0001140361-13-037728.txt : 20131003 0001140361-13-037728.hdr.sgml : 20131003 20131003153332 ACCESSION NUMBER: 0001140361-13-037728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Milton Mayo CENTRAL INDEX KEY: 0001454309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 131133551 MAIL ADDRESS: STREET 1: 2121 ALLEN PARKWAY STREET 2: APT 4075 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc1.xml FORM 4 X0306 4 2013-10-01 0 0000864683 CYBERONICS INC CYBX 0001454309 Morris Milton Mayo 100 CYBERONICS BLVD HOUSTON TX 77058 0 1 0 0 SR VP Research & Development Common Stock 2013-10-01 4 M 0 5000 16.38 A 48643 D Common Stock 2013-10-01 4 S 0 5000 50.3539 D 43643 D Option to purchase common stock 16.38 2013-10-01 4 M 0 5000 16.38 A 2019-01-16 Common Stock 5000 73788 D Shares sold pursuant to a Rule 10b5-1 Plan. Represents weighted average selling price. Securities were sold through approximately 18 separate sales on the transaction date at prices ranging from $50.24 to $50.58. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Reporting Person was granted an option to purchase 45,000 shares of common stock on January 16, 2009. The option is fully vested and expires January 16, 2019. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement. /s/ Milton M. Morris 2013-10-03