-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IjEZ3sZRX4/z41nCKpp+L7INzTzRVC3uN7JR18s3h+TgeR+bBFOLcau+MrDoQJEB +wgmfGd6ONHsbOpTLGu/BQ== /in/edgar/work/0000906197-00-000110/0000906197-00-000110.txt : 20001121 0000906197-00-000110.hdr.sgml : 20001121 ACCESSION NUMBER: 0000906197-00-000110 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMAND SECURITY CORP CENTRAL INDEX KEY: 0000864509 STANDARD INDUSTRIAL CLASSIFICATION: [7381 ] IRS NUMBER: 141626307 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-53751 FILM NUMBER: 773041 BUSINESS ADDRESS: STREET 1: ROUTE 55 LEXINGTON PARK STREET 2: P O BOX 340 CITY: LAGRANGEVILLE STATE: NY ZIP: 12540 BUSINESS PHONE: 9144543703 MAIL ADDRESS: STREET 1: RTE 55 LEXINGTON PARK STREET 2: P O BOX 340 CITY: LAGRANGEVILLE STATE: NY ZIP: 12540 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIKIS ASSET MANAGEMENT CORP /NY/ CENTRAL INDEX KEY: 0001057304 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1045 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124399595 MAIL ADDRESS: STREET 1: 1045 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) COMMAND SECURITY CORPORATION (Name of Issuer) Common Stock, $.0001 par value per share (Title of Class of Securities) 20050L100 (CUSIP Number) Thomas P. Kikis, President Arcadia Securities, LLC Kikis Asset Management Corporation 720 Fifth Avenue New York, New York 10019 (212) 231-4100 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 2000 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits. See ss.240.13d-7(b)for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with resp7ect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 CUSIP Number 20050L100 - ----------------------------------------------------------------------- 1) Names of Reporting Persons, S.S. or I.R.S. Identification Numbers Of Above Persons: Thomas P. Kikis - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a). . . . . . . . . . . . . . . . . . [ ] (b). . . . . . . . . . . . . . . . . . [ X ] - ----------------------------------------------------------------------- 3) SEC Use Only. . . . . . . . . - ----------------------------------------------------------------------- 4) Source of Funds (See Instructions). . . . . . . . . . PF - ----------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). . . . . . . . . [ ] - ----------------------------------------------------------------------- 6) Citizenship or Place of Organization. . . U.S.A. - ----------------------------------------------------------------------- Number of |(7) Sole Voting Power 0 Shares |____________________________________________ Beneficially |(8) Shared Voting Power 0 Owned by |____________________________________________ Each |(9) Sole Dispositive 0 Reporting |____________________________________________ Person |(10) Shared Dispositive Power 0 With: |____________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person. . . . . . . . . . . . . . . . 0 - ----------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). . . [ ] - ----------------------------------------------------------------------- 13) Percent of Class Represented by Amount of Row (11). . . . . . . . . . 0% - ----------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions). . . . . . . . . . OO Page 2 of 6 CUSIP Number 20050L100 - ----------------------------------------------------------------------- 1) Names of Reporting Persons, S.S. or I.R.S. Identification Numbers Of Above Persons: Kikis Asset Management Corporation, 13-3739921 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a). . . . . . . . . . . . . . . . . . [ ] (b). . . . . . . . . . . . . . . . . . [ X ] - ----------------------------------------------------------------------- 3) SEC Use Only. . . . . . . . . - ----------------------------------------------------------------------- 4) Source of Funds (See Instructions). . . . . . . . . . PF - ----------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). . . . . . . . . [ ] - ----------------------------------------------------------------------- 6) Citizenship or Place of Organization. . . New York - ----------------------------------------------------------------------- Number of |(7) Sole Voting Power 0 Shares |____________________________________________ Beneficially |(8) Shared Voting Power 0 Owned by |____________________________________________ Each |(9) Sole Dispositive 0 Reporting |____________________________________________ Person |(10) Shared Dispositive Power 0 With: |____________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person. . . . . . . . . . . . . . . . 0 - ----------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). . . [ ] - ----------------------------------------------------------------------- 13) Percent of Class Represented by Amount of Row (11). . . . . . . . . . 0% - ----------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions). . . . . . . . . . IA, CO Page 3 of 6 CUSIP Number 20050L100 - ----------------------------------------------------------------------- 1) Names of Reporting Persons, S.S. or I.R.S. Identification Numbers Of Above Persons: Arcadia Securities, LLC, 13-3981264 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a). . . . . . . . . . . . . . . . . . [ ] (b). . . . . . . . . . . . . . . . . . [ X ] - ----------------------------------------------------------------------- 3) SEC Use Only. . . . . . . . . - ----------------------------------------------------------------------- 4) Source of Funds (See Instructions). . . . . . . . . . PF - ----------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). . . . . . . . . [ ] - ----------------------------------------------------------------------- 6) Citizenship or Place of Organization. . . New York - ----------------------------------------------------------------------- Number of |(7) Sole Voting Power 0 Shares |____________________________________________ Beneficially |(8) Shared Voting Power 0 Owned by |____________________________________________ Each |(9) Sole Dispositive 0 Reporting |____________________________________________ Person |(10) Shared Dispositive Power 0 With: |____________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person. . . . . . . . . . . . . . . . 0 - ----------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). . . [ ] - ----------------------------------------------------------------------- 13) Percent of Class Represented by Amount of Row (11). . . . . . . . . . 0% - ----------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions). . . . . . . . . . BD, CO Page 4 of 6 This amendment No. 3 reflects changes to the Schedule 13D previously filed. Unless otherwise stated, all information in the prior filing remains effective. The following amends Item 4. to disclose subsequent events: Item 4. Purpose of Transaction. On November 13, 2000, pursuant to a Stock Purchase Agreement (the "Stock Purchase Agreement") between Thomas P. Kikis, Peter T, Kikis, and Martin Sands, each on behalf of himself and certain discretionary accounts, and affiliates of Martin Sands, and Reliance Security Group plc, a company organized under the laws of England and Wales ("Reliance"), Thomas P. Kikis sold all shares of Common Stock, and all shares of Preferred Stock, of the Issuer beneficially owned by him at the time of closing, and acted under his discretionary authority to sell all shares and warrants over which he had discretionary authority, to Reliance for $2.20 per share. The beneficial owners of the shares and warrants over which the Reporting Person had discretionary authority received the proceeds from the sale of their shares and/or warrants. The following amends Item 5. to disclose subsequent events: Item 5. Interest in Securities of the Issuer. (a) and (b) As of the date of this Statement, As a result of the transaction described in Item 4 above, neither Thomas P. Kikis, Arcadia nor KAMC have any beneficial interest in the securities of the Issuer. (c) There have been no sales or purchases with respect to the Issuer's shares effected during the past sixty days by any of the Reporting Persons listed in Item 5(a) above. (e) The Reporting Person ceased to be the beneficial owner of more than five percent of the Issuer's securities on November 13, 2000. The following amends Item 6 to disclose subsequent events: Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Certain provisions of the Voting Agreement, filed as Exhibit 2 to the Reporting Person's Amendment No. 2 to Schedule 13D filed September 12, 2000, with respect confidentiality and the Reporting Person's status as a sophisticated investor survive closing of the transaction discussed in Item 4 above. Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 20, 2000 KIKIS ASSET MANAGEMENT CORPORATION ------------------------- By: /s/ Thomas P. Kikis, --------------------- Thomas P. Kikis, President After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 20, 2000 ARCADIA SECURITIES, LLC ----------------------- By: /s/ Thomas P. Kikis ------------------- Thomas P. Kikis President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 20, 2000 /s/ Thomas P. Kikis ------------------- Thomas P. Kikis Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. ss.1001). Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----