SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RICE GREGORY BARTON

(Last) (First) (Middle)
54 BROAD STREET, SUITE 303

(Street)
RED BANK NJ 07701

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Investview, Inc. [ INVU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/27/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/05/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 09/01/2013 P 550 A $2.75 533,559 D
Common Stock, $0.001 par value 12/31/2012 P 156,440 A $4.95 533,009 D
Common Stock, $0.001 par value 12/31/2011 P 75,676 A $4.79 376,609 D
Common Stock, $0.001 par value 11/27/2013 P 400,000 A $1 1,303,125 I See Footnote(1)
Common Stock, $0.001 par value 10/02/2013 P 100,000 A $1 903,125 I See Footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Purchase Warrant $1.5 11/27/2013 P 400,000 11/27/2013 11/27/2018 Common Stock 400,000 $1.5 400,000 D
Common Stock Purchase Warrant $1.5 10/02/2013 P 100,000 10/02/2013 10/02/2018 Common Stock 100,000 $1.5 100,000 D
8% Secured Convertible Promissory Note $4 12/28/2011 P 25,000 12/28/2011 (2) Common Stock 25,000 $4 25,000 D
Common Stock Purchase Warrant $6 12/28/2011 P 12,500 12/28/2011 12/27/2016 Common Stock 12,500 $6 12,500 D
8% Secured Convertible Promissory Note $4 08/21/2012 P 25,000 08/21/2012 (2) Common Stock 25,000 $4 25,000 D
Common Stock Purchase Warrant $6 08/21/2012 P 12,500 08/21/2012 08/21/2017 Common Stock 12,500 $6 12,500 D
Explanation of Responses:
1. Allied Global Ventures, LLC ("Allied") holds such shares of common stock. Mr. Rice is the sole shareholder, officer and director of Allied.
2. NA
/s/ G. Barton Rice 12/09/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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