Chief Compliance Officer

0001174947-15-000679.txt : 20150423 0001174947-15-000679.hdr.sgml : 20150423 20150423113347 ACCESSION NUMBER: 0001174947-15-000679 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150423 DATE AS OF CHANGE: 20150423 EFFECTIVENESS DATE: 20150423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 15787297 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 03-31-2015 03-31-2015 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3435 /s/ John H. Rogicki New York NY 04-22-2015 0 264 319182 INFORMATION TABLE 2 infotable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 435 200 SH SOLE 200 0 0 3M CO COM 88579Y101 1496 9072 SH SOLE 9072 0 0 ABBOTT LABORATORIES COM 002824100 527 11375 SH SOLE 11375 0 0 ABBOTT LABORATORIES COM 002824100 28 600 SH DFND 0 600 0 ABBOTT LABORATORIES COM 002824100 67 1450 SH OTR 0 0 1450 ABBVIE INC COM 00287Y109 677 11560 SH SOLE 11560 0 0 ABBVIE INC COM 00287Y109 35 600 SH DFND 0 600 0 ABBVIE INC COM 00287Y109 85 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 7748 82698 SH SOLE 82698 0 0 ACCENTURE PLC COM G1151C101 94 1000 SH DFND 0 1000 0 ACCENTURE PLC COM G1151C101 375 4000 SH OTR 4000 0 0 AETNA INC NEW COM 00817Y108 852 8000 SH SOLE 8000 0 0 ALIBABA GROUP HLDG LTD COM 01609W102 1981 23795 SH SOLE 23595 200 0 ALTRIA GROUP INC COM 02209S103 553 11058 SH SOLE 11058 0 0 ALTRIA GROUP INC COM 02209S103 113 2250 SH OTR 0 0 2250 AMBEV S.A. AMERICAN DEPOSITARY COM 02319V103 571 99200 SH SOLE 99200 0 0 AMERICAN EXPRESS COMPANY COM 025816109 98 1250 SH SOLE 1250 0 0 AMERICAN EXPRESS COMPANY COM 025816109 234 3000 SH OTR 0 0 3000 AMETEK INC NEW COM 031100100 315 6000 SH SOLE 6000 0 0 APPLE INC COM 037833100 12655 101700 SH SOLE 100700 1000 0 APPLE INC COM 037833100 30 245 SH DFND 0 245 0 APPLE INC COM 037833100 538 4325 SH OTR 1925 0 2400 AVERY DENNISON CORP COM 053611109 254 4800 SH SOLE 4800 0 0 BAIDU INC ADR F SPONSORED ADR COM 056752108 1204 5775 SH SOLE 5775 0 0 BAIDU INC ADR F SPONSORED ADR COM 056752108 83 400 SH OTR 400 0 0 BANK OF AMERICA CORP COM 060505104 2662 172985 SH SOLE 171985 1000 0 BANK OF AMERICA CORP COM 060505104 35 2300 SH DFND 1000 1300 0 BANK OF AMERICA CORP COM 060505104 77 5000 SH OTR 5000 0 0 BERKSHIRE HATHAWAY INC CL B COM 084670702 3685 25534 SH SOLE 25534 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 655 10150 SH SOLE 10150 0 0 CATERPILLAR INC COM 149123101 448 5600 SH SOLE 5600 0 0 CELGENE CORP COM 151020104 276 2393 SH SOLE 2393 0 0 CENTENE CORP COM 15135B101 6048 85556 SH SOLE 85556 0 0 CENTENE CORP COM 15135B101 42 600 SH DFND 0 600 0 CENTENE CORP COM 15135B101 368 5200 SH OTR 5200 0 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 5499 67088 SH SOLE 67088 0 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 33 400 SH DFND 0 400 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 123 1500 SH OTR 1500 0 0 CHEVRON CORPORATION COM 166764100 801 7630 SH SOLE 7455 175 0 COCA COLA CO COM 191216100 505 12450 SH SOLE 12450 0 0 COCA COLA CO COM 191216100 49 1200 SH OTR 1200 0 0 COLGATE PALMOLIVE CO COM 194162103 179 2575 SH SOLE 2575 0 0 COLGATE PALMOLIVE CO COM 194162103 111 1600 SH OTR 0 0 1600 COMCAST CL A SPECIAL COM 20030N200 102 1815 SH SOLE 1815 0 0 COMCAST CL A SPECIAL COM 20030N200 101 1800 SH OTR 0 0 1800 COPA HOLDINGS SA CL A COM P31076105 2181 21598 SH SOLE 21598 0 0 COPA HOLDINGS SA CL A COM P31076105 10 100 SH DFND 100 0 0 COPA HOLDINGS SA CL A COM P31076105 101 1000 SH OTR 1000 0 0 CORNING INC COM 219350105 8056 355199 SH SOLE 355199 0 0 CORNING INC COM 219350105 57 2500 SH DFND 0 2500 0 CORNING INC COM 219350105 170 7500 SH OTR 7500 0 0 COSTCO WHOLESALE CORP COM 22160K105 140 927 SH SOLE 927 0 0 COSTCO WHOLESALE CORP COM 22160K105 133 875 SH OTR 0 0 875 CSX CORP COM 126408103 3531 106625 SH SOLE 106625 0 0 CSX CORP COM 126408103 18 550 SH DFND 550 0 0 CSX CORP COM 126408103 17 500 SH OTR 500 0 0 CVS CAREMARK CORP COM 126650100 3090 29940 SH SOLE 29940 0 0 CVS CAREMARK CORP COM 126650100 420 4070 SH DFND 0 4070 0 CVS CAREMARK CORP COM 126650100 170 1650 SH OTR 1650 0 0 DANAHER CORP DEL COM 235851102 2660 31329 SH SOLE 31329 0 0 DANAHER CORP DEL COM 235851102 85 1000 SH OTR 1000 0 0 DEERE AND CO COM 244199105 160 1830 SH SOLE 1630 200 0 DEERE AND CO COM 244199105 48 550 SH OTR 0 0 550 DISCOVER FINANCIAL SERVICES COM 254709108 109 1941 SH SOLE 1941 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 130 2300 SH OTR 0 0 2300 DISCOVERY COMMUN SER A SERIES COM 25470f104 2580 83866 SH SOLE 83866 0 0 DISCOVERY COMMUN SER A SERIES COM 25470f104 18 600 SH DFND 600 0 0 DISCOVERY COMMUN SER A SERIES COM 25470f104 49 1600 SH OTR 1600 0 0 DISCOVERY COMMUNICATIONS INC S COM 25470F302 1028 34889 SH SOLE 34889 0 0 DISCOVERY COMMUNICATIONS INC S COM 25470F302 3 100 SH DFND 100 0 0 DISCOVERY COMMUNICATIONS INC S COM 25470F302 47 1600 SH OTR 1600 0 0 DOLLAR TREE INC COM 256746108 205 2525 SH SOLE 2525 0 0 DOVER CORP COM 260003108 4040 58447 SH SOLE 58022 425 0 DOVER CORP COM 260003108 36 525 SH DFND 225 300 0 DOVER CORP COM 260003108 325 4700 SH OTR 2000 0 2700 DUNKIN' BRANDS GROUP INC. COM 265504100 3139 66007 SH SOLE 65607 400 0 DUNKIN' BRANDS GROUP INC. COM 265504100 18 375 SH DFND 375 0 0 DUNKIN' BRANDS GROUP INC. COM 265504100 95 2000 SH OTR 2000 0 0 EAGLE MATERIALS INC. COM 26969P108 935 11185 SH SOLE 11185 0 0 EBAY INC COM 278642103 290 5024 SH SOLE 5024 0 0 EMERSON ELECTRIC CO. COM 291011104 317 5600 SH SOLE 5600 0 0 ENVISION HEALTHCARE HOLDINGS I COM 29413U103 3266 85150 SH SOLE 84600 550 0 ENVISION HEALTHCARE HOLDINGS I COM 29413U103 31 800 SH DFND 800 0 0 ENVISION HEALTHCARE HOLDINGS I COM 29413U103 115 3000 SH OTR 3000 0 0 EQUIFAX INC COM 294429105 3679 39560 SH SOLE 39335 225 0 EQUIFAX INC COM 294429105 19 200 SH DFND 200 0 0 EQUIFAX INC COM 294429105 112 1200 SH OTR 1200 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 9926 114391 SH SOLE 114391 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 56 650 SH DFND 0 650 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 239 2750 SH OTR 2750 0 0 EXXON MOBIL CORP COM 30231G102 6413 75450 SH SOLE 75250 200 0 EXXON MOBIL CORP COM 30231G102 94 1100 SH DFND 0 1100 0 EXXON MOBIL CORP COM 30231G102 340 3999 SH OTR 3999 0 0 F5 NETWORKS INC COM 315616102 2028 17643 SH SOLE 17643 0 0 FACEBOOK INC CLASS A COM 30303m102 201 2441 SH SOLE 2441 0 0 FORTINET INC COM 34959e109 2370 67810 SH SOLE 67810 0 0 FORTINET INC COM 34959e109 175 5000 SH OTR 5000 0 0 GALLAGHER ARTHUR J AND CO COM 363576109 5992 128167 SH SOLE 128167 0 0 GALLAGHER ARTHUR J AND CO COM 363576109 69 1475 SH DFND 550 925 0 GALLAGHER ARTHUR J AND CO COM 363576109 145 3100 SH OTR 3100 0 0 GENERAL ELECTRIC CO COM 369604103 236 9502 SH SOLE 9502 0 0 GENERAL ELECTRIC CO COM 369604103 15 600 SH OTR 600 0 0 GOOGLE INC CLASS A COM 38259P508 3183 5739 SH SOLE 5739 0 0 GOOGLE INC CLASS A COM 38259P508 42 75 SH DFND 0 75 0 GOOGLE INC CLASS A COM 38259P508 222 400 SH OTR 400 0 0 GOOGLE INC CLASS C COM 38259P706 4031 7355 SH SOLE 7325 30 0 GOOGLE INC CLASS C COM 38259P706 69 125 SH DFND 50 75 0 GOOGLE INC CLASS C COM 38259P706 227 415 SH OTR 415 0 0 GRAHAM-FIELD HEALTH PRODS INC COM 384632105 0 10500 SH OTR 10500 0 0 HALLIBURTON CO COM 406216101 2980 67920 SH SOLE 67270 650 0 HALLIBURTON CO COM 406216101 21 475 SH DFND 0 475 0 HOME DEPOT INC COM 437076102 402 3537 SH SOLE 3537 0 0 HOME DEPOT INC COM 437076102 170 1500 SH OTR 0 0 1500 HONEYWELL INTL INC COM 438516106 214 2050 SH SOLE 2050 0 0 HUBBELL INC CLASS B COM 443510201 558 5089 SH SOLE 5089 0 0 IBM CORP COM 459200101 2579 16068 SH SOLE 16068 0 0 IBM CORP COM 459200101 88 550 SH OTR 0 0 550 INTEL CORP COM 458140100 415 13260 SH SOLE 13260 0 0 INTEL CORP COM 458140100 103 3300 SH OTR 800 0 2500 JOHNSON AND JOHNSON CO COM 478160104 3657 36352 SH SOLE 36352 0 0 JOHNSON AND JOHNSON CO COM 478160104 489 4859 SH OTR 2459 0 2400 JONES LANG LASALLE INC COM 48020Q107 3599 21120 SH SOLE 21120 0 0 JONES LANG LASALLE INC COM 48020Q107 30 175 SH DFND 0 175 0 JONES LANG LASALLE INC COM 48020Q107 111 650 SH OTR 650 0 0 KINDER MORGAN INC COM 49456B101 7403 176014 SH SOLE 175364 650 0 KINDER MORGAN INC COM 49456B101 50 1200 SH DFND 350 850 0 KRAFT FOODS GROUP INC COM 50076Q106 1225 14059 SH SOLE 14059 0 0 KRAFT FOODS GROUP INC COM 50076Q106 35 400 SH DFND 0 400 0 KRAFT FOODS GROUP INC COM 50076Q106 102 1176 SH OTR 0 0 1176 LABORATORY CORP AMER HLDGS COM COM 50540R409 243 1925 SH SOLE 1925 0 0 LABORATORY CORP AMER HLDGS COM COM 50540R409 63 500 SH DFND 0 500 0 LOWES COMPANIES INC COM 548661107 242 3250 SH SOLE 3250 0 0 M AND T BANK CORP COM 55261F104 832 6550 SH SOLE 6550 0 0 MCDONALDS CORP COM 580135101 437 4485 SH SOLE 4485 0 0 MCDONALDS CORP COM 580135101 83 850 SH OTR 850 0 0 MCGRAW-HILL FINANCIAL COM 580645109 207 2000 SH SOLE 2000 0 0 MEAD JOHNSON NUTRITION CO-A COM 582839106 282 2805 SH SOLE 2805 0 0 MEAD JOHNSON NUTRITION CO-A COM 582839106 33 325 SH OTR 0 0 325 MERCK AND CO INC COM 58933Y105 575 9998 SH SOLE 9998 0 0 MERCK AND CO INC COM 58933Y105 83 1449 SH OTR 0 0 1449 MONDELEZ INTERNATIONAL INC COM 609207105 3295 91288 SH SOLE 91288 0 0 MONDELEZ INTERNATIONAL INC COM 609207105 23 650 SH DFND 0 650 0 MONDELEZ INTERNATIONAL INC COM 609207105 210 5830 SH OTR 2300 0 3530 MORGAN STANLEY COM 617446448 837 23459 SH SOLE 23459 0 0 MYLAN N.V. COM N59465109 3402 57315 SH SOLE 57315 0 0 MYLAN N.V. COM N59465109 9 150 SH DFND 150 0 0 MYLAN N.V. COM N59465109 77 1300 SH OTR 1300 0 0 NIKE INC CLASS B COM 654106103 4134 41205 SH SOLE 41205 0 0 NIKE INC CLASS B COM 654106103 63 625 SH DFND 325 300 0 NIKE INC CLASS B COM 654106103 100 1000 SH OTR 1000 0 0 P P G INDUSTRIES INC COM 693506107 902 4000 SH SOLE 4000 0 0 PAYCHEX INC COM 704326107 1536 30950 SH SOLE 30575 375 0 PAYCHEX INC COM 704326107 248 5000 SH OTR 5000 0 0 PEPSICO INCORPORATED COM 713448108 189 1975 SH SOLE 1975 0 0 PEPSICO INCORPORATED COM 713448108 229 2400 SH OTR 700 0 1700 PFIZER INCORPORATED COM 717081103 558 16045 SH SOLE 16045 0 0 PFIZER INCORPORATED COM 717081103 111 3200 SH OTR 400 0 2800 PHILIP MORRIS INTERNATIONAL IN COM 718172109 872 11578 SH SOLE 11578 0 0 PHILIP MORRIS INTERNATIONAL IN COM 718172109 121 1600 SH OTR 0 0 1600 PINNACLE FOODS INC COM 72348P104 5663 138770 SH SOLE 138770 0 0 PINNACLE FOODS INC COM 72348P104 34 825 SH DFND 0 825 0 PINNACLE FOODS INC COM 72348P104 135 3300 SH OTR 3300 0 0 PNC FINL SVCS GROUP INC COM 693475105 3499 37532 SH SOLE 37532 0 0 PNC FINL SVCS GROUP INC COM 693475105 26 275 SH DFND 0 275 0 PNC FINL SVCS GROUP INC COM 693475105 177 1900 SH OTR 1200 0 700 PRA GROUP, INC COM 69354N106 6277 115555 SH SOLE 115555 0 0 PRA GROUP, INC COM 69354N106 44 815 SH DFND 15 800 0 PRA GROUP, INC COM 69354N106 149 2750 SH OTR 2750 0 0 PROCTER AND GAMBLE CO COM 742718109 2916 35585 SH SOLE 35585 0 0 PROCTER AND GAMBLE CO COM 742718109 33 400 SH DFND 0 400 0 PROCTER AND GAMBLE CO COM 742718109 496 6050 SH OTR 4700 0 1350 PUB SVC ENT GROUP INC COM 744573106 310 7400 SH SOLE 7400 0 0 PVH CORP COM 693656100 4263 40009 SH SOLE 40009 0 0 PVH CORP COM 693656100 48 450 SH DFND 0 450 0 PVH CORP COM 693656100 165 1550 SH OTR 1550 0 0 QIHOO 360 TECHNOLOGY CO ADR COM 74734M109 2112 41245 SH SOLE 41095 150 0 QIHOO 360 TECHNOLOGY CO ADR COM 74734M109 6 125 SH DFND 125 0 0 QIHOO 360 TECHNOLOGY CO ADR COM 74734M109 51 1000 SH OTR 1000 0 0 QUALCOMM INC COM 747525103 24 350 SH SOLE 350 0 0 QUALCOMM INC COM 747525103 291 4200 SH OTR 3200 0 1000 ROYAL DUTCH PLC ADR COM 780259206 907 15200 SH SOLE 15200 0 0 SCHLUMBERGER LTD COM 806857108 6368 76321 SH SOLE 75971 350 0 SCHLUMBERGER LTD COM 806857108 43 515 SH DFND 50 465 0 SCHLUMBERGER LTD COM 806857108 217 2600 SH OTR 2600 0 0 STATE STREET CORP COM 857477103 1001 13614 SH SOLE 13614 0 0 STATE STREET CORP COM 857477103 74 1000 SH DFND 0 1000 0 STATE STREET CORP COM 857477103 118 1610 SH OTR 710 0 900 SUNPOWER CORPORATION COM 867652109 366 11698 SH DFND 11698 0 0 SYNAPTICS INCORPORATED COM 87157D109 4016 49395 SH SOLE 49395 0 0 SYNAPTICS INCORPORATED COM 87157D109 8 100 SH DFND 100 0 0 SYNAPTICS INCORPORATED COM 87157D109 98 1200 SH OTR 1200 0 0 TARGET CORPORATION COM 87612e106 473 5762 SH SOLE 5762 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6093 51508 SH SOLE 51508 0 0 UNITEDHEALTH GROUP INC COM 91324P102 38 325 SH DFND 0 325 0 UNITEDHEALTH GROUP INC COM 91324P102 148 1250 SH OTR 1250 0 0 VANTIV INC COM 92210H105 4601 122035 SH SOLE 121460 575 0 VANTIV INC COM 92210H105 19 500 SH DFND 500 0 0 VANTIV INC COM 92210H105 207 5500 SH OTR 5500 0 0 VERIZON COMMUNICATIONS COM 92343V104 6432 132274 SH SOLE 131674 600 0 VERIZON COMMUNICATIONS COM 92343V104 81 1675 SH DFND 550 1125 0 VERIZON COMMUNICATIONS COM 92343V104 313 6430 SH OTR 4930 0 1500 WALGREEN BOOTS ALLIANCE INC COM 931427108 254 3000 SH SOLE 3000 0 0 WALT DISNEY COMPANY COM 254687106 282 2686 SH SOLE 2686 0 0 WALT DISNEY COMPANY COM 254687106 226 2150 SH OTR 0 0 2150 WELLS FARGO AND CO NEW COM 949746101 2642 48565 SH SOLE 48565 0 0 WELLS FARGO AND CO NEW COM 949746101 27 500 SH DFND 0 500 0 WELLS FARGO AND CO NEW COM 949746101 109 2000 SH OTR 0 0 2000 WESTERN UNION COMPANY COM 959802109 208 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC COM 966837106 3512 67440 SH SOLE 67040 400 0 ZOETIS INC. COM 98978V103 4403 95120 SH SOLE 95120 0 0 ZOETIS INC. COM 98978V103 64 1375 SH DFND 300 1075 0 ZOETIS INC. COM 98978V103 93 2000 SH OTR 2000 0 0 EGSHARES EMERGING MARKETS CONS ETF 268461779 3183 120448 SH SOLE 119798 650 0 EGSHARES EMERGING MARKETS CONS ETF 268461779 54 2050 SH DFND 1300 750 0 EGSHARES EMERGING MARKETS CONS ETF 268461779 58 2200 SH OTR 2200 0 0 ENERGY SELECT SECTOR ETF ETF 81369Y506 1715 22100 SH SOLE 22100 0 0 ISHARES CORE MSCI EMERGING MAR ETF 46434G103 1966 40675 SH SOLE 40675 0 0 ISHARES RUSSELL VALUE MIDCAP V ETF 464287473 429 5700 SH SOLE 5700 0 0 ISHARES TR DJ US HEALTHCR ETF 464287762 586 3800 SH SOLE 3800 0 0 ISHARES TR MSCI EAFE FD MSCI E ETF 464287465 786 12256 SH SOLE 12106 150 0 ISHARES TR MSCI EAFE FD MSCI E ETF 464287465 48 750 SH DFND 750 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 280 814 SH SOLE 814 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF 464287614 191 1929 SH SOLE 1929 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF 464287614 17 175 SH DFND 175 0 0 ISHARES TR S&P 100 ETF S & P 1 ETF 464287101 244 2700 SH SOLE 2700 0 0 MATERIALS SELECT SECTOR SPDR F ETF 81369Y100 244 5000 SH OTR 0 0 5000 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 5201 49252 SH SOLE 49252 0 0 PUREFUNDS ISE CYBER SECURITY E ETF 30304R407 305 10900 SH SOLE 10900 0 0 SECTOR SPDR CONSUMER FD SHARES ETF 81369y407 3020 40076 SH SOLE 40076 0 0 SECTOR SPDR INDL SELECT SHARES ETF 81369y704 2149 38525 SH SOLE 38525 0 0 SECTOR SPDR INDL SELECT SHARES ETF 81369y704 742 13300 SH OTR 0 0 13300 SPDR S & P INTL DIVIDEND ETF 78463x772 326 7779 SH SOLE 7554 225 0 SPDR S & P INTL DIVIDEND ETF 78463x772 31 750 SH DFND 750 0 0 SPDR S & P INTL DIVIDEND ETF 78463x772 13 300 SH OTR 300 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 14537 70419 SH SOLE 70419 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 14 70 SH DFND 70 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 939 12004 SH SOLE 11779 225 0 SPDR S&P DIVIDEND ETF ETF 78464A763 27 350 SH DFND 350 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 16 200 SH OTR 200 0 0 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 1262 34250 SH SOLE 34250 0 0 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 3466 12503 SH SOLE 12503 0 0 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 33 120 SH DFND 120 0 0 SPDR S&P REGIONAL BKING ETF 78464a698 255 6250 SH SOLE 6250 0 0 VANGUARD CNSMR DSCRTNARY ETF 92204a108 352 2875 SH SOLE 2875 0 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 5305 129812 SH SOLE 129387 425 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 57 1400 SH DFND 950 450 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 110 2700 SH OTR 2700 0 0 VANGUARD HEALTH CARE ETF ETF 92204A504 226 1665 SH SOLE 1665 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1430 10775 SH SOLE 10775 0 0 VANGUARD INDUSTRIALS ETF 92204a603 2244 20900 SH SOLE 20900 0 0 VANGUARD INFO TECHNOLOGY ETF 92204a702 612 5741 SH SOLE 5741 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 1691 13794 SH SOLE 13794 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 74 600 SH DFND 600 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 25 200 SH OTR 200 0 0 WISDOMTREE EUROPE ETF HEDGED E ETF 97717X701 5250 79379 SH SOLE 79379 0 0 WISDOMTREE EUROPE ETF HEDGED E ETF 97717X701 127 1925 SH DFND 1925 0 0 WISDOMTREE EUROPE ETF HEDGED E ETF 97717X701 139 2100 SH OTR 2100 0 0 WISDOMTREE TRUST EMERGING SMAL ETF 97717w281 898 20310 SH SOLE 20310 0 0 ENTERPRISE PRODUCTS PART LP COM 293792107 2489 75590 SH SOLE 75590 0 0 PLAINS ALL AMERICAN PIPELINE L COM 726503105 3274 67140 SH SOLE 66790 350 0 SPDR GOLD TRUST ETF 78463V107 613 5395 SH SOLE 5395 0 0 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 7081 168480 SH SOLE 168480 0 0 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 21 500 SH DFND 500 0 0 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 90 2150 SH OTR 2150 0 0