0000930413-16-008693.txt : 20161114
0000930413-16-008693.hdr.sgml : 20161111
20161114130017
ACCESSION NUMBER: 0000930413-16-008693
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VAN ECK ASSOCIATES CORP
CENTRAL INDEX KEY: 0000869178
IRS NUMBER: 133210061
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02783
FILM NUMBER: 161992991
BUSINESS ADDRESS:
STREET 1: 666 THIRD AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122932000
MAIL ADDRESS:
STREET 1: 666 THIRD AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000869178
XXXXXXXX
09-30-2016
09-30-2016
false
VAN ECK ASSOCIATES CORP
666 THIRD AVENUE, 9th Floor
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-02783
N
RUSSELL BRENNAN
ASSISTANT VICE PRESIDENT
212-293-2125
/s/ RUSSELL BRENNAN
NEW YORK
NY
11-14-2016
2
870
21487769
1
0001460304
VAN ECK ABSOLUTE RETURN ADVISERS CORP.
2
0001133639
028-06325
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
1694
9612
SH
SOLE
9612
0
0
Abbott Laboratories
COM
002824100
10868
256990
SH
SOLE
256990
0
0
AbbVie Inc
COM
00287Y109
11651
184739
SH
SOLE
184739
0
0
ABM Industries Inc
COM
000957100
665
16752
SH
SOLE
16752
0
0
ACADIA Pharmaceuticals Inc
COM
004225108
25337
796521
SH
SOLE
796521
0
0
Acuity Brands Inc
COM
00508Y102
140
528
SH
SOLE
528
0
0
Advance Auto Parts Inc
COM
00751Y106
130
875
SH
SOLE
875
0
0
AES Trust III
PFD CV 6.75%
00808N202
4166
81679
SH
SOLE
81679
0
0
AG Mortgage Investment Trust Inc
COM
001228105
1391
88307
SH
SOLE
88307
0
0
AGCO Corp
COM
001084102
7850
159166
SH
SOLE
159166
0
0
Agnico Eagle Mines Ltd
COM
008474108
823226
15194270
SH
SOLE
15071478
0
122792
Agrium Inc
COM
008916108
122362
1349231
SH
SOLE
1349231
0
0
Air Products & Chemicals Inc
COM
009158106
352
2344
SH
SOLE
2344
0
0
AK Steel Holding Corp
COM
001547108
1409
291777
SH
SOLE
291777
0
0
Akorn Inc
COM
009728106
1811
66429
SH
SOLE
66429
0
0
Alamos Gold Inc
COM CL A
011532108
391974
47798330
SH
SOLE
47362469
0
435861
Albemarle Corp
COM
012653101
59
688
SH
SOLE
688
0
0
Alcoa Inc
DEP SHS 1/10TH
013817309
6449
197292
SH
SOLE
197292
0
0
Alexander & Baldwin Inc
COM
014491104
37
965
SH
SOLE
965
0
0
Alexion Pharmaceuticals Inc
COM
015351109
26394
215393
SH
SOLE
215393
0
0
Alibaba Group Holding Ltd
SPONSORED ADS
01609W102
37997
359170
SH
SOLE
359170
0
0
Alkermes PLC
SHS
G01767105
8750
186046
SH
SOLE
186046
0
0
Allegheny Technologies Inc
COM
01741R102
2470
136710
SH
SOLE
136710
0
0
ALLERGAN PLC
SHS
G0177J108
74681
324265
SH
SOLE
324265
0
0
ALLETE Inc
COM NEW
018522300
16
271
SH
SOLE
271
0
0
Alliance Holdings GP LP
COM UNITS LP
01861G100
6834
262348
SH
SOLE
262348
0
0
Alliance Resource Partners LP
UT LTD PART
01877R108
6539
294815
SH
SOLE
294815
0
0
AllianceBernstein National Municipal In
COM
01864U106
1482
100580
SH
SOLE
100580
0
0
Alliant Energy Corp
COM
018802108
51
1328
SH
SOLE
1328
0
0
Alnylam Pharmaceuticals Inc
COM
02043Q107
8735
128871
SH
SOLE
128871
0
0
Alon USA Energy Inc
COM
020520102
145
18031
SH
SOLE
18031
0
0
Alphabet Inc
CAP STK CL C
02079K107
2835
3647
SH
SOLE
3647
0
0
Alphabet Inc
CAP STK CL A
02079K305
2784
3462
SH
SOLE
3462
0
0
Altisource Residential Corp
CL B
02153W100
39
3606
SH
SOLE
3606
0
0
Amaya Inc
COM
02314M108
142
8751
SH
SOLE
8751
0
0
Amazon.com Inc
COM
023135106
42149
50339
SH
SOLE
25226
0
25113
Ameren Corp
COM
023608102
1763
35849
SH
SOLE
35849
0
0
American Capital Agency Corp
COM
00123Q104
9047
462991
SH
SOLE
462991
0
0
American Capital Ltd
COM
02503Y103
10980
649341
SH
SOLE
649341
0
0
American Electric Power Co Inc
COM
025537101
186
2890
SH
SOLE
2890
0
0
American Express Co
COM
025816109
18637
291022
SH
SOLE
291022
0
0
American States Water Co
COM
029899101
62
1537
SH
SOLE
1537
0
0
American Tower Corp
COM
03027X100
337
2977
SH
SOLE
2977
0
0
American Tower Corp
DEP PFD CONV SE
03027X407
11892
108511
SH
SOLE
108511
0
0
American Water Works Co Inc
COM
030420103
79
1052
SH
SOLE
1052
0
0
Amerigas Partners LP
UNIT L P INT
030975106
3992
87418
SH
SOLE
87418
0
0
AmerisourceBergen Corp
COM
03073E105
31211
386367
SH
SOLE
353663
0
32704
AMETEK Inc
COM
031100100
128
2681
SH
SOLE
2681
0
0
Amgen Inc
COM
031162100
95473
572344
SH
SOLE
572344
0
0
Amphenol Corp
CL A
032095101
243
3745
SH
SOLE
3745
0
0
Anadarko Petroleum Corp
COM
032511107
4702
74212
SH
SOLE
74212
0
0
Analog Devices Inc
COM
032654105
22555
349958
SH
SOLE
349958
0
0
Andersons Inc/The
COM
034164103
2646
73130
SH
SOLE
73130
0
0
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
378181
23755097
SH
SOLE
23755097
0
0
Annaly Capital Management Inc
COM
035710409
14793
1408895
SH
SOLE
1408895
0
0
Antero Midstream Partners LP
UNT LTD PARTN
03673L103
1150
43069
SH
SOLE
43069
0
0
Antero Resources Corp
COM
03674X106
829
30770
SH
SOLE
30770
0
0
Anthem Inc
UNIT 05/01/20188
036752202
8576
197292
SH
SOLE
197292
0
0
Anworth Mortgage Asset Corp
COM
037347101
1652
335858
SH
SOLE
335858
0
0
AO Smith Corp
COM
831865209
93
944
SH
SOLE
944
0
0
Apache Corp
COM
037411105
3009
47114
SH
SOLE
47114
0
0
Apollo Commercial Real Estate Finance I
COM
03762U105
3449
210676
SH
SOLE
210676
0
0
Apollo Investment Corp
COM
03761U106
4734
816240
SH
SOLE
816240
0
0
Apple Inc
COM
037833100
6540
57847
SH
SOLE
57847
0
0
Applied Materials Inc
COM
038222105
25089
832143
SH
SOLE
832143
0
0
Aqua America Inc
COM
03836W103
221
7265
SH
SOLE
7265
0
0
ArcelorMittal
NY REGISTRY SH
03938L104
7149
1183637
SH
SOLE
1183637
0
0
Archer-Daniels-Midland Co
COM
039483102
52531
1245694
SH
SOLE
1245694
0
0
Archrock Partners LP
COM UNITS REPSTG
03957U100
4965
337298
SH
SOLE
337298
0
0
Ares Capital Corp
COM
04010L103
17670
1140014
SH
SOLE
1140014
0
0
ARMOUR Residential REIT Inc
COM NEW
042315507
2931
130018
SH
SOLE
130018
0
0
Armstrong Flooring Inc
COM
04238R106
38
2033
SH
SOLE
2033
0
0
ASANKO GOLD INC
COM
04341Y105
158772
37864672
SH
SOLE
37578672
0
286000
ASML Holding NV
N Y REGISTRY SHS
N07059210
25651
234085
SH
SOLE
234085
0
0
Associated Capital Group Inc
CL A
045528106
39
1102
SH
SOLE
1102
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
11849
360588
SH
SOLE
360588
0
0
Atento SA
SHS
L0427L105
422
49819
SH
SOLE
49819
0
0
Atlantica Yield plc
SHS
G0751N103
642
33790
SH
SOLE
33790
0
0
Atmos Energy Corp
COM
049560105
45
610
SH
SOLE
610
0
0
Automatic Data Processing Inc
COM
053015103
660
7481
SH
SOLE
7481
0
0
AutoZone Inc
COM
053332102
2794
3636
SH
SOLE
0
0
3636
Avangrid Inc
COM
05351W103
14
345
SH
SOLE
345
0
0
Avery Dennison Corp
COM
053611109
86
1100
SH
SOLE
1100
0
0
Avista Corp
COM
05379B107
16
372
SH
SOLE
372
0
0
B2Gold Corp
COM
11777Q209
324160
123289544
SH
SOLE
120424765
0
2864779
Babcock & Wilcox Enterprises Inc
COM
05614L100
38
2291
SH
SOLE
2291
0
0
Badger Meter Inc
COM
056525108
1230
36700
SH
SOLE
36700
0
0
Baidu Inc
SPON ADR REP A
056752108
10537
57876
SH
SOLE
57876
0
0
Baker Hughes Inc
COM
057224107
50262
995873
SH
SOLE
995873
0
0
Balchem Corp
COM
057665200
4882
62968
SH
SOLE
62968
0
0
Bank of Montreal
COM
063671101
249
3797
SH
SOLE
3797
0
0
Bank of New York Mellon Corp/The
COM
064058100
18324
459482
SH
SOLE
459482
0
0
Barrick Gold Corp
COM
067901108
1092978
61680464
SH
SOLE
61568464
0
112000
Bed Bath & Beyond Inc
COM
075896100
1058
24532
SH
SOLE
2285
0
22247
Berkshire Hathaway Inc
CL B NEW
084670702
18798
130115
SH
SOLE
130115
0
0
Best Buy Co Inc
COM
086516101
1348
35310
SH
SOLE
0
0
35310
Biogen Inc
COM
09062X103
62410
199373
SH
SOLE
199373
0
0
BioMarin Pharmaceutical Inc
COM
09061G101
25929
280253
SH
SOLE
280253
0
0
Black Hills Corp
COM
092113109
19
308
SH
SOLE
308
0
0
Black Stone Minerals LP
COM UNIT
09225M101
4716
264797
SH
SOLE
264797
0
0
BlackRock Capital Investment Corp
COM
092533108
2928
353614
SH
SOLE
353614
0
0
BlackRock Investment Quality Municipal
COM
09247D105
674
39420
SH
SOLE
39420
0
0
Blackrock Long-Term Municipal Advantage
COM
09250B103
533
42152
SH
SOLE
42152
0
0
BlackRock Muni Intermediate Duration Fu
COM
09253X102
2050
135192
SH
SOLE
135192
0
0
BlackRock MuniAssets Fund Inc
COM
09254J102
1080
70270
SH
SOLE
70270
0
0
BlackRock Municipal 2018 Term Trust
COM
09248C106
674
44292
SH
SOLE
44292
0
0
BlackRock Municipal 2020 Term Trust
COM SHS
09249X109
747
45348
SH
SOLE
45348
0
0
BlackRock Municipal 2030 Target Term Tr
COM SHS BEN IN
09257P105
5485
226091
SH
SOLE
226091
0
0
BlackRock Municipal Bond Trust
COM
09249H104
424
23613
SH
SOLE
23613
0
0
BlackRock Municipal Income Quality Trus
COM
092479104
1191
76084
SH
SOLE
76084
0
0
BlackRock Municipal Income Trust
SH BEN INT
09248F109
1588
100397
SH
SOLE
100397
0
0
BlackRock Municipal Income Trust II
COM
09249N101
851
52835
SH
SOLE
52835
0
0
BlackRock MuniEnhanced Fund Inc
COM
09253Y100
862
67889
SH
SOLE
67889
0
0
BlackRock MuniHoldings Fund II Inc
COM
09253P109
435
26118
SH
SOLE
26118
0
0
BlackRock MuniHoldings Fund Inc
COM
09253N104
592
32131
SH
SOLE
32131
0
0
BlackRock MuniHoldings Investment Quali
COM
09254P108
1379
86271
SH
SOLE
86271
0
0
BlackRock MuniHoldings Quality Fund II
COM
09254C107
952
64451
SH
SOLE
64451
0
0
BlackRock MuniHoldings Quality Fund Inc
COM
09254A101
432
29758
SH
SOLE
29758
0
0
BlackRock MuniVest Fund II Inc
COM
09253T101
608
35467
SH
SOLE
35467
0
0
BlackRock MuniVest Fund Inc
COM
09253R105
1323
125250
SH
SOLE
125250
0
0
BlackRock MuniYield Fund Inc
COM
09253W104
1689
106384
SH
SOLE
106384
0
0
BlackRock MuniYield Investment Fund
COM
09254R104
434
25719
SH
SOLE
25719
0
0
BlackRock MuniYield Quality Fund II Inc
COM
09254G108
916
64619
SH
SOLE
64619
0
0
BlackRock MuniYield Quality Fund III In
COM
09254E103
2388
156883
SH
SOLE
156883
0
0
BlackRock MuniYield Quality Fund Inc
COM
09254F100
1433
86748
SH
SOLE
86748
0
0
Blackstone Mortgage Trust Inc
COM CL A
09257W100
5245
178108
SH
SOLE
178108
0
0
Bluebird Bio Inc
COM
09609G100
2919
43073
SH
SOLE
43073
0
0
Boeing Co/The
COM
097023105
1193
9056
SH
SOLE
9056
0
0
BorgWarner Inc
COM
099724106
84
2389
SH
SOLE
2389
0
0
Boyd Gaming Corp
COM
103304101
211
10657
SH
SOLE
10657
0
0
Bristol-Myers Squibb Co
COM
110122108
20628
382569
SH
SOLE
382569
0
0
Broadcom Ltd
SHS
Y09827109
32813
190197
SH
SOLE
190197
0
0
Broadridge Financial Solutions Inc
COM
11133T103
113
1665
SH
SOLE
1665
0
0
Brown-Forman Corp
CL B
115637209
180
3796
SH
SOLE
3796
0
0
Bunge Ltd
COM
G16962105
23914
403746
SH
SOLE
403746
0
0
BWX Technologies Inc
COM
05605H100
579
15088
SH
SOLE
15088
0
0
Cable One Inc
COM
12685J105
39
66
SH
SOLE
66
0
0
Cabot Oil & Gas Corp
COM
127097103
1490
57757
SH
SOLE
57757
0
0
Cadence Design Systems Inc
COM
127387108
8495
332734
SH
SOLE
332734
0
0
Calgon Carbon Corp
COM
129603106
678
44702
SH
SOLE
44702
0
0
California Water Service Group
COM
130788102
65
2013
SH
SOLE
2013
0
0
Callon Petroleum Co
COM
13123X102
28131
1791800
SH
SOLE
1791800
0
0
Calumet Specialty Products Partners LP
UT LTD PARTNER
131476103
1171
259640
SH
SOLE
259640
0
0
Cambrex Corp
COM
132011107
9
197
SH
SOLE
197
0
0
Cameco Corp
COM
13321L108
827
96619
SH
SOLE
96619
0
0
Campbell Soup Co
COM
134429109
130
2375
SH
SOLE
2375
0
0
Canadian Imperial Bank of Commerce/Cana
COM
136069101
242
3118
SH
SOLE
3118
0
0
Canadian National Railway Co
COM
136375102
755
11563
SH
SOLE
11563
0
0
Canadian Natural Resources Ltd
COM
136385101
397
12396
SH
SOLE
12396
0
0
Canadian Pacific Railway Ltd
COM
13645T100
63
414
SH
SOLE
414
0
0
Canadian Solar Inc
COM
136635109
1289
93827
SH
SOLE
93827
0
0
Cantel Medical Corp
COM
138098108
642
8233
SH
SOLE
8233
0
0
Capstead Mortgage Corp
COM NO PAR
14067E506
2867
304028
SH
SOLE
304028
0
0
CARBO Ceramics Inc
COM
140781105
1133
103524
SH
SOLE
103524
0
0
Cardinal Health Inc
COM
14149Y108
4395
56562
SH
SOLE
3725
0
52837
Care Capital Properties Inc
COM
141624106
38
1336
SH
SOLE
1336
0
0
CareTrust REIT Inc
COM
14174T107
38
2548
SH
SOLE
2548
0
0
Carpenter Technology Corp
COM
144285103
2414
58498
SH
SOLE
58498
0
0
Carrizo Oil & Gas Inc
COM
144577103
275
6767
SH
SOLE
6767
0
0
Casella Waste Systems Inc
CL A
147448104
397
38502
SH
SOLE
38502
0
0
Cavium Inc
COM
14964U108
3342
57428
SH
SOLE
57428
0
0
CBRE Group Inc
CL A
12504L109
17834
637382
SH
SOLE
637382
0
0
CBS Corp
CL B
124857202
289
5272
SH
SOLE
5272
0
0
CDK Global Inc
COM
12508E101
153
2675
SH
SOLE
2675
0
0
Ceco Environmental Corp
COM
125141101
360
31880
SH
SOLE
31880
0
0
Celgene Corp
COM
151020104
56105
536733
SH
SOLE
536733
0
0
Cenovus Energy Inc
COM
15135U109
2028
141122
SH
SOLE
141122
0
0
CenterPoint Energy Inc
COM
15189T107
58
2512
SH
SOLE
2512
0
0
Cerner Corp
COM
156782104
10432
168935
SH
SOLE
168935
0
0
Ceva Inc
COM
157210105
252
7197
SH
SOLE
7197
0
0
CF Industries Holdings Inc
COM
125269100
90580
3719905
SH
SOLE
3719905
0
0
CH Robinson Worldwide Inc
COM NEW
12541W209
163
2319
SH
SOLE
2319
0
0
Charles River Laboratories Internationa
COM
159864107
10393
124710
SH
SOLE
124710
0
0
Chemours Co/The
COM
163851108
41
2550
SH
SOLE
2550
0
0
Cheniere Energy Inc
COM NEW
16411R208
116
2653
SH
SOLE
2653
0
0
Chesapeake Energy Corp
COM
165167107
630
100467
SH
SOLE
100467
0
0
Chevron Corp
COM
166764100
2185
21230
SH
SOLE
21230
0
0
Chiasma Inc
COM
16706W102
70
23745
SH
SOLE
23745
0
0
Chimera Investment Corp
COM NEW
16934Q208
5058
317128
SH
SOLE
317128
0
0
China Lodging Group Ltd
SPONSORED ADR
16949N109
27099
601000
SH
SOLE
601000
0
0
Chipotle Mexican Grill Inc
COM
169656105
170
401
SH
SOLE
401
0
0
Church & Dwight Co Inc
COM
171340102
150
3134
SH
SOLE
3134
0
0
Churchill Downs Inc
COM
171484108
176
1202
SH
SOLE
1202
0
0
Cia de Minas Buenaventura SAA
SPONSORED ADR
204448104
220872
15958928
SH
SOLE
15958928
0
0
Cia de Saneamento Basico do Estado de S
SPONSORED ADR
20441A102
114
12353
SH
SOLE
12353
0
0
Cia Siderurgica Nacional SA
SPONSORED ADR
20440W105
4663
1689655
SH
SOLE
1689655
0
0
Cimarex Energy Co
COM
171798101
204805
1524187
SH
SOLE
1524187
0
0
Ciner Resources LP
COM UNIT LTD
172464109
4519
145180
SH
SOLE
145180
0
0
Cintas Corp
COM
172908105
116
1028
SH
SOLE
1028
0
0
Cisco Systems Inc
COM
17275R102
1829
57662
SH
SOLE
57662
0
0
CLARCOR Inc
COM
179895107
670
10300
SH
SOLE
10300
0
0
Clean Harbors Inc
COM
184496107
678
14134
SH
SOLE
14134
0
0
Cliffs Natural Resources Inc
COM
18683K101
1636
279673
SH
SOLE
279673
0
0
Cloud Peak Energy Inc
COM
18911Q102
1237
227437
SH
SOLE
227437
0
0
CMS Energy Corp
COM
125896100
69
1646
SH
SOLE
1646
0
0
CNH Industrial NV
SHS
N20944109
21403
2964427
SH
SOLE
2964427
0
0
Coeur Mining Inc
COM NEW
192108504
111230
9402370
SH
SOLE
9402370
0
0
Colony Capital Inc
CL A
19624R106
4612
252999
SH
SOLE
252999
0
0
Colony Capital Inc
CONV PFD-C
19624R403
2249
90755
SH
SOLE
90755
0
0
Colony Starwood Homes
COM
19625X102
35
1226
SH
SOLE
1226
0
0
Columbia Pipeline Partners LP
COM UT REPSTG
198281107
1373
85054
SH
SOLE
85054
0
0
CommerceHub Inc
COM SER A
20084V108
40
2526
SH
SOLE
2526
0
0
Commercial Metals Co
COM
201723103
2329
143856
SH
SOLE
143856
0
0
Communications Sales & Leasing Inc
COM
20341J104
72
2294
SH
SOLE
2294
0
0
Compass Minerals International Inc
COM
20451N101
18195
246882
SH
SOLE
246882
0
0
Concho Resources Inc
COM
20605P101
215904
1571929
SH
SOLE
1571929
0
0
ConocoPhillips
COM
20825C104
606
13938
SH
SOLE
13938
0
0
Consol Energy Inc
COM
20854P109
120662
6284455
SH
SOLE
6284455
0
0
Consolidated Edison Inc
COM
209115104
134
1780
SH
SOLE
1780
0
0
Consumer Discretionary Select Sector SP
SBI CONS DISCR
81369Y407
13542
169188
SH
SOLE
169188
0
0
Continental Resources Inc/OK
COM
212015101
901
17339
SH
SOLE
17339
0
0
Core Laboratories NV
COM
N22717107
45020
400785
SH
SOLE
400785
0
0
Cosan Ltd
SHS A
G25343107
5456
763076
SH
SOLE
763076
0
0
Costco Wholesale Corp
COM
22160K105
6728
44117
SH
SOLE
5305
0
38812
Covanta Holding Corp
COM
22282E102
3062
198950
SH
SOLE
198950
0
0
Credicorp Ltd
COM
G2519Y108
40732
267585
SH
SOLE
267585
0
0
Cree Inc
COM
225447101
3468
134852
SH
SOLE
134852
0
0
Crescent Point Energy Corp
COM
22576C101
1197
90700
SH
SOLE
90700
0
0
Crestwood Equity Partners LP
UNIT LTD PARTNER
226344208
2394
112640
SH
SOLE
112640
0
0
Cresud SACIF y A
SPONSORED ADR
226406106
65
3648
SH
SOLE
3648
0
0
CrossAmerica Partners LP
UT LTD PTN INT
22758A105
3853
151766
SH
SOLE
151766
0
0
Crown Castle International Corp
COM
22822V101
224
2379
SH
SOLE
2379
0
0
CSRA Inc
COM
12650T104
38
1409
SH
SOLE
1409
0
0
CSX Corp
COM
126408103
20900
685250
SH
SOLE
685250
0
0
Cummins Inc
COM
231021106
262
2044
SH
SOLE
2044
0
0
CVS Health Corp
COM
126650100
5754
64654
SH
SOLE
0
0
64654
CyberArk Software Ltd
SHS
M2682V108
360
7261
SH
SOLE
7261
0
0
CYS Investments Inc
COM
12673A108
4632
531136
SH
SOLE
531136
0
0
Darling Ingredients Inc
COM
237266101
951
70365
SH
SOLE
70365
0
0
DCP Midstream Partners LP
COM UT LTD PTN
23311P100
1463
41410
SH
SOLE
41410
0
0
Deere & Co
COM
244199105
69753
817256
SH
SOLE
817256
0
0
Delek US Holdings Inc
COM
246647101
321
18540
SH
SOLE
18540
0
0
Deutsche Municipal Income Trust
COM
25160C106
1048
74414
SH
SOLE
74414
0
0
Devon Energy Corp
COM
25179M103
3609
81813
SH
SOLE
81813
0
0
Diamond Offshore Drilling Inc
COM
25271C102
17300
982399
SH
SOLE
982399
0
0
Diamondback Energy Inc
COM
25278X109
210323
2178611
SH
SOLE
2178611
0
0
Dick's Sporting Goods Inc
COM
253393102
65
1154
SH
SOLE
1154
0
0
Dollar General Corp
COM
256677105
3300
47147
SH
SOLE
3495
0
43652
Dominion Resources Inc/VA
COM
25746U109
3289
44286
SH
SOLE
44286
0
0
Dominion Resources Inc/VA
UNIT 08/15/2019
25746U836
11026
220968
SH
SOLE
220968
0
0
Dominion Resources Inc/VA
UNIT 99/99/9999
25746U869
7854
157834
SH
SOLE
157834
0
0
Domtar Corp
COM NEW
257559203
55
1487
SH
SOLE
1487
0
0
Donaldson Co Inc
COM
257651109
669
17922
SH
SOLE
17922
0
0
Dr Pepper Snapple Group Inc
COM
26138E109
221
2418
SH
SOLE
2418
0
0
Dr Reddy's Laboratories Ltd
ADR
256135203
47
1014
SH
SOLE
1014
0
0
Dreyfus Municipal Bond Infrastructure F
SHS
26203D101
809
57683
SH
SOLE
57683
0
0
Dreyfus Municipal Income Inc
COM
26201R102
563
58637
SH
SOLE
58637
0
0
Dreyfus Strategic Municipal Bond Fund I
COM
26202F107
989
111576
SH
SOLE
111576
0
0
Dreyfus Strategic Municipals Inc
COM
261932107
1289
137897
SH
SOLE
137897
0
0
Dril-Quip Inc
COM
262037104
22341
400813
SH
SOLE
400813
0
0
DSP Group Inc
COM
23332B106
132
11005
SH
SOLE
11005
0
0
DTE Energy Co
COM
233331107
99
1054
SH
SOLE
1054
0
0
Duke Energy Corp
COM NEW
26441C204
3368
42077
SH
SOLE
42077
0
0
Eaton Corp PLC
SHS
G29183103
8449
128573
SH
SOLE
128573
0
0
Eaton Vance Corp
COM NON VTG
278265103
66
1693
SH
SOLE
1693
0
0
Eaton Vance Municipal Bond Fund
COM
27827X101
3000
220289
SH
SOLE
220289
0
0
Eaton Vance Municipal Bond Fund II
COM
27827K109
428
31687
SH
SOLE
31687
0
0
Eaton Vance Municipal Income 2028 Term
SHS
27829U105
720
33988
SH
SOLE
33988
0
0
Eaton Vance Municipal Income Trust
SH BEN INT
27826U108
773
54353
SH
SOLE
54353
0
0
Eaton Vance National Municipal Opportun
COM SHS
27829L105
988
42381
SH
SOLE
42381
0
0
Edison International
COM
281020107
138
1915
SH
SOLE
1915
0
0
Edwards Lifesciences Corp
COM
28176E108
328
2718
SH
SOLE
2718
0
0
El Paso Electric Co
COM NEW
283677854
11
237
SH
SOLE
237
0
0
Eldorado Gold Corp
COM
284902103
197413
50232187
SH
SOLE
49890437
0
341750
Eli Lilly & Co
COM
532457108
31829
396568
SH
SOLE
396568
0
0
Emerson Electric Co
COM
291011104
20215
370841
SH
SOLE
370841
0
0
Empire District Electric Co/The
COM
291641108
9
259
SH
SOLE
259
0
0
Enbridge Energy Partners LP
COM
29250R106
1575
61922
SH
SOLE
61922
0
0
Enbridge Inc
COM
29250N105
753
17026
SH
SOLE
17026
0
0
EnCana Corp
COM
292505104
1267
121010
SH
SOLE
121010
0
0
Endeavour Silver Corp
COM
29258Y103
102423
19965508
SH
SOLE
19965508
0
0
Endo International PLC
SHS
G30401106
2236
110969
SH
SOLE
110969
0
0
EndoChoice Holdings Inc
COM
29272U103
146
18342
SH
SOLE
18342
0
0
Energen Corp
COM
29265N108
592
10254
SH
SOLE
10254
0
0
Energizer Holdings Inc
COM
29272W109
41
817
SH
SOLE
817
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273V100
2350
139940
SH
SOLE
139940
0
0
Energy Transfer Partners LP
UNIT LTD PARTN
29273R109
1415
38240
SH
SOLE
38240
0
0
Enerplus Corp
COM
292766102
261
40731
SH
SOLE
40731
0
0
EnerSys
COM
29275Y102
3884
56133
SH
SOLE
56133
0
0
Engility Holdings Inc
COM
29286C107
38
1200
SH
SOLE
1200
0
0
EnLink Midstream Partners LP
COM UNIT REP LTD
29336U107
1665
94024
SH
SOLE
94024
0
0
Ensco PLC
SHS CLASS A
G3157S106
30833
3627433
SH
SOLE
3627433
0
0
Entergy Corp
COM
29364G103
1727
22502
SH
SOLE
22502
0
0
Enviva Partners LP
COM UNIT
29414J107
4700
174152
SH
SOLE
174152
0
0
Enzymotec Ltd
SHS
M4059L101
89
12705
SH
SOLE
12705
0
0
EOG Resources Inc
COM
26875P101
200686
2075135
SH
SOLE
2075135
0
0
EQT Corp
COM
26884L109
1695
23339
SH
SOLE
23339
0
0
EQT Midstream Partners LP
UNIT LTD PARTN
26885B100
1130
14829
SH
SOLE
14829
0
0
Equifax Inc
COM
294429105
190
1413
SH
SOLE
1413
0
0
Estee Lauder Cos Inc/The
CL A
518439104
298
3370
SH
SOLE
3370
0
0
Eversource Energy
COM
30040W108
101
1860
SH
SOLE
1860
0
0
Exelon Corp
COM
30161N101
2396
71974
SH
SOLE
71974
0
0
Exelon Corp
UNIT 99/99/9999
30161N127
8484
181510
SH
SOLE
181510
0
0
Expeditors International of Washington
COM
302130109
137
2655
SH
SOLE
2655
0
0
Express Scripts Holding Co
COM
30219G108
18001
255227
SH
SOLE
255227
0
0
Exxon Mobil Corp
COM
30231G102
4073
46666
SH
SOLE
46666
0
0
F5 Networks Inc
COM
315616102
127
1017
SH
SOLE
1017
0
0
Fastenal Co
COM
311900104
179
4291
SH
SOLE
4291
0
0
FelCor Lodging Trust Inc
PFD CV A $1.95
31430F200
2539
101516
SH
SOLE
101516
0
0
Ferrellgas Partners LP
UNIT LTD PART
315293100
2449
210434
SH
SOLE
210434
0
0
Fiesta Restaurant Group Inc
COM
31660B101
35
1467
SH
SOLE
1467
0
0
Fifth Street Finance Corp
COM
31678A103
3497
601956
SH
SOLE
601956
0
0
First Majestic Silver Corp
COM
32076V103
97584
9474175
SH
SOLE
9474175
0
0
First Solar Inc
COM
336433107
5026
127272
SH
SOLE
127272
0
0
FirstEnergy Corp
COM
337932107
1802
54462
SH
SOLE
54462
0
0
Fiserv Inc
COM
337738108
256
2574
SH
SOLE
2574
0
0
FLIR Systems Inc
COM
302445101
50
1586
SH
SOLE
1586
0
0
Fluor Corp
COM
343412102
81
1579
SH
SOLE
1579
0
0
FMC Corp
COM NEW
302491303
12245
253312
SH
SOLE
253312
0
0
FMC Technologies Inc
COM
30249U101
46892
1580465
SH
SOLE
1580465
0
0
Foamix Pharmaceuticals Ltd
SHS
M46135105
137
14831
SH
SOLE
14831
0
0
Fomento Economico Mexicano SAB de CV
SPON ADR UNITS
344419106
21539
234020
SH
SOLE
234020
0
0
Foot Locker Inc
COM
344849104
122
1806
SH
SOLE
1806
0
0
Fortive Corp
COM
34959J108
38
740
SH
SOLE
740
0
0
Fortuna Silver Mines Inc
COM
349915108
192514
26584687
SH
SOLE
26483687
0
101000
Fortune Brands Home & Security Inc
COM
34964C106
38
657
SH
SOLE
657
0
0
Four Corners Property Trust Inc
COM
35086T109
38
1783
SH
SOLE
1783
0
0
Franco-Nevada Corp
COM
351858105
601724
8612050
SH
SOLE
8612050
0
0
Franklin Electric Co Inc
COM
353514102
2059
50581
SH
SOLE
50581
0
0
Franklin Resources Inc
COM
354613101
161
4523
SH
SOLE
4523
0
0
Freeport-McMoRan Inc
CL B
35671D857
45719
4209883
SH
SOLE
4209883
0
0
FreightCar America Inc
COM
357023100
719
49998
SH
SOLE
49998
0
0
Frontier Communications Corp
PFD CONV SER-A
35906A207
12747
151914
SH
SOLE
151914
0
0
FS Investment Corp
COM
302635107
8373
884143
SH
SOLE
884143
0
0
FTD Cos Inc
COM
30281V108
38
1839
SH
SOLE
1839
0
0
Gaming and Leisure Properties Inc
COM
36467J108
1009
30152
SH
SOLE
30152
0
0
Gannett Co Inc
COM
36473H104
39
3309
SH
SOLE
3309
0
0
Gap Inc/The
COM
364760108
1219
54809
SH
SOLE
3505
0
51304
GasLog Partners LP
UNIT LTD PTNRP
Y2687W108
4830
221656
SH
SOLE
221656
0
0
GCP Applied Technologies Inc
COM
36164Y101
40
1398
SH
SOLE
1398
0
0
General Dynamics Corp
COM
369550108
549
3537
SH
SOLE
3537
0
0
General Mills Inc
COM
370334104
451
7054
SH
SOLE
7054
0
0
Genesee & Wyoming Inc
CL A
371559105
11
154
SH
SOLE
154
0
0
Genesis Energy LP
UNIT LTD PARTN
371927104
1314
34603
SH
SOLE
34603
0
0
Genuine Parts Co
COM
372460105
202
2007
SH
SOLE
2007
0
0
Gerdau SA
SPON ADR REP PFD
373737105
4715
1733632
SH
SOLE
1733632
0
0
Gibraltar Industries Inc
COM
374689107
1431
38529
SH
SOLE
38529
0
0
Gilead Sciences Inc
COM
375558103
87998
1112213
SH
SOLE
1112213
0
0
Gladstone Capital Corp
COM
376535100
879
108087
SH
SOLE
108087
0
0
Gladstone Investment Corp
COM
376546107
1233
138683
SH
SOLE
138683
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
11776
273033
SH
SOLE
273033
0
0
Global Partners LP/MA
COM UNITS
37946R109
4419
273765
SH
SOLE
273765
0
0
Gol Linhas Aereas Inteligentes SA
SPON ADR PFD NEW
38045R206
868
45795
SH
SOLE
45795
0
0
Golar LNG Partners LP
COM UNIT LPI
Y2745C102
5059
257712
SH
SOLE
257712
0
0
Gold Fields Ltd
SPONSORED ADR
38059T106
230962
47620964
SH
SOLE
47620964
0
0
Gold Resource Corp
COM
38068T105
63299
8530796
SH
SOLE
8530796
0
0
Goldcorp Inc
COM
380956409
843374
51051818
SH
SOLE
50738818
0
313000
Goldman Sachs BDC Inc
SHS
38147U107
3160
145158
SH
SOLE
145158
0
0
Golub Capital BDC Inc
COM
38173M102
4613
248419
SH
SOLE
248419
0
0
Graphic Packaging Holding Co
COM
388689101
106
7583
SH
SOLE
7583
0
0
Great Plains Energy Inc
COM
391164100
23
857
SH
SOLE
857
0
0
Green Plains Inc
COM
393222104
61773
2357745
SH
SOLE
2357745
0
0
Grifols SA
SP ADR REP B NVT
398438408
10722
671384
SH
SOLE
671384
0
0
Grupo Supervielle SA
SPONSORED ADR
40054A108
8773
592356
SH
SOLE
592356
0
0
Gulfport Energy Corp
COM NEW
402635304
107029
3788641
SH
SOLE
3788641
0
0
GW Pharmaceuticals PLC
ADS
36197T103
3220
24262
SH
SOLE
24262
0
0
Halcon Resources Corp
*W EXP 09/09/202
40537Q118
0
198
SH
SOLE
198
0
0
Halcon Resources Corp
COM PAR NEW
40537Q605
7
729
SH
SOLE
729
0
0
Halliburton Co
COM
406216101
340920
7596252
SH
SOLE
7596252
0
0
Halozyme Therapeutics Inc
COM
40637H109
10
792
SH
SOLE
792
0
0
Halyard Health Inc
COM
40650V100
38
1096
SH
SOLE
1096
0
0
Hannon Armstrong Sustainable Infrastruc
COM
41068X100
3037
129956
SH
SOLE
129956
0
0
Harley-Davidson Inc
COM
412822108
20711
393818
SH
SOLE
393818
0
0
Harmony Gold Mining Co Ltd
SPONSORED ADR
413216300
221366
63428670
SH
SOLE
63428670
0
0
Hasbro Inc
COM
418056107
107
1355
SH
SOLE
1355
0
0
Hawaiian Electric Industries Inc
COM
419870100
19
632
SH
SOLE
632
0
0
HDFC Bank Ltd
ADR REPS 3 SHS
40415F101
1028
14300
SH
SOLE
14300
0
0
Hecla Mining Co
COM
422704106
127564
22379588
SH
SOLE
22379588
0
0
Helmerich & Payne Inc
COM
423452101
47647
707974
SH
SOLE
707974
0
0
Henry Schein Inc
COM
806407102
162
997
SH
SOLE
997
0
0
Herc Holdings Inc
COM
42704L104
39
1166
SH
SOLE
1166
0
0
Hercules Capital Inc
COM
427096508
4940
364297
SH
SOLE
364297
0
0
Hershey Co/The
COM
427866108
180
1887
SH
SOLE
1887
0
0
Hess Corp
COM
42809H107
105412
1965917
SH
SOLE
1965917
0
0
Hewlett Packard Enterprise Co
COM
42824C109
37
1645
SH
SOLE
1645
0
0
Holly Energy Partners LP
COM UT LTD PTN
435763107
1102
32464
SH
SOLE
32464
0
0
HollyFrontier Corp
COM
436106108
206
8409
SH
SOLE
8409
0
0
Home Depot Inc/The
COM
437076102
10381
80673
SH
SOLE
13500
0
67173
Honeywell International Inc
COM
438516106
1073
9201
SH
SOLE
9201
0
0
Hormel Foods Corp
COM
440452100
142
3740
SH
SOLE
3740
0
0
Hyster-Yale Materials Handling Inc
CL A
449172105
45
743
SH
SOLE
743
0
0
IAMGOLD Corp
COM
450913108
306202
75605355
SH
SOLE
75605355
0
0
IDACORP Inc
COM
451107106
23
294
SH
SOLE
294
0
0
IDEXX Laboratories Inc
COM
45168D104
19438
172430
SH
SOLE
172430
0
0
Illinois Tool Works Inc
COM
452308109
510
4258
SH
SOLE
4258
0
0
Illumina Inc
COM
452327109
29173
160590
SH
SOLE
160590
0
0
Impax Laboratories Inc
COM
45256B101
11
452
SH
SOLE
452
0
0
Imperial Oil Ltd
COM NEW
453038408
90
2861
SH
SOLE
2861
0
0
Imperva Inc
COM
45321L100
436
8118
SH
SOLE
8118
0
0
INC Research Holdings Inc
CL A
45329R109
15
327
SH
SOLE
327
0
0
Incyte Corp
COM
45337C102
24428
259076
SH
SOLE
259076
0
0
Independence Contract Drilling Inc
COM
453415309
7277
1386100
SH
SOLE
1386100
0
0
InfraREIT Inc
COM
45685L100
3
138
SH
SOLE
138
0
0
Ingevity Corp
COM
45688C107
37
801
SH
SOLE
801
0
0
Ingredion Inc
COM
457187102
1164
8747
SH
SOLE
8747
0
0
Insys Therapeutics Inc
COM NEW
45824V209
5
438
SH
SOLE
438
0
0
Integrated Device Technology Inc
COM
458118106
4137
179100
SH
SOLE
179100
0
0
Intel Corp
COM
458140100
91462
2422838
SH
SOLE
2422838
0
0
Intercept Pharmaceuticals Inc
COM
45845P108
4079
24781
SH
SOLE
24781
0
0
International Business Machines Corp
COM
459200101
1752
11031
SH
SOLE
11031
0
0
International Flavors & Fragrances Inc
COM
459506101
148
1036
SH
SOLE
1036
0
0
International Game Technology PLC
SHS USD
G4863A108
414
17000
SH
SOLE
17000
0
0
International Paper Co
COM
460146103
469
9770
SH
SOLE
9770
0
0
Interpublic Group of Cos Inc/The
COM
460690100
103
4594
SH
SOLE
4594
0
0
Intuit Inc
COM
461202103
482
4385
SH
SOLE
4385
0
0
Invesco Advantage Municipal Income Trus
SH BEN INT
46132E103
1293
105208
SH
SOLE
105208
0
0
Invesco Mortgage Capital Inc
COM
46131B100
4513
296312
SH
SOLE
296312
0
0
Invesco Municipal Income Opportunities
COM
46132X101
861
103821
SH
SOLE
103821
0
0
Invesco Municipal Opportunity Trust
COM
46132C107
2197
154142
SH
SOLE
154142
0
0
Invesco Municipal Trust
COM
46131J103
2410
174786
SH
SOLE
174786
0
0
Invesco Quality Municipal Income Trust
COM
46133G107
2292
166064
SH
SOLE
166064
0
0
Invesco Trust for Investment Grade Muni
COM
46131M106
2436
172764
SH
SOLE
172764
0
0
Invesco Value Municipal Income Trust
COM
46132P108
2254
137661
SH
SOLE
137661
0
0
Ionis Pharmaceuticals Inc
COM
462222100
6938
189354
SH
SOLE
189354
0
0
iShares 3-7 Year Treasury Bond ETF
3-7 YR TR BD ETF
464288661
861
6802
SH
SOLE
6802
0
0
iShares Core U.S. Aggregate Bond ETF
CORE US AGGBD ET
464287226
730
6493
SH
SOLE
6493
0
0
iShares MSCI Brazil Capped ETF
MSCI BRZ CAP ETF
464286400
5802
172000
SH
SOLE
172000
0
0
iShares MSCI EAFE Small-Cap ETF
EAFE SML CP ETF
464288273
44
837
SH
SOLE
837
0
0
iShares MSCI Eurozone ETF
MSCI EURZONE ETF
464286608
147
4267
SH
SOLE
4267
0
0
iShares MSCI India ETF
MSCI INDIA ETF
46429B598
6161
209500
SH
SOLE
209500
0
0
iShares MSCI Japan ETF
MSCI JAPAN ETF
464286848
847
67505
SH
SOLE
67505
0
0
iShares MSCI Pacific ex Japan ETF
MSCI PAC JP ETF
464286665
623
14741
SH
SOLE
14741
0
0
iShares MSCI South Korea Capped ETF
MSCI STH KOR ETF
464286772
7240
124548
SH
SOLE
124548
0
0
iShares MSCI Switzerland Capped ETF
MSCI SZ CAP ETF
464286749
36
1190
SH
SOLE
1190
0
0
iShares MSCI Taiwan ETF
MSCI TAIWAN ETF
464286731
7701
490500
SH
SOLE
490500
0
0
iShares MSCI Turkey ETF
MSCI TURKEY ETF
464286715
3207
84700
SH
SOLE
84700
0
0
iShares MSCI United Kingdom ETF
MSCI UTD KNGDM
46434V548
194
12254
SH
SOLE
12254
0
0
iShares Russell 1000 Growth ETF
RUS 1000 GRW ETF
464287614
2463
23648
SH
SOLE
23648
0
0
iShares Russell 1000 Value ETF
RUS 1000 VAL ETF
464287598
1797
17010
SH
SOLE
17010
0
0
iShares Russell 2000 Growth ETF
RUS 2000 GRW ETF
464287648
152
1020
SH
SOLE
1020
0
0
iShares Russell 2000 Value ETF
RUS 2000 VAL ETF
464287630
222
2116
SH
SOLE
2116
0
0
iShares S&P Mid-Cap 400 Growth ETF
S&P MC 400GR ETF
464287606
19410
111086
SH
SOLE
111086
0
0
iShares US Technology ETF
U.S. TECH ETF
464287721
30
250
SH
SOLE
250
0
0
Israel Chemicals Ltd
SHS
M5920A109
6498
1666108
SH
SOLE
1666108
0
0
iStar Inc
COM
45031U101
1591
148315
SH
SOLE
148315
0
0
ITC Holdings Corp
COM
465685105
38
821
SH
SOLE
821
0
0
Itron Inc
COM
465741106
2774
49749
SH
SOLE
49749
0
0
JA Solar Holdings Co Ltd
SPON ADR REP5ORD
466090206
195
32500
SH
SOLE
32500
0
0
Jazz Pharmaceuticals PLC
SHS USD
G50871105
3902
32119
SH
SOLE
32119
0
0
JB Hunt Transport Services Inc
COM
445658107
105
1298
SH
SOLE
1298
0
0
JD.com Inc
SPON ADR CL A
47215P106
56743
2174899
SH
SOLE
1970130
0
204769
JinkoSolar Holding Co Ltd
SPONSORED ADR
47759T100
959
60721
SH
SOLE
60721
0
0
Johnson & Johnson
COM
478160104
16097
136262
SH
SOLE
136262
0
0
Jones Lang LaSalle Inc
COM
48020Q107
17972
157942
SH
SOLE
157942
0
0
Joy Global Inc
COM
481165108
3795
136816
SH
SOLE
136816
0
0
Kansas City Southern
COM NEW
485170302
28
297
SH
SOLE
297
0
0
Keysight Technologies Inc
COM
49338L103
38
1208
SH
SOLE
1208
0
0
Kinder Morgan Inc/DE
COM
49456B101
809
34970
SH
SOLE
34970
0
0
Kinder Morgan Inc/DE
PFD SER A
49456B200
12644
252535
SH
SOLE
252535
0
0
Kinross Gold Corp
COM NO PAR
496902404
359739
85448757
SH
SOLE
84940757
0
508000
Klondex Mines Ltd
COM
498696103
85917
14947555
SH
SOLE
14424555
0
523000
KLX Inc
COM
482539103
40
1136
SH
SOLE
1136
0
0
KNOT Offshore Partners LP
COM UNITS
Y48125101
4681
224059
SH
SOLE
224059
0
0
Knowles Corp
COM
49926D109
37
2654
SH
SOLE
2654
0
0
Kohl's Corp
COM
500255104
1166
26649
SH
SOLE
0
0
26649
Korea Electric Power Corp
SPONSORED ADR
500631106
1572
64473
SH
SOLE
64473
0
0
Kornit Digital Ltd
SHS
M6372Q113
84
8902
SH
SOLE
8902
0
0
Kroger Co/The
COM
501044101
4548
153246
SH
SOLE
0
0
153246
L Brands Inc
COM
501797104
3003
42435
SH
SOLE
0
0
42435
Ladder Capital Corp
CL A
505743104
1760
132923
SH
SOLE
132923
0
0
Lam Research Corp
COM
512807108
15549
164175
SH
SOLE
164175
0
0
Lands' End Inc
COM
51509F105
30
2076
SH
SOLE
2076
0
0
Laredo Petroleum Inc
COM
516806106
117886
9138431
SH
SOLE
9138431
0
0
Las Vegas Sands Corp
COM
517834107
1938
33674
SH
SOLE
33674
0
0
Layne Christensen Co
COM
521050104
355
41680
SH
SOLE
41680
0
0
LB Foster Co
COM
350060109
153
12720
SH
SOLE
12720
0
0
Leggett & Platt Inc
COM
524660107
78
1714
SH
SOLE
1714
0
0
Liberty Broadband Corp
COM SER A
530307107
38
539
SH
SOLE
539
0
0
Liberty TripAdvisor Holdings Inc
COM SER A
531465102
40
1812
SH
SOLE
1812
0
0
Ligand Pharmaceuticals Inc
COM NEW
53220K504
13
128
SH
SOLE
128
0
0
Lindsay Corp
COM
535555106
95
1289
SH
SOLE
1289
0
0
Linear Technology Corp
COM
535678106
13850
233595
SH
SOLE
233595
0
0
LinkedIn Corp
COM CL A
53578A108
9167
47967
SH
SOLE
47967
0
0
LivePerson Inc
COM
538146101
170
20237
SH
SOLE
20237
0
0
Loral Space & Communications Inc
COM
543881106
3
80
SH
SOLE
80
0
0
Louisiana-Pacific Corp
COM
546347105
85141
4521578
SH
SOLE
4521578
0
0
Lowe's Cos Inc
COM
548661107
15824
219142
SH
SOLE
139069
0
80073
Lululemon Athletica Inc
COM
550021109
95
1563
SH
SOLE
1563
0
0
Lumentum Holdings Inc
COM
55024U109
38
915
SH
SOLE
915
0
0
Macy's Inc
COM
55616P104
2299
62038
SH
SOLE
3475
0
58563
Madison Square Garden Co/The
CL A
55825T103
37
221
SH
SOLE
221
0
0
MAG Silver Corp
COM
55903Q104
124529
8267087
SH
SOLE
8145787
0
121300
Magic Software Enterprises Ltd
ORD
559166103
169
23686
SH
SOLE
23686
0
0
Magna International Inc
COM
559222401
218
5079
SH
SOLE
5079
0
0
Main Street Capital Corp
COM
56035L104
6538
190447
SH
SOLE
190447
0
0
MainStay DefinedTerm Municipal Opportun
COM
56064K100
1596
78467
SH
SOLE
78467
0
0
Mallinckrodt PLC
SHS
G5785G107
4287
61443
SH
SOLE
61443
0
0
Manitowoc Foodservice Inc
COM
563568104
36
2246
SH
SOLE
2246
0
0
Marathon Oil Corp
COM
565849106
1883
119090
SH
SOLE
119090
0
0
Marathon Petroleum Corp
COM
56585A102
476
11739
SH
SOLE
11739
0
0
Marine Harvest ASA
SPONSORED ADR
56824R205
19481
1087098
SH
SOLE
1087098
0
0
Marriott Vacations Worldwide Corp
COM
57164Y107
37
507
SH
SOLE
507
0
0
Marsh & McLennan Cos Inc
COM
571748102
445
6611
SH
SOLE
6611
0
0
Martin Midstream Partners LP
UNIT L P INT
573331105
1116
55713
SH
SOLE
55713
0
0
Marvell Technology Group Ltd
ORD
G5876H105
7941
598454
SH
SOLE
598454
0
0
Mastercard Inc
CL A
57636Q104
21597
212213
SH
SOLE
212213
0
0
Matador Resources Co
COM
576485205
265
10876
SH
SOLE
10876
0
0
Maxim Integrated Products Inc
COM
57772K101
11780
295022
SH
SOLE
295022
0
0
McCormick & Co Inc/MD
COM NON VTG
579780206
143
1430
SH
SOLE
1430
0
0
McDermott International Inc
COM
580037109
14141
2822576
SH
SOLE
2822576
0
0
McEwen Mining Inc
COM
58039P107
180606
49211419
SH
SOLE
49211419
0
0
McKesson Corp
COM
58155Q103
31706
190142
SH
SOLE
160749
0
29393
Mechel PJSC
SPONSORED ADR NE
583840608
2418
845381
SH
SOLE
845381
0
0
Medallion Financial Corp
COM
583928106
405
95937
SH
SOLE
95937
0
0
Medgenics Inc
COM NEW
58436Q203
88
15746
SH
SOLE
15746
0
0
Medley Capital Corp
COM
58503F106
2036
266905
SH
SOLE
266905
0
0
Melco Crown Entertainment Ltd
ADR
585464100
328
20377
SH
SOLE
20377
0
0
Merck & Co Inc
COM
58933Y105
11877
190302
SH
SOLE
190302
0
0
Mettler-Toledo International Inc
COM
592688105
196
467
SH
SOLE
467
0
0
MFA Financial Inc
COM
55272X102
4591
613787
SH
SOLE
613787
0
0
MFS High Income Municipal Trust
SH BEN INT
59318D104
530
98885
SH
SOLE
98885
0
0
MFS Municipal Income Trust
SH BEN INT
552738106
967
129089
SH
SOLE
129089
0
0
MGE Energy Inc
COM
55277P104
11
202
SH
SOLE
202
0
0
MGM Resorts International
COM
552953101
1397
53687
SH
SOLE
53687
0
0
Microchip Technology Inc
COM
595017104
15445
248549
SH
SOLE
248549
0
0
Micron Technology Inc
COM
595112103
22815
1283170
SH
SOLE
1283170
0
0
Microsemi Corp
COM
595137100
5795
138040
SH
SOLE
138040
0
0
Microsoft Corp
COM
594918104
25696
446114
SH
SOLE
446114
0
0
Mobile TeleSystems PJSC
SPONSORED ADR
607409109
67509
8847900
SH
SOLE
8847900
0
0
Mobileye NV
ORD SHS
N51488117
1789
42031
SH
SOLE
42031
0
0
Monsanto Co
COM
61166W101
90334
883896
SH
SOLE
883896
0
0
Mosaic Co/The
COM
61945C103
21727
888268
SH
SOLE
888268
0
0
MPLX LP
COM UNIT REP LTD
55336V100
1289
38079
SH
SOLE
38079
0
0
Murphy Oil Corp
COM
626717102
55
1822
SH
SOLE
1822
0
0
Murphy USA Inc
COM
626755102
38
528
SH
SOLE
528
0
0
Mylan NV
SHS EURO
N59465109
10308
270401
SH
SOLE
270401
0
0
Nabors Industries Ltd
SHS
G6359F103
191551
15752582
SH
SOLE
15752582
0
0
National Fuel Gas Co
COM
636180101
586
10834
SH
SOLE
10834
0
0
National Oilwell Varco Inc
COM
637071101
53406
1453609
SH
SOLE
1453609
0
0
Navient Corp
COM
63938C108
40
2786
SH
SOLE
2786
0
0
Nektar Therapeutics
COM
640268108
14
837
SH
SOLE
837
0
0
Neogen Corp
COM
640491106
4809
85973
SH
SOLE
85973
0
0
Neuberger Berman Intermediate Municipal
COM
64124P101
690
41580
SH
SOLE
41580
0
0
Neurocrine Biosciences Inc
COM
64125C109
8118
160302
SH
SOLE
160302
0
0
Neuroderm Ltd
ORD SHS
M74231107
118
6373
SH
SOLE
6373
0
0
New Gold Inc
COM
644535106
172791
39723976
SH
SOLE
39278976
0
445000
New Media Investment Group Inc
COM
64704V106
37
2416
SH
SOLE
2416
0
0
New Mountain Finance Corp
COM
647551100
3421
248591
SH
SOLE
248591
0
0
New Residential Investment Corp
COM NEW
64828T201
5090
368609
SH
SOLE
368609
0
0
New Senior Investment Group Inc
COM
648691103
38
3283
SH
SOLE
3283
0
0
New York Mortgage Trust Inc
COM PAR $.02
649604501
2557
424669
SH
SOLE
424669
0
0
Newfield Exploration Co
COM
651290108
192095
4420047
SH
SOLE
4420047
0
0
Newmont Mining Corp
COM
651639106
1205250
30675734
SH
SOLE
30536834
0
138900
Newpark Resources Inc
COM PAR $.01NEW
651718504
372
50499
SH
SOLE
50499
0
0
News Corp
CL A
65249B109
38
2703
SH
SOLE
2703
0
0
Newtek Business Services Corp
COM NEW
652526203
816
57208
SH
SOLE
57208
0
0
NextEra Energy Inc
COM
65339F101
331
2707
SH
SOLE
2707
0
0
NextEra Energy Inc
UNIT 09/01/2019
65339F820
11708
235109
SH
SOLE
235109
0
0
NextEra Energy Inc
UNIT 08/31/2018
65339F846
6523
110482
SH
SOLE
110482
0
0
NGL Energy Partners LP
COM UNIT REPST
62913M107
8606
456806
SH
SOLE
456806
0
0
NII Holdings Inc
COM PAR $0.001
62913F508
726
218095
SH
SOLE
218095
0
0
NIKE Inc
CL B
654106103
1089
20689
SH
SOLE
20689
0
0
NiSource Inc
COM
65473P105
46
1894
SH
SOLE
1894
0
0
Noble Corp plc
SHS USD
G65431101
13376
2109807
SH
SOLE
2109807
0
0
Noble Energy Inc
COM
655044105
2019
56481
SH
SOLE
56481
0
0
Nordstrom Inc
COM
655664100
75
1441
SH
SOLE
1441
0
0
Norfolk Southern Corp
COM
655844108
20829
214602
SH
SOLE
214602
0
0
Northrop Grumman Corp
COM
666807102
511
2389
SH
SOLE
2389
0
0
NorthStar Asset Management Group Inc
COM
66705Y104
39
3041
SH
SOLE
3041
0
0
NorthStar Realty Europe Corp
COM
66706L101
38
3468
SH
SOLE
3468
0
0
Northwest Natural Gas Co
COM
667655104
10
162
SH
SOLE
162
0
0
NorthWestern Corp
COM NEW
668074305
16
283
SH
SOLE
283
0
0
Novagold Resources Inc
COM NEW
66987E206
150146
26811729
SH
SOLE
26638729
0
173000
Novartis AG
SPONSORED ADR
66987V109
11756
148884
SH
SOLE
148884
0
0
Novo Nordisk A/S
ADR
670100205
10843
260717
SH
SOLE
260717
0
0
NOW Inc
COM
67011P100
41
1929
SH
SOLE
1929
0
0
Nucor Corp
COM
670346105
6551
132471
SH
SOLE
132471
0
0
NuStar Energy LP
UNIT COM
67058H102
1326
26752
SH
SOLE
26752
0
0
Nuveen AMT-Free Municipal Value Fund
COM
670695105
452
23990
SH
SOLE
23990
0
0
Nuveen AMT-Free Quality Municipal Incom
COM
670657105
9270
634926
SH
SOLE
634926
0
0
Nuveen Enhanced AMT-Free Municipal Cred
COM
67071L106
9358
582317
SH
SOLE
582317
0
0
Nuveen Enhanced Municipal Credit Opport
COM SH BEN INT
67070X101
7866
499762
SH
SOLE
499762
0
0
Nuveen Enhanced Municipal Value Fund
COM
67074M101
909
57036
SH
SOLE
57036
0
0
Nuveen Intermediate Duration Municipal
COM
670671106
1861
134290
SH
SOLE
134290
0
0
Nuveen Intermediate Duration Quality Mu
COM
670677103
576
41578
SH
SOLE
41578
0
0
Nuveen Municipal High Income Opportunit
COM
670682103
1626
112029
SH
SOLE
112029
0
0
Nuveen Municipal Value Fund Inc
COM
670928100
4977
469994
SH
SOLE
469994
0
0
Nuveen Quality Municipal Income Fund
COM
67066V101
9287
616227
SH
SOLE
616227
0
0
Nuveen Select Tax-Free Income Portfolio
SH BEN INT
67062F100
716
46722
SH
SOLE
46722
0
0
Nuveen Select Tax-Free Income2 Portfoli
SH BEN INT
67063C106
733
50398
SH
SOLE
50398
0
0
Nuveen Select Tax-Free Income3 Portfoli
SH BEN INT
67063X100
629
40682
SH
SOLE
40682
0
0
NVIDIA Corp
COM
67066G104
27423
400224
SH
SOLE
400224
0
0
NXP Semiconductors NV
COM
N6596X109
29315
287369
SH
SOLE
287369
0
0
Oasis Petroleum Inc
COM
674215108
286
24974
SH
SOLE
24974
0
0
Occidental Petroleum Corp
COM
674599105
4857
66606
SH
SOLE
66606
0
0
Oceaneering International Inc
COM
675232102
26323
956870
SH
SOLE
956870
0
0
OGE Energy Corp
COM
670837103
44
1403
SH
SOLE
1403
0
0
Oil States International Inc
COM
678026105
13636
431934
SH
SOLE
431934
0
0
Olympic Steel Inc
COM
68162K106
297
13425
SH
SOLE
13425
0
0
Omnicom Group Inc
COM
681919106
289
3399
SH
SOLE
3399
0
0
ON Semiconductor Corp
COM
682189105
6243
506746
SH
SOLE
506746
0
0
ONE Gas Inc
COM
68235P108
55
897
SH
SOLE
897
0
0
Oneok Inc
COM
682680103
185
3603
SH
SOLE
3603
0
0
ONEOK Partners LP
UNIT LTD PARTN
68268N103
1391
34807
SH
SOLE
34807
0
0
Opko Health Inc
COM
68375N103
983
92860
SH
SOLE
92860
0
0
Oracle Corp
COM
68389X105
1367
34798
SH
SOLE
34798
0
0
O'Reilly Automotive Inc
COM
67103H107
464
1657
SH
SOLE
1657
0
0
Ormat Technologies Inc
COM
686688102
3068
63379
SH
SOLE
63379
0
0
Osisko Gold Royalties Ltd
COM
68827L101
211532
19336954
SH
SOLE
19336954
0
0
Pacira Pharmaceuticals Inc/DE
COM
695127100
8
228
SH
SOLE
228
0
0
Packaging Corp of America
COM
695156109
182
2238
SH
SOLE
2238
0
0
Pan American Silver Corp
COM
697900108
155290
8813282
SH
SOLE
8813282
0
0
Parker-Hannifin Corp
COM
701094104
187
1489
SH
SOLE
1489
0
0
Parsley Energy Inc
CL A
701877102
201578
6015460
SH
SOLE
6015460
0
0
Patterson-UTI Energy Inc
COM
703481101
143041
6394338
SH
SOLE
6394338
0
0
Paychex Inc
COM
704326107
335
5795
SH
SOLE
5795
0
0
PayPal Holdings Inc
COM
70450Y103
39
944
SH
SOLE
944
0
0
PBF Energy Inc
CL A
69318G106
64
2837
SH
SOLE
2837
0
0
PDC Energy Inc
COM
69327R101
146607
2186200
SH
SOLE
2186200
0
0
Pembina Pipeline Corp
COM
706327103
69
2276
SH
SOLE
2276
0
0
Penn National Gaming Inc
COM
707569109
117
8634
SH
SOLE
8634
0
0
PennantPark Floating Rate Capital Ltd
COM
70806A106
1724
130277
SH
SOLE
130277
0
0
PennantPark Investment Corp
COM
708062104
2604
346336
SH
SOLE
346336
0
0
PennyMac Mortgage Investment Trust
COM
70931T103
3778
242482
SH
SOLE
242482
0
0
PepsiCo Inc
COM
713448108
1918
17629
SH
SOLE
17629
0
0
Perrigo Co PLC
SHS
G97822103
13331
144388
SH
SOLE
144388
0
0
Petroleo Brasileiro SA
SPONSORED ADR
71654V408
156
16751
SH
SOLE
16751
0
0
Pfizer Inc
COM
717081103
11631
343407
SH
SOLE
343407
0
0
PG&E Corp
COM
69331C108
2786
45551
SH
SOLE
45551
0
0
Phillips 66
COM
718546104
1205
14954
SH
SOLE
14954
0
0
Piedmont Natural Gas Co Inc
COM
720186105
29
478
SH
SOLE
478
0
0
Pilgrim's Pride Corp
COM
72147K108
4185
198160
SH
SOLE
198160
0
0
PIMCO Municipal Income Fund
COM
72200R107
634
37746
SH
SOLE
37746
0
0
PIMCO Municipal Income Fund II
COM
72200W106
1416
103627
SH
SOLE
103627
0
0
PIMCO Municipal Income Fund III
COM
72201A103
691
53915
SH
SOLE
53915
0
0
Pinnacle Entertainment Inc
COM
72348Y105
38
3060
SH
SOLE
3060
0
0
Pinnacle West Capital Corp
COM
723484101
1333
17538
SH
SOLE
17538
0
0
Pioneer Municipal High Income Advantage
COM
723762100
616
47063
SH
SOLE
47063
0
0
Pioneer Municipal High Income Trust
COM SHS
723763108
694
52685
SH
SOLE
52685
0
0
Pioneer Natural Resources Co
COM
723787107
205888
1109013
SH
SOLE
1109013
0
0
Plains All American Pipeline LP
UNIT LTD PARTN
726503105
1479
47098
SH
SOLE
47098
0
0
Plains GP Holdings LP
SHS A REP LTPN
72651A108
1666
128751
SH
SOLE
128751
0
0
Pluristem Therapeutics Inc
COM
72940R102
101
63427
SH
SOLE
63427
0
0
PNM Resources Inc
COM
69349H107
15
468
SH
SOLE
468
0
0
Polaris Industries Inc
COM
731068102
17957
231879
SH
SOLE
231879
0
0
Portland General Electric Co
COM NEW
736508847
22
522
SH
SOLE
522
0
0
POSCO
SPONSORED ADR
693483109
6878
134647
SH
SOLE
134647
0
0
Post Holdings Inc
COM
737446104
37
482
SH
SOLE
482
0
0
Potash Corp of Saskatchewan Inc
COM
73755L107
37515
2298727
SH
SOLE
2298727
0
0
Power Integrations Inc
COM
739276103
2302
36530
SH
SOLE
36530
0
0
PowerShares Emerging Markets Sovereign
SOVEREIGN DEBT
73936T573
44
1427
SH
SOLE
1427
0
0
Powershares QQQ Trust Series 1
UNIT SER 1
73935A104
10157
85554
SH
SOLE
85554
0
0
PPG Industries Inc
COM
693506107
360
3487
SH
SOLE
3487
0
0
PPL Corp
COM
69351T106
137
3955
SH
SOLE
3955
0
0
PRA Health Sciences Inc
COM
69354M108
21
373
SH
SOLE
373
0
0
Praxair Inc
COM
74005P104
408
3374
SH
SOLE
3374
0
0
Pretium Resources Inc
COM
74139C102
244557
23813521
SH
SOLE
23679521
0
134000
Priceline Group Inc/The
COM NEW
741503403
990
673
SH
SOLE
673
0
0
Primero Mining Corp
COM
74164W106
37807
22775455
SH
SOLE
22775455
0
0
Progressive Corp/The
COM
743315103
208
6600
SH
SOLE
6600
0
0
Prospect Capital Corp
COM
74348T102
9890
1221015
SH
SOLE
1221015
0
0
Public Service Enterprise Group Inc
COM
744573106
2394
57168
SH
SOLE
57168
0
0
Public Storage
COM
74460D109
441
1976
SH
SOLE
1976
0
0
Putnam Managed Municipal Income Trust
COM
746823103
1413
177282
SH
SOLE
177282
0
0
Putnam Municipal Opportunities Trust
SH BEN INT
746922103
1688
126529
SH
SOLE
126529
0
0
QEP Resources Inc
COM
74733V100
631
32291
SH
SOLE
32291
0
0
QIAGEN NV
REG SHS
N72482107
14017
510828
SH
SOLE
510828
0
0
QIWI plc
SPON ADR REP B
74735M108
2373
162120
SH
SOLE
162120
0
0
Qorvo Inc
COM
74736K101
5795
103964
SH
SOLE
103964
0
0
QUALCOMM Inc
COM
747525103
54063
789235
SH
SOLE
789235
0
0
Quintiles IMS Holdings Inc
COM
74876Y101
19401
239339
SH
SOLE
239339
0
0
RADCOM Ltd
SHS NEW
M81865111
150
7344
SH
SOLE
7344
0
0
Ralph Lauren Corp
CL A
751212101
67
659
SH
SOLE
659
0
0
Randgold Resources Ltd
ADR
752344309
647497
6470441
SH
SOLE
6433341
0
37100
Range Resources Corp
COM
75281A109
1182
30497
SH
SOLE
30497
0
0
Raytheon Co
COM NEW
755111507
490
3599
SH
SOLE
3599
0
0
Redhill Biopharma Ltd
SPONSORED ADS
757468103
134
9658
SH
SOLE
9658
0
0
Redwood Trust Inc
COM
758075402
2361
166728
SH
SOLE
166728
0
0
Regeneron Pharmaceuticals Inc
COM
75886F107
27087
67377
SH
SOLE
67377
0
0
Reliance Steel & Aluminum Co
COM
759509102
4745
65871
SH
SOLE
65871
0
0
Republic Services Inc
COM
760759100
1716
34021
SH
SOLE
34021
0
0
ResMed Inc
COM
761152107
123
1903
SH
SOLE
1903
0
0
Resource Capital Corp
COM NEW
76120W708
1314
102607
SH
SOLE
102607
0
0
Rice Energy Inc
COM
762760106
506
19392
SH
SOLE
19392
0
0
Richmont Mines Inc
COM
76547T106
95193
9471142
SH
SOLE
9380142
0
91000
Rio Tinto PLC
SPONSORED ADR
767204100
14234
426162
SH
SOLE
426162
0
0
Robert Half International Inc
COM
770323103
84
2215
SH
SOLE
2215
0
0
Rockwell Automation Inc
COM
773903109
243
1985
SH
SOLE
1985
0
0
Rockwell Collins Inc
COM
774341101
153
1819
SH
SOLE
1819
0
0
Ross Stores Inc
COM
778296103
4636
72098
SH
SOLE
7192
0
64906
Rowan Cos Plc
SHS CL A
G7665A101
15071
994115
SH
SOLE
994115
0
0
Royal Gold Inc
COM
780287108
329217
4251807
SH
SOLE
4199207
0
52600
RSP Permian Inc
COM
74978Q105
23156
597100
SH
SOLE
597100
0
0
Ryanair Holdings PLC
SPONSORED ADR NE
783513203
31
409
SH
SOLE
409
0
0
Ryerson Holding Corp
COM
783754104
513
45445
SH
SOLE
45445
0
0
Salesforce.com Inc
COM
79466L302
17273
242160
SH
SOLE
242160
0
0
Sanderson Farms Inc
COM
800013104
5111
53061
SH
SOLE
53061
0
0
Sandstorm Gold Ltd
COM NEW
80013R206
137770
27389736
SH
SOLE
27389736
0
0
Sanofi
SPONSORED ADR
80105N105
11538
302129
SH
SOLE
302129
0
0
Sasol Ltd
SPONSORED ADR
803866300
1108
40540
SH
SOLE
40540
0
0
SBA Communications Corp
COM
78388J106
94
834
SH
SOLE
834
0
0
SCANA Corp
COM
80589M102
55
756
SH
SOLE
756
0
0
Schlumberger Ltd
COM
806857108
362907
4614795
SH
SOLE
4614795
0
0
Schnitzer Steel Industries Inc
CL A
806882106
1054
50425
SH
SOLE
50425
0
0
Schweitzer-Mauduit International Inc
COM
808541106
28
726
SH
SOLE
726
0
0
Science Applications International Corp
COM
808625107
38
541
SH
SOLE
541
0
0
Scripps Networks Interactive Inc
CL A COM
811065101
56
883
SH
SOLE
883
0
0
Seaboard Corp
COM
811543107
107
31
SH
SOLE
31
0
0
Seabridge Gold Inc
COM
811916105
68343
6196146
SH
SOLE
6196146
0
0
Seadrill Ltd
SHS
G7945E105
12650
5337706
SH
SOLE
5337706
0
0
Seattle Genetics Inc
COM
812578102
8319
154030
SH
SOLE
154030
0
0
SEI Investments Co
COM
784117103
91
1985
SH
SOLE
1985
0
0
SemGroup Corp
CL A
81663A105
13
372
SH
SOLE
372
0
0
Sempra Energy
COM
816851109
157
1467
SH
SOLE
1467
0
0
Sherwin-Williams Co/The
COM
824348106
291
1053
SH
SOLE
1053
0
0
Shire PLC
SPONSORED ADR
82481R106
10782
55619
SH
SOLE
55619
0
0
Sibanye Gold Ltd
SPONSORED ADR
825724206
189057
13379802
SH
SOLE
13379802
0
0
Silver Standard Resources Inc
COM
82823L106
266563
22103079
SH
SOLE
22103079
0
0
Silver Wheaton Corp
COM
828336107
611935
22639143
SH
SOLE
22501143
0
138000
SJW Corp
COM
784305104
4
94
SH
SOLE
94
0
0
Skyworks Solutions Inc
COM
83088M102
17617
231370
SH
SOLE
231370
0
0
SM Energy Co
COM
78454L100
122933
3186433
SH
SOLE
3186433
0
0
Snap-On Inc
COM
833034101
111
731
SH
SOLE
731
0
0
Sociedad Quimica y Minera de Chile SA
SPON ADR SER B
833635105
4333
161090
SH
SOLE
161090
0
0
SodaStream International Ltd
USD SHS
M9068E105
191
7195
SH
SOLE
7195
0
0
Solar Capital Ltd
COM
83413U100
2958
144138
SH
SOLE
144138
0
0
Solarcity Corp
COM
83416T100
2613
133576
SH
SOLE
133576
0
0
SolarEdge Technologies Inc
COM
83417M104
429
24918
SH
SOLE
24918
0
0
Southern Co/The
COM
842587107
295
5753
SH
SOLE
5753
0
0
Southern Copper Corp
COM
84265V105
154
5842
SH
SOLE
5842
0
0
Southwest Airlines Co
COM
844741108
86
2212
SH
SOLE
2212
0
0
Southwestern Energy Co
COM
845467109
811
58576
SH
SOLE
58576
0
0
Southwestern Energy Co
DEP SHS 1/20 B
845467208
8595
272262
SH
SOLE
272262
0
0
Spectra Energy Corp
COM
847560109
548
12814
SH
SOLE
12814
0
0
Spectra Energy Partners LP
COM
84756N109
970
22202
SH
SOLE
22202
0
0
Spire Inc
COM
84857L101
16
251
SH
SOLE
251
0
0
SPX FLOW Inc
COM
78469X107
39
1261
SH
SOLE
1261
0
0
Starbucks Corp
COM
855244109
19789
365520
SH
SOLE
365520
0
0
Starwood Property Trust Inc
COM
85571B105
7140
317072
SH
SOLE
317072
0
0
State Street Corp
COM
857477103
20410
293115
SH
SOLE
293115
0
0
Steel Dynamics Inc
COM
858119100
74947
2999067
SH
SOLE
2999067
0
0
Stericycle Inc
COM
858912108
18491
230734
SH
SOLE
230734
0
0
STERIS PLC
SHS USD
G84720104
663
9067
SH
SOLE
9067
0
0
Stillwater Mining Co
COM
86074Q102
494
37000
SH
SOLE
37000
0
0
Suburban Propane Partners LP
UNIT LTD PARTN
864482104
4210
126415
SH
SOLE
126415
0
0
Summit Midstream Partners LP
COM UNIT LTD
866142102
1592
69411
SH
SOLE
69411
0
0
SunCoke Energy Inc
COM
86722A103
2259
281649
SH
SOLE
281649
0
0
Suncor Energy Inc
COM
867224107
520
18731
SH
SOLE
18731
0
0
Sunoco Logistics Partners LP
COM UNITS
86764L108
1226
43138
SH
SOLE
43138
0
0
Sunoco LP
COM U REP LP
86765K109
3282
113124
SH
SOLE
113124
0
0
SunPower Corp
COM
867652406
1055
118240
SH
SOLE
118240
0
0
Sunrun Inc
COM
86771W105
18736
2974044
SH
SOLE
2974044
0
0
SuperCom Ltd
SHS NEW
M87095119
72
21018
SH
SOLE
21018
0
0
Superior Energy Services Inc
COM
868157108
131563
7349904
SH
SOLE
7349904
0
0
Syngenta AG
SPONSORED ADR
87160A100
68228
778862
SH
SOLE
778862
0
0
Sysco Corp
COM
871829107
4750
96913
SH
SOLE
0
0
96913
T Rowe Price Group Inc
COM
74144T108
240
3606
SH
SOLE
3606
0
0
Tahoe Resources Inc
COM
873868103
245203
19112291
SH
SOLE
18817726
0
294565
Taiwan Semiconductor Manufacturing Co L
SPONSORED ADR
874039100
85142
2783344
SH
SOLE
2783344
0
0
TAL Education Group
ADS REPSTG COM
874080104
17704
249920
SH
SOLE
249920
0
0
Tallgrass Energy GP LP
SHS CL A
874696107
1470
61121
SH
SOLE
61121
0
0
Tallgrass Energy Partners LP
COM UNIT
874697105
1372
28465
SH
SOLE
28465
0
0
Targa Resources Corp
COM
87612G101
92
1875
SH
SOLE
1875
0
0
Target Corp
COM
87612E106
5756
83809
SH
SOLE
6475
0
77334
TCP Capital Corp
COM
87238Q103
3481
212529
SH
SOLE
212529
0
0
TD Ameritrade Holding Corp
COM
87236Y108
108
3069
SH
SOLE
3069
0
0
Teck Resources Ltd
CL B
878742204
161873
8977977
SH
SOLE
8977977
0
0
Telekomunikasi Indonesia Persero Tbk PT
SPONSORED ADR
715684106
8563
129590
SH
SOLE
129590
0
0
Tenaris SA
SPONSORED ADR
88031M109
57402
2021191
SH
SOLE
2021191
0
0
Tennant Co
COM
880345103
656
10121
SH
SOLE
10121
0
0
Tenneco Inc
COM
880349105
666
11431
SH
SOLE
11431
0
0
Teradyne Inc
COM
880770102
4898
226991
SH
SOLE
226991
0
0
Ternium SA
SPON ADR
880890108
4611
234905
SH
SOLE
234905
0
0
TerraForm Power Inc
CL A COM
88104R100
541
38875
SH
SOLE
38875
0
0
TESARO Inc
COM
881569107
7579
75610
SH
SOLE
75610
0
0
TESLA MOTORS INC
COM
88160R101
8783
43049
SH
SOLE
43049
0
0
Tesoro Corp
COM
881609101
417
5236
SH
SOLE
5236
0
0
Tesoro Logistics LP
COM UNIT LP
88160T107
1184
24451
SH
SOLE
24451
0
0
Tetra Tech Inc
COM
88162G103
657
18526
SH
SOLE
18526
0
0
Teva Pharmaceutical Industries Ltd
ADR
881624209
9840
213864
SH
SOLE
213864
0
0
Texas Instruments Inc
COM
882508104
28936
412315
SH
SOLE
412315
0
0
THL Credit Inc
COM
872438106
1541
161661
SH
SOLE
161661
0
0
TICC Capital Corp
COM
87244T109
1460
250900
SH
SOLE
250900
0
0
Tidewater Inc
COM
886423102
1092
387303
SH
SOLE
387303
0
0
Tiffany & Co
COM
886547108
21150
291206
SH
SOLE
291206
0
0
Time Inc
COM
887228104
37
2556
SH
SOLE
2556
0
0
Time Warner Inc
COM NEW
887317303
19824
249014
SH
SOLE
249014
0
0
TimkenSteel Corp
COM
887399103
566
54168
SH
SOLE
54168
0
0
TJX Cos Inc/The
COM
872540109
6125
81907
SH
SOLE
11802
0
70105
T-Mobile US Inc
CONV PFD SER A
872590203
12322
157834
SH
SOLE
157834
0
0
TopBuild Corp
COM
89055F103
38
1133
SH
SOLE
1133
0
0
Toro Co/The
COM
891092108
13203
281864
SH
SOLE
281864
0
0
TPG Specialty Lending Inc
COM
87265K102
3629
200364
SH
SOLE
200364
0
0
Tractor Supply Co
COM
892356106
22971
341076
SH
SOLE
341076
0
0
TransCanada Corp
COM
89353D107
696
14630
SH
SOLE
14630
0
0
Transglobe Energy Corp
COM
893662106
464
234454
SH
SOLE
234454
0
0
Transocean Ltd
REG SHS
H8817H100
45721
4288996
SH
SOLE
4288996
0
0
Transocean Partners LLC
COM UNIT RP LT
Y8977Y100
5385
436710
SH
SOLE
436710
0
0
Triangle Capital Corp
COM
895848109
3829
194368
SH
SOLE
194368
0
0
Trina Solar Ltd
SPON ADR
89628E104
1444
140977
SH
SOLE
140977
0
0
TripAdvisor Inc
COM
896945201
88
1398
SH
SOLE
1398
0
0
Turquoise Hill Resources Ltd
COM
900435108
99
33364
SH
SOLE
33364
0
0
Twenty-First Century Fox Inc
CL A
90130A101
17338
715874
SH
SOLE
715874
0
0
Two Harbors Investment Corp
COM
90187B101
4984
584342
SH
SOLE
584342
0
0
Tyson Foods Inc
CL A
902494103
49728
665975
SH
SOLE
665975
0
0
Tyson Foods Inc
UNIT 99/99/9999
902494301
8192
100071
SH
SOLE
100071
0
0
Ulta Salon Cosmetics & Fragrance Inc
COM
90384S303
195
821
SH
SOLE
821
0
0
Under Armour Inc
CL C
904311206
69
2050
SH
SOLE
2050
0
0
Union Pacific Corp
COM
907818108
51251
525488
SH
SOLE
525488
0
0
United States Steel Corp
COM
912909108
4818
255449
SH
SOLE
255449
0
0
United Technologies Corp
COM
913017109
18545
182527
SH
SOLE
182527
0
0
United Therapeutics Corp
COM
91307C102
10216
86514
SH
SOLE
86514
0
0
Urban Edge Properties
COM
91704F104
38
1337
SH
SOLE
1337
0
0
US Bancorp
COM NEW
902973304
18995
442869
SH
SOLE
442869
0
0
US Ecology Inc
COM
91732J102
655
14599
SH
SOLE
14599
0
0
US Silica Holdings Inc
COM
90346E103
25713
552250
SH
SOLE
552250
0
0
USA Compression Partners LP
COMUNIT LTDPAR
90290N109
6234
331935
SH
SOLE
331935
0
0
Vale SA
ADR
91912E105
11349
2063402
SH
SOLE
2063402
0
0
Valeant Pharmaceuticals International I
COM
91911K102
6869
279786
SH
SOLE
279786
0
0
Valero Energy Corp
COM
91913Y100
828
15630
SH
SOLE
15630
0
0
Valspar Corp/The
COM
920355104
105
991
SH
SOLE
991
0
0
VanEck Vectors Gold Miners ETF
GOLD MINERS ETF
92189F106
208748
7898158
SH
SOLE
7898158
0
0
Vanguard FTSE All World ex-US Small-Cap
FTSE SMCAP ETF
922042718
44
441
SH
SOLE
441
0
0
Vanguard FTSE Emerging Markets ETF
FTSE EMR MKT ETF
922042858
279
7421
SH
SOLE
7421
0
0
Vanguard Information Technology ETF
INF TECH ETF
92204A702
10928
90785
SH
SOLE
90785
0
0
Vanguard Total Bond Market ETF
TOTAL BND MRKT
921937835
730
8676
SH
SOLE
8676
0
0
Vanguard Total International Bond ETF
INTL BD IDX ETF
92203J407
44
777
SH
SOLE
777
0
0
Varian Medical Systems Inc
COM
92220P105
20985
210836
SH
SOLE
210836
0
0
Varonis Systems Inc
COM
922280102
145
4806
SH
SOLE
4806
0
0
Vectren Corp
COM
92240G101
24
486
SH
SOLE
486
0
0
Vedanta Ltd
SPONSORED ADR
92242Y100
4684
451650
SH
SOLE
451650
0
0
Verint Systems Inc
COM
92343X100
579
15382
SH
SOLE
15382
0
0
Verisk Analytics Inc
COM
92345Y106
153
1881
SH
SOLE
1881
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
24579
281836
SH
SOLE
281836
0
0
VF Corp
COM
918204108
17468
311643
SH
SOLE
311643
0
0
VimpelCom Ltd
SPONSORED ADR
92719A106
10999
3160726
SH
SOLE
3160726
0
0
Visa Inc
COM CL A
92826C839
21563
260742
SH
SOLE
260742
0
0
Vista Outdoor Inc
COM
928377100
39
969
SH
SOLE
969
0
0
WABCO Holdings Inc
COM
92927K102
87
765
SH
SOLE
765
0
0
Wabtec Corp/DE
COM
929740108
94
1151
SH
SOLE
1151
0
0
Walgreens Boots Alliance Inc
COM
931427108
5876
72885
SH
SOLE
0
0
72885
Wal-Mart Stores Inc
COM
931142103
8913
123589
SH
SOLE
17946
0
105643
Walt Disney Co/The
COM DISNEY
254687106
20180
217320
SH
SOLE
217320
0
0
Washington Prime Group Inc
COM
93964W108
38
3065
SH
SOLE
3065
0
0
Waste Connections Inc
COM
94106B101
1728
23128
SH
SOLE
23128
0
0
Waste Management Inc
COM
94106L109
1735
27218
SH
SOLE
27218
0
0
Waters Corp
COM
941848103
155
980
SH
SOLE
980
0
0
Weatherford International PLC
ORD SHS
G48833100
37756
6718162
SH
SOLE
6718162
0
0
WEC Energy Group Inc
COM
92939U106
112
1868
SH
SOLE
1868
0
0
Wells Fargo & Co
COM
949746101
17121
386653
SH
SOLE
386653
0
0
Welltower Inc
6.50% PFD PREPET
95040Q203
7550
113442
SH
SOLE
113442
0
0
Westar Energy Inc
COM
95709T100
47
830
SH
SOLE
830
0
0
Western Asset Managed Municipals Fund I
COM
95766M105
1252
82611
SH
SOLE
82611
0
0
Western Asset Mortgage Capital Corp
COM
95790D105
1675
160728
SH
SOLE
160728
0
0
Western Asset Municipal Defined Opportu
COM
95768A109
470
18967
SH
SOLE
18967
0
0
Western Asset Municipal High Income Fun
COM
95766N103
490
61583
SH
SOLE
61583
0
0
Western Asset Municipal Partners Fund I
COM
95766P108
382
22609
SH
SOLE
22609
0
0
Western Gas Partners LP
COM UNIT LP IN
958254104
1420
25803
SH
SOLE
25803
0
0
Western Refining Inc
COM
959319104
96
3625
SH
SOLE
3625
0
0
Western Union Co/The
COM
959802109
10207
490264
SH
SOLE
490264
0
0
Westlake Chemical Partners LP
COM UNIT RP LP
960417103
4656
203835
SH
SOLE
203835
0
0
WestRock Co
COM
96145D105
290
5976
SH
SOLE
5976
0
0
Weyerhaeuser Co
COM
962166104
568
17789
SH
SOLE
17789
0
0
Whiting Petroleum Corp
COM
966387102
333
38119
SH
SOLE
38119
0
0
Whole Foods Market Inc
COM
966837106
1649
58153
SH
SOLE
3889
0
54264
Williams Cos Inc/The
COM
969457100
398
12954
SH
SOLE
12954
0
0
Williams Partners LP
COM UNIT LTD PAR
96949L105
2062
55444
SH
SOLE
55444
0
0
WisdomTree India Earnings Fund
INDIA ERNGS FD
97717W422
6164
285100
SH
SOLE
285100
0
0
Worthington Industries Inc
COM
981811102
5081
105797
SH
SOLE
105797
0
0
WPX Energy Inc
COM
98212B103
677
51349
SH
SOLE
51349
0
0
WW Grainger Inc
COM
384802104
184
818
SH
SOLE
818
0
0
Wynn Resorts Ltd
COM
983134107
565
5797
SH
SOLE
5797
0
0
Xcel Energy Inc
COM
98389B100
2165
52635
SH
SOLE
52635
0
0
Xenia Hotels & Resorts Inc
COM
984017103
36
2349
SH
SOLE
2349
0
0
Xilinx Inc
COM
983919101
16961
312134
SH
SOLE
312134
0
0
Xylem Inc/NY
COM
98419M100
38
726
SH
SOLE
726
0
0
Yamana Gold Inc
COM
98462Y100
260629
60473992
SH
SOLE
59845620
0
628372
Yandex NV
SHS CLASS A
N97284108
90821
4314543
SH
SOLE
4314543
0
0
YPF SA
SPON ADR CL D
984245100
35
1903
SH
SOLE
1903
0
0
Zoetis Inc
CL A
98978V103
71081
1366678
SH
SOLE
1366678
0
0