-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DeP8bo2c6BY2B1tgIlGLy748noQ/vfdvZeLtRoTVK69TUFApKt65xnqA+zf5GzDS 9pVH9M4jbs4olhS2vE4d7Q== 0000891836-01-500048.txt : 20010501 0000891836-01-500048.hdr.sgml : 20010501 ACCESSION NUMBER: 0000891836-01-500048 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010430 GROUP MEMBERS: DESAI CAPITAL MANAGEMENT INC GROUP MEMBERS: ROHIT M. DESAI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESTORATION HARDWARE INC CENTRAL INDEX KEY: 0000863821 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 680140361 STATE OF INCORPORATION: CA FISCAL YEAR END: 0128 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54313 FILM NUMBER: 1615844 BUSINESS ADDRESS: STREET 1: 650 MADISON AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 650 MADISON AVE STREET 2: 26TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DESAI CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000918180 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 540 MADISION AVE 36TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127059107 MAIL ADDRESS: STREET 1: 540 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 sc52271.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* RESTORATION HARDWARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.0001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 760981 10 0 ----------------------------------------- (CUSIP Number) December 31, 2000 ----------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 pages - --------------------- CUSIP NO. 760981 10 0 - --------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Rohit M. Desai - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 911,452 SHARES -------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 911,452 WITH -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 911,452 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 2 of 7 pages CUSIP NO. 760981 10 0 ITEM 1. (a) Name of Issuer: Restoration Hardware, Inc. (b) Address of Issuer's Principal Executive Offices: 15 Koch Road, Suite J Corte Madera, CA 94925 ITEM 2. (a) Name of Person Filing: Rohit M. Desai (b) Address of Principal Business Office or, if none, Residence 540 Madison Avenue New York, NY 10022 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock, par value $0.0001 per share (e) CUSIP Number: 760981 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON IS A: N/A (a) [_] Broker or Dealer registered under Section 15 of the Act Page 3 of 7 pages (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance Company as defined in section 3(a)(19) of the Act (d) [_] Investment Company registered under section 8 of the Investment Company Act (e) [_] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 - For Desai Capital only (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see ss.240.13d-1(b)(1)(ii)(F) (g) [_] Parent Holding Company, in accordance with ss. 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 911,452 (b) Percent of Class: 5.3% Page 4 of 7 pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 911,452 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 911,452 (iv) shared power to dispose or direct the disposition of: 0 Pursuant to Rule 13d-4 under the Securities Exchange Act of 1934, Rohit M. Desai hereby declares that the filing of this Statement shall not be construed as an admission that any person other than PEI III or ELI-II is the beneficial owner of any securities covered by this Statement. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Page 5 of 7 pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. See Exhibit A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATIONS N/A Page 6 of 7 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 30, 2001 /s/ Rohit M. Desai -------------------------- Rohit M. Desai Page 7 of 7 pages EXHIBIT INDEX Exhibit Description --------------------------------- Exhibit A Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person EX-99.1 2 scfile02.txt IDENTIFICATION AND CLASSIFICATION EXHIBIT A Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person - ------------------------------------------------------------------- Private Equity Investors III, L.P. ("PEI III"), Equity-Linked Investors-II ("ELI-II"), Rohit M. Desai Associates III, LLC ("RMDA III"), Rohit M. Desai Associates-II ("RMDA II"), PEI III and ELI-II are engaged in private equity investing. Each of PEI III and ELI-II may be deemed to beneficially own the shares of Restoration Hardware, Inc. stock held by the other. These shares may also be deemed to be beneficially owned by Rohit Desai, who is the managing member of RMDA III and the general partner of PEI III. Mr. Desai is also the general partner of RMDA II and the managing partner of ELI-II. Each of PEI III, ELI-II, RMDA III, RMDA II and Mr. Desai disclaim beneficial ownership of all shares of Restoration Hardware, Inc. held by any of the others. -----END PRIVACY-ENHANCED MESSAGE-----