-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUEOPwCwmCauln5kvLogIZQ44Xh+p1tZZsZpEsMRaUVUAPyvWh9UkRcd71iPWD6W smShURwuiQHN/CRylJZ/xA== 0001029869-98-000208.txt : 19980218 0001029869-98-000208.hdr.sgml : 19980218 ACCESSION NUMBER: 0001029869-98-000208 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE GROUP MEMBERS: PRESIDENT & FELLOWS OF HARVARD COLLEGE GROUP MEMBERS: THE HARVARD UNIVERSITY MASTER TRUST FUND SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC CENTRAL INDEX KEY: 0000863900 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133576061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41350 FILM NUMBER: 98539027 BUSINESS ADDRESS: STREET 1: WORLD FINANCIAL CTR STREET 2: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2126675000 MAIL ADDRESS: STREET 1: OPPENHEIMER TOWER STREET 2: 200 LIBERTY STREET, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900807 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900805 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRESIDENT & FELLOWS OF HARVARD COLLEGE CENTRAL INDEX KEY: 0000315016 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042103580 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HARVARD MANAGEMENT COMPANY INC STREET 2: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6175234400 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G-A (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mexico Equity & Income Fund, Inc. --------------------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------------------- (Title of Class of Securities) 592834105 ----------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages - ------------------------- --------------------------- | CUSIP No. 592834105 | 13G | Page 2 of 7 Pages | | --------- | | --- --- | - ------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | President and Fellows of Harvard College | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] | | | (b) [ ] | | | | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Massachusetts | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 453,790 shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | -- | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 453,790 shares | | PERSON |--------|---------------------------------------------------| | WITH | 8 | SHARED DISPOSITIVE POWER | | | | -- | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 453,790 shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN [ ] | | | SHARES* | | | | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | 3.8% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON* | | | EP | - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 7 Pages - ------------------------- --------------------------- | CUSIP No. 592834105 | 13G | Page 3 of 7 Pages | | --------- | | --- --- | - ------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | The Harvard University Master Trust Fund | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] | | | (b) [ ] | | | | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Massachusetts | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 5,000 shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | -- | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 5,000 shares | | PERSON |--------|---------------------------------------------------| | WITH | 8 | SHARED DISPOSITIVE POWER | | | | -- | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 5,000 shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN [ ] | | | SHARES* | | | | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | 0.0% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON* | | | EP | - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 7 Pages SCHEDULE 13G ------------ Item 1(a) Name of Issuer: Mexico Equity & Income Fund, Inc. 1(b) Address of Issuer's Principal Executive Offices: World Financial Center 200 Liberty Street New York, New York 10281 Item 2(a) Name of Person Filing: (i) President and Fellows of Harvard College ("P&F") (ii) The Harvard University Master Trust Fund ("HUMT") 2(b) Address of Principal Business Office or, if none, Residence: (i) P&F: c/o Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 (ii) HUMT: 1350 Massachusetts Avenue Holyoke Center, Room 340 Cambridge, MA 02210 2(c) Citizenship: (i) P&F: Massachusetts (ii) HUMT: Massachusetts 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 592834105 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b): The entities filing are a Group in accordance with Rule 13d-1(b)(l)(ii)(H). Item 4 Ownership: 4(a) Amount beneficially owned: (i) P&F: 453,790 shares (ii) HUMT: 5,000 shares Page 4 of 7 Pages 4(b) Percent of Class: (i) P&F: 3.8% (ii) HUMT: 0.0% 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: (i) P&F: 453,790 shares (ii) HUMT: 5,000 shares (ii) shared power to vote or to direct the vote: --------- (iii) sole power to dispose or to direct the disposition of: (i) P&F: 453,790 shares (ii) HUMT: 5,000 shares (iv) shared power to dispose or to direct the disposition of: -------- Item 5 Ownership of Five Percent or Less of a Class: This statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owners of more than five percent of the class of securities. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: See Exhibit A. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 5 of 7 Pages After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. PRESIDENT AND FELLOWS OF HARVARD COLLEGE By: /s/ Verne O. Sedlacek ------------------------------------- Name: Verne O. Sedlacek Title: Authorized Signatory THE HARVARD UNIVERSITY MASTER TRUST FUND By: /s/ Verne O. Sedlacek ------------------------------------- Name: Verne O. Sedlacek Title: Authorized Signatory February 12, 1998 Page 6 of 7 Pages Exhibit A --------- Members of Group Item 3 Classification ---------------- --------------------- (1) President and Fellows of Harvard College EP (2) The Harvard University Master Trust Fund EP Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----