SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
NEWMAN RICHARD G

(Last) (First) (Middle)
C/O AECOM TECHNOLOGY CORPORATION
555 S. FLOWER STREET, SUITE 3700

(Street)
LOS ANGELES CA 90071

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AECOM TECHNOLOGY CORP [ ACM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/06/2014 M 3,537 A (1) 265,117 I by R&C Newman Revocable Trust
Common Stock 03/07/2014 S (2) 45,000 D $32.0264 (3) 95,160 I by RGN 2012 Spousal Trust
Common Stock 03/07/2014 G (4) V 5,636 D $0 11,272 I by R&C Newman Partnership LP
Common Stock 03/07/2014 G V 5,636 D $0 5,636 I by R&C Newman Partnership LP
Common Stock 03/07/2014 G V 5,636 D $0 0 I by R&C Newman Partnership LP
Common Stock 03/07/2014 G (4) V 5,636 A $0 15,636 I by John E. Newman (son)
Common Stock 14,931 I by C&R Newman Family Foundation
Common Stock 39,145 I by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT
Common Stock 39,145 I by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT
Common Stock 43,777 I by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT
Common Stock 43,777 I by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/06/2014 M 3,537 (1) (1) Common Stock 3,537 (1) 0 D
Restricted Stock Units (5) 03/05/2014 A 4,112 (6) (6) Common Stock 4,112 $0 4,112 D
Employee Stock Option $23.94 (7) 12/01/2015 Common Stock 49,141 49,141 I by R&C Newman Revocable Trust
Employee Stock Option $24.45 (8) 12/02/2016 Common Stock 15,989 15,989 I by R&C Newman Revocable Trust
Employee Stock Option $25.38 03/31/2011 05/28/2017 Common Stock 14,558 14,558 I by R&C Newman Revocable Trust
Employee Stock Option $28.44 03/03/2012 03/03/2018 Common Stock 13,416 13,416 I by R&C Newman Revocable Trust
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 6, 2014, 3,537 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
2. The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 13, 2013.
3. This transaction was executed in multiple trades at prices ranging from $32.00 to $ 32.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
5. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
6. The restricted stock units vest on March 7, 2015.
7. The option vested in three equal annual installments beginning on December 1, 2009.
8. The option vested in three equal annual installments beginning on December 2, 2010.
/s/ David Y. Gan, Attorney-in-Fact for Richard G. Newman 03/07/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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