0001692742-20-000044.txt : 20200313 0001692742-20-000044.hdr.sgml : 20200313 20200313111809 ACCESSION NUMBER: 0001692742-20-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200311 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoffman Richard J CENTRAL INDEX KEY: 0001409138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37556 FILM NUMBER: 20711316 MAIL ADDRESS: STREET 1: 2355 WAUKEGAN ROAD CITY: BANNOCKBURN STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERICYCLE INC CENTRAL INDEX KEY: 0000861878 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 363640402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2355 WAUKEGAN ROAD CITY: BANNOCKBURN STATE: IL ZIP: 60015 BUSINESS PHONE: 847-367-5910 MAIL ADDRESS: STREET 1: 2355 WAUKEGAN ROAD CITY: BANNOCKBURN STATE: IL ZIP: 60015 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-03-11 0 0000861878 STERICYCLE INC SRCL 0001409138 Hoffman Richard J 2355 WAUKEGAN ROAD BANNOCKBURN IL 60015 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2020-03-11 4 M 0 969 A 4277 D Common Stock 2020-03-11 4 F 0 284 51.56 D 3993 D Common Stock 2020-03-12 4 M 0 1254 A 5247 D Common Stock 2020-03-12 4 F 0 361 49.06 D 4886 D Performance-based Restricted Stock Units 0.0 2020-03-11 4 A 0 1217 0.0 A Common Stock 1217 6884 D Restricted Stock Units 0.0 2020-03-11 4 A 0 3651 0.0 A Common Stock 3651 11472 D Restricted Stock Units 0.0 2020-03-11 4 A 0 969 0.0 A Common Stock 969 12441 D Restricted Stock Units 0.0 2020-03-11 4 A 0 973 0.0 A Common Stock 973 13414 D Restricted Stock Units 0.0 2020-03-11 4 M 0 969 D Common Stock 969 12445 D Restricted Stock Units 0.0 2020-03-12 4 M 0 1254 D Common Stock 1254 11191 D Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. o shares were sold. 284 shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. No shares were sold. 361 shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. The vesting of these performance -based stock units ("PSU") is dependent upon the achievement by Stericycle,Inc. of certain financial performance criteria. Subject to continued employment through the applicable vesting date and to accelerated vesting in certain circumstances, the number of PSUs scheduled to vest on the third anniversary of the grant date following the 2022 annual performance period will vary between 0% and 187.5% of the number reported, depending on the extent to which Stericycle, Inc. meets certain financial performance goals. The RSUs vest in 3 annual installments on each of the first three anniversaries of the grant date. All unvested RSUs are subject to continued employment through the applicable vesting date. Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date which vested 100% on March 11,2020 (the grant date). The RSUs vest 100% 6 months from the grant date. All unvested RSUs are subject to continued employment through the applicable vesting date. This award was granted on March 12, 2019 for 3,762 shares. 1,254 shares vested on March 12, 2020 and the remaining unvested RSUs will continue to vest in equal annual installments on the next 2 anniversaries of the grant date. All unvested RSUs are subject to continued employment through the applicable vesting date. /s/ Richard J. Hoffman 2020-03-13