0000866361-11-000004.txt : 20111026 0000866361-11-000004.hdr.sgml : 20111026 20111026142253 ACCESSION NUMBER: 0000866361-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111026 DATE AS OF CHANGE: 20111026 EFFECTIVENESS DATE: 20111026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVERNESS COUNSEL INC /NY/ CENTRAL INDEX KEY: 0000866361 IRS NUMBER: 133631802 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02749 FILM NUMBER: 111158724 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129805230 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 inver093011new.txt INVERNESS13F 13F-HR 09/30/2011 866361 Matthew Warner (212) 207-2118 mwarner@invernesscounsel.com 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2011 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Inverness Counsel LLC. Address: 845 Third Avenue 8th Floor New York NY 10022 Form 13F File Number: 01-40161 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Warner Title: Chief Operating Officer/ Chief COmpliance Officer Phone: (212) 207-2118 Signature, Place, and Date of Signing: Matthew Warner New York, NY 09/30/11 ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFS TRINITY POWER COM 00106R99 0 39143 SH SOLE 39143 0 0 ADVANCED MFG SYSTEMS INC COM 00753R10 0 42975 SH SOLE 42975 0 0 HIRE DESK OPTIONS@.40 CND CONV BONDS 99HIREDKE 3 330000 PRN CALL SOLE 330000 0 0 HIRE DESK OPTIONS@.40 CND CONV BONDS 99HIREDKK 1 125000 PRN CALL SOLE 125000 0 0 HIRE DESK OPTIONS@.40 CND CONV BONDS 99HIREDKO 2 240000 PRN CALL SOLE 240000 0 0 HIRE DESK OPTIONS@.40 CND CONV BONDS 99HIREJAN 0 23333 PRN CALL SOLE 23333 0 0 APPLE INC COM 037833100 428 1123 SH SOLE 1123 0 0 ABB LTD COM 000375204 13156 770251 SH SOLE 770251 0 0 ABBOTT LABS COM 002824100 11084 216734 SH SOLE 216734 0 0 AECOM TECH COM 00766T100 12610 713629 SH SOLE 713629 0 0 AUTOMATIC DATA PROC COM 053015103 3626 76897 SH SOLE 76897 0 0 AGNICO EAGLE MINES LTD COM 008474108 12467 209459 SH SOLE 209459 0 0 AMERICAN ELEC PWR COM 025537101 6455 169774 SH SOLE 169774 0 0 PROSHARES ULTRA SILVER ETF CONV BONDS 74347W841 207 2000 PRN SOLE 2000 0 0 AMER SUPERCONDU COM 030111108 279 71000 SH SOLE 71000 0 0 AOL INC COM 00184X105 241 20124 SH SOLE 20124 0 0 AXION POWER INTERNATIONAL IN COM 05460X109 253 476787 SH SOLE 476787 0 0 BANK OF AMERICA COM 060505104 1626 265736 SH SOLE 265736 0 0 DIREXION LC BULL 3X CONV BONDS 25459W862 974 21000 PRN SOLE 21000 0 0 BANK OF NY MELLON CORP COM 064058100 787 42326 SH SOLE 42326 0 0 BRISTOL-MYERS COM 110122108 378 12030 SH SOLE 12030 0 0 MARKET VECTORS BRAZIL SM CAP E CONV BONDS 57060U613 1362 34747 PRN SOLE 34747 0 0 BERKSHIRE HATHAWAY B COM 084670702 377 5306 SH SOLE 5306 0 0 CAVIUM INC COM 14964U108 4968 183942 SH SOLE 183942 0 0 CENTRAL FUND CANADA LTD A COM 153501101 4487 216855 SH SOLE 216855 0 0 CHANCELLOR CORP COM 15882810 0 10000 SH SOLE 10000 0 0 COACH COM 189754104 10071 194310 SH SOLE 194310 0 0 CONOCOPHILLIPS COM 20825C104 12562 198390 SH SOLE 198390 0 0 CRESUD SACIFYA SPND ADR COM 226406106 121 11191 SH SOLE 11191 0 0 CISCO SYSTEMS COM 17275R102 288 18600 SH SOLE 18600 0 0 CARLISLE COS. COM 142339100 36634 1149122 SH SOLE 1149122 0 0 COGNIZANT TECHNOLOGY COM 192446102 14726 234865 SH SOLE 234865 0 0 CVS-CAREMARK CORP COM 126650100 4772 142052 SH SOLE 142052 0 0 CHEVRON CORP COM 166764100 7272 78538 SH SOLE 78538 0 0 DEERE & CO COM 244199105 10382 160782 SH SOLE 160782 0 0 PWRSHRS DB GOLD DOUBLE LONG CONV BONDS 25154H749 551 10500 PRN SOLE 10500 0 0 SPDR DOW JONES IND AVG ETF U CONV BONDS 78467X109 706 6478 PRN SOLE 6478 0 0 WALT DISNEY CO COM 254687106 5051 167457 SH SOLE 167457 0 0 DOVER CORP COM 260003108 48686 1044770 SH SOLE 1044770 0 0 DEVON ENERGY COM 25179M103 9466 170736 SH SOLE 170736 0 0 ISHARES TR MSCI EAFE IDX CONV BONDS 464287465 233 4879 PRN SOLE 4879 0 0 EMC CORP MASS COM 268648102 4973 236907 SH SOLE 236907 0 0 ENTERPRISE PRODUCTS PARTN COM 293792107 3989 99346 SH SOLE 99346 0 0 DIREXION ENERGY BULL 3X CONV BONDS 25459W888 1084 34500 PRN SOLE 34500 0 0 FREQUENCY ELECTRONICS INC COM 358010106 480 56321 SH SOLE 56321 0 0 FIRST SOLAR COM 336433107 2967 46941 SH SOLE 46941 0 0 GENERAL ELECTRIC COM 369604103 5380 353512 SH SOLE 353512 0 0 GILEAD SCIENCES COM 375558103 20801 536099 SH SOLE 536099 0 0 SPDR GOLD TRUST CONV BONDS 78463V107 1984 12550 PRN SOLE 12550 0 0 CORNING INC COM 219350105 7165 579718 SH SOLE 579718 0 0 GOL LINHAS AEREAS INTEL-ADR COM 38045R107 130 23300 SH SOLE 23300 0 0 GOOGLE INC COM 38259P508 9752 18935 SH SOLE 18935 0 0 CENTRAL GOLDTRUST COM 153546106 1489 23332 SH SOLE 23332 0 0 HOME DEPOT INC COM 437076102 5852 178020 SH SOLE 178020 0 0 HSBC HOLDINGS PLC COM 0540528 124 16000 SH SOLE 16000 0 0 IBM COM 459200101 6351 36319 SH SOLE 36319 0 0 INTEL CORPORATION COM 458140100 1219 57128 SH SOLE 57128 0 0 JOHNSON & JOHNSON COM 478160104 4164 65387 SH SOLE 65387 0 0 JP MORGAN CHASE COM 46625H100 18562 616253 SH SOLE 616253 0 0 KELLOGG COMPANY COM 487836108 9731 182952 SH SOLE 182952 0 0 SPDR KBW BANK ETF CONV BONDS 78464A797 340 19400 PRN SOLE 19400 0 0 KRAFT FOODS INC-A COM 50075N104 16670 496413 SH SOLE 496413 0 0 COCA-COLA CO COM 191216100 4616 68319 SH SOLE 68319 0 0 LIBERTY GLOBAL INC CL A COM 530555101 244 6746 SH SOLE 6746 0 0 LIBERTY GLOBAL CL C COM 530555309 14296 413063 SH SOLE 413063 0 0 LIFESTREAM TECH - INC COM 53219K101 0 10000 SH SOLE 10000 0 0 LIFE TECHNOLOGIES COM 53217V109 4782 124426 SH SOLE 124426 0 0 LIBERTY MEDIA STARZ SER A COM 530322304 14187 223213 SH SOLE 223213 0 0 MACY`S GROUP INC COM 55616P104 1577 59924 SH SOLE 59924 0 0 MASCO CORP COM 574599106 3475 488050 SH SOLE 488050 0 0 LVMH MOET HENNESSY LOUIS VUI T COM 4061412 209 1550 SH SOLE 1550 0 0 MCDONALDS CORP COM 580135101 21771 247907 SH SOLE 247907 0 0 MERU NETWORKS I COM 59047Q103 1015 124500 SH SOLE 124500 0 0 3M COMPANY COM 88579Y101 1083 15082 SH SOLE 15082 0 0 MERCK & CO COM 58933Y105 17571 537351 SH SOLE 537351 0 0 MICROSOFT CORP COM 594918104 22349 897912 SH SOLE 897912 0 0 DIREXION DAILY MID CAP BULL X CONV BONDS 25459W730 258 10000 PRN SOLE 10000 0 0 NEXTERA ENERGY INC COM 65339F101 556 10284 SH SOLE 10284 0 0 NEWMONT MINING COM 651639106 8456 134334 SH SOLE 134334 0 0 NESTLE SA COM 7123870 573 10300 SH SOLE 10300 0 0 NATIONAL -OILWELL VARCO INC COM 637071101 8426 164514 SH SOLE 164514 0 0 NESTLES SA ADR COM 641069406 720 13045 SH SOLE 13045 0 0 NUANCE COMMUNICATIONS COM 67020Y100 23855 1172791 SH SOLE 1172791 0 0 NOVARTIS AG-ADR COM 66987V109 446 8000 SH SOLE 8000 0 0 O`REILLY AUTOMOTIVE INC COM 67103H107 18409 276285 SH SOLE 276285 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 11466 160369 SH SOLE 160369 0 0 PLAINS ALL AMER PIPE COM 726503105 9580 162595 SH SOLE 162595 0 0 PEPSICO INC COM 713448108 14321 231357 SH SOLE 231357 0 0 PFIZER INC COM 717081103 392 22153 SH SOLE 22153 0 0 PROCTER & GAMBLE COM 742718109 19772 312953 SH SOLE 312953 0 0 PROTALEX INC COM 743642209 149 118994 SH SOLE 118994 0 0 QUALCOMM INC COM 747525103 10914 224430 SH SOLE 224430 0 0 PROSHARES ULTRA QQQ CONV BONDS 74347R206 2648 36300 PRN SOLE 36300 0 0 ROCHE HOLDING AG COM 711038 226 1385 SH SOLE 1385 0 0 ROPER INDUSTRIES COM 776696106 62523 907308 SH SOLE 907308 0 0 SCOLR PHARMA INC COM 78402X107 1 15000 SH SOLE 15000 0 0 SIEMENS AG NAMEN COM 572797 312 3390 SH SOLE 3390 0 0 SCHLUMBERGER COM 806857108 10075 168678 SH SOLE 168678 0 0 SARA LEE CORP. COM 803111103 244 14901 SH SOLE 14901 0 0 SOUTHERN CO COM 842587107 2314 54619 SH SOLE 54619 0 0 SPDR S&P 500 ETF TRUST CONV BONDS 78462F103 763 6741 PRN SOLE 6741 0 0 PROSHARES ULTRA S&P 500 CONV BONDS 74347R107 999 26300 PRN SOLE 26300 0 0 STILLWATER MINING CO COM 86074Q102 424 49885 SH SOLE 49885 0 0 AT & T COM 00206R102 477 16720 SH SOLE 16720 0 0 TECK RESOURCES LTD CL B COM 878742204 10441 357691 SH SOLE 357691 0 0 TEVA PHARM ADR COM 881624209 412 11074 SH SOLE 11074 0 0 TEREX CORP COM 880779103 5901 575188 SH SOLE 575188 0 0 DIREXION SMALL CAP BULL3X CONV BONDS 25459W847 2122 64311 PRN SOLE 64311 0 0 TIME WARNER INC (NEW) COM 887317303 9014 300754 SH SOLE 300754 0 0 UNION PAC CORP COM 907818108 18956 232108 SH SOLE 232108 0 0 US BANCORP COM 902973304 15919 676262 SH SOLE 676262 0 0 UTD TECHNOLGIES COM 913017109 1112 15810 SH SOLE 15810 0 0 VERIZON COMM COM 92343V104 202 5487 SH SOLE 5487 0 0 AQUA AMERICA INC COM 03836W103 1724 79939 SH SOLE 79939 0 0 EXXON MOBIL CORP COM 30231G102 17731 244131 SH SOLE 244131 0 0 S REPORT SUMMARY 115 DATA RECORDS 760507 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED