0001019687-13-004132.txt : 20131107 0001019687-13-004132.hdr.sgml : 20131107 20131107141524 ACCESSION NUMBER: 0001019687-13-004132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 EFFECTIVENESS DATE: 20131107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALDWELL & ORKIN INC CENTRAL INDEX KEY: 0000862853 IRS NUMBER: 581477693 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02699 FILM NUMBER: 131199902 BUSINESS ADDRESS: STREET 1: 5185 PEACHTREE PARKWAY STREET 2: SUITE 370 CITY: NORCROSS STATE: GA ZIP: 30092 BUSINESS PHONE: 678-533-7850 MAIL ADDRESS: STREET 1: 5185 PEACHTREE PARKWAY STREET 2: SUITE 370 CITY: NORCROSS STATE: GA ZIP: 30092 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000862853 XXXXXXXX 09-30-2013 09-30-2013 false CALDWELL & ORKIN INC
5185 PEACHTREE PARKWAY SUITE 370 NORCROSS GA 30092
13F HOLDINGS REPORT 028-02699 N
Michael B. Orkin CEO 678-533-7850 /s/ Michael B. Orkin Norcross GA 11-07-2013 1 77 170215 1 0000898404 028-03468 C&O FUNDS ADVISOR INC /GA
INFORMATION TABLE 2 infotable.xml ADOBE SYSTEMS INC COM 00724F101 1137 21900 SH SOLE 21900 0 0 AFC ENTERPRISES COM 00104q107 580 13300 SH SOLE 13300 0 0 AMER. RESIDENTIAL PROPERTIES, COM 02927e303 393 22300 SH SOLE 22300 0 0 AMERICAN WOODMARK CORP. COM 030506109 752 21700 SH SOLE 21700 0 0 ANN, INC. COM 035623107 1612 44500 SH SOLE 44500 0 0 APPLE, INC. COM 037833100 7237 15179 SH SOLE 15179 0 0 ARM HOLDINGS-ADR COM 042068106 861 17900 SH SOLE 17900 0 0 AVAGO TECHNOLOGIES LTD. COM y0486s104 1021 23700 SH SOLE 23700 0 0 BARNES GROUP, INC. COM 067806109 513 14700 SH SOLE 14700 0 0 BE AEROSPACE INC. COM 073302101 1809 24500 SH SOLE 24500 0 0 BERKSHIRE HATHAWAY CL.B COM 084670702 3133 27600 SH SOLE 27600 0 0 BLACKSTONE GROUP LP COM 09253u108 4842 194525 SH SOLE 194525 0 0 BOEING COMPANY COM 097023105 3102 26400 SH SOLE 26400 0 0 BORGWARNER, INC. COM 099724106 669 6600 SH SOLE 6600 0 0 CABOT OIL & GAS CORP. COM 127097103 2194 58800 SH SOLE 58800 0 0 CISCO SYS INC COM COM 17275R102 958 40900 SH SOLE 40900 0 0 CMS ENERGY CORP. COM 125896100 1521 57800 SH SOLE 57800 0 0 CUMMINS, INC. COM 231021106 3375 25400 SH SOLE 25400 0 0 DELPHI AUTOMOTIVE PLC COM g27823106 1291 22100 SH SOLE 22100 0 0 DEVON ENERGY CORP. COM 25179m103 3102 53700 SH SOLE 53700 0 0 DUNKIN' BRANDS GROUP COM 265504100 1566 34600 SH SOLE 34600 0 0 EAGLE MATERIALS INC. COM 26969p108 689 9500 SH SOLE 9500 0 0 EATON CORP PLC COM g29183103 3125 45400 SH SOLE 45400 0 0 EOG RESOURCES COM 26875p101 3149 18600 SH SOLE 18600 0 0 FACEBOOK INC COM 30303m102 774 15400 SH SOLE 15400 0 0 FORD MOTOR CO. COM 345370860 4224 250400 SH SOLE 250400 0 0 FORTUNE BRANDS HOME & SECURITY COM 34964c106 7187 172650 SH SOLE 172650 0 0 GENERAL ELECTRIC CO. COM 369604103 1344 56250 SH SOLE 56250 0 0 GENERAL MOTORS INC. COM 37045v100 3036 84400 SH SOLE 84400 0 0 GREENLIGHT CAPITAL RE LTD-A COM g4095j109 415 14600 SH SOLE 14600 0 0 HAIN CELESTICAL GROUP COM 405217100 3195 41425 SH SOLE 41425 0 0 HOME DEPOT INC. COM 437076102 7360 97035 SH SOLE 97035 0 0 ISHARES MSCI MEXICO COM 464286822 3163 49500 SH SOLE 49500 0 0 KANSAS CITY SOUTHERN COM 485170302 1695 15500 SH SOLE 15500 0 0 KIMBERLY-CLARK CORP. COM 494368103 1320 14010 SH SOLE 14010 0 0 KINDER MORGAN, INC. COM 49456b101 563 15825 SH SOLE 15825 0 0 LENNAR CORP. COM 526057104 4354 123000 SH SOLE 123000 0 0 LIONS GATE ENTERTAINMENT COM 535919203 3204 91400 SH SOLE 91400 0 0 LOWES COMPANIES, INC. COM 548661107 3371 70800 SH SOLE 70800 0 0 MEDIDATA SOLUTIONS, INC COM 58471a105 1128 11400 SH SOLE 11400 0 0 MERITAGE HOMES CORP. COM 59001a102 1641 38200 SH SOLE 38200 0 0 MGIC INVESTMENT CORP COM 552848103 4090 561800 SH SOLE 561800 0 0 MICHAEL KORS HOLDINGS LTD COM g60754101 2213 29700 SH SOLE 29700 0 0 MOHAWK INDUSTRIES COM 608190104 3178 24400 SH SOLE 24400 0 0 NORTHEAST UTILITIES COM 664397106 5482 132900 SH SOLE 132900 0 0 NRG ENERGY, INC. COM 629377508 3307 121000 SH SOLE 121000 0 0 PEPSICO INC. COM 713448108 2836 35675 SH SOLE 35675 0 0 PIONEER NATURAL RESOURCES COM 723787107 868 4600 SH SOLE 4600 0 0 PLAINS ALL AMER PIPELINE L.P. COM 726503105 2786 52900 SH SOLE 52900 0 0 PPG INDUSTRIES, INC. COM 693506107 1384 8285 SH SOLE 8285 0 0 PRECISION CASTPARTS CORP. COM 740189105 3204 14100 SH SOLE 14100 0 0 QUANTA SERVICES INC. COM 74762e102 1053 38275 SH SOLE 38275 0 0 RADIAN GROUP, INC. COM 750236101 1555 111600 SH SOLE 111600 0 0 SHERWIN-WILLIAMS CO. COM 824348106 3170 17400 SH SOLE 17400 0 0 SKECHERS USA COM 830566105 3323 106800 SH SOLE 106800 0 0 SOUTHWESTERN ENERGY CO. COM 845467109 1528 42000 SH SOLE 42000 0 0 SPDR GOLD TRUST COM 78463v107 3076 24000 SH SOLE 24000 0 0 SPIRIT AEROSYSTEMS HOLDINGS COM 848574109 1607 66300 SH SOLE 66300 0 0 STANDARD PACIFIC COM 85375c101 1965 248400 SH SOLE 248400 0 0 STARBUCKS CORP. COM 855244109 4591 59650 SH SOLE 59650 0 0 THE HERSHEY CO. COM 427866108 4719 51015 SH SOLE 51015 0 0 TOLL BROTHERS INC. COM 889478103 2984 92000 SH SOLE 92000 0 0 TRANSDIGM GROUP INC. COM 893641100 1553 11200 SH SOLE 11200 0 0 TWENTY-FIRST CENTURY FOX INC COM 90130A101 1622 48400 SH SOLE 48400 0 0 ULTIMATE SOFTWARE, INC. COM 90385d107 398 2700 SH SOLE 2700 0 0 ULTRA PETROLEUM CORP. COM 903914109 2115 102800 SH SOLE 102800 0 0 URBAN OUTFITTERS, INC. COM 917047102 1033 28100 SH SOLE 28100 0 0 WALT DISNEY COM 254687106 1567 24300 SH SOLE 24300 0 0 WILLIAM LYON HOMES COM 552074700 1918 94400 SH SOLE 94400 0 0 WISCONSIN ENERGY CORP. COM 976657106 257 6360 SH SOLE 6360 0 0 WORLD WRESTLING ENT. COM 98156q108 193 19000 SH SOLE 19000 0 0 YAHOO! INC COM 984332106 1426 43000 SH SOLE 43000 0 0 HLF PUTS 1/18/2014 65 PUT hlf14011 320 400 SH Put SOLE 400 0 0 QQQ PUTS 11/16/2013 79 PUT qqq13111 903 5280 SH Put SOLE 5280 0 0 SPY PUTS 11/16/2013 169 PUT spy13111 958 2590 SH Put SOLE 2590 0 0 AAPL CALLS 1/18/2014 490 CALL aapl1401 228 100 SH Call SOLE 100 0 0 LEN CALLS 1/18/2014 35 CALL len14011 200 610 SH Call SOLE 610 0 0