0000899243-18-005508.txt : 20180226 0000899243-18-005508.hdr.sgml : 20180226 20180226172829 ACCESSION NUMBER: 0000899243-18-005508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines George CENTRAL INDEX KEY: 0001529399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 18641854 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 18641855 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTNOY DAVID CENTRAL INDEX KEY: 0001315416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 18641856 MAIL ADDRESS: STREET 1: C/O FOCUS FINANCIAL GROUP STREET 2: 61 HARBOUR WAY CITY: BAL HARBOUR STATE: FL ZIP: 33154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 18641857 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cord Blood America, Inc. CENTRAL INDEX KEY: 0001289496 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 651078768 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1857 HELM DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 914-7250 MAIL ADDRESS: STREET 1: 1857 HELM DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-22 0 0001289496 Cord Blood America, Inc. CBAI 0000862692 CRYO CELL INTERNATIONAL INC 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 0 1 0 0001315416 PORTNOY DAVID 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 0 1 0 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 0 0 1 0 0001529399 Gaines George 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 0 1 0 Common Stock 2018-02-22 4 P 0 5050 0.0042 A 16273604 D Common Stock 2018-02-22 4 P 0 261655 0.0042 A 16535259 D Common Stock 2018-02-26 4 P 0 940000 0.0046 A 17475259 D Common Stock 114207446 D Common Stock 4061770 D Common Stock 25000000 D Shares owned solely by CRYO-CELL International, Inc. Shares owned solely by David I. Portnoy Shares owned solely by Mark L. Portnoy Shares owned solely by George Gaines. Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. /s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc. 2018-02-26 /s/ David Portnoy 2018-02-26 /s/ Mark Portnoy 2018-02-26 /s/ George Gaines 2018-02-26