-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWbd0OKdzvCs9EB4Vfn2K/PBHmofnhfZBWUAHMnxDb6LSpjd4jN4jXW6r27ToQHO V2/rtFl/ocTIoa2YtUNqjQ== 0000889812-00-000759.txt : 20000215 0000889812-00-000759.hdr.sgml : 20000215 ACCESSION NUMBER: 0000889812-00-000759 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: CHASE EQUITY ASSOCIATES, LLC GROUP MEMBERS: CHASE VENTURE CAPITAL ASSOCIATES LLC GROUP MEMBERS: CHEMICAL INVESTMENTS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESTORATION HARDWARE INC CENTRAL INDEX KEY: 0000863821 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 680140361 STATE OF INCORPORATION: CA FISCAL YEAR END: 0128 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-54313 FILM NUMBER: 540791 BUSINESS ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE J CITY: CORTE MADERA STATE: CA ZIP: 94925 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001106605 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CHASE CAPITAL PARTNERS STREET 2: 380 MADISON AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126223100 MAIL ADDRESS: STREET 1: C/O CHASE CAPITAL PARTNERS STREET 2: 380 MADISON AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 100147 SC 13G/A 1 AMENDMENT NO. 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Rule 13d-102 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Restoration Hardware, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 760981100 - -------------------------------------------------------------------------------- (CUSIP Number) January 1, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |_| Rule 13d-1 (c) |X| Rule 13d-1 (d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 16 Pages 13G CUSIP No. 760981100 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Chase Venture Capital Associates, LLC 13-337-6808 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,430,030 -------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Not applicable OWNED BY -------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 1,430,030 WITH -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Not applicable - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,430,030 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* LLC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 2 of 16 Pages 13G CUSIP No. 760981100 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Chase Equity Associates, LLC 13-3371826 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 32,668 -------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Not applicable OWNED BY -------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 32,668 WITH -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Not applicable - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,668 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* LLC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 of 16 Pages 13G CUSIP No. 760981100 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Chemical Investments, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 10,561 -------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Not applicable OWNED BY -------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 10,561 WITH -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Not applicable - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,561 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* Corporation - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 4 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Preliminary Note: The information contained herein has been amended to reflect the change in name and controlling persons of the reporting persons and to report the acquisition of the Issuer's Common Stock by affiliates of the reporting person. Item 1. (a) Name of Issuer: Restoration Hardware, Inc. (b) Address of Issuer's Principal Executive Offices: 15 Koch Road, Suite J Corte Madero, CA 94925 Item 2. (a) Name of Person Filing: Chase Venture Capital Associates, LLC ("CVCA") Chase Equity Associates, LLC ("CEA") Chemical Investments, Inc. ("CII") Supplemental information relating to the ownership and control of the person filing this statement is included in Exhibit 2(a) attached hereto. (b) Address of Principal Business Office or, if none, Residence: 380 Madison Avenue, 12th Floor New York, New York 10017 (c) Citizenship: See Row 4 on cover page. (d) Title of Class of Securities (of Issuer): Common Stock (e) CUSIP Number: 760981100 Page 5 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4. Ownership (a) Amount Beneficially Owned: CVCA: 1,430,030 (as of December 31, 1999) CEA: 32,668 (as of December 31, 1999) CII: 10,561 (as of December 31, 1999) (b) Percent of Class: CVCA: 8.5% (as of December 31, 1999) CEA: 0.2% (as of December 31, 1999) CII: 0.1% (as of December 31, 1999) (c) Number of shares as to which such person has: (i) CVCA: 1,430,030 CEA: 32,668 CII: 10,561 (ii) Not applicable. (iii) CVCA: 1,430,030 CEA: 32,668 CII: 10,561 (iv) Not applicable. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Page 6 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. Page 7 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 CHASE VENTURE CAPITAL ASSOCIATES, L.L.C. By: CHASE CAPITAL PARTNERS, its Manager By: /s/ Jeffrey C. Walker -------------------------------------------- Name: Jeffrey C. Walker Title: Managing General Partner Page 8 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 CHASE EQUITY ASSOCIATES, L.L.C. By: CHASE CAPITAL PARTNERS, its Manager By: /s/ Jeffrey C. Walker -------------------------------------------- Name: Jeffrey C. Walker Title: Managing General Partner Page 9 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 CHEMICAL INVESTMENTS, INC. By: /s/ Jeffrey C. Walker -------------------------------------------- Name: Jeffrey C. Walker Title: Page 10 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 EXHIBIT 2(a) Item 2. Identity and Background. This statement is being filed by Chase Venture Capital Associates, LLC, a Delaware limited liability company, formerly Chase Venture Capital Associates, L.P., a California limited partnership (hereinafter referred to as "CVCA"), Chase Equity Associates, LLC, a Delaware Limited Liability Company (hereinafter referred to as "CEA") and Chemical Investments, Inc., a [Delaware] corporation (hereinafter referred to a "CII"), each of whose principal office is located at c/o Chase Capital Partners, 380 Madison Avenue, 12th Floor, New York, New York 10017. Each of CVCA and CEA is engaged in the venture capital and leveraged buyout business. The economic member of CVCA is CCP-CMC Consolidating, LLC, a Delaware limited liability company (hereinafter referred to as "CCP-CMC") and the managing member of CVCA is CCP-SBIC Manager, LLC ("CCP-SBIC"). The sole member of CEA is CCP-CMC. The managing member of CCP-CMC is Chase Capital Partners, a New York general partnership (hereinafter referred to as "CCP"). Pursuant to a master advisory agreement, CCP-SBIC has delegated its management authority of CVCA to CCP and CCP-CMC has delegated its management authority of CEA to CCP. CCP is also engaged in the venture capital and leveraged buyout business. CCP-CMC's and CCP's principal office is located at the same address as CVCA and CEA. CII is also engaged in the Venture Capital and leveraged buyout business having its Principal Office at the same address as CVCA. CII's executive officers are Jeffrey C. Walker, Chief Executive Officer, Arnold Chavkin, President, Elisa Stein, Vice President and Treasurer, Anne Marie Farah, Vice President and Robert C. Carroll, Secretary, and its director is Jeffrey C. Walker. Set forth below are the names of each general partner of CCP who is a natural person. Each such general partner is a U.S. citizen (except for Messrs. Britts and Meggs, each of whom are citizens of the United Kingdom and Ms. Aidar who is a citizen of Brazil), whose principal occupation is general partner of CCP and whose business address (except for Messrs. Britts, Meggs, Soghikian and Stuart) is c/o Chase Capital Partners, 380 Madison Avenue, 12th Floor, New York, New York 10017. Ana Carolina Aidar John R. Baron Christopher C. Behrens Mitchell J. Blutt, M.D. David S. Britts Arnold L. Chavkin David Gilbert Eric Green Michael R. Hannon Donald J. Hofmann Jonathan Meggs Stephen P. Murray John M.B. O'Connor Robert Ruggiero Susan Segal Shahan D. Soghikian Lindsay Stuart Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 11 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Jeffrey C. Walker Timothy Walsh Richard D. Waters, Jr. Damion E. Wicker, M.D. Messrs. Britts' and Soghikian's address is c/o Chase Capital Partners, 50 California Street, Suite 2940, San Francisco, CA 94111. Messrs. Meggs' and Stuart's address is c/o Chase Capital Partners, 125 London Wall, Level 13, London, England EC2Y5AJ. Jeffrey C. Walker is the managing general partner of CCP. The remaining general partners of CCP are Chase Capital Corporation, a New York corporation (hereinafter referred to as "Chase Capital"), CCP Principals, L.P., a Delaware limited partnership (hereinafter referred to as "Principals") and CCP European Principals, L.P., a Delaware limited partnership (hereinafter referred to as "European Principals"), each of whose principal office is located at 380 Madison Avenue, 12th Floor, New York, New York 10017. Chase Capital is a wholly-owned subsidiary of The Chase Manhattan Corporation. The general partner of each of Principals and European Principals is Chase Capital. Chase Capital, Principals and European Principals are each engaged in the venture capital and leveraged buyout business. Set forth in Schedule A hereto and incorporated herein by reference are the names, business addresses and principal occupations or employments of each executive officer and director of Chase Capital, each of whom is a U.S. citizen. The Chase Manhattan Corporation (hereinafter referred to as "Chase") is a Delaware corporation engaged (primarily through subsidiaries) in the commercial banking business with its principal office located at 270 Park Avenue, New York, New York 10017. Set forth in Schedule B hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of Chase, each of whom is a U.S. citizen. Page 12 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 SCHEDULE A CHASE CAPITAL CORPORATION Executive Officers Chief Executive Officer William B. Harrison, Jr.* President Jeffrey C. Walker** Executive Vice President Mitchell J. Blutt, M.D.** Vice President & Secretary Gregory Meredith* Vice President and Treasurer Elisa R. Stein** Vice President Marcia Bateson** Assistant Secretary Robert C. Carroll* Assistant Secretary Anthony J. Horan* Assistant Secretary Denise G. Connors* Directors William B. Harrison, Jr.* Jeffrey C. Walker** - ---------- * Principal occupation is employee and/or officer of Chase. Business address is c/o The Chase Manhattan Corporation, 270 Park Avenue, New York, New York 10017. ** Principal occupation is employee of Chase and/or general partner of Chase Capital Partners. Business address is c/o Chase Capital Partners, 380 Madison Avenue, 12th Floor, New York, NY 10017. Page 13 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 SCHEDULE B THE CHASE MANHATTAN CORPORATION Executive Officers Walter V. Shipley, Chairman of the Board* William B. Harrison Jr., President and Chief Executive Officer* Donald L. Boudreau, Vice Chairman* John J. Farrell, Director of Human Resources* Neal S. Garonzik, Vice Chairman* Frederick W. Hill, Director of Corporate Marketing and Communications* Donald H. Layton, Vice Chairman* James B. Lee Jr., Vice Chairman* William H. McDavid, General Counsel* Denis J. O'Leary, Executive Vice President* Marc J. Shapiro, Vice Chairman* Joseph G. Sponholz, Vice Chairman* Jeffrey C. Walker, Senior Managing Director** Directors*** Principal Occupation or Employment; Name Business or Residence Address ---- ----------------------------- Hans W. Becherer Chairman of the Board Chief Executive Officer Deere & Company One John Deere Place Moline, IL 61265 Frank A. Bennack, Jr. President and Chief Executive Officer The Hearst Corporation 959 Eighth Avenue New York, New York 10019 - ---------- * Principal occupation is executive officer and/or employee of The Chase Manhattan Bank. Business address is c/o The Chase Manhattan Bank, 270 Park Avenue, New York, New York 10017. Each executive officer of Chase is a U.S. citizen. ** Principal occupation is employee of Chase and/or general partner of Chase Capital Partners. Business address is c/o Chase Capital Partners, 380 Madison Avenue - 12th Floor, New York, New York 10017. *** Each of the persons named below is a citizen of the United States of America. Page 14 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Principal Occupation or Employment; Name Business or Residence Address ---- ----------------------------------- Susan V. Berresford President The Ford Foundation 320 E. 43rd Street New York, New York 10017 M. Anthony Burns Chairman of the Board and Chief Executive Officer Ryder System, Inc. 3600 N.W. 82nd Avenue Miami, Florida 33166 H. Laurence Fuller Co-Chairman BP Amoco p.l.c. 1111 Warrenville Road, Suite 25 Chicago, Illinois 60563 Melvin R. Goodes Retired Chairman of the Board and CEO Warner-Lambert Company 201 Tabor Road Morris Plains, NJ 07950 William H. Gray, III President and Chief Executive Officer The College Fund/UNCF 9860 Willow Oaks Corporate Drive P.O. Box 10444 Fairfax, Virginia 22031 William B. Harrison, Jr. President and Chief Executive Officer The Chase Manhattan Corporation 270 Park Avenue, 8th Floor New York, New York 10017-2070 Harold S. Hook Retired Chairman and Chief Executive Officer American General Corporation 2929 Allen Parkway Houston, Texas 77019 Helene L. Kaplan Of Counsel Skadden, Arps, Slate, Meagher & Flom LLP 919 Third Avenue - Room 29-72 New York, New York 10022 Page 15 of 16 Pages SCHEDULE 13G Issuer: Restoration Hardware, Inc. CUSIP Number: 760981100 Principal Occupation or Employment; Name Business or Residence Address ---- ----------------------------------- Henry B. Schacht Director and Senior Advisor E.M. Warburg, Pincus & Co., LLC 466 Lexington Avenue, 10th Floor New York, New York 10017 Walter V. Shipley Chairman of the Board The Chase Manhattan Corporation 270 Park Avenue New York, New York 10017 Andrew C. Sigler Retired Chairman of the Board and Chief Executive Officer Champion International Corporation One Champion Plaza Stamford, Connecticut 06921 John R. Stafford Chairman, President and Chief Executive Officer American Home Products Corporation 5 Giralda Farms Madison, New Jersey 07940 Marina v.N. Whitman Professor of Business Administration and Public Policy The University of Michigan School of Public Policy 411 Lorch Hall, 611 Tappan Street Ann Arbor, MI 48109-1220 Page 16 of 16 Pages -----END PRIVACY-ENHANCED MESSAGE-----