penn National Gaming Inc
COM
707569109
319
16919
SH
SOLE
16919
0
0
PennantPark Floating Rate Capital Ltd
COM
70806A106
3613
312316
SH
SOLE
312316
0
0
PennantPark Investment Corp
COM
708062104
3543
556211
SH
SOLE
556211
0
0
PennyMac Mortgage Investment Trust
COM
70931T103
4235
227453
SH
SOLE
227453
0
0
PepsiCo Inc
COM
713448108
27454
248493
SH
SOLE
248493
0
0
Perrigo Co PLC
SHS
G97822103
7440
192007
SH
SOLE
192007
0
0
Petroleo Brasileiro SA
SPONSORED ADR
71654V408
198
15221
SH
SOLE
15221
0
0
Pfizer Inc
COM
717081103
41746
956383
SH
SOLE
956383
0
0
PG&E Corp
COM
69331C108
1202
50608
SH
SOLE
50608
0
0
Philip Morris International Inc
COM
718172109
38876
582318
SH
SOLE
582318
0
0
Phillips 66
COM
718546104
3732
43319
SH
SOLE
43319
0
0
Pilgrim's Pride Corp
COM
72147K108
2530
163128
SH
SOLE
163128
0
0
PIMCO Municipal Income Fund
COM
72200R107
643
51259
SH
SOLE
51259
0
0
PIMCO Municipal Income Fund II
COM
72200W106
1465
110100
SH
SOLE
110100
0
0
PIMCO Municipal Income Fund III
COM
72201A103
678
60881
SH
SOLE
60881
0
0
Pinnacle West Capital Corp
COM
723484101
1130
13259
SH
SOLE
13259
0
0
Pioneer Municipal High Income Advantage
COM
723762100
688
67435
SH
SOLE
67435
0
0
Pioneer Municipal High Income Trust
COM SHS
723763108
899
82038
SH
SOLE
82038
0
0
Pioneer Natural Resources Co
COM
723787107
117599
894154
SH
SOLE
894154
0
0
Platform Specialty Products Corp
COM
72766Q105
3631
351510
SH
SOLE
351510
0
0
Pluristem Therapeutics Inc
COM
72940R102
40
50443
SH
SOLE
50443
0
0
PNC Financial Services Group Inc/The
COM
693475105
3603
30817
SH
SOLE
30817
0
0
PNM Resources Inc
COM
69349H107
643
15651
SH
SOLE
15651
0
0
Pointer Telocation Ltd
SHS
M7946T104
34
2786
SH
SOLE
2786
0
0
Polaris Industries Inc
COM
731068102
20060
261607
SH
SOLE
261607
0
0
POSCO
SPONSORED ADR
693483109
2594
47220
SH
SOLE
47220
0
0
Power Integrations Inc
COM
739276103
1794
29415
SH
SOLE
29415
0
0
PPL Corp
COM
69351T106
18
652
SH
SOLE
652
0
0
PRA Health Sciences Inc
COM
69354M108
61
664
SH
SOLE
664
0
0
Pretium Resources Inc
COM
74139C102
213317
25244636
SH
SOLE
25244636
0
0
Procter & Gamble Co/The
COM
742718109
30005
326426
SH
SOLE
326426
0
0
Prologis Inc
COM
74340W103
8798
149828
SH
SOLE
149828
0
0
ProPetro Holding Corp
COM
74347M108
47046
3818700
SH
SOLE
3818700
0
0
Prospect Capital Corp
COM
74348T102
15307
2425858
SH
SOLE
2425858
0
0
Protalix BioTherapeutics Inc
COM
74365A101
23
75519
SH
SOLE
75519
0
0
Prudential Financial Inc
COM
744320102
507
6223
SH
SOLE
6223
0
0
Public Service Enterprise Group Inc
COM
744573106
1622
31159
SH
SOLE
31159
0
0
Public Storage
COM
74460D109
7336
36245
SH
SOLE
36245
0
0
Putnam Managed Municipal Income Trust
COM
746823103
1252
186324
SH
SOLE
186324
0
0
Putnam Municipal Opportunities Trust
SH BEN INT
746922103
1617
144007
SH
SOLE
144007
0
0
PVH Corp
COM
693656100
28
297
SH
SOLE
297
0
0
QEP Resources Inc
COM
74733V100
146
25944
SH
SOLE
25944
0
0
QIAGEN NV
SHS NEW
N72482123
15463
448856
SH
SOLE
448856
0
0
QIWI plc
SPON ADR REP B
74735M108
1340
94744
SH
SOLE
94744
0
0
Qorvo Inc
COM
74736K101
7689
126608
SH
SOLE
126608
0
0
QUALCOMM Inc
COM
747525103
41077
721791
SH
SOLE
721791
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
3
40
SH
SOLE
40
0
0
RADCOM Ltd
SHS NEW
M81865111
36
4832
SH
SOLE
4832
0
0
Randgold Resources Ltd
ADR
752344309
576998
6749791
SH
SOLE
6749791
0
0
Range Resources Corp
COM
75281A109
262
27355
SH
SOLE
27355
0
0
Ranger Energy Services Inc
COM CL A
75282U104
8
1500
SH
SOLE
1500
0
0
Raytheon Co
COM NEW
755111507
3082
20098
SH
SOLE
20098
0
0
Realty Income Corp
COM
756109104
4385
69557
SH
SOLE
69557
0
0
Redhill Biopharma Ltd
SPONSORED ADS
757468103
60
10787
SH
SOLE
10787
0
0
Redwood Trust Inc
COM
758075402
3399
225569
SH
SOLE
225569
0
0
Regency Centers Corp
COM
758849103
2373
40445
SH
SOLE
40445
0
0
Regeneron Pharmaceuticals Inc
COM
75886F107
19812
53045
SH
SOLE
53045
0
0
Reliance Steel & Aluminum Co
COM
759509102
2698
37912
SH
SOLE
37912
0
0
Renewable Energy Group Inc
COM NEW
75972A301
958
37270
SH
SOLE
37270
0
0
Republic Services Inc
COM
760759100
2066
28657
SH
SOLE
28657
0
0
Resideo Technologies Inc
COM
76118Y104
90
4361
SH
SOLE
4361
0
0
Retail Value Inc
COM
76133Q102
95
3711
SH
SOLE
3711
0
0
Rio Tinto PLC
SPONSORED ADR
767204100
77991
1608732
SH
SOLE
1608732
0
0
RLJ Lodging Trust
CUM CONV PFD A
74965L200
3286
132592
SH
SOLE
132592
0
0
Rogers Communications Inc
CL B
775109200
72
1397
SH
SOLE
1397
0
0
Ross Stores Inc
COM
778296103
3388
40725
SH
SOLE
40725
0
0
Rowan Cos Plc
SHS CL A
G7665A101
21063
2510531
SH
SOLE
2510531
0
0
Royal Bank of Canada
COM
780087102
4354
63538
SH
SOLE
63538
0
0
Royal Gold Inc
COM
780287108
412116
4811625
SH
SOLE
4811625
0
0
RPC Inc
COM
749660106
22605
2290317
SH
SOLE
2290317
0
0
Ryerson Holding Corp
COM
783754104
160
25255
SH
SOLE
25255
0
0
Salesforce.com Inc
COM
79466L302
46964
342879
SH
SOLE
342879
0
0
Sanderson Farms Inc
COM
800013104
3858
38856
SH
SOLE
38856
0
0
Sandstorm Gold Ltd
COM NEW
80013R206
113170
24548823
SH
SOLE
24548823
0
0
Sanofi
SPONSORED ADR
80105N105
11984
276075
SH
SOLE
276075
0
0
Sarepta Therapeutics Inc
COM
803607100
13568
124325
SH
SOLE
124325
0
0
Sasol Ltd
SPONSORED ADR
803866300
1061
36240
SH
SOLE
36240
0
0
Schlumberger Ltd
COM
806857108
233456
6470518
SH
SOLE
6470518
0
0
Schnitzer Steel Industries Inc
CL A
806882106
767
35604
SH
SOLE
35604
0
0
Scientific Games Corp
COM
80874P109
130
7252
SH
SOLE
7252
0
0
Sea Ltd
ADR
81141R100
122
10763
SH
SOLE
10763
0
0
Seaboard Corp
COM
811543107
145
41
SH
SOLE
41
0
0
Seabridge Gold Inc
COM
811916105
40713
3077331
SH
SOLE
3077331
0
0
Seattle Genetics Inc
COM
812578102
5922
104514
SH
SOLE
104514
0
0
Sempra Energy
6% PFD CONV A
816851406
16890
177585
SH
SOLE
177585
0
0
Sensient Technologies Corp
COM
81725T100
1
14
SH
SOLE
14
0
0
ServiceNow Inc
COM
81762P102
21648
121582
SH
SOLE
121582
0
0
Shell Midstream Partners LP
UNIT LTD INT
822634101
545
33187
SH
SOLE
33187
0
0
Shire PLC
SPONSORED ADR
82481R106
20231
116241
SH
SOLE
116241
0
0
Sibanye Gold Ltd
SPONSORED ADR
825724206
80539
28459164
SH
SOLE
28459164
0
0
Silvercorp Metals Inc
COM
82835P103
25026
11974913
SH
SOLE
11974913
0
0
Simon Property Group Inc
COM
828806109
18084
107648
SH
SOLE
107648
0
0
Sinopec Shanghai Petrochemical Co Ltd
SPON ADR H
82935M109
480
11124
SH
SOLE
11124
0
0
Skyworks Solutions Inc
COM
83088M102
14972
223400
SH
SOLE
223400
0
0
SL Green Realty Corp
COM
78440X101
1652
20885
SH
SOLE
20885
0
0
SM Energy Co
COM
78454L100
156
10108
SH
SOLE
10108
0
0
Sociedad Quimica y Minera de Chile SA
SPON ADR SER B
833635105
13678
357139
SH
SOLE
357139
0
0
Solar Capital Ltd
COM
83413U100
4899
255315
SH
SOLE
255315
0
0
SolarEdge Technologies Inc
COM
83417M104
37618
1071737
SH
SOLE
1071737
0
0
Southern Co/The
COM
842587107
364
8296
SH
SOLE
8296
0
0
Southern Copper Corp
COM
84265V105
68
2209
SH
SOLE
2209
0
0
Southwestern Energy Co
COM
845467109
207
60837
SH
SOLE
60837
0
0
SPDR Gold MiniShares Trust
SPDR GLD MINIS
98149E204
1682
131212
SH
SOLE
131212
0
0
Spirit MTA REIT
COM SHS BEN IN
84861U105
67
9423
SH
SOLE
9423
0
0
Spirit Realty Capital Inc
COM NEW
84860W300
724
20534
SH
SOLE
20534
0
0
SSR Mining Inc
COM
784730103
214179
17715411
SH
SOLE
17715411
0
0
Starbucks Corp
COM
855244109
52968
822482
SH
SOLE
822482
0
0
Stars Group Inc/The
COM
85570W100
464
28081
SH
SOLE
28081
0
0
Starwood Property Trust Inc
COM
85571B105
8157
413862
SH
SOLE
413862
0
0
State Street Corp
COM
857477103
38507
610546
SH
SOLE
610546
0
0
Steel Dynamics Inc
COM
858119100
51586
1717229
SH
SOLE
1717229
0
0
Stericycle Inc
COM
858912108
770
20990
SH
SOLE
20990
0
0
STERIS PLC
SHS USD
G84720104
2102
19672
SH
SOLE
19672
0
0
STMicroelectronics NV
NY REGISTRY
861012102
13704
987337
SH
SOLE
987337
0
0
Stryker Corp
COM
863667101
644
4109
SH
SOLE
4109
0
0
Studio City International Holdings Ltd
SPON ADS
86389T106
0
26
SH
SOLE
26
0
0
Suburban Propane Partners LP
UNIT LTD PARTN
864482104
2118
109927
SH
SOLE
109927
0
0
Summit Midstream Partners LP
COM UNIT LTD
866142102
508
50565
SH
SOLE
50565
0
0
Sun Life Financial Inc
COM
866796105
78
2335
SH
SOLE
2335
0
0
SunCoke Energy Inc
COM
86722A103
966
112991
SH
SOLE
112991
0
0
SunCoke Energy Partners LP
COMUNIT REP LT
86722Y101
1411
132639
SH
SOLE
132639
0
0
Suncor Energy Inc
COM
867224107
948
33905
SH
SOLE
33905
0
0
Sunoco LP
COM U REP LP
86765K109
2569
94501
SH
SOLE
94501
0
0
SunPower Corp
COM
867652406
301
60645
SH
SOLE
60645
0
0
Sunrun Inc
COM
86771W105
24226
2224646
SH
SOLE
2224646
0
0
Superior Energy Services Inc
COM
868157108
18282
5457352
SH
SOLE
5457352
0
0
Syneos Health Inc
CL A
87166B102
42
1061
SH
SOLE
1061
0
0
Sysco Corp
COM
871829107
3982
63555
SH
SOLE
63555
0
0
T Rowe Price Group Inc
COM
74144T108
40715
441019
SH
SOLE
441019
0
0
Tahoe Resources Inc
COM
873868103
148471
40676903
SH
SOLE
40676903
0
0
Taiwan Semiconductor Manufacturing Co L
SPONSORED ADR
874039100
68992
1869199
SH
SOLE
1869199
0
0
Take-Two Interactive Software Inc
COM
874054109
245
2378
SH
SOLE
2378
0
0
Tallgrass Energy LP
CLASS A SHS
874696107
972
39954
SH
SOLE
39954
0
0
Targa Resources Corp
COM
87612G101
66
1844
SH
SOLE
1844
0
0
Target Corp
COM
87612E106
4057
61383
SH
SOLE
61383
0
0
Taubman Centers Inc
COM
876664103
583
12816
SH
SOLE
12816
0
0
TC Pipelines LP
UT COM LTD PRT
87233Q108
1047
32599
SH
SOLE
32599
0
0
TCG BDC Inc
COM
872280102
5937
478803
SH
SOLE
478803
0
0
TE Connectivity Ltd
REG SHS
H84989104
8
110
SH
SOLE
110
0
0
TechnipFMC PLC
COM
G87110105
55874
2853627
SH
SOLE
2853627
0
0
Teck Resources Ltd
CL B
878742204
144744
6719766
SH
SOLE
6719766
0
0
Teekay LNG Partners LP
PRTNRSP UNITS
Y8564M105
1532
139006
SH
SOLE
139006
0
0
Teekay Offshore Partners LP
PARTNERSHIP UN
Y8565J101
1282
1059500
SH
SOLE
1059500
0
0
Telekomunikasi Indonesia Persero Tbk PT
SPONSORED ADR
715684106
2947
112427
SH
SOLE
112427
0
0
TELUS Corp
COM
87971M103
25
757
SH
SOLE
757
0
0
Tenaris SA
SPONSORED ADR
88031M109
53440
2506581
SH
SOLE
2506581
0
0
Tencent Music Entertainment Group
SPON ADS
88034P109
10
794
SH
SOLE
794
0
0
Tennant Co
COM
880345103
416
7988
SH
SOLE
7988
0
0
Tenneco Inc
CL A VTG COM STK
880349105
790
28834
SH
SOLE
28834
0
0
Teradyne Inc
COM
880770102
6881
219277
SH
SOLE
219277
0
0
Ternium SA
SPON ADR
880890108
5423
200128
SH
SOLE
200128
0
0
Tesla Inc
COM
88160R101
6782
20380
SH
SOLE
20380
0
0
Tetra Tech Inc
COM
88162G103
791
15279
SH
SOLE
15279
0
0
Teva Pharmaceutical Industries Ltd
SPONSORED ADR
881624209
9266
600915
SH
SOLE
600915
0
0
Texas Instruments Inc
COM
882508104
45924
485973
SH
SOLE
485973
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5121
22881
SH
SOLE
22881
0
0
Tiffany & Co
COM
886547108
34
423
SH
SOLE
423
0
0
TimkenSteel Corp
COM
887399103
263
30136
SH
SOLE
30136
0
0
TJX Cos Inc/The
COM
872540109
10236
228786
SH
SOLE
228786
0
0
Toro Co/The
COM
891092108
12539
224392
SH
SOLE
224392
0
0
Toronto-Dominion Bank/The
COM NEW
891160509
4214
84687
SH
SOLE
84687
0
0
TPG Specialty Lending Inc
COM
87265K102
7050
389742
SH
SOLE
389742
0
0
Tractor Supply Co
COM
892356106
25489
305474
SH
SOLE
305474
0
0
TransCanada Corp
COM
89353D107
934
26133
SH
SOLE
26133
0
0
Transglobe Energy Corp
COM
893662106
711
380432
SH
SOLE
380432
0
0
Transocean Ltd
REG SHS
H8817H100
66813
9627227
SH
SOLE
9627227
0
0
Travelers Cos Inc/The
COM
89417E109
13
106
SH
SOLE
106
0
0
Turquoise Hill Resources Ltd
COM
900435108
74
44684
SH
SOLE
44684
0
0
Twenty-First Century Fox Inc
CL A
90130A101
948
19697
SH
SOLE
19697
0
0
Two Harbors Investment Corp
COM NEW
90187B408
6720
523345
SH
SOLE
523345
0
0
Tyson Foods Inc
CL A
902494103
85408
1599395
SH
SOLE
1599395
0
0
UDR INC
COM
902653104
2517
63535
SH
SOLE
63535
0
0
Union Pacific Corp
COM
907818108
4963
35902
SH
SOLE
35902
0
0
United Parcel Service Inc
CL B
911312106
4493
46073
SH
SOLE
46073
0
0
United States Steel Corp
COM
912909108
2629
144109
SH
SOLE
144109
0
0
United Technologies Corp
COM
913017109
22878
214854
SH
SOLE
214854
0
0
United Therapeutics Corp
COM
91307C102
8922
81924
SH
SOLE
81924
0
0
UnitedHealth Group Inc
COM
91324P102
5402
21686
SH
SOLE
21686
0
0
Universal Display Corp
COM
91347P105
5701
60929
SH
SOLE
60929
0
0
Universal Stainless & Alloy Products In
COM
913837100
80
4926
SH
SOLE
4926
0
0
Uranium Energy Corp
COM
916896103
59
47056
SH
SOLE
47056
0
0
UroGen Pharma Ltd
COM
M96088105
188
4364
SH
SOLE
4364
0
0
US Bancorp
COM NEW
902973304
4194
91768
SH
SOLE
91768
0
0
US Ecology Inc
COM
91732J102
814
12924
SH
SOLE
12924
0
0
US Silica Holdings Inc
COM
90346E103
11383
1118172
SH
SOLE
1118172
0
0
USA Compression Partners LP
COMUNIT LTDPAR
90290N109
1897
146180
SH
SOLE
146180
0
0
Vale SA
ADR
91912E105
79070
5994706
SH
SOLE
5994706
0
0
Valero Energy Corp
COM
91913Y100
3581
47761
SH
SOLE
47761
0
0
Valero Energy Partners LP
COM UNT REP LP
91914J102
854
20246
SH
SOLE
20246
0
0
VanEck Vectors Emerging Markets Aggrega
EMERGING MKTS AG
92189F478
8022
400000
SH
SOLE
400000
0
0
VanEck Vectors Green Bond ETF
GREEN BD ETF
92189F171
7420
290000
SH
SOLE
290000
0
0
Vanguard FTSE Emerging Markets ETF
FTSE EMR MKT ETF
922042858
3392
89032
SH
SOLE
89032
0
0
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
40513
176287
SH
SOLE
176287
0
0
Vanguard Total Bond Market ETF
TOTAL BND MRKT
921937835
9917
125202
SH
SOLE
125202
0
0
Varonis Systems Inc
COM
922280102
492
9300
SH
SOLE
9300
0
0
Vedanta Ltd
SPONSORED ADR
92242Y100
4276
370579
SH
SOLE
370579
0
0
Ventas Inc
COM
92276F100
5038
85995
SH
SOLE
85995
0
0
VEON Ltd
SPONSORED ADR
91822M106
18438
7879493
SH
SOLE
7879493
0
0
VEREIT Inc
COM
92339V100
1669
233420
SH
SOLE
233420
0
0
Verint Systems Inc
COM
92343X100
843
19917
SH
SOLE
19917
0
0
Verizon Communications Inc
COM
92343V104
5837
103824
SH
SOLE
103824
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
19099
115254
SH
SOLE
115254
0
0
Vicor Corp
COM
925815102
607
16057
SH
SOLE
16057
0
0
Visa Inc
COM CL A
92826C839
5256
39836
SH
SOLE
39836
0
0
Vornado Realty Trust
SH BEN INT
929042109
2615
42152
SH
SOLE
42152
0
0
Waddell & Reed Financial Inc
CL A
930059100
2
84
SH
SOLE
84
0
0
Walgreens Boots Alliance Inc
COM
931427108
9021
132020
SH
SOLE
132020
0
0
Walmart Inc
COM
931142103
15019
161234
SH
SOLE
161234
0
0
Walt Disney Co/The
COM DISNEY
254687106
49940
455447
SH
SOLE
455447
0
0
Warrior Met Coal Inc
COM
93627C101
2102
87187
SH
SOLE
87187
0
0
Waste Connections Inc
COM
94106B101
2062
27767
SH
SOLE
27767
0
0
Waste Management Inc
COM
94106L109
2091
23493
SH
SOLE
23493
0
0
Waters Corp
COM
941848103
56
297
SH
SOLE
297
0
0
Weatherford International PLC
ORD SHS
G48833100
15278
27331719
SH
SOLE
27331719
0
0
Wells Fargo & Co
COM
949746101
44841
973108
SH
SOLE
973108
0
0
Welltower Inc
COM
95040Q104
6230
89756
SH
SOLE
89756
0
0
Western Asset Managed Municipals Fund I
COM
95766M105
1432
112752
SH
SOLE
112752
0
0
Western Asset Mortgage Capital Corp
COM
95790D105
1947
233425
SH
SOLE
233425
0
0
Western Asset Municipal Defined Opportu
COM
95768A109
497
25468
SH
SOLE
25468
0
0
Western Gas Equity Partners LP
COMUNT LTD PT
95825R103
611
22041
SH
SOLE
22041
0
0
Western Gas Partners LP
COM UNIT LP IN
958254104
723
17114
SH
SOLE
17114
0
0
Western Union Co/The
COM
959802109
41082
2408111
SH
SOLE
2408111
0
0
Westlake Chemical Partners LP
COM UNIT RP LP
960417103
2752
114064
SH
SOLE
114064
0
0
Westrock Co
COM
96145D105
237
6274
SH
SOLE
6274
0
0
Weyerhaeuser Co
COM
962166104
401
18335
SH
SOLE
18335
0
0
Wheaton Precious Metals Corp
COM
962879102
552348
28282002
SH
SOLE
28282002
0
0
Whiting Petroleum Corp
COM NEW
966387409
203
8947
SH
SOLE
8947
0
0
Williams Cos Inc/The
COM
969457100
238
10784
SH
SOLE
10784
0
0
Worthington Industries Inc
COM
981811102
1424
40876
SH
SOLE
40876
0
0
WPX Energy Inc
COM
98212B103
33918
2988348
SH
SOLE
2988348
0
0
Wynn Resorts Ltd
COM
983134107
1233
12469
SH
SOLE
12469
0
0
Xilinx Inc
COM
983919101
30512
358248
SH
SOLE
358248
0
0
Yamana Gold Inc
COM
98462Y100
325519
137931828
SH
SOLE
137931828
0
0
Yandex NV
SHS CLASS A
N97284108
83963
3069933
SH
SOLE
3069933
0
0
YPF SA
SPON ADR CL D
984245100
21
1576
SH
SOLE
1576
0
0
Yum China Holdings Inc
COM
98850P109
1662
49574
SH
SOLE
49574
0
0
Yum! Brands Inc
COM
988498101
82
893
SH
SOLE
893
0
0
YY Inc
ADS REPCOM CLA
98426T106
42
700
SH
SOLE
700
0
0
Zimmer Biomet Holdings Inc
COM
98956P102
38483
371030
SH
SOLE
371030
0
0
Zoetis Inc
CL A
98978V103
69942
817655
SH
SOLE
817655
0
0
Zynga Inc
CL A
98986T108
187
47550
SH
SOLE
47550
0
0