0001262063-13-000371.txt : 20131217
0001262063-13-000371.hdr.sgml : 20131217
20131217191151
ACCESSION NUMBER: 0001262063-13-000371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131213
FILED AS OF DATE: 20131217
DATE AS OF CHANGE: 20131217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OEI PERRY
CENTRAL INDEX KEY: 0001264236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 131283512
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-13
0000861842
CATHAY GENERAL BANCORP
CATY
0001264236
OEI PERRY
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
General Counsel
Common Stock
2013-12-13
4
M
0
3776
0
A
5461
D
Common Stock
2013-12-17
4
S
0
1400
25.54
D
4061
D
Restricted Stock Units
0
2013-12-13
4
M
0
3776
0
D
Common Stock
3776
0
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The reporting person previously reported the award of 3,776 shares of restricted stock units on Form 4 filed December 16, 2011. All of these restricted stock units vested on December 13, 2013.
Perry Oei
2013-12-17