0001209191-20-046824.txt : 20200814 0001209191-20-046824.hdr.sgml : 20200814 20200814171157 ACCESSION NUMBER: 0001209191-20-046824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines George CENTRAL INDEX KEY: 0001529399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 201106520 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-12 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529399 Gaines George 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 0 0 0 Common Stock 2020-08-12 4 S 0 2878 9.60 D 997122 I By IRA Common Stock 2020-08-13 4 S 0 120 9.33 D 997002 I By IRA Common Stock 2020-08-13 4 S 0 100 9.30 D 996902 I By IRA Common Stock 2020-08-14 4 S 0 3615 9.00 D 993287 I By IRA Common Stock 2020-08-14 4 S 0 760 8.80 D 992527 I By IRA Common Stock 20000 D Stock Option 2.04 2012-07-10 2022-07-10 Common Stock 7500 7500 D Stock Option 1.95 2013-07-19 2023-07-19 Common Stock 7500 7500 D Stock Option 2.40 2014-07-22 2024-07-22 Common Stock 7500 7500 D Stock Option 3.08 2015-07-09 2025-07-09 Common Stock 7500 7500 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 7500 7500 D Stock Option 7.74 2019-11-25 2029-11-25 Common Stock 5300 5300 D Stock options vest at a rate of 1/12 per month commencing on July 10, 2012. Stock options vest at a rate of 1/12 per month commencing on July 19, 2013. Stock options vest at a rate of 1/12 per month commencing on July 22, 2014. Stock options vest at a rate of 1/12 per month commencing on July 9, 2015. Stock options vest at a rate of 1/12 per month commencing on August 30, 2019. Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. /s/ George Gaines 2020-08-14