0001174947-17-001466.txt : 20171102
0001174947-17-001466.hdr.sgml : 20171102
20171102115530
ACCESSION NUMBER: 0001174947-17-001466
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
EFFECTIVENESS DATE: 20171102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 171171345
BUSINESS ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
13F-HR
1
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false
0000860862
XXXXXXXX
09-30-2017
09-30-2017
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TRAIN BABCOCK ADVISORS LLC
757 3rd Ave
New York
NY
10017
13F HOLDINGS REPORT
028-02669
N
Pamela Raviol
Managing Director
212-451-3402
/s/ Pamela Raviol New York
New York
NY
11-02-2017
0
183
179319
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
433
2065
SH
SOLE
652
0
1413
ABBVIE INC
COM
00287Y109
794
8930
SH
SOLE
2520
50
6360
ABBVIE INC
COM
00287Y109
129
1450
SH
OTR
0
0
1450
ACCENTURE PLC
COM
G1151C101
7341
54347
SH
SOLE
14686
30
39631
ACCENTURE PLC
COM
G1151C101
270
2000
SH
OTR
0
0
2000
AETNA INC NEW
COM
00817Y108
564
3550
SH
SOLE
3500
0
50
ALIBABA GROUP HLDG LTD
COM
01609W102
4719
27322
SH
SOLE
5007
0
22315
ALIBABA GROUP HLDG LTD
COM
01609W102
17
100
SH
DFND
0
0
100
ALIBABA GROUP HLDG LTD
COM
01609W102
121
700
SH
OTR
0
0
700
ALPHABET INC CLASS A
COM
02079K305
4077
4187
SH
SOLE
812
2
3373
ALPHABET INC CLASS A
COM
02079K305
195
200
SH
OTR
0
0
200
ALPHABET INC CLASS C
COM
02079K107
6136
6398
SH
SOLE
1539
5
4854
ALPHABET INC CLASS C
COM
02079K107
86
90
SH
DFND
0
0
90
ALPHABET INC CLASS C
COM
02079K107
206
215
SH
OTR
0
0
215
ALTRIA GROUP INC
COM
02209S103
282
4448
SH
SOLE
0
0
4448
ALTRIA GROUP INC
COM
02209S103
143
2250
SH
OTR
0
0
2250
AMAZON.COM, INC.
COM
023135106
96
100
SH
SOLE
0
0
100
AMAZON.COM, INC.
COM
023135106
144
150
SH
OTR
0
0
150
AMERICAN EXPRESS COMPANY
COM
025816109
68
750
SH
SOLE
0
0
750
AMERICAN EXPRESS COMPANY
COM
025816109
181
2000
SH
OTR
0
0
2000
AMETEK INC NEW
COM
031100100
218
3300
SH
SOLE
3300
0
0
APPLE INC
COM
037833100
13183
85539
SH
SOLE
15060
14
70465
APPLE INC
COM
037833100
59
380
SH
DFND
0
0
380
APPLE INC
COM
037833100
613
3975
SH
OTR
0
0
3975
AVERY DENNISON CORP
COM
053611109
472
4800
SH
SOLE
4800
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
1195
4825
SH
SOLE
370
0
4455
BAIDU INC ADR F SPONSORED ADR
COM
056752108
19
75
SH
DFND
0
0
75
BAIDU INC ADR F SPONSORED ADR
COM
056752108
99
400
SH
OTR
0
0
400
BANK OF AMERICA CORP
COM
060505104
1100
43410
SH
SOLE
6650
0
36760
BANK OF AMERICA CORP
COM
060505104
20
804
SH
DFND
0
0
804
BANK OF AMERICA CORP
COM
060505104
63
2500
SH
OTR
0
0
2500
BERKSHIRE HATHAWAY INC CL B
COM
084670702
3398
18534
SH
SOLE
805
0
17729
BRISTOL-MYERS SQUIBB CO
COM
110122108
288
4516
SH
SOLE
2494
0
2022
CELGENE CORP
COM
151020104
210
1438
SH
SOLE
1138
0
300
CENTENE CORP
COM
15135B101
4949
51145
SH
SOLE
11735
15
39395
CENTENE CORP
COM
15135B101
132
1360
SH
DFND
0
0
1360
CENTENE CORP
COM
15135B101
438
4525
SH
OTR
0
0
4525
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
6383
55985
SH
SOLE
19680
0
36305
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
38
330
SH
DFND
0
0
330
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
194
1700
SH
OTR
0
0
1700
CHEVRON CORPORATION
COM
166764100
209
1778
SH
SOLE
883
0
895
COCA COLA CO
COM
191216100
437
9700
SH
SOLE
2000
0
7700
COCA COLA CO
COM
191216100
41
900
SH
OTR
0
0
900
COLGATE PALMOLIVE CO
COM
194162103
106
1450
SH
SOLE
1450
0
0
COLGATE PALMOLIVE CO
COM
194162103
117
1600
SH
OTR
0
0
1600
COMCAST CORP NEW CL A
COM
20030N101
194
5036
SH
SOLE
5036
0
0
COMCAST CORP NEW CL A
COM
20030N101
139
3600
SH
OTR
0
0
3600
CORNING INC
COM
219350105
3294
110101
SH
SOLE
20290
0
89811
CORNING INC
COM
219350105
16
550
SH
DFND
0
0
550
CORNING INC
COM
219350105
105
3500
SH
OTR
0
0
3500
COSTCO WHOLESALE CORP
COM
22160K105
161
977
SH
SOLE
577
0
400
COSTCO WHOLESALE CORP
COM
22160K105
144
875
SH
OTR
0
0
875
CVS CAREMARK CORP
COM
126650100
1339
16471
SH
SOLE
5397
0
11074
CVS CAREMARK CORP
COM
126650100
20
250
SH
OTR
0
0
250
DANAHER CORP DEL
COM
235851102
2114
24646
SH
SOLE
3762
0
20884
DANAHER CORP DEL
COM
235851102
86
1000
SH
OTR
0
0
1000
DISCOVERY COMMUN SER A SERIES
COM
25470f104
1294
60794
SH
SOLE
8730
0
52064
DISCOVERY COMMUN SER A SERIES
COM
25470f104
17
800
SH
DFND
0
0
800
DISCOVERY COMMUN SER A SERIES
COM
25470f104
68
3200
SH
OTR
0
0
3200
DOVER CORP
COM
260003108
219
2400
SH
OTR
0
0
2400
DUNKIN' BRANDS GROUP INC.
COM
265504100
2737
51555
SH
SOLE
11560
25
39970
DUNKIN' BRANDS GROUP INC.
COM
265504100
25
475
SH
DFND
0
0
475
DUNKIN' BRANDS GROUP INC.
COM
265504100
106
2000
SH
OTR
0
0
2000
EMCOR GROUP INC.
COM
29084Q100
2814
40555
SH
SOLE
7250
15
33290
EMCOR GROUP INC.
COM
29084Q100
43
625
SH
DFND
0
0
625
EMCOR GROUP INC.
COM
29084Q100
173
2500
SH
OTR
0
0
2500
EMERSON ELECTRIC CO.
COM
291011104
352
5600
SH
SOLE
600
0
5000
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
1642
25939
SH
SOLE
5970
0
19969
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
5
75
SH
DFND
0
0
75
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
79
1250
SH
OTR
0
0
1250
EXXON MOBIL CORP
COM
30231G102
3375
41170
SH
SOLE
12970
0
28200
EXXON MOBIL CORP
COM
30231G102
14
175
SH
DFND
0
100
75
EXXON MOBIL CORP
COM
30231G102
270
3299
SH
OTR
0
0
3299
FACEBOOK INC CLASS A
COM
30303m102
3933
23016
SH
SOLE
5240
0
17776
FACEBOOK INC CLASS A
COM
30303m102
34
200
SH
DFND
0
0
200
FACEBOOK INC CLASS A
COM
30303m102
145
850
SH
OTR
0
0
850
FEDEX CORPORATION
COM
31428x106
3660
16225
SH
SOLE
3579
0
12646
FEDEX CORPORATION
COM
31428x106
51
225
SH
DFND
0
0
225
FEDEX CORPORATION
COM
31428x106
135
600
SH
OTR
0
0
600
FIFTH THIRD BANCORP
COM
316773100
1857
66380
SH
SOLE
20540
40
45800
FIFTH THIRD BANCORP
COM
316773100
13
450
SH
DFND
0
0
450
FIFTH THIRD BANCORP
COM
316773100
63
2250
SH
OTR
0
0
2250
FORTIVE CORPORATION
COM
34959J108
858
12123
SH
SOLE
1874
0
10249
FORTIVE CORPORATION
COM
34959J108
35
500
SH
OTR
0
0
500
GALLAGHER ARTHUR J AND CO
COM
363576109
4359
70828
SH
SOLE
14633
35
56160
GALLAGHER ARTHUR J AND CO
COM
363576109
58
950
SH
DFND
0
0
950
GALLAGHER ARTHUR J AND CO
COM
363576109
98
1600
SH
OTR
0
0
1600
GENERAL ELECTRIC CO
COM
369604103
612
25300
SH
SOLE
24400
0
900
GENERAL ELECTRIC CO
COM
369604103
8
350
SH
DFND
0
0
350
GENERAL ELECTRIC CO
COM
369604103
15
600
SH
OTR
0
0
600
HALLIBURTON CO
COM
406216101
1340
29110
SH
SOLE
9260
0
19850
HANESBRANDS, INC.
COM
410345102
2941
119377
SH
SOLE
27362
0
92015
HANESBRANDS, INC.
COM
410345102
30
1200
SH
DFND
0
0
1200
HANESBRANDS, INC.
COM
410345102
99
4000
SH
OTR
0
0
4000
HOME DEPOT INC
COM
437076102
576
3523
SH
SOLE
2658
0
865
HOME DEPOT INC
COM
437076102
213
1300
SH
OTR
0
0
1300
HONEYWELL INTL INC
COM
438516106
333
2350
SH
SOLE
700
0
1650
HUBBELL INC CLASS B
COM
443510201
290
2500
SH
SOLE
2500
0
0
IBM CORP
COM
459200101
435
3001
SH
SOLE
993
0
2008
IBM CORP
COM
459200101
80
550
SH
OTR
0
0
550
INTEL CORP
COM
458140100
410
10775
SH
SOLE
6075
0
4700
INTEL CORP
COM
458140100
126
3300
SH
OTR
0
0
3300
J P MORGAN CHASE AND CO
COM
46625H100
173
1815
SH
SOLE
550
0
1265
J P MORGAN CHASE AND CO
COM
46625H100
124
1300
SH
OTR
0
0
1300
JOHNSON AND JOHNSON CO
COM
478160104
2759
21223
SH
SOLE
6323
0
14900
JOHNSON AND JOHNSON CO
COM
478160104
422
3245
SH
OTR
0
0
3245
KINDER MORGAN INC
COM
49456B101
527
27452
SH
SOLE
6050
0
21402
KINDER MORGAN INC
COM
49456B101
7
350
SH
DFND
0
0
350
KRAFT HEINZ COMPANY
COM
500754106
210
2709
SH
SOLE
0
0
2709
KRAFT HEINZ COMPANY
COM
500754106
91
1176
SH
OTR
0
0
1176
LABORATORY CORP AMER HLDGS COM
COM
50540R409
238
1575
SH
SOLE
600
0
975
LOWES COMPANIES INC
COM
548661107
228
2850
SH
SOLE
0
0
2850
M AND T BANK CORP
COM
55261F104
974
6050
SH
SOLE
6050
0
0
MASCO CORP
COM
574599106
5799
148655
SH
SOLE
29105
0
119550
MASCO CORP
COM
574599106
41
1040
SH
DFND
0
0
1040
MASCO CORP
COM
574599106
156
4000
SH
OTR
0
0
4000
MCCORMICK AND CO INC NON VTG
COM
579780206
205
2000
SH
SOLE
2000
0
0
MCDONALDS CORP
COM
580135101
149
950
SH
SOLE
150
0
800
MCDONALDS CORP
COM
580135101
78
500
SH
OTR
0
0
500
MERCK AND CO INC
COM
58933Y105
479
7476
SH
SOLE
466
0
7010
MERCK AND CO INC
COM
58933Y105
6
100
SH
DFND
0
0
100
MERCK AND CO INC
COM
58933Y105
93
1449
SH
OTR
0
0
1449
MICROSOFT CORP
COM
594918104
174
2335
SH
SOLE
100
0
2235
MICROSOFT CORP
COM
594918104
112
1500
SH
OTR
0
0
1500
MONDELEZ INTERNATIONAL INC
COM
609207105
2100
51646
SH
SOLE
8793
25
42828
MONDELEZ INTERNATIONAL INC
COM
609207105
237
5830
SH
OTR
0
0
5830
MORGAN STANLEY
COM
617446448
3773
78334
SH
SOLE
31337
0
46997
MORGAN STANLEY
COM
617446448
47
980
SH
DFND
0
0
980
MORGAN STANLEY
COM
617446448
96
2000
SH
OTR
0
0
2000
NIKE INC CLASS B
COM
654106103
4992
96286
SH
SOLE
18056
35
78195
NIKE INC CLASS B
COM
654106103
50
956
SH
DFND
0
0
956
NIKE INC CLASS B
COM
654106103
171
3300
SH
OTR
0
0
3300
PAYCHEX INC
COM
704326107
1325
22103
SH
SOLE
5653
0
16450
PAYCHEX INC
COM
704326107
300
5000
SH
OTR
0
0
5000
PAYPAL HOLDINGS, INC
COM
70450Y103
348
5440
SH
SOLE
5110
0
330
PEPSICO INCORPORATED
COM
713448108
107
960
SH
SOLE
0
0
960
PEPSICO INCORPORATED
COM
713448108
2
22
SH
DFND
0
0
22
PEPSICO INCORPORATED
COM
713448108
167
1500
SH
OTR
0
0
1500
PFIZER INCORPORATED
COM
717081103
329
9210
SH
SOLE
8250
0
960
PFIZER INCORPORATED
COM
717081103
114
3200
SH
OTR
0
0
3200
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
430
3878
SH
SOLE
850
0
3028
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
144
1300
SH
OTR
0
0
1300
PINNACLE FOODS INC
COM
72348P104
3621
63343
SH
SOLE
10675
40
52628
PINNACLE FOODS INC
COM
72348P104
189
3300
SH
OTR
0
0
3300
PROCTER AND GAMBLE CO
COM
742718109
2563
28168
SH
SOLE
7048
125
20995
PROCTER AND GAMBLE CO
COM
742718109
27
300
SH
DFND
0
0
300
PROCTER AND GAMBLE CO
COM
742718109
441
4850
SH
OTR
0
0
4850
ROYAL DUTCH PLC ADR
COM
780259206
533
8800
SH
SOLE
200
0
8600
ROYCE VALUE TRUST, INC.
COM
780910105
158
10000
SH
SOLE
0
0
10000
S&P GLOBAL INC COM
COM
78409V104
274
1750
SH
SOLE
0
0
1750
SCHLUMBERGER LTD
COM
806857108
3701
53047
SH
SOLE
14368
25
38654
SCHLUMBERGER LTD
COM
806857108
3
50
SH
DFND
0
0
50
SCHLUMBERGER LTD
COM
806857108
7
100
SH
OTR
0
0
100
STATE STREET CORP
COM
857477103
972
10177
SH
SOLE
4100
0
6077
STATE STREET CORP
COM
857477103
31
324
SH
DFND
0
0
324
STATE STREET CORP
COM
857477103
86
900
SH
OTR
0
0
900
TEXAS INSTRUMENTS, INC.
COM
882508104
269
3000
SH
OTR
0
0
3000
THERMO FISHER SCIENTIFIC
COM
883556102
228
1205
SH
SOLE
120
85
1000
UNDER ARMOUR, INC. CLASS C
COM
904311206
675
44945
SH
SOLE
6255
0
38690
UNDER ARMOUR, INC. CLASS C
COM
904311206
21
1405
SH
DFND
0
0
1405
UNDER ARMOUR, INC. CLASS C
COM
904311206
53
3500
SH
OTR
0
0
3500
UNITEDHEALTH GROUP INC
COM
91324P102
6203
31671
SH
SOLE
6486
10
25175
UNITEDHEALTH GROUP INC
COM
91324P102
245
1250
SH
OTR
0
0
1250
VANTIV INC
COM
92210H105
7456
105806
SH
SOLE
18409
15
87382
VANTIV INC
COM
92210H105
78
1105
SH
DFND
0
0
1105
VANTIV INC
COM
92210H105
388
5500
SH
OTR
0
0
5500
VERIZON COMMUNICATIONS
COM
92343V104
4741
95796
SH
SOLE
19692
0
76104
VERIZON COMMUNICATIONS
COM
92343V104
32
650
SH
DFND
0
0
650
VERIZON COMMUNICATIONS
COM
92343V104
318
6430
SH
OTR
0
0
6430
VISA INC CL A CLASS A
COM
92826c839
4197
39881
SH
SOLE
8582
20
31279
VISA INC CL A CLASS A
COM
92826c839
39
375
SH
DFND
0
0
375
VISA INC CL A CLASS A
COM
92826c839
126
1200
SH
OTR
0
0
1200
WABTEC CORP.
COM
929740108
2661
35130
SH
SOLE
7380
0
27750
WABTEC CORP.
COM
929740108
40
527
SH
DFND
0
0
527
WABTEC CORP.
COM
929740108
152
2000
SH
OTR
0
0
2000
WALT DISNEY COMPANY
COM
254687106
221
2246
SH
SOLE
1281
0
965
WALT DISNEY COMPANY
COM
254687106
27
278
SH
DFND
0
0
278
WALT DISNEY COMPANY
COM
254687106
192
1950
SH
OTR
0
0
1950
ZOETIS INC.
COM
98978V103
4770
74815
SH
SOLE
13605
0
61210
ZOETIS INC.
COM
98978V103
70
1100
SH
DFND
0
0
1100
ZOETIS INC.
COM
98978V103
128
2000
SH
OTR
0
0
2000
ZTO EXPRESS (CAYMAN) INC - ADR
COM
98980A105
1948
138735
SH
SOLE
23325
0
115410
ZTO EXPRESS (CAYMAN) INC - ADR
COM
98980A105
23
1655
SH
DFND
0
0
1655