0000866842-12-000003.txt : 20120124 0000866842-12-000003.hdr.sgml : 20120124 20120124115907 ACCESSION NUMBER: 0000866842-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20120124 DATE AS OF CHANGE: 20120124 EFFECTIVENESS DATE: 20120124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO CENTRAL INDEX KEY: 0000866842 IRS NUMBER: 593418454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02757 FILM NUMBER: 12541320 BUSINESS ADDRESS: STREET 1: 565 FIFTH AVENUE STREET 2: SUITE 2101 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-557-2445 MAIL ADDRESS: STREET 1: 565 FIFTH AVENUE STREET 2: SUITE 2101 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO INC DATE OF NAME CHANGE: 19990325 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO DATE OF NAME CHANGE: 19930125 13F-HR/A 1 form13fseptember302011a.txt 13FSEPTEMBER30AMEND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ X ]; Amendment Number 1 This Amendment (Check only one):[ X ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Dalton, Greiner, Hartman, Maher & Co., LLC Address: 565 Fifth Avenue, Suite 2101 New York, NY 10017 Form 13F File Number: 28-02757 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas F. Gibson Title: CCO/CFO Phone: 212-400-2220 Signature, Place, and Date of Signing: Thomas F. Gibson New York, NY 1/24/12 Report Type ( Check only one): [ X ] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of the Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_______________ ____________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F informationTable Entry Total: 190 Form 13F Information Table Value Total: 1,122,049 thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579Y101 14279 198898 SH Sole 198898 ABRAXAS PETE CORP COM COM 003830106 1717 650551 SH Sole 650551 ACE LTD SHS COM H0023R105 20480 337956 SH Sole 337956 ACTUATE CORP COM COM 00508B102 1634 295980 SH Sole 295980 ALEXANDRIA REAL ESTATE EQ INC COM 015271109 16070 261777 SH Sole 261777 ALTERRA CAPITAL HOLDINGS LIMIT COM G0229R108 8464 446174 SH Sole 220054 226120 AMERICAN FINL GROUP INC OHIO C COM 025932104 499 16060 SH Sole 16060 AMERICAN SAFETY INS HLDGS LTD COM G02995101 2877 156380 SH Sole 156380 ANALOG DEVICES INC COM COM 032654105 18638 596401 SH Sole 596401 ANIXTER INTL INC COM COM 035290105 7601 160233 SH Sole 78883 81350 ARCTIC CAT INC COM COM 039670104 1491 102898 SH Sole 102898 ASCENA RETAIL GROUP INC COM COM 04351G101 329 12150 SH Sole 12150 ASHLAND INC NEW COM COM 044209104 8366 189531 SH Sole 104001 85530 ASPEN INSURANCE HOLDINGS LTD S COM G05384105 506 21950 SH Sole 21950 AT&T INC COM COM 00206R102 24581 861902 SH Sole 861902 ATMEL CORP COM COM 049513104 336 41610 SH Sole 41610 ATMOS ENERGY CORP COM COM 049560105 7863 242315 SH Sole 122792 119523 AVERY DENNISON CORP COM COM 053611109 381 15210 SH Sole 15210 BANKFINANCIAL CORP COM COM 06643P104 1688 254249 SH Sole 254249 BAXTER INTL INC COM COM 071813109 23692 422025 SH Sole 422025 BEACON ROOFING SUPPLY INC COM COM 073685109 6825 426830 SH Sole 243180 183650 BECTON DICKINSON & CO COM COM 075887109 15138 206467 SH Sole 206467 BEMIS INC COM COM 081437105 6876 234587 SH Sole 132705 101882 BERRY PETE CO CL A COM 085789105 5798 163889 SH Sole 86969 76920 BIO RAD LABS INC CL A COM 090572207 6638 73127 SH Sole 36704 36423 BIOMED REALTY TRUST INC COM COM 09063H107 6348 383099 SH Sole 192484 190615 BRADY CORP CL A COM 104674106 4440 167999 SH Sole 84510 83489 CABOT OIL & GAS CORP COM COM 127097103 423 6835 SH Sole 6835 CAMDEN PPTY TR SH BEN INT COM 133131102 402 7270 SH Sole 7270 CAMPUS CREST CMNTYS INC COM COM 13466Y105 1942 178462 SH Sole 178462 CAPITAL CITY BK GROUP INC COM COM 139674105 1711 164877 SH Sole 164877 CASCADE CORP COM COM 147195101 1855 55558 SH Sole 55558 CATO CORP NEW CL A COM 149205106 5158 228654 SH Sole 228654 CBL & ASSOC PPTYS INC COM COM 124830100 5679 499880 SH Sole 249740 250140 CBRE GROUP INC CL A COM 12504L109 5693 422934 SH Sole 422934 CHASE CORP COM COM 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25490A101 16628 393367 SH Sole 393367 DISH NETWORK CORP CL A COM 25470M109 533 21290 SH Sole 21290 DR PEPPER SNAPPLE GROUP INC CO COM 26138E109 441 11380 SH Sole 11380 DUKE REALTY CORP COM NEW COM 264411505 236 22500 SH Sole 22500 DXP ENTERPRISES INC NEW COM NE COM 233377407 1722 91445 SH Sole 91445 EDELMAN FINL GROUP INC COM COM 27943Q105 1753 271416 SH Sole 271416 ELECTRO SCIENTIFIC INDS COM COM 285229100 4576 384833 SH Sole 192896 191937 EMC INS GROUP INC COM COM 268664109 1241 67422 SH Sole 67422 EPOCH HOLDING CORP COM COM 29428R103 4272 314787 SH Sole 314787 ESSA BANCORP INC COM COM 29667D104 1419 134970 SH Sole 134970 FABRINET SHS COM G3323L100 4102 219372 SH Sole 108406 110966 FIFTH THIRD BANCORP COM COM 316773100 1227 121497 SH Sole 121497 FIRST AMERN FINL CORP COM COM 31847R102 7711 602383 SH Sole 299823 302560 FOSTER L B CO COM COM 350060109 4720 212326 SH Sole 117620 94706 FRANKLIN RES INC COM COM 354613101 20131 210491 SH Sole 210491 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 9491 311680 SH Sole 311680 FRIEDMAN INDS INC COM COM 358435105 1569 179485 SH Sole 179485 GAMCO INVESTORS INC COM COM 361438104 5448 138304 SH Sole 69126 69178 GAYLORD ENTMT CO NEW COM COM 367905106 5140 265781 SH Sole 132667 133114 GENERAL DYNAMICS CORP COM COM 369550108 14477 254470 SH Sole 254470 GENESCO INC COM COM 371532102 11011 213688 SH Sole 132808 80880 GENUINE PARTS CO COM COM 372460105 538 10600 SH Sole 10600 GOODRICH PETE CORP COM NEW COM 382410405 4681 395982 SH Sole 199682 196300 GT ADVANCED TECHNOLOGIES INC C COM 36191U106 5677 808751 SH Sole 403601 405150 HEARTLAND EXPRESS INC COM COM 422347104 8593 633717 SH Sole 337727 295990 HEINZ H J CO COM COM 423074103 18051 357593 SH Sole 357593 HERSHA HOSPITALITY TR SH BEN I COM 427825104 4806 1389022 SH Sole 693872 695150 HOME FED BANCORP INC MD COM COM 43710G105 1510 193114 SH Sole 193114 HORACE MANN EDUCATORS CORP NEW COM 440327104 1940 170003 SH Sole 170003 HUBBELL INC CL B COM 443510201 317 6405 SH Sole 6405 ICU MED INC COM COM 44930G107 7407 201287 SH Sole 111477 89810 INTEGRA LIFESCIENCES HLDGS CP COM 457985208 6391 178661 SH Sole 89261 89400 INTERNATIONAL BUSINESS MACHS C COM 459200101 17562 100430 SH Sole 100430 IXYS CORP COM COM 46600W106 2205 202697 SH Sole 202697 JPMORGAN CHASE & CO COM COM 46625H100 18195 604092 SH Sole 604092 KENNEDY-WILSON HLDGS INC COM COM 489398107 3226 304337 SH Sole 304337 KEYCORP NEW COM COM 493267108 374 63130 SH Sole 63130 KITE RLTY GROUP TR COM COM 49803T102 2364 646003 SH Sole 646003 KMG CHEMICALS INC COM COM 482564101 1311 106450 SH Sole 106450 KOHLS CORP COM COM 500255104 19693 401080 SH Sole 401080 KROGER CO COM COM 501044101 482 21950 SH Sole 21950 LACLEDE GROUP INC COM COM 505597104 567 14640 SH Sole 14640 LATTICE SEMICONDUCTOR CORP COM COM 518415104 9254 1762669 SH Sole 1100334 662335 LEAR CORP COM NEW COM 521865204 420 9800 SH Sole 9800 MAIDEN HOLDINGS LTD SHS COM G5753U112 4759 643930 SH Sole 317920 326010 MARLIN BUSINESS SVCS CORP COM COM 571157106 3956 373220 SH Sole 373220 MARTEN TRANS LTD COM COM 573075108 2831 164190 SH Sole 164190 MEDQUIST HLDGS INC COM COM 58506K102 1216 160820 SH Sole 160820 MEDQUIST INC COM COM 584949101 578 76032 SH Sole 76032 MILLER HERMAN INC COM COM 600544100 7735 433115 SH Sole 243674 189441 MILLER INDS INC TENN COM NEW COM 600551204 2178 125543 SH Sole 125543 MISSION WEST PPTYS INC COM COM 605203108 1907 251259 SH Sole 251259 MTS SYS CORP COM COM 553777103 1954 63787 SH Sole 63787 MUELLER INDS INC COM COM 624756102 18692 484385 SH Sole 407935 76450 NACCO INDS INC CL A COM 629579103 6666 105143 SH Sole 58703 46440 NANOMETRICS INC COM COM 630077105 1848 127480 SH Sole 127480 NATHANS FAMOUS INC NEW COM COM 632347100 4137 217719 SH Sole 217719 NATIONAL BANKSHARES INC VA COM COM 634865109 1494 61923 SH Sole 61923 NATIONAL PENN BANCSHARES INC C COM 637138108 6048 862760 SH Sole 432160 430600 NEENAH PAPER INC COM COM 640079109 2474 174444 SH Sole 174444 NICOR INC COM COM 654086107 7716 140265 SH Sole 71075 69190 NII HLDGS INC CL B NEW COM 62913F201 276 10250 SH Sole 10250 NORTHRIM BANCORP INC COM COM 666762109 2235 115499 SH Sole 115499 NSTAR COM COM 67019E107 576 12850 SH Sole 12850 NUTRACEUTICAL INTL CORP COM COM 67060Y101 5430 424871 SH Sole 424871 OLD NATL BANCORP IND COM COM 680033107 8900 954949 SH Sole 523439 431510 OMEGA PROTEIN CORP COM COM 68210P107 1489 164000 SH Sole 164000 OMNICELL INC COM COM 68213N109 2077 150710 SH Sole 150710 OMNICOM GROUP INC COM COM 681919106 14419 391391 SH Sole 391391 PACIFIC CONTINENTAL CORP COM COM 69412V108 1725 243264 SH Sole 243264 PAPA JOHNS INTL INC COM COM 698813102 10929 359515 SH Sole 195625 163890 PAREXEL INTL CORP COM COM 699462107 7170 378741 SH Sole 188930 189811 PENNS WOODS BANCORP INC COM COM 708430103 641 19563 SH Sole 19563 PEOPLES UNITED FINANCIAL INC C COM 712704105 15133 1327421 SH Sole 1327421 PERVASIVE SOFTWARE INC COM COM 715710109 1486 247715 SH Sole 247715 PETROLEUM DEV CORP COM COM 716578109 1321 68116 SH Sole 68116 PHARMACEUTICAL PROD DEV INC CO COM 717124101 20092 783021 SH Sole 783021 PHOTRONICS INC COM COM 719405102 6339 1272940 SH Sole 848763 424177 PIEDMONT NAT GAS INC COM COM 720186105 28151 974430 SH Sole 858151 116279 PIKE ELEC CORP COM COM 721283109 1783 263370 SH Sole 263370 PINNACLE WEST CAP CORP COM COM 723484101 6948 161818 SH Sole 73888 87930 PIONEER NAT RES CO COM COM 723787107 16162 245740 SH Sole 245740 PNM RES INC COM COM 69349H107 630 38360 SH Sole 38360 POLARIS INDS INC COM COM 731068102 7296 146012 SH Sole 72786 73226 POLYONE CORP COM COM 73179P106 7286 680309 SH Sole 310889 369420 POOL CORPORATION COM COM 73278L105 7249 276884 SH Sole 137924 138960 PORTLAND GEN ELEC CO COM NEW COM 736508847 7148 301730 SH Sole 176300 125430 PROTECTIVE LIFE CORP COM COM 743674103 7389 472738 SH Sole 361318 111420 PROVIDENT FINL SVCS INC COM COM 74386T105 6853 637477 SH Sole 316152 321325 RAMCO-GERSHENSON PPTYS TR COM COM 751452202 1702 207573 SH Sole 207573 RED LION HOTELS CORP COM COM 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853790103 2292 146550 SH Sole 146550 STANDEX INTL CORP COM COM 854231107 1965 63130 SH Sole 63130 STEINER LEISURE LTD ORD COM P8744Y102 12568 308254 SH Sole 214056 94198 STRYKER CORP COM COM 863667101 15009 318452 SH Sole 318452 SUN COMMUNITIES INC COM COM 866674104 2243 63733 SH Sole 63733 SUNTRUST BKS INC COM COM 867914103 14124 786863 SH Sole 786863 SWIFT ENERGY CO COM COM 870738101 4721 193973 SH Sole 97813 96160 SYKES ENTERPRISES INC COM COM 871237103 8157 545612 SH Sole 275871 269741 SYMANTEC CORP COM COM 871503108 382 23440 SH Sole 23440 TERADATA CORP DEL COM COM 88076W103 15496 289476 SH Sole 289476 TESCO CORP COM COM 88157K101 1626 140132 SH Sole 140132 TIDEWATER INC COM COM 886423102 18743 445743 SH Sole 445743 TOTAL SYS SVCS INC COM COM 891906109 434 25630 SH Sole 25630 TRINITY BIOTECH PLC SPON ADR N COM 896438306 3956 431853 SH Sole 431853 U S PHYSICAL THERAPY INC COM COM 90337L108 2526 136374 SH Sole 136374 UNIFIRST CORP MASS COM COM 904708104 5864 129466 SH Sole 65407 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Sole 152789 154674 WESTELL TECHNOLOGIES INC CL A COM 957541105 1224 566530 SH Sole 566530 WORLD WRESTLING ENTMT INC CL A COM 98156Q108 1781 199867 SH Sole 199867 WYNDHAM WORLDWIDE CORP COM COM 98310W108 481 16870 SH Sole 16870