Chief Compliance Officer

0001174947-15-000170.txt : 20150206 0001174947-15-000170.hdr.sgml : 20150206 20150206093555 ACCESSION NUMBER: 0001174947-15-000170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 EFFECTIVENESS DATE: 20150206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 15582340 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 12-31-2014 12-31-2014 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3435 /s/ John H. Rogicki New York NY 02-05-2014 0 257 309714 INFORMATION TABLE 2 infotable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 84990175 452 200 SH SOLE 200 0 0 3M CO COM 88579Y101 1491 9072 SH SOLE 9072 0 0 ABBOTT LABORATORIES COM 2824100 518 11505 SH SOLE 11505 0 0 ABBOTT LABORATORIES COM 2824100 27 600 SH DFND 0 600 0 ABBOTT LABORATORIES COM 2824100 65 1450 SH OTR 0 0 1450 ABBVIE INC COM 00287Y109 765 11690 SH SOLE 11690 0 0 ABBVIE INC COM 00287Y109 39 600 SH DFND 0 600 0 ABBVIE INC COM 00287Y109 95 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 7565 84708 SH SOLE 84708 0 0 ACCENTURE PLC COM G1151C101 80 900 SH DFND 0 900 0 ACCENTURE PLC COM G1151C101 357 4000 SH OTR 4000 0 0 AETNA INC NEW COM 00817y108 711 8000 SH SOLE 8000 0 0 ALTRIA GROUP INC COM 02209S103 614 12458 SH SOLE 12458 0 0 ALTRIA GROUP INC COM 02209S103 111 2250 SH OTR 0 0 2250 AMBEV S.A. 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