0001140361-16-064980.txt : 20160513 0001140361-16-064980.hdr.sgml : 20160513 20160513113016 ACCESSION NUMBER: 0001140361-16-064980 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM ASSET MANAGEMENT CORP /NY/ CENTRAL INDEX KEY: 0000866035 IRS NUMBER: 231702840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02744 FILM NUMBER: 161646773 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: FLOOR 28 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122623100 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: FLOOR 28 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000866035 XXXXXXXX 03-31-2016 03-31-2016 BURNHAM ASSET MANAGEMENT CORP /NY/
40 WEST 57TH STREET FLOOR 28 NEW YORK NY 10019
13F COMBINATION REPORT 028-02744 Mendon Capital Advisors Corp. N
Robert Grosshart CCO 2123339617 Robert Grosshart New York NY 05-13-2016 1 207 314763 false 1 Burnham Securities Inc.
INFORMATION TABLE 2 form13fInfoTable.xml ***SCHLUMBERGER LTD COM 806857108 795 10690 SH SOLE 150 0 10540 3M COMPANY COM 88579y101 417 2500 SH SOLE 0 0 2500 A T & T INC COM 00206r102 1431 36340 SH SOLE 0 0 36340 ABBOTT LABORATORIES COM 002824100 641 15385 SH SOLE 0 0 15385 ABBVIE INC COM 00287y109 944 16555 SH SOLE 0 0 16555 ACUITY BRANDS INC COM 00508Y102 497 2298 SH SOLE 0 0 2298 ADT CORPORATION COM COM 00101j106 700 16952 SH SOLE 0 0 16952 AIR PRODUCTS & CHEMICALSINC COM 009158106 888 6117 SH SOLE 0 0 6117 ALLERGAN PLC F COM g0177j108 1274 4632 SH SOLE 35 0 4597 ALLSTATE CORPORATION COM 020002101 721 10646 SH SOLE 0 0 10646 AMERICAN EXPRESS CO COM 025816109 234 3886 SH SOLE 0 0 3886 AMERICAN INTL GROUP INC NEW COM 026874784 569 10439 SH SOLE 0 0 10439 ARCHER-DANIELS-MIDLN COM 039483102 953 26016 SH SOLE 0 0 26016 ASTRAZENECA PLC SPONSO COM 046353108 346 12200 SH SOLE 0 0 12200 AUTONATION INC DEL COM 05329w102 240 5000 SH SOLE 0 0 5000 Aetna Inc COM 00817y108 1142 10000 SH SOLE 0 0 10000 Alphabet Inc COM 02079k107 7071 9421 SH SOLE 20 0 9401 Alphabet Inc COM 02079k305 4322 5625 SH SOLE 0 0 5625 Amazon Com Inc COM 023135106 9558 15965 SH SOLE 25 0 15940 Amgen Inc COM 031162100 1525 10200 SH SOLE 0 0 10200 Apple Inc COM 037833100 29806 272052 SH SOLE 130 0 271922 BAXALTA INC COM 07177M103 828 20611 SH SOLE 0 0 20611 BAXTER INTERNATIONAL INC COM 071813109 640 15511 SH SOLE 0 0 15511 BECTON DICKINSON & COMPAN COM 075887109 892 5850 SH SOLE 0 0 5850 BIOGEN INC COM 09062X103 280 1100 SH SOLE 0 0 1100 BLOCK H & R INC COM 093671105 223 8450 SH SOLE 0 0 8450 BOEING CO COM 097023105 2025 15751 SH SOLE 100 0 15651 BOSTON SCIENTIFIC CORP COM 101137107 392 20850 SH SOLE 0 0 20850 BP PLC SPONSO COM 055622104 302 9748 SH SOLE 0 0 9748 BRISTOL-MYERS SQUIBB COM 110122108 2961 46674 SH SOLE 100 0 46574 BROWN-FORMAN CORP CL B COM 115637209 1517 15400 SH SOLE 0 0 15400 Bank of America Corporation COM 060505104 2936 217840 SH SOLE 0 0 217840 Berkshire Hathaway Inc - Cl B COM 084670702 3889 27300 SH SOLE 0 0 27300 CALPINE CORPORATION COM 131347304 690 46730 SH SOLE 600 0 46130 CAMPBELL SOUP COMPANY COM 134429109 475 7400 SH SOLE 0 0 7400 CAPITAL ONE FINL COM 14040h105 891 12886 SH SOLE 0 0 12886 CARNIVAL CORP PAIRED CTF1 COM COM 143658300 639 12200 SH SOLE 0 0 12200 CATERPILLAR INC COM 149123101 727 9500 SH SOLE 0 0 9500 CHEESECAKE FACTORY COM 163072101 268 5062 SH SOLE 0 0 5062 CHEVRON CORPORATION COM 166764100 662 6948 SH SOLE 0 0 6948 CHIPOTLE MEXICAN GRL COM 169656105 952 2042 SH SOLE 0 0 2042 CHURCH & DWIGHT COMPAN COM 171340102 1232 13370 SH SOLE 0 0 13370 CISCO SYSTEMS INC COM 17275r102 635 22300 SH SOLE 0 0 22300 CLOROX COMPANY COM 189054109 505 3950 SH SOLE 0 0 3950 COCA COLA COMPANY COM 191216100 2050 44021 SH SOLE 150 0 43871 COLGATE-PALMOLIVE CO COM 194162103 1996 28220 SH SOLE 0 0 28220 COLUMBIA PIPELINE GR COM 198280109 464 18475 SH SOLE 0 0 18475 CONAGRA FOODS INC COM 205887102 899 19994 SH SOLE 100 0 19894 CORNING INC COM 219350105 659 31605 SH SOLE 0 0 31605 CROWN HOLDINGS INC COM 228368106 408 8225 SH SOLE 0 0 8225 CSX CORP COM 126408103 719 27325 SH SOLE 330 0 26995 CUMMINS INC COM 231021106 433 3960 SH SOLE 40 0 3920 CVS Health Corporation COM 126650100 4571 43932 SH SOLE 180 0 43752 Citigroup Inc COM 172967424 1710 40828 SH SOLE 100 0 40728 Comcast Corp New COM 20030n101 1728 28425 SH SOLE 0 0 28425 Costco Wholesale Corp COM 22160k105 5201 33000 SH SOLE 0 0 33000 DEERE & CO COM 244199105 303 3780 SH SOLE 0 0 3780 DEVON ENERGY CORP COM 25179m103 431 16450 SH SOLE 0 0 16450 DIAGEO PLC F ADR 1 ADR REPS 4 COM 25243q205 739 6800 SH SOLE 0 0 6800 DIGIMARC CORP COM 25381b101 320 10000 SH SOLE 0 0 10000 DOMINION RES INC VA COM 25746u109 4190 56051 SH SOLE 170 0 55881 DOW CHEMICAL COMPANY (THE) COM 260543103 2154 41840 SH SOLE 310 0 41530 DR PEPPER SNAPPLE GROUP COM 26138E109 308 3421 SH SOLE 0 0 3421 DU PONT E.I.DE NEMOURS & COMP COM 263534109 1053 16408 SH SOLE 0 0 16408 E M C CORP MASS COM 268648102 310 11600 SH SOLE 0 0 11600 ELI LILLY & COMPANY COM 532457108 1276 17774 SH SOLE 0 0 17774 EMERSON ELECTRIC CO COM 291011104 619 11340 SH SOLE 0 0 11340 ENLINK MIDSTREAM LLC COM UNIT COM 29336T100 683 63060 SH SOLE 0 0 63060 ENTERGY CORP NEW COM 29364G103 634 8000 SH SOLE 0 0 8000 EVERSOURCE ENERGY COM 30040w108 283 4850 SH SOLE 0 0 4850 Edwards Lifesciences Corp COM 28176e108 3702 41650 SH SOLE 0 0 41650 Express Scripts Hldg Co COM 30219g108 3242 46946 SH SOLE 0 0 46946 ExxonMobil Corp COM 30231g102 6782 80240 SH SOLE 50 0 80190 FLUOR CORPORATION COM 343412102 272 5000 SH SOLE 0 0 5000 FORD MOTOR COMPANY COM 345370860 4181 313189 SH SOLE 0 0 313189 FORTUNE BRANDS HOME & SEC IN COM 34964C106 686 12300 SH SOLE 0 0 12300 FREEPORT MCMORAN INC COM 35671d857 120 11708 SH SOLE 0 0 11708 FRONTIER COMM CO COM 35906a108 97 17186 SH SOLE 0 0 17186 FULING GLOBAL INC COM G3729B102 126 50000 SH SOLE 25000 0 25000 Facebook Inc - A Shs COM 30303m102 5230 45600 SH SOLE 0 0 45600 GENERAL MILLS INC COM 370334104 1022 16150 SH SOLE 0 0 16150 GENERAL MOTORS CO COM 37045v100 350 11301 SH SOLE 0 0 11301 GLAXOSMITHKLINE PLC F ADR 1 AD COM 37733w105 204 5009 SH SOLE 0 0 5009 General Electric Co COM 369604103 5702 179137 SH SOLE 580 0 178557 Gilead Sciences Inc COM 375558103 3273 35585 SH SOLE 0 0 35585 HALLIBURTON COMPANY COM 406216101 288 7989 SH SOLE 0 0 7989 HALYARD HEALTH INC COM 40650v100 330 11282 SH SOLE 6 0 11276 HERSHEY COMPANY COM 427866108 923 10050 SH SOLE 0 0 10050 HESS CORP COM 42809H107 257 5045 SH SOLE 0 0 5045 HEXCEL CORP NEW COM 428291108 1724 39135 SH SOLE 400 0 38735 HUMANA INC COM 444859102 370 2000 SH SOLE 0 0 2000 Hain Celestial Group Inc COM 405217100 2146 52260 SH SOLE 0 0 52260 Home Depot Inc COM 437076102 9605 71992 SH SOLE 140 0 71852 Honeywell International Inc COM 438516106 4417 39374 SH SOLE 130 0 39244 IBM CORP COM 459200101 3300 22234 SH SOLE 50 0 22184 ILLUMINA INC COM 452327109 2334 14825 SH SOLE 95 0 14730 INTEL CORP COM 458140100 784 23971 SH SOLE 0 0 23971 INTERCONTINENTAL EXC COM 45866f104 935 4008 SH SOLE 0 0 4008 INTERPUBLIC GROUP COMPAN COM 460690100 263 11500 SH SOLE 0 0 11500 INTL FLAVOR & FRAGRANCES COM 459506101 533 4650 SH SOLE 0 0 4650 ISHARES GLOBAL HEALTHCARE ETF COM 464287325 396 4100 SH SOLE 0 0 4100 ISHARES NASDAQ BIOTECHNOLOGY E COM 464287556 2818 11055 SH SOLE 0 0 11055 ITC HOLDINGS CORP COM 465685105 260 6000 SH SOLE 0 0 6000 JOHNSON & JOHNSON COM 478160104 4750 43590 SH SOLE 0 0 43590 JPMorgan Chase & Co COM 46625h100 4401 73701 SH SOLE 250 0 73451 KELLOGG COMPANY COM 487836108 783 10196 SH SOLE 0 0 10196 KIMBERLY-CLARK CORP COM 494368103 1599 11783 SH SOLE 50 0 11733 KINDER MORGAN INC COM 49456B101 441 24677 SH SOLE 1 0 24676 KRAFT HEINZ COMPANY COM 500754106 737 9341 SH SOLE 0 0 9341 LENNAR CORP CL A COM 526057104 382 8000 SH SOLE 0 0 8000 LinkedIn Corp - A Shs COM 53578a108 2163 19000 SH SOLE 0 0 19000 MANITOWOC CO INC COM 563571108 43 10000 SH SOLE 0 0 10000 MANITOWOC FOODSERVICE INC COM COM 563568104 150 10000 SH SOLE 0 0 10000 MARRIOTT INTL INC CLASS A COM 571903202 501 7000 SH SOLE 0 0 7000 MARSH & MCLENNAN COMPANIES INC COM 571748102 431 7100 SH SOLE 0 0 7100 MATTEL INC COM 577081102 558 16600 SH SOLE 0 0 16600 MC DONALDS CORP COM 580135101 2549 20255 SH SOLE 0 0 20255 MCKESSON CORP COM 58155Q103 1542 9775 SH SOLE 0 0 9775 MEAD JOHNSON NUTRITION COMPAN COM 582839106 210 2475 SH SOLE 0 0 2475 MERCK & CO INC COM 58933y105 2247 42226 SH SOLE 0 0 42226 MONDELEZ INTL CLASS A COM 609207105 1201 29680 SH SOLE 0 0 29680 MOTOROLA SOLUTIONS INC NEW COM 620076307 316 4215 SH SOLE 0 0 4215 Medtronic Plc COM g5960l103 3749 49702 SH SOLE 245 0 49457 MetLife Inc COM 59156r108 1632 36475 SH SOLE 170 0 36305 Microsoft Corp COM 594918104 2613 47460 SH SOLE 210 0 47250 NEWELL BRANDS INC COM 651229106 385 8687 SH SOLE 0 0 8687 NEXTERA ENERGY INC COM 65339F101 717 6050 SH SOLE 0 0 6050 NISOURCE INC HOLDING COM 65473p105 343 14675 SH SOLE 0 0 14675 NORFOLK SOUTHERN CO COM 655844108 353 4170 SH SOLE 0 0 4170 NOVARTIS AG F ADR 1 ADR REPS 1 COM 66987v109 421 5800 SH SOLE 0 0 5800 ONEOK INC COM 682680103 543 18698 SH SOLE 0 0 18698 P D F SOLUTIONS INC COM 693282105 804 60000 SH SOLE 0 0 60000 PERKINELMER INC COM 714046109 312 6330 SH SOLE 0 0 6330 PFIZER INCORPORATED COM 717081103 1244 41384 SH SOLE 0 0 41384 PHILLIPS 66 COM COM 718546104 1812 20675 SH SOLE 260 0 20415 PPG INDUSTRIES INC COM 693506107 649 5800 SH SOLE 0 0 5800 PROCTER & GAMBLE COM 742718109 2231 26986 SH SOLE 170 0 26816 PULTEGROUP INC COM 745867101 276 15000 SH SOLE 0 0 15000 Palo Alto Networks Inc COM 697435105 3258 20115 SH SOLE 0 0 20115 Pepsico Inc COM 713448108 788 7677 SH SOLE 0 0 7677 Regeneron Pharmaceuticals Inc COM 75886f107 1807 5025 SH SOLE 0 0 5025 Royal Dutch Shell Plc Cl A COM 780259206 696 14171 SH SOLE 0 0 14171 SEMPRA ENERGY COM 816851109 472 4565 SH SOLE 65 0 4500 SENOMYX INC COM 81724q107 139 52400 SH SOLE 0 0 52400 SENSIENT TECHNOLOGIES CORP COM 81725T100 1141 17850 SH SOLE 200 0 17650 SNYDERS LANCE INC COM 833551104 225 7121 SH SOLE 0 0 7121 SOUTHERN COMPANY COM 842587107 219 4285 SH SOLE 0 0 4285 SPARK THERAPEUTICS COM 84652j103 221 7000 SH SOLE 0 0 7000 SPDR GOLD SHARES ETF COM 78463v107 376 3213 SH SOLE 0 0 3213 SPECTRA ENERGY CORP COM 847560109 682 22314 SH SOLE 0 0 22314 STERICYCLE INC COM 858912108 503 4000 SH SOLE 0 0 4000 SYSCO CORPORATION COM 871829107 756 16223 SH SOLE 0 0 16223 Starbucks Corp COM 855244109 3319 55300 SH SOLE 0 0 55300 TARGA RESOURCES CORP COM 87612G101 1371 47133 SH SOLE 120 0 47013 TARGET CORPORATION COM 87612e106 1377 16475 SH SOLE 140 0 16335 TEVA PHARM INDS LTD F ADR 1 AD COM 881624209 205 3770 SH SOLE 70 0 3700 TEXAS INSTRUMENTS COM 882508104 718 12305 SH SOLE 0 0 12305 TIME WARNER CABLE MERGER ELECT COM 88732j207 433 2102 SH SOLE 0 0 2102 TIME WARNER INC COM 887317303 532 7376 SH SOLE 0 0 7376 TREEHOUSE FOODS INC WHEN ISS COM 89469A104 359 4150 SH SOLE 0 0 4150 TYSON FOODS INC CLASS A COM 902494103 1285 19026 SH SOLE 0 0 19026 UNILEVER N V NEW YO COM 904784709 778 17086 SH SOLE 0 0 17086 UNION PACIFIC CORP COM 907818108 322 4000 SH SOLE 0 0 4000 UNITED PARCEL SRVC CLASS B COM 911312106 698 6600 SH SOLE 0 0 6600 UNITED TECHNOLOGIES CORP COM 913017109 2072 20665 SH SOLE 90 0 20575 UnitedHealth Group Inc COM 91324p102 1945 15000 SH SOLE 0 0 15000 VARIAN MEDICAL SYSTEM COM 92220P105 646 8100 SH SOLE 0 0 8100 VODAFONE GROUP F ADR 1 ADR REP COM 92857w308 234 7293 SH SOLE 0 0 7293 VORNADO REALTY TRUST REIT COM 929042109 243 2588 SH SOLE 0 0 2588 VULCAN MATERIALS COMPANY COM 929160109 1087 10300 SH SOLE 0 0 10300 Verizon Communications Inc COM 92343v104 5882 108841 SH SOLE 85 0 108756 Visa Inc COM 92826c839 3701 48200 SH SOLE 0 0 48200 WALGREENS BOOTS ALLIANCEINC COM 931427108 598 7150 SH SOLE 0 0 7150 WALT DISNEY CO COM 254687106 2433 24598 SH SOLE 130 0 24468 WEINGARTEN REALTY INVESTMENTS COM 948741103 375 10000 SH SOLE 0 0 10000 WEYERHAEUSER CO REIT COM 962166104 660 21263 SH SOLE 0 0 21263 WHIRLPOOL CORP COM 963320106 958 5400 SH SOLE 0 0 5400 Wells Fargo & Co COM 949746101 4931 101354 SH SOLE 310 0 101044 Williams Companies Inc COM 969457100 4380 279670 SH SOLE 600 0 279070 XINYUAN REAL ESTATE F ADR 1 AD COM 98417p105 75 17000 SH SOLE 0 0 17000 YUM BRANDS INC COM 988498101 551 6700 SH SOLE 0 0 6700 Yadkin Financial Corp COM 984305102 1854 77820 SH SOLE 415 0 77405 ZIMMER BIOMET HLDGS COM 98956p102 697 6531 SH SOLE 0 0 6531 ZOETIS INC CLASS A COM 98978v103 803 18243 SH SOLE 0 0 18243 ALLIANCE HOLDINGS GP LP LP 01861g100 294 19337 SH SOLE 0 0 19337 BOARDWALK PIPELINE P LP LP 096627104 273 18900 SH SOLE 0 0 18900 CALUMET SPECIALTY PR LP LP 131476103 1369 123000 SH SOLE 0 0 123000 DCP MIDSTREAM PRTNRS LP LP 23311p100 723 26410 SH SOLE 0 0 26410 ENBRIDGE ENERGY PTNR LP LP 29250r106 574 32000 SH SOLE 0 0 32000 ENERGY TRANSFER PART LP LP 29273r109 900 28917 SH SOLE 0 0 28917 ENTERPRISE PRODUCTS PARTNERS L LP 293792107 2249 92229 SH SOLE 0 0 92229 Energy Transfer Equity LP LP 29273v100 2527 369493 SH SOLE 0 0 369493 GENESIS ENERGY LP UNITS LTD PA LP 371927104 1996 64925 SH SOLE 0 0 64925 GLOBAL PARTNERS LP LP LP 37946r109 171 12994 SH SOLE 0 0 12994 MAGELLAN MIDSTREAM P LP LP 559080106 3377 49394 SH SOLE 0 0 49394 MPLX LP LP 55336v100 2955 106452 SH SOLE 0 0 106452 NGL ENERGY PARTNERS LP COM UNI LP 62913M107 241 31816 SH SOLE 0 0 31816 NUSTAR GP HOLDINGS LLC UNITS R LP 67059L102 372 17848 SH SOLE 0 0 17848 SHELL MIDSTREAM PTNR LP LP 822634101 460 12668 SH SOLE 0 0 12668 SUMMIT MIDSTREAM PARTNERS LP C LP 866142102 864 52660 SH SOLE 0 0 52660 SUNOCO LOGISTICS PARTNERS LP C LP 86764L108 962 38965 SH SOLE 0 0 38965 SUNOCO LP COMMON UNITS REPRESE LP 86765K109 1303 39650 SH SOLE 0 0 39650 T C PIPELINES LP LP LP 87233q108 758 15575 SH SOLE 0 0 15575 TESORO LOGISTICS LP COM UNIT L LP 88160T107 1167 26253 SH SOLE 0 0 26253 WESTERN GAS EQUITY PARTNERS LP LP 95825R103 1319 37595 SH SOLE 0 0 37595 WSTN GAS PARTNERS LP LP LP 958254104 251 5900 SH SOLE 0 0 5900 KINDER MORGAN 9.75% PFD PF SER PFD CV 49456b200 317 7000 SH SOLE 0 0 7000