0001104659-12-084755.txt : 20121218 0001104659-12-084755.hdr.sgml : 20121218 20121218060108 ACCESSION NUMBER: 0001104659-12-084755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELAFIELD JOHN D CENTRAL INDEX KEY: 0001400003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51072 FILM NUMBER: 121269949 MAIL ADDRESS: STREET 1: 3633 136TH PLACE SE, STE 110 CITY: BELLEVUE STATE: WA ZIP: 98006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE MICROTECH INC CENTRAL INDEX KEY: 0000864559 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 BUSINESS PHONE: 5036011000 MAIL ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 4 1 a4.xml 4 X0306 4 2012-12-14 0 0000864559 CASCADE MICROTECH INC CSCD 0001400003 DELAFIELD JOHN D 3633 136TH PLACE SE, STE 110 BELLEVUE WA 98006 1 0 1 0 Common Stock 1500 I By spouse Common Stock 87100 D Common Stock 25000 I By Delafield Hambrecht Inc. Common Stock 2012-12-14 4 P 0 100 5.54 A 1691184 I By Delafield Hambrecht Partners Fund, LP Common Stock 2012-12-14 4 P 0 316 5.55 A 1691500 I By Delafield Hambrecht Partners Fund, LP Common Stock 2012-12-14 4 P 0 8500 5.55 A 1700000 I By Delafield Hambrecht Partners Fund, LP Open market purchase of a total of 8,916 shares of common stock. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Madelaine G. Salas / by Power of Attorney 2012-12-18