0001104659-16-093731.txt : 20160203 0001104659-16-093731.hdr.sgml : 20160203 20160203214517 ACCESSION NUMBER: 0001104659-16-093731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160202 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE MICROTECH INC CENTRAL INDEX KEY: 0000864559 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 BUSINESS PHONE: 5036011000 MAIL ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELAFIELD JOHN D CENTRAL INDEX KEY: 0001400003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51072 FILM NUMBER: 161386665 MAIL ADDRESS: STREET 1: 3633 136TH PLACE SE, STE 110 CITY: BELLEVUE STATE: WA ZIP: 98006 4 1 a4.xml 4 X0306 4 2016-02-02 0 0000864559 CASCADE MICROTECH INC CSCD 0001400003 DELAFIELD JOHN D 9100 SW GEMINI DRIVE BEAVERTON OR 97008 1 0 1 0 Common Stock 2016-02-02 4 S 0 200 16.095 D 1718427 I By Delafield Hambrecht Partners Fund, LP Common Stock 104600 D Common Stock 1500 I By Spouse The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.0500 to $16.1400 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. James Nias / by Power of Attorney 2016-02-03