0001055715-05-000003.txt : 20120626
0001055715-05-000003.hdr.sgml : 20120626
20050112154655
ACCESSION NUMBER: 0001055715-05-000003
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050112
DATE AS OF CHANGE: 20050112
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-41264
FILM NUMBER: 05525890
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: TOWNSEND GROUP INVESTMENTS
CENTRAL INDEX KEY: 0001055715
IRS NUMBER: 953180628
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 22601 PACIFIC COAST HIGHWAY
STREET 2: SUITE 200
CITY: MALIBU
STATE: CA
ZIP: 90265
BUSINESS PHONE: 3104561645
MAIL ADDRESS:
STREET 1: 22601 PACIFIC COAST HWY
STREET 2: SUITE 200
CITY: MALIBU
STATE: CA
ZIP: 90265
SC 13G/A
1
rocm13g.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Rochester Medical Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
771497104
(CUSIP Number)
12/31/2004
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_X_]Rule 13d-1(b)
[___]Rule 13d-1(c)
[___]Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 771497104
1.Names of Reporting Persons: Townsend Group Investments
22601 Pacific Coast Highway
Suite 200
Malibu CA 90265
I.R.S. Identification Nos. of above persons: 95-3180628
2.Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [X]
3. SEC Use Only
4. Citizenship or Place of Organization: United States
Number of 5.Sole Voting Power: 44,200
Shares
Beneficially 6.Shared Voting Power: 327,872
Owned by
Each Reporting 7.Sole Dispositive Power: 44,200
Person With
8.Shared Dispositive Power: 327,872
9.Aggregate Amount Beneficially Owned by Each Reporting Person: 372,072
10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares [_]
11.Percent of Class Represented by Amount in Row (9): 6.83%
12.Type of Reporting Person: IA
Item 1.
(a) Name of Issuer: Rochester Medical Corp.
(b) Address of Principal Executive Offices of Issuer:
One Rochester Medical Drive
Stewartville MN 55976
Item 2.
(a) Name of Person Filing:
Townsend Group Investments, Inc.
(b) Address of Principal Business Office:
22601 Pacific Coast Hwy.
Suite 200
Malibu CA 90265
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 771497104
Item 3.If this statement is filed pursuant to Section 240.13d-1(b) or
240.13d-2(b) or(c), check whether the person filing is a:
(a)[___]Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o).
(b)[___]Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)[___]Insurance company as defined in Section 3(a)(19) of the Act (15
U.S.C. 78c).
(d)[___]Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
(e)[_X_]An investment adviser in accordance with Section 240.13d-
1(b)(1)(ii)(E);
(f)[___]An employee benefit plan or endowment fund in accordance with Section
240.13d-1(b)(1)(ii)(F);
(g)[___]A parent holding company or control person in accordance with Section
240.13d-1(b)(1)(ii)(G);
(h)[___]A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i)[___]A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j)[___]Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
Item 4.Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a)Amount beneficially owned: 372,072
(b)Percent of class: 6.83%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote: 44,200
(ii)Shared power to vote or to direct the vote: 327,872
(iii)Sole power to dispose or to direct the disposition of: 44,200
(iv)Shared power to dispose or to direct the disposition of: 327,872
Item 5.Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [___].
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7.Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8.Identification and Classification of Members of the Group
Not Applicable
Item 9.Notice of Dissolution of Group
Not Applicable
Item 10.Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Date: January 12,2005
TOWNSEND GROUP INVESTMENTS, INC.
By: /s/ T. Brook Townsend, III
-------------------------
T. Brook Townsend, III
President