-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AWnoejWx7KrBoXaNWAxmIsfAPxkqlPDBXCaSw936L0cXo11Rs2whN8c0E0I0ugem KCaiDSzfYvk4mm9gpurnEw== 0000866035-10-000004.txt : 20100205 0000866035-10-000004.hdr.sgml : 20100205 20100205153806 ACCESSION NUMBER: 0000866035-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM ASSET MANAGEMENT CORP /NY/ CENTRAL INDEX KEY: 0000866035 IRS NUMBER: 231702840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02744 FILM NUMBER: 10577344 BUSINESS ADDRESS: STREET 1: BURNHAM ASSET MANAGEMENT CORP STREET 2: 1325 AVENUE OF THE AMERICAS, 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122623100 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 q42009_13f.txt 13F HR 12/31/2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: --------------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Burnham Asset Management Corporation ---------------------------------------------------- Address: 1325 Avenue of the Americas 26th Fl. --------------------------------------------------- New York, NY 10019 ---------------------------------------------------- Form 13F File Number: 028-02744 ------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Grosshart ------------------------------------------------ Title: Principal/Portfolio Administrator ----------------------------------------------- Phone: 212-333-9617 ----------------------------------------------- Signature, Place, and Date of Signing: /s/ /Robert Grosshart New York, NY 10019 February 5, 2010 - --------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- 10662 Mendon Capital Advisors Corp. 150 Allens Creek Road Rochester, NY 14618 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 305 Form 13F Information Table Value Total: $451,060 (in Thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 Burnham Securities Inc. 1325 Avenue of the Americas 26th Fl. New York, NY 10019 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYSTEMS CORP-DEL COM 88554d205 795 70340 SH Sole 70340 3M COMPANY COM 88579y101 1292 15630 SH Sole 600 15030 ABBOTT LABORATORIES COM 002824100 3270 60564 SH Sole 700 59864 ACCELRYS INC COM 00430u103 8892 1551789 SH Sole 1551789 ACCENTURE PLC IRELAND SHS CL A COM g1151c101 1496 36050 SH Sole 1300 34750 ACCURAY INCORPORATED COM 004397105 450 80294 SH Sole 80294 ADAM COM INC COM 00088u108 2583 614971 SH Sole 614971 ADVANCED ANALOGIC TECHNOLOGIES COM 00752j108 2336 593000 SH Sole 593000 AIR PRODUCTS & CHEMICALS INC COM 009158106 762 9400 SH Sole 9400 AIXTRON AKTIENGESELLSCHAFT SPO COM 009606104 395 11785 SH Sole 11785 ALCOA INC COM 013817101 1947 120787 SH Sole 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