0001019687-13-004132.txt : 20131107
0001019687-13-004132.hdr.sgml : 20131107
20131107141524
ACCESSION NUMBER: 0001019687-13-004132
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131107
DATE AS OF CHANGE: 20131107
EFFECTIVENESS DATE: 20131107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALDWELL & ORKIN INC
CENTRAL INDEX KEY: 0000862853
IRS NUMBER: 581477693
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02699
FILM NUMBER: 131199902
BUSINESS ADDRESS:
STREET 1: 5185 PEACHTREE PARKWAY
STREET 2: SUITE 370
CITY: NORCROSS
STATE: GA
ZIP: 30092
BUSINESS PHONE: 678-533-7850
MAIL ADDRESS:
STREET 1: 5185 PEACHTREE PARKWAY
STREET 2: SUITE 370
CITY: NORCROSS
STATE: GA
ZIP: 30092
13F-HR
1
primary_doc.xml
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LIVE
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0000862853
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09-30-2013
09-30-2013
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CALDWELL & ORKIN INC
5185 PEACHTREE PARKWAY
SUITE 370
NORCROSS
GA
30092
13F HOLDINGS REPORT
028-02699
N
Michael B. Orkin
CEO
678-533-7850
/s/ Michael B. Orkin
Norcross
GA
11-07-2013
1
77
170215
1
0000898404
028-03468
C&O FUNDS ADVISOR INC /GA
INFORMATION TABLE
2
infotable.xml
ADOBE SYSTEMS INC
COM
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1137
21900
SH
SOLE
21900
0
0
AFC ENTERPRISES
COM
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580
13300
SH
SOLE
13300
0
0
AMER. RESIDENTIAL PROPERTIES,
COM
02927e303
393
22300
SH
SOLE
22300
0
0
AMERICAN WOODMARK CORP.
COM
030506109
752
21700
SH
SOLE
21700
0
0
ANN, INC.
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035623107
1612
44500
SH
SOLE
44500
0
0
APPLE, INC.
COM
037833100
7237
15179
SH
SOLE
15179
0
0
ARM HOLDINGS-ADR
COM
042068106
861
17900
SH
SOLE
17900
0
0
AVAGO TECHNOLOGIES LTD.
COM
y0486s104
1021
23700
SH
SOLE
23700
0
0
BARNES GROUP, INC.
COM
067806109
513
14700
SH
SOLE
14700
0
0
BE AEROSPACE INC.
COM
073302101
1809
24500
SH
SOLE
24500
0
0
BERKSHIRE HATHAWAY CL.B
COM
084670702
3133
27600
SH
SOLE
27600
0
0
BLACKSTONE GROUP LP
COM
09253u108
4842
194525
SH
SOLE
194525
0
0
BOEING COMPANY
COM
097023105
3102
26400
SH
SOLE
26400
0
0
BORGWARNER, INC.
COM
099724106
669
6600
SH
SOLE
6600
0
0
CABOT OIL & GAS CORP.
COM
127097103
2194
58800
SH
SOLE
58800
0
0
CISCO SYS INC COM
COM
17275R102
958
40900
SH
SOLE
40900
0
0
CMS ENERGY CORP.
COM
125896100
1521
57800
SH
SOLE
57800
0
0
CUMMINS, INC.
COM
231021106
3375
25400
SH
SOLE
25400
0
0
DELPHI AUTOMOTIVE PLC
COM
g27823106
1291
22100
SH
SOLE
22100
0
0
DEVON ENERGY CORP.
COM
25179m103
3102
53700
SH
SOLE
53700
0
0
DUNKIN' BRANDS GROUP
COM
265504100
1566
34600
SH
SOLE
34600
0
0
EAGLE MATERIALS INC.
COM
26969p108
689
9500
SH
SOLE
9500
0
0
EATON CORP PLC
COM
g29183103
3125
45400
SH
SOLE
45400
0
0
EOG RESOURCES
COM
26875p101
3149
18600
SH
SOLE
18600
0
0
FACEBOOK INC
COM
30303m102
774
15400
SH
SOLE
15400
0
0
FORD MOTOR CO.
COM
345370860
4224
250400
SH
SOLE
250400
0
0
FORTUNE BRANDS HOME & SECURITY
COM
34964c106
7187
172650
SH
SOLE
172650
0
0
GENERAL ELECTRIC CO.
COM
369604103
1344
56250
SH
SOLE
56250
0
0
GENERAL MOTORS INC.
COM
37045v100
3036
84400
SH
SOLE
84400
0
0
GREENLIGHT CAPITAL RE LTD-A
COM
g4095j109
415
14600
SH
SOLE
14600
0
0
HAIN CELESTICAL GROUP
COM
405217100
3195
41425
SH
SOLE
41425
0
0
HOME DEPOT INC.
COM
437076102
7360
97035
SH
SOLE
97035
0
0
ISHARES MSCI MEXICO
COM
464286822
3163
49500
SH
SOLE
49500
0
0
KANSAS CITY SOUTHERN
COM
485170302
1695
15500
SH
SOLE
15500
0
0
KIMBERLY-CLARK CORP.
COM
494368103
1320
14010
SH
SOLE
14010
0
0
KINDER MORGAN, INC.
COM
49456b101
563
15825
SH
SOLE
15825
0
0
LENNAR CORP.
COM
526057104
4354
123000
SH
SOLE
123000
0
0
LIONS GATE ENTERTAINMENT
COM
535919203
3204
91400
SH
SOLE
91400
0
0
LOWES COMPANIES, INC.
COM
548661107
3371
70800
SH
SOLE
70800
0
0
MEDIDATA SOLUTIONS, INC
COM
58471a105
1128
11400
SH
SOLE
11400
0
0
MERITAGE HOMES CORP.
COM
59001a102
1641
38200
SH
SOLE
38200
0
0
MGIC INVESTMENT CORP
COM
552848103
4090
561800
SH
SOLE
561800
0
0
MICHAEL KORS HOLDINGS LTD
COM
g60754101
2213
29700
SH
SOLE
29700
0
0
MOHAWK INDUSTRIES
COM
608190104
3178
24400
SH
SOLE
24400
0
0
NORTHEAST UTILITIES
COM
664397106
5482
132900
SH
SOLE
132900
0
0
NRG ENERGY, INC.
COM
629377508
3307
121000
SH
SOLE
121000
0
0
PEPSICO INC.
COM
713448108
2836
35675
SH
SOLE
35675
0
0
PIONEER NATURAL RESOURCES
COM
723787107
868
4600
SH
SOLE
4600
0
0
PLAINS ALL AMER PIPELINE L.P.
COM
726503105
2786
52900
SH
SOLE
52900
0
0
PPG INDUSTRIES, INC.
COM
693506107
1384
8285
SH
SOLE
8285
0
0
PRECISION CASTPARTS CORP.
COM
740189105
3204
14100
SH
SOLE
14100
0
0
QUANTA SERVICES INC.
COM
74762e102
1053
38275
SH
SOLE
38275
0
0
RADIAN GROUP, INC.
COM
750236101
1555
111600
SH
SOLE
111600
0
0
SHERWIN-WILLIAMS CO.
COM
824348106
3170
17400
SH
SOLE
17400
0
0
SKECHERS USA
COM
830566105
3323
106800
SH
SOLE
106800
0
0
SOUTHWESTERN ENERGY CO.
COM
845467109
1528
42000
SH
SOLE
42000
0
0
SPDR GOLD TRUST
COM
78463v107
3076
24000
SH
SOLE
24000
0
0
SPIRIT AEROSYSTEMS HOLDINGS
COM
848574109
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66300
SH
SOLE
66300
0
0
STANDARD PACIFIC
COM
85375c101
1965
248400
SH
SOLE
248400
0
0
STARBUCKS CORP.
COM
855244109
4591
59650
SH
SOLE
59650
0
0
THE HERSHEY CO.
COM
427866108
4719
51015
SH
SOLE
51015
0
0
TOLL BROTHERS INC.
COM
889478103
2984
92000
SH
SOLE
92000
0
0
TRANSDIGM GROUP INC.
COM
893641100
1553
11200
SH
SOLE
11200
0
0
TWENTY-FIRST CENTURY FOX INC
COM
90130A101
1622
48400
SH
SOLE
48400
0
0
ULTIMATE SOFTWARE, INC.
COM
90385d107
398
2700
SH
SOLE
2700
0
0
ULTRA PETROLEUM CORP.
COM
903914109
2115
102800
SH
SOLE
102800
0
0
URBAN OUTFITTERS, INC.
COM
917047102
1033
28100
SH
SOLE
28100
0
0
WALT DISNEY
COM
254687106
1567
24300
SH
SOLE
24300
0
0
WILLIAM LYON HOMES
COM
552074700
1918
94400
SH
SOLE
94400
0
0
WISCONSIN ENERGY CORP.
COM
976657106
257
6360
SH
SOLE
6360
0
0
WORLD WRESTLING ENT.
COM
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193
19000
SH
SOLE
19000
0
0
YAHOO! INC
COM
984332106
1426
43000
SH
SOLE
43000
0
0
HLF PUTS 1/18/2014 65
PUT
hlf14011
320
400
SH
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0
0
QQQ PUTS 11/16/2013 79
PUT
qqq13111
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5280
SH
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0
SPY PUTS 11/16/2013 169
PUT
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2590
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0
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AAPL CALLS 1/18/2014 490
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LEN CALLS 1/18/2014 35
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