Principal

0001140361-16-052156.txt : 20160212 0001140361-16-052156.hdr.sgml : 20160212 20160212152510 ACCESSION NUMBER: 0001140361-16-052156 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM ASSET MANAGEMENT CORP /NY/ CENTRAL INDEX KEY: 0000866035 IRS NUMBER: 231702840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02744 FILM NUMBER: 161418382 BUSINESS ADDRESS: STREET 1: BURNHAM ASSET MANAGEMENT CORP STREET 2: 1325 AVENUE OF THE AMERICAS, 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122623100 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000866035 XXXXXXXX 12-31-2015 12-31-2015 BURNHAM ASSET MANAGEMENT CORP /NY/

1325 AVENUE OF THE AMERICAS, 26TH FLOOR NEW YORK NY 10019

13F COMBINATION REPORT 028-02744 Mendon Capital Advisors Corp. N Robert Grosshart Principal 2123339617 Robert Grosshart New York NY 02-12-2016 1 223 365553 false 1 Burnham Securities Inc. INFORMATION TABLE 2 form13fInfoTable.xml ***SCHLUMBERGER LTD COM 806857108 640 9180 SH SOLE 150 0 9030 3M COMPANY COM 88579y101 437 2900 SH SOLE 0 0 2900 ABBOTT LABORATORIES COM 002824100 719 16020 SH SOLE 200 0 15820 ABBVIE INC COM 00287y109 1024 17290 SH SOLE 0 0 17290 ACUITY BRANDS INC COM 00508y102 537 2298 SH SOLE 0 0 2298 ADT CORPORATION COM COM 00101j106 586 17781 SH SOLE 0 0 17781 AIR PRODUCTS & CHEMICALS INC COM 009158106 822 6317 SH SOLE 0 0 6317 ALLERGAN PLC COM g0177j108 1487 4757 SH SOLE 35 0 4722 ALLSTATE CORP COM 020002101 661 10646 SH SOLE 0 0 10646 AMERICAN EXPRESS COMPANY COM 025816109 681 9786 SH SOLE 0 0 9786 AMERICAN INTERNATIONAL GROUP I COM 026874784 673 10866 SH SOLE 0 0 10866 ARCHER-DANIELS-MIDLAND CO COM 039483102 954 26022 SH SOLE 0 0 26022 ARCOS DORADOS HOLDINGS INC COM g0457f107 85 27200 SH SOLE 0 0 27200 ASTRAZENECA PLC EACH ADS REPRE COM 046353108 435 12800 SH SOLE 0 0 12800 AT&T INC COM 00206r102 1933 56179 SH SOLE 0 0 56179 AUTONATION INC DEL COM 05329w102 298 5000 SH SOLE 0 0 5000 Aetna Inc COM 00817y108 1081 10000 SH SOLE 0 0 10000 Alphabet Inc COM 02079k107 7406 9758 SH SOLE 45 0 9713 Alphabet Inc COM 02079k305 4435 5700 SH SOLE 25 0 5675 Amazon Com Inc COM 023135106 10543 15599 SH SOLE 15 0 15584 Amgen Inc COM 031162100 1688 10400 SH SOLE 200 0 10200 Apple Inc COM 037833100 33549 318723 SH SOLE 130 0 318593 BAXALTA INCORPORATED COM 07177m103 843 21605 SH SOLE 0 0 21605 BAXTER INTERNATIONAL INC COM 071813109 630 16505 SH SOLE 0 0 16505 BECTON DICKINSON & CO COM 075887109 933 6055 SH SOLE 0 0 6055 BOEING CO COM 097023105 1842 12738 SH SOLE 100 0 12638 BOSTON SCIENTIFIC CORP COM 101137107 399 21650 SH SOLE 0 0 21650 BP P L C SPONSORED ADR (FRM BP COM 055622104 344 10993 SH SOLE 0 0 10993 BRISTOL MYERS SQUIBB CO COM 110122108 3361 48863 SH SOLE 600 0 48263 Bank of America Corporation COM 060505104 3260 193701 SH SOLE 0 0 193701 Berkshire Hathaway Inc - Cl B COM 084670702 3803 28800 SH SOLE 0 0 28800 Brown Forman Corporation COM 115637209 1529 15400 SH SOLE 0 0 15400 CALPINE CORPORATION COM 131347304 614 42460 SH SOLE 600 0 41860 CAMPBELL SOUP CO COM 134429109 405 7700 SH SOLE 0 0 7700 CAPITAL ONE FINANCIAL CORP COM 14040H105 952 13186 SH SOLE 0 0 13186 CARNIVAL CORP COMMON PAIRED ST COM 143658300 670 12300 SH SOLE 0 0 12300 CATERPILLAR INC COM 149123101 646 9500 SH SOLE 0 0 9500 CELGENE CORP COM 151020104 383 3200 SH SOLE 0 0 3200 CHEESECAKE FACTORY INC COM 163072101 233 5062 SH SOLE 0 0 5062 CHEVRON CORPORATION COM 166764100 702 7802 SH SOLE 0 0 7802 CHURCH & DWIGHT CO INC COM 171340102 1211 14270 SH SOLE 0 0 14270 CISCO SYSTEMS INC COM 17275r102 630 23200 SH SOLE 0 0 23200 CLOROX CO COM 189054109 501 3950 SH SOLE 0 0 3950 COCA COLA COMPANY COM 191216100 2111 49136 SH SOLE 650 0 48486 COLGATE PALMOLIVE COMPANY COM 194162103 1947 29220 SH SOLE 0 0 29220 COLUMBIA PIPELINE GROUP INC CO COM 198280109 437 21875 SH SOLE 0 0 21875 CONAGRA FOODS INC COM 205887102 853 20229 SH SOLE 100 0 20129 CONOCOPHILLIPS COM 20825c104 240 5144 SH SOLE 300 0 4844 CORNING INC COM 219350105 599 32775 SH SOLE 0 0 32775 CROWN HOLDINGS INC COM 228368106 417 8225 SH SOLE 0 0 8225 CSX CORPORATION COM COM 126408103 720 27735 SH SOLE 330 0 27405 CUMMINS INC COM 231021106 355 4035 SH SOLE 60 0 3975 CVS Health Corporation COM 126650100 4403 45032 SH SOLE 180 0 44852 Chipotle Mexican Grill Inc COM 169656105 10577 22042 SH SOLE 0 0 22042 Citigroup Inc COM 172967424 2188 42278 SH SOLE 600 0 41678 Comcast Corp New COM 20030n101 1662 29449 SH SOLE 0 0 29449 Costco Wholesale Corp COM 22160k105 5354 33151 SH SOLE 0 0 33151 DEERE & CO COM 244199105 697 9140 SH SOLE 120 0 9020 DEVON ENERGY CORPORATION NEW COM 25179m103 530 16550 SH SOLE 0 0 16550 DIAGEO PLC-SPONSORED ADR REPST COM 25243q205 742 6800 SH SOLE 0 0 6800 DIAMOND FOODS INC COM 252603105 374 9692 SH SOLE 0 0 9692 DIGIMARC CORPORATION COM 25381b101 365 10000 SH SOLE 0 0 10000 DOMINION RESOURCES INC VA NEW COM 25746u109 3876 57306 SH SOLE 170 0 57136 DOW CHEMICAL COMPANY (THE) COM 260543103 2153 41813 SH SOLE 510 0 41303 DR PEPPER SNAPPLE GROUP INC COM 26138e109 345 3700 SH SOLE 0 0 3700 E I DU PONT DE NEMOURS & CO COM 263534109 1141 17127 SH SOLE 0 0 17127 ELI LILLY & CO COM 532457108 1621 19234 SH SOLE 300 0 18934 EMC CORP-MASS COM 268648102 349 13600 SH SOLE 0 0 13600 EMERSON ELECTRIC CO COM 291011104 710 14840 SH SOLE 0 0 14840 ENLINK MIDSTREAM LLC COM UNIT COM 29336T100 945 62625 SH SOLE 0 0 62625 ENTERGY CORP NEW COM 29364G103 547 8000 SH SOLE 0 0 8000 EVERSOURCE ENERGY COM COM 30040w108 324 6350 SH SOLE 0 0 6350 Edwards Lifesciences Corp COM 28176e108 3327 42120 SH SOLE 0 0 42120 Everest Re Group Ltd COM g3223r108 3900 21300 SH SOLE 0 0 21300 Express Scripts Hldg Co COM 30219g108 4918 56269 SH SOLE 0 0 56269 ExxonMobil Corp COM 30231g102 7069 90681 SH SOLE 650 0 90031 F N B CORP PA COM 302520101 175 13150 SH SOLE 0 0 13150 FAIRWAY GROUP HOLDINGS CORP CL COM 30603d109 17 25700 SH SOLE 0 0 25700 FLUOR CORP NEW COM 343412102 312 6600 SH SOLE 0 0 6600 FORD MOTOR COM 345370860 4485 318288 SH SOLE 0 0 318288 FORTUNE BRANDS HOME & SEC INC COM 34964c106 713 12850 SH SOLE 0 0 12850 FREEPORT MCMORAN INC COM 35671d857 122 18008 SH SOLE 0 0 18008 FRONTIER COMMUNICATIONS CORP COM 35906a108 83 17773 SH SOLE 0 0 17773 FULING GLOBAL INC SHS COM g3729b102 64 25000 SH SOLE 0 0 25000 Facebook Inc - A Shs COM 30303m102 5003 47800 SH SOLE 0 0 47800 GENERAL MILLS INC COM 370334104 1000 17350 SH SOLE 0 0 17350 GENERAL MOTORS COMPANY COM 37045v100 384 11301 SH SOLE 0 0 11301 GLAXOSMITHKLINE PLC SPONSORED COM 37733w105 206 5109 SH SOLE 0 0 5109 General Electric Co COM 369604103 5741 184289 SH SOLE 2680 0 181609 Gilead Sciences Inc COM 375558103 3692 36485 SH SOLE 200 0 36285 H & R BLOCK INC COM 093671105 348 10450 SH SOLE 0 0 10450 HALLIBURTON COMPANY COM 406216101 609 17905 SH SOLE 220 0 17685 HALYARD HEALTH INC COM COM 40650v100 396 11858 SH SOLE 6 0 11852 HERSHEY COMPANY (THE) COM 427866108 933 10450 SH SOLE 0 0 10450 HESS CORPORATION COM 42809h107 249 5145 SH SOLE 0 0 5145 HEXCEL CORP NEW COM 428291108 1805 38850 SH SOLE 300 0 38550 HONEYWELL INTL INC COM 438516106 3035 29306 SH SOLE 130 0 29176 HUMANA INC COM 444859102 357 2000 SH SOLE 0 0 2000 Hain Celestial Group Inc COM 405217100 2599 64354 SH SOLE 0 0 64354 Home Depot Inc COM 437076102 10088 76277 SH SOLE 140 0 76137 INTEL CORP COM 458140100 946 27471 SH SOLE 0 0 27471 INTERCONTINENTAL EXCHANGE INC COM 45866f104 1476 5758 SH SOLE 1500 0 4258 INTERNATIONAL BUSINESS MACHINE COM 459200101 1717 12476 SH SOLE 0 0 12476 INTERPUBLIC GROUP OF COS INC COM 460690100 291 12500 SH SOLE 0 0 12500 INTL FLAVORS & FRAGRANCES INC COM 459506101 580 4850 SH SOLE 0 0 4850 ISHARES GLOBAL HEALTHCARE ETF COM 464287325 472 4600 SH SOLE 0 0 4600 ISHARES NASDAQ BIOTECHNOLOGY I COM 464287556 3901 11530 SH SOLE 0 0 11530 ITC HOLDINGS CORP COM 465685105 253 6450 SH SOLE 0 0 6450 Illumina Inc COM 452327109 3329 17345 SH SOLE 120 0 17225 JOHNSON & JOHNSON COM 478160104 4769 46428 SH SOLE 300 0 46128 JPMORGAN CHASE & CO ALERIAN ML COM 46625h365 213 7360 SH SOLE 0 0 7360 JPMorgan Chase & Co COM 46625h100 5791 87708 SH SOLE 850 0 86858 KELLOGG CO COM 487836108 764 10573 SH SOLE 0 0 10573 KEURIG GREEN MOUNTAIN INC COM COM 49271m100 333 3700 SH SOLE 200 0 3500 KIMBERLY CLARK CORP COM 494368103 1578 12392 SH SOLE 50 0 12342 KINDER MORGAN INC COM 49456B101 403 26988 SH SOLE 0 0 26988 KRAFT HEINZ COMPANY (THE) COMM COM 500754106 697 9584 SH SOLE 0 0 9584 LENNAR CORP CL A COM 526057104 391 8000 SH SOLE 0 0 8000 LinkedIn Corp - A Shs COM 53578a108 4322 19200 SH SOLE 0 0 19200 MANITOWOC CO INC COM 563571108 153 10000 SH SOLE 0 0 10000 MARRIOTT INTERNATIONAL CLASS A COM 571903202 469 7000 SH SOLE 0 0 7000 MARSH & MCLENNAN COMPANIES INC COM 571748102 421 7600 SH SOLE 0 0 7600 MASTEC INC COM 576323109 494 28415 SH SOLE 370 0 28045 MATTEL INC COM 577081102 473 17400 SH SOLE 0 0 17400 MCDONALDS CORP COM 580135101 3250 27510 SH SOLE 0 0 27510 MCKESSON CORP COM 58155q103 2046 10375 SH SOLE 0 0 10375 MERCK & CO INC COM 58933y105 2295 43449 SH SOLE 0 0 43449 MONDELEZ INTERNATIONAL INC COM COM 609207105 1386 30915 SH SOLE 0 0 30915 MOTOROLA SOLUTIONS INC COM 620076307 326 4762 SH SOLE 0 0 4762 Medtronic Plc COM g5960l103 3453 44889 SH SOLE 180 0 44709 MetLife Inc COM 59156r108 2519 52260 SH SOLE 570 0 51690 Microsoft Corp COM 594918104 2441 43990 SH SOLE 210 0 43780 NEWELL RUBBERMAID INC COM 651229106 407 9238 SH SOLE 0 0 9238 NEXTERA ENERGY INC COM 65339F101 727 7000 SH SOLE 0 0 7000 NISOURCE INC COM COM 65473p105 427 21875 SH SOLE 0 0 21875 NORFOLK SOUTHERN CORP COM 655844108 387 4570 SH SOLE 0 0 4570 NOVARTIS AG AMERICAN DEPOSITAR COM 66987v109 533 6200 SH SOLE 0 0 6200 Newbridge Bancorp Class A Comm COM 65080t102 833 68370 SH SOLE 0 0 68370 ONEOK INC COM 682680103 458 18565 SH SOLE 0 0 18565 ORACLE CORPORATION COM 68389x105 206 5634 SH SOLE 0 0 5634 PDF SOLUTIONS INC COM 693282105 650 60000 SH SOLE 0 0 60000 PEPSICO INC COM 713448108 767 7674 SH SOLE 0 0 7674 PERKINELMER INC COM 714046109 360 6715 SH SOLE 0 0 6715 PFIZER INC COM 717081103 1452 44985 SH SOLE 500 0 44485 PHILLIPS 66 COM COM 718546104 1573 19235 SH SOLE 260 0 18975 PLUM CREEK TIMBER CO INC COM COM 729251108 264 5525 SH SOLE 0 0 5525 PPG INDUSTRIES INC COM 693506107 593 6000 SH SOLE 0 0 6000 PROCTER & GAMBLE CO COM 742718109 2039 25675 SH SOLE 670 0 25005 PULTEGROUP INC COM 745867101 267 15000 SH SOLE 0 0 15000 Palo Alto Networks Inc COM 697435105 3532 20050 SH SOLE 0 0 20050 Regeneron Pharmaceuticals Inc COM 75886f107 7682 14150 SH SOLE 25 0 14125 Royal Dutch Shell Plc Cl A COM 780259206 471 10295 SH SOLE 0 0 10295 SANOFI SPONSORED ADR COM 80105n105 205 4800 SH SOLE 0 0 4800 SEMGROUP CORP CLASS A COM 81663a105 201 6970 SH SOLE 0 0 6970 SEMPRA ENERGY COM 816851109 274 2915 SH SOLE 50 0 2865 SENOMYX INC COM 81724q107 198 52400 SH SOLE 0 0 52400 SENSIENT TECHNOLOGIES CORP COM 81725t100 1165 18550 SH SOLE 200 0 18350 SOLARCITY CORPORATION COMMON S COM 83416t100 204 4000 SH SOLE 0 0 4000 SOUTHERN CO COM 842587107 200 4285 SH SOLE 0 0 4285 SPARK THERAPEUTICS INC COM COM 84652j103 317 7000 SH SOLE 0 0 7000 SPDR GOLD TR COM 78463v107 356 3513 SH SOLE 0 0 3513 SPECTRA ENERGY CORP COM 847560109 528 22074 SH SOLE 0 0 22074 STARWOOD PROPERTY TRUST INC COM 85571b105 208 10100 SH SOLE 0 0 10100 STERICYCLE INC COM 858912108 482 4000 SH SOLE 0 0 4000 SYSCO CORP COM 871829107 698 17023 SH SOLE 0 0 17023 Starbucks Corp COM 855244109 3944 65700 SH SOLE 300 0 65400 TARGA RESOURCES CORP COM 87612G101 1023 37819 SH SOLE 120 0 37699 TARGET CORP COM 87612e106 1202 16550 SH SOLE 140 0 16410 TEXAS INSTRUMENTS INCORPORATED COM 882508104 693 12640 SH SOLE 0 0 12640 TIME WARNER CABLE INC COM 88732j207 403 2170 SH SOLE 0 0 2170 TIME WARNER INC COM 887317303 495 7655 SH SOLE 0 0 7655 TREEHOUSE FOODS INC WHEN ISS COM 89469A104 326 4150 SH SOLE 0 0 4150 TYSON FOODS INC-CL A COM 902494103 1096 20551 SH SOLE 0 0 20551 UNILEVER N V YORK SHS ADR COM 904784709 771 17792 SH SOLE 0 0 17792 UNION PACIFIC CORP COM 907818108 313 4000 SH SOLE 0 0 4000 UNITED PARCEL SVC INC CL B COM 911312106 702 7300 SH SOLE 400 0 6900 UNITED TECHNOLOGIES CORP COM 913017109 1977 20580 SH SOLE 90 0 20490 Under Armour Inc COM 904311107 2684 33300 SH SOLE 0 0 33300 UnitedHealth Group Inc COM 91324p102 3529 30000 SH SOLE 0 0 30000 VARIAN MEDICAL SYSTEMS INC COM 92220p105 695 8600 SH SOLE 0 0 8600 VODAFONE GROUP PLC SPONSORED A COM 92857w308 235 7289 SH SOLE 0 0 7289 VORNADO REALTY TRUST COM 929042109 259 2588 SH SOLE 0 0 2588 VULCAN MATERIALS CO (HOLDING C COM 929160109 997 10500 SH SOLE 0 0 10500 Verizon Communications Inc COM 92343v104 5026 108743 SH SOLE 1000 0 107743 Visa Inc COM 92826c839 3211 41400 SH SOLE 200 0 41200 WALGREEN BOOTS ALLIANCE INC CO COM 931427108 668 7850 SH SOLE 200 0 7650 WALT DISNEY CO COM 254687106 3290 31308 SH SOLE 130 0 31178 WEINGARTEN REALTY INVESTMENTS COM 948741103 346 10000 SH SOLE 0 0 10000 WEYERHAEUSER CO COM 962166104 372 12420 SH SOLE 0 0 12420 WHIRLPOOL CORP COM 963320106 837 5700 SH SOLE 0 0 5700 Wells Fargo & Co COM 949746101 5439 100052 SH SOLE 310 0 99742 Williams Companies Inc COM 969457100 6662 259240 SH SOLE 1600 0 257640 XINYUAN REAL ESTATE CO LTD SPO COM 98417p105 63 17000 SH SOLE 0 0 17000 YAMANA GOLD INC COM 98462y100 30 16000 SH SOLE 0 0 16000 YUM BRANDS INC COM 988498101 489 6700 SH SOLE 0 0 6700 ZIMMER BIOMET HOLDINGS INC COM 98956p102 703 6848 SH SOLE 0 0 6848 ZOETIS INC CL A COM 98978v103 917 19131 SH SOLE 0 0 19131 ALLIANCE HLDGS GP L P COM UNIT LP 01861g100 460 22787 SH SOLE 0 0 22787 BLACKSTONE GROUP L P (THE) COM LP 09253u108 243 8300 SH SOLE 500 0 7800 BOARDWALK PIPELINE PARTNERS LP LP 096627104 640 49300 SH SOLE 0 0 49300 Calumet Specialty Products Par LP 131476103 3784 190055 SH SOLE 0 0 190055 ENBRIDGE ENERGY PARTNERS L P LP 29250r106 738 32000 SH SOLE 0 0 32000 ENERGY TRANSFER PARTNERS L P C LP 29273r109 900 26677 SH SOLE 0 0 26677 ENTERPRISE PRODUCTS PARTNERS L LP 293792107 2495 97528 SH SOLE 600 0 96928 Energy Transfer Equity LP LP 29273v100 4635 337348 SH SOLE 1800 0 335548 GENESIS ENERGY LP UNITS LTD PA LP 371927104 2301 62630 SH SOLE 0 0 62630 GLOBAL PARTNERS LP UNIT REPSTG LP 37946r109 261 14847 SH SOLE 0 0 14847 MAGELLAN MIDSTREAM PARTNERS LP LP 559080106 3551 52285 SH SOLE 0 0 52285 MEMORIAL PRODUCTION PARTNERS L LP 586048100 89 33770 SH SOLE 0 0 33770 MPLX LP LP 55336v100 4055 103090 SH SOLE 0 0 103090 NGL ENERGY PARTNERS LP COM UNI LP 62913M107 311 28193 SH SOLE 0 0 28193 NUSTAR GP HOLDINGS LLC UNITS R LP 67059L102 375 17710 SH SOLE 0 0 17710 SHELL MIDSTREAM PARTNERS L P U LP 822634101 560 13495 SH SOLE 0 0 13495 SUMMIT MIDSTREAM PARTNERS LP C LP 866142102 919 49092 SH SOLE 0 0 49092 SUNOCO LOGISTICS PARTNERS LP C LP 86764L108 786 30565 SH SOLE 0 0 30565 SUNOCO LP COMMON UNITS REPRESE LP 86765K109 1516 38270 SH SOLE 500 0 37770 TARGA RESOURCES PARTNERS LP UN LP 87611x105 179 10826 SH SOLE 0 0 10826 TC PIPELINES LP UNIT COM LTD P LP 87233q108 774 15575 SH SOLE 0 0 15575 TESORO LOGISTICS LP COM UNIT L LP 88160T107 1207 23995 SH SOLE 0 0 23995 WESTERN GAS EQUITY PARTNERS LP LP 95825R103 1141 31430 SH SOLE 0 0 31430 WESTERN GAS PARTNERS LP COM UN LP 958254104 280 5900 SH SOLE 0 0 5900 WILLIAMS PARTNERS L P NEW COM LP 96949l105 241 8645 SH SOLE 0 0 8645 KINDER MORGAN INC DEP SHS ECH PFD CV 49456b200 322 8000 SH SOLE 1000 0 7000