0000914317-14-000485.txt : 20140417
0000914317-14-000485.hdr.sgml : 20140417
20140417165437
ACCESSION NUMBER: 0000914317-14-000485
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140417
DATE AS OF CHANGE: 20140417
EFFECTIVENESS DATE: 20140417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 14770580
BUSINESS ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000860862
XXXXXXXX
03-31-2014
03-31-2014
false
TRAIN BABCOCK ADVISORS LLC
757 3rd Ave
New York
NY
10017
13F HOLDINGS REPORT
028-02669
N
Arthur C. Tevletidis
Chief Operating Officer
212-451-3435
/s/ Arthur C. Tevletidis
New York
NY
04-16-2014
0
253
316529
INFORMATION TABLE
2
infotable.xml
1/100 BERKSHIRE HTWY CLA 100 S
COM
084990175
375
200
SH
SOLE
200
0
0
3M CO
COM
88579Y101
1237
9122
SH
SOLE
9122
0
0
ABBOTT LABORATORIES
COM
002824100
443
11505
SH
SOLE
11505
0
0
ABBOTT LABORATORIES
COM
002824100
31
800
SH
DFND
0
800
0
ABBOTT LABORATORIES
COM
002824100
56
1450
SH
OTR
0
0
1450
ABBVIE INC
COM
00287Y109
596
11590
SH
SOLE
11590
0
0
ABBVIE INC
COM
00287Y109
41
800
SH
DFND
0
800
0
ABBVIE INC
COM
00287Y109
75
1450
SH
OTR
0
0
1450
ACCENTURE PLC
COM
G1151C101
9214
115583
SH
SOLE
115333
250
0
ACCENTURE PLC
COM
G1151C101
104
1300
SH
DFND
0
1300
0
ACCENTURE PLC
COM
G1151C101
399
5000
SH
OTR
5000
0
0
AETNA INC NEW
COM
00817y108
600
8000
SH
SOLE
8000
0
0
ALTRIA GROUP INC
COM
02209S103
476
12728
SH
SOLE
12728
0
0
ALTRIA GROUP INC
COM
02209S103
84
2250
SH
OTR
0
0
2250
AMBEV S.A. AMERICAN DEPOSITARY
COM
02319v103
1084
146325
SH
SOLE
146325
0
0
AMBEV S.A. AMERICAN DEPOSITARY
COM
02319v103
10
1300
SH
DFND
0
1300
0
AMERICAN EXPRESS COMPANY
COM
025816109
113
1250
SH
SOLE
1250
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
270
3000
SH
OTR
0
0
3000
AMERICAN LIBERTY PETRO
COM
027158104
0
20000
SH
SOLE
20000
0
0
AMETEK INC NEW
COM
031100100
322
6250
SH
SOLE
6250
0
0
APPLE INC
COM
037833100
7858
14641
SH
SOLE
14091
550
0
APPLE INC
COM
037833100
4318
8045
SH
DFND
0
8045
0
APPLE INC
COM
037833100
373
695
SH
OTR
275
0
420
AVERY DENNISON CORP
COM
053611109
243
4800
SH
SOLE
4800
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
960
6305
SH
SOLE
6105
200
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
8
50
SH
DFND
0
50
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
61
400
SH
OTR
400
0
0
BANK OF AMERICA CORP
COM
060505104
3251
189000
SH
SOLE
188425
575
0
BANK OF AMERICA CORP
COM
060505104
22
1300
SH
DFND
0
1300
0
BANK OF AMERICA CORP
COM
060505104
86
5000
SH
OTR
5000
0
0
BERKSHIRE HATHAWAY INC CL B
COM
084670702
3209
25679
SH
SOLE
25679
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
668
12850
SH
SOLE
12850
0
0
BUCKEYE PARTNERS UTS L P UNIT
COM
118230101
210
2800
SH
SOLE
2800
0
0
CATERPILLAR INC
COM
149123101
628
6315
SH
SOLE
6315
0
0
CENTENE CORP
COM
15135B101
4605
73968
SH
SOLE
73968
0
0
CENTENE CORP
COM
15135B101
37
600
SH
DFND
0
600
0
CENTENE CORP
COM
15135B101
224
3600
SH
OTR
3600
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
4985
73708
SH
SOLE
73708
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
34
500
SH
DFND
0
500
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
101
1500
SH
OTR
1500
0
0
CHEVRON CORPORATION
COM
166764100
829
6970
SH
SOLE
6970
0
0
COACH INC
COM
189754104
3381
68075
SH
SOLE
67875
200
0
COACH INC
COM
189754104
29
575
SH
DFND
0
575
0
COACH INC
COM
189754104
114
2300
SH
OTR
2300
0
0
COCA COLA CO
COM
191216100
480
12420
SH
SOLE
12420
0
0
COCA COLA CO
COM
191216100
46
1200
SH
OTR
1200
0
0
COLGATE PALMOLIVE CO
COM
194162103
204
3150
SH
SOLE
3150
0
0
COLGATE PALMOLIVE CO
COM
194162103
104
1600
SH
OTR
0
0
1600
COPA HOLDINGS SA CL A
COM
P31076105
4841
33342
SH
SOLE
33277
65
0
COPA HOLDINGS SA CL A
COM
P31076105
21
145
SH
DFND
0
145
0
COPA HOLDINGS SA CL A
COM
P31076105
145
1000
SH
OTR
1000
0
0
CORNING INC
COM
219350105
7709
370284
SH
SOLE
368784
1500
0
CORNING INC
COM
219350105
68
3250
SH
DFND
0
3250
0
CORNING INC
COM
219350105
156
7500
SH
OTR
7500
0
0
COVIDIEN PLC
COM
G2554F113
6249
84833
SH
SOLE
84833
0
0
COVIDIEN PLC
COM
G2554F113
37
500
SH
DFND
0
500
0
COVIDIEN PLC
COM
G2554F113
324
4400
SH
OTR
3700
0
700
CSX CORP
COM
126408103
3064
105750
SH
SOLE
104750
1000
0
CSX CORP
COM
126408103
14
500
SH
OTR
500
0
0
CVS CAREMARK CORP
COM
126650100
2639
35253
SH
SOLE
35253
0
0
CVS CAREMARK CORP
COM
126650100
342
4570
SH
DFND
0
4570
0
CVS CAREMARK CORP
COM
126650100
124
1650
SH
OTR
1650
0
0
DANAHER CORP DEL
COM
235851102
3971
52945
SH
SOLE
52845
100
0
DANAHER CORP DEL
COM
235851102
135
1800
SH
OTR
1800
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
170
2916
SH
SOLE
2916
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
151
2600
SH
OTR
0
0
2600
DISCOVERY COMMUN SER A SERIES
COM
25470f104
4543
54937
SH
SOLE
54812
125
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
23
275
SH
DFND
0
275
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
174
2100
SH
OTR
2100
0
0
DOVER CORP
COM
260003108
4774
58393
SH
SOLE
58293
100
0
DOVER CORP
COM
260003108
41
500
SH
DFND
0
500
0
DOVER CORP
COM
260003108
384
4700
SH
OTR
2000
0
2700
DSW INC CL A
COM
23334L102
3659
102024
SH
SOLE
101824
200
0
DSW INC CL A
COM
23334L102
27
750
SH
DFND
0
750
0
DSW INC CL A
COM
23334L102
108
3000
SH
OTR
3000
0
0
EBAY INC
COM
278642103
262
4735
SH
SOLE
4735
0
0
EMC CORP
COM
268648102
4045
147580
SH
SOLE
147280
300
0
EMC CORP
COM
268648102
31
1125
SH
DFND
0
1125
0
EMC CORP
COM
268648102
123
4500
SH
OTR
0
0
4500
EMERSON ELECTRIC CO.
COM
291011104
374
5600
SH
SOLE
5600
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
8765
116730
SH
SOLE
116730
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
62
825
SH
DFND
0
825
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
206
2750
SH
OTR
2750
0
0
EXXON MOBIL CORP
COM
30231G102
7864
80511
SH
SOLE
80411
100
0
EXXON MOBIL CORP
COM
30231G102
98
1000
SH
DFND
0
1000
0
EXXON MOBIL CORP
COM
30231G102
391
3999
SH
OTR
3999
0
0
F5 NETWORKS INC
COM
315616102
2288
21453
SH
SOLE
21233
220
0
FORTINET INC
COM
34959e109
1537
69760
SH
SOLE
69310
450
0
FORTINET INC
COM
34959e109
110
5000
SH
OTR
5000
0
0
GALLAGHER ARTHUR J AND CO
COM
363576109
6362
133712
SH
SOLE
133287
425
0
GALLAGHER ARTHUR J AND CO
COM
363576109
44
925
SH
DFND
0
925
0
GALLAGHER ARTHUR J AND CO
COM
363576109
147
3100
SH
OTR
3100
0
0
GENERAL ELECTRIC CO
COM
369604103
192
7402
SH
SOLE
7402
0
0
GENERAL ELECTRIC CO
COM
369604103
16
600
SH
OTR
600
0
0
GOOGLE INC CLASS A
COM
38259P508
6625
5944
SH
SOLE
5944
0
0
GOOGLE INC CLASS A
COM
38259P508
117
105
SH
DFND
0
105
0
GOOGLE INC CLASS A
COM
38259P508
446
400
SH
OTR
400
0
0
GRAHAM-FIELD HEALTH PRODS INC
COM
384632105
0
10500
SH
OTR
10500
0
0
HALLIBURTON CO
COM
406216101
3881
65910
SH
SOLE
65710
200
0
HALLIBURTON CO
COM
406216101
28
475
SH
DFND
0
475
0
HOME DEPOT INC
COM
437076102
288
3637
SH
SOLE
3637
0
0
HOME DEPOT INC
COM
437076102
119
1500
SH
OTR
0
0
1500
HUBBELL INC CLASS B
COM
443510201
610
5089
SH
SOLE
5089
0
0
IBM CORP
COM
459200101
3493
18148
SH
SOLE
18148
0
0
IBM CORP
COM
459200101
106
550
SH
OTR
0
0
550
INTEL CORP
COM
458140100
377
14610
SH
SOLE
14610
0
0
INTEL CORP
COM
458140100
90
3500
SH
OTR
1000
0
2500
J P MORGAN CHASE AND CO
COM
46625H100
146
2400
SH
SOLE
2400
0
0
J P MORGAN CHASE AND CO
COM
46625H100
79
1300
SH
OTR
0
0
1300
JOHNSON AND JOHNSON CO
COM
478160104
3104
31602
SH
SOLE
31602
0
0
JOHNSON AND JOHNSON CO
COM
478160104
526
5359
SH
OTR
2459
0
2900
JONES LANG LASALLE INC
COM
48020Q107
4381
36967
SH
SOLE
36867
100
0
JONES LANG LASALLE INC
COM
48020Q107
27
225
SH
DFND
0
225
0
JONES LANG LASALLE INC
COM
48020Q107
113
950
SH
OTR
950
0
0
KINDER MORGAN INC
COM
49456B101
3880
119431
SH
SOLE
119131
300
0
KINDER MORGAN INC
COM
49456B101
21
650
SH
DFND
0
650
0
KNOWLES CORP
COM
49926D109
920
29141
SH
SOLE
29091
50
0
KNOWLES CORP
COM
49926D109
8
250
SH
DFND
0
250
0
KNOWLES CORP
COM
49926D109
74
2350
SH
OTR
1000
0
1350
KRAFT FOODS GROUP INC
COM
50076Q106
1784
31793
SH
SOLE
31793
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
34
600
SH
DFND
0
600
0
KRAFT FOODS GROUP INC
COM
50076Q106
66
1176
SH
OTR
0
0
1176
LABORATORY CORP AMER HLDGS COM
COM
50540R409
258
2625
SH
SOLE
2625
0
0
LABORATORY CORP AMER HLDGS COM
COM
50540R409
49
500
SH
DFND
0
500
0
M AND T BANK CORP
COM
55261F104
795
6550
SH
SOLE
6550
0
0
MAGICJACK VOCALTEC LTD F
COM
m6787e101
425
20000
SH
SOLE
20000
0
0
MCDONALDS CORP
COM
580135101
478
4880
SH
SOLE
4880
0
0
MCDONALDS CORP
COM
580135101
83
850
SH
OTR
850
0
0
MEAD JOHNSON NUTRITION CO-A
COM
582839106
262
3155
SH
SOLE
3155
0
0
MEAD JOHNSON NUTRITION CO-A
COM
582839106
27
325
SH
OTR
0
0
325
MERCK AND CO INC
COM
58933Y105
538
9470
SH
SOLE
9470
0
0
MERCK AND CO INC
COM
58933Y105
82
1449
SH
OTR
0
0
1449
MONDELEZ INTERNATIONAL INC
COM
609207105
3435
99416
SH
SOLE
99116
300
0
MONDELEZ INTERNATIONAL INC
COM
609207105
22
650
SH
DFND
0
650
0
MONDELEZ INTERNATIONAL INC
COM
609207105
201
5830
SH
OTR
2300
0
3530
MORGAN STANLEY
COM
617446448
753
24159
SH
SOLE
24159
0
0
NIKE INC CLASS B
COM
654106103
3067
41520
SH
SOLE
41370
150
0
NIKE INC CLASS B
COM
654106103
22
300
SH
DFND
0
300
0
NIKE INC CLASS B
COM
654106103
74
1000
SH
OTR
1000
0
0
NUVILEX INC.
COM
67090R100
16
47000
SH
SOLE
47000
0
0
OMNICOM GROUP INC
COM
681919106
130
1790
SH
SOLE
1790
0
0
OMNICOM GROUP INC
COM
681919106
73
1000
SH
OTR
0
0
1000
P P G INDUSTRIES INC
COM
693506107
774
4000
SH
SOLE
4000
0
0
PAYCHEX INC
COM
704326107
742
17425
SH
SOLE
17425
0
0
PAYCHEX INC
COM
704326107
213
5000
SH
OTR
5000
0
0
PEPSICO INCORPORATED
COM
713448108
123
1475
SH
SOLE
1475
0
0
PEPSICO INCORPORATED
COM
713448108
200
2400
SH
OTR
700
0
1700
PFIZER INCORPORATED
COM
717081103
601
18725
SH
SOLE
18725
0
0
PFIZER INCORPORATED
COM
717081103
103
3200
SH
OTR
400
0
2800
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1022
12478
SH
SOLE
12478
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
131
1600
SH
OTR
0
0
1600
PIER 1 IMPORTS INC.
COM
720279108
2650
140375
SH
SOLE
139875
500
0
PIER 1 IMPORTS INC.
COM
720279108
21
1100
SH
DFND
0
1100
0
PIER 1 IMPORTS INC.
COM
720279108
47
2500
SH
OTR
2500
0
0
PINNACLE FOODS INC
COM
72348P104
4280
143340
SH
SOLE
142990
350
0
PINNACLE FOODS INC
COM
72348P104
25
825
SH
DFND
0
825
0
PINNACLE FOODS INC
COM
72348P104
99
3300
SH
OTR
3300
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3404
39127
SH
SOLE
39002
125
0
PNC FINL SVCS GROUP INC
COM
693475105
24
275
SH
DFND
0
275
0
PNC FINL SVCS GROUP INC
COM
693475105
165
1900
SH
OTR
1200
0
700
PORTFOLIO RECOVERY ASSOCIATES
COM
73640Q105
6886
119005
SH
SOLE
118630
375
0
PORTFOLIO RECOVERY ASSOCIATES
COM
73640Q105
46
800
SH
DFND
0
800
0
PORTFOLIO RECOVERY ASSOCIATES
COM
73640Q105
145
2500
SH
OTR
2500
0
0
PROCTER AND GAMBLE CO
COM
742718109
3799
47136
SH
SOLE
47136
0
0
PROCTER AND GAMBLE CO
COM
742718109
48
600
SH
DFND
0
600
0
PROCTER AND GAMBLE CO
COM
742718109
488
6050
SH
OTR
4700
0
1350
PUB SVC ENT GROUP INC
COM
744573106
289
7578
SH
SOLE
7578
0
0
PVH CORP
COM
693656100
7447
59685
SH
SOLE
59685
0
0
PVH CORP
COM
693656100
72
575
SH
DFND
0
575
0
PVH CORP
COM
693656100
193
1550
SH
OTR
1550
0
0
QUALCOMM INC
COM
747525103
10673
135339
SH
SOLE
135089
250
0
QUALCOMM INC
COM
747525103
83
1050
SH
DFND
0
1050
0
QUALCOMM INC
COM
747525103
426
5400
SH
OTR
4400
0
1000
ROYAL DUTCH PLC ADR
COM
780259206
1130
15470
SH
SOLE
15470
0
0
SCHLUMBERGER LTD
COM
806857108
7843
80440
SH
SOLE
80340
100
0
SCHLUMBERGER LTD
COM
806857108
58
595
SH
DFND
0
595
0
SCHLUMBERGER LTD
COM
806857108
244
2500
SH
OTR
2500
0
0
STARWOOD HOTELS AND RESORTS
COM
85590A401
3964
49803
SH
SOLE
49803
0
0
STARWOOD HOTELS AND RESORTS
COM
85590A401
34
425
SH
DFND
0
425
0
STARWOOD HOTELS AND RESORTS
COM
85590A401
199
2500
SH
OTR
2500
0
0
STATE STREET CORP
COM
857477103
954
13719
SH
SOLE
13719
0
0
STATE STREET CORP
COM
857477103
70
1000
SH
DFND
0
1000
0
STATE STREET CORP
COM
857477103
112
1610
SH
OTR
710
0
900
TARGET CORPORATION
COM
87612e106
384
6347
SH
SOLE
6347
0
0
THE WENDY'S CO.
COM
95058W100
2513
275550
SH
SOLE
274450
1100
0
THE WENDY'S CO.
COM
95058W100
20
2200
SH
DFND
0
2200
0
THE WENDY'S CO.
COM
95058W100
55
6000
SH
OTR
6000
0
0
TRANSOCEAN INC NEW F
COM
h8817h100
1108
26810
SH
SOLE
26710
100
0
UNITED CONTL HLDGS INC
COM
910047109
3025
67790
SH
SOLE
67565
225
0
UNITED CONTL HLDGS INC
COM
910047109
21
465
SH
DFND
0
465
0
UNITED CONTL HLDGS INC
COM
910047109
67
1500
SH
OTR
1500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4649
56697
SH
SOLE
56697
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
35
425
SH
DFND
0
425
0
UNITEDHEALTH GROUP INC
COM
91324P102
102
1250
SH
OTR
1250
0
0
VERIZON COMMUNICATIONS
COM
92343V104
5877
123541
SH
SOLE
123441
100
0
VERIZON COMMUNICATIONS
COM
92343V104
54
1125
SH
DFND
0
1125
0
VERIZON COMMUNICATIONS
COM
92343V104
306
6430
SH
OTR
4930
0
1500
WALT DISNEY COMPANY
COM
254687106
180
2245
SH
SOLE
2245
0
0
WALT DISNEY COMPANY
COM
254687106
192
2400
SH
OTR
0
0
2400
WELLS FARGO AND CO NEW
COM
949746101
2511
50475
SH
SOLE
50475
0
0
WELLS FARGO AND CO NEW
COM
949746101
55
1100
SH
DFND
0
1100
0
WELLS FARGO AND CO NEW
COM
949746101
99
2000
SH
OTR
0
0
2000
WESTERN UNION COMPANY
COM
959802109
164
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
COM
966837106
2130
41995
SH
SOLE
41795
200
0
WHOLE FOODS MARKET INC
COM
966837106
22
425
SH
DFND
0
425
0
ZOETIS INC.
COM
98978V103
2823
97545
SH
SOLE
97220
325
0
ZOETIS INC.
COM
98978V103
24
825
SH
DFND
0
825
0
ZOETIS INC.
COM
98978V103
58
2000
SH
OTR
2000
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
3740
140958
SH
SOLE
140633
325
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
54
2050
SH
DFND
1300
750
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
58
2200
SH
OTR
2200
0
0
ENERGY SELECT SECTOR ETF
ETF
81369Y506
2612
29325
SH
SOLE
29125
200
0
ISHARES MSCI EMERGING MARKET I
ETF
464287234
1049
25570
SH
SOLE
25570
0
0
ISHARES RUSSELL VALUE MIDCAP V
ETF
464287473
392
5700
SH
SOLE
5700
0
0
ISHARES TR DJ US HEALTHCR
ETF
464287762
468
3800
SH
SOLE
3800
0
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
1738
25857
SH
SOLE
25607
250
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
37
550
SH
DFND
550
0
0
ISHARES TR S&P 100 ETF S & P 1
ETF
464287101
228
2750
SH
SOLE
2750
0
0
MARKET VECTORS AGRIBUSINESS ET
ETF
57060U605
1689
31075
SH
SOLE
31075
0
0
MATERIALS SELECT SECTOR SPDR F
ETF
81369Y100
236
5000
SH
OTR
0
0
5000
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
3779
43102
SH
SOLE
42902
200
0
SECTOR SPDR CONSUMER FD SHARES
ETF
81369y407
2914
45020
SH
SOLE
45020
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
2023
38665
SH
SOLE
38665
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
717
13700
SH
OTR
0
0
13700
SPDR S & P INTL DIVIDEND
ETF
78463x772
201
4144
SH
SOLE
4144
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
36
750
SH
DFND
750
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
15
300
SH
OTR
300
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
11873
63489
SH
SOLE
63489
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
13
70
SH
DFND
70
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
820
11146
SH
SOLE
10596
550
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
13
175
SH
DFND
175
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
15
200
SH
OTR
200
0
0
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463x533
183
4796
SH
SOLE
4396
400
0
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463x533
32
850
SH
DFND
850
0
0
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463x533
8
200
SH
OTR
200
0
0
SPDR S&P HOMEBUILDERS ETF
ETF
78464A888
910
27950
SH
SOLE
27750
200
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
3306
13195
SH
SOLE
13195
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
18
70
SH
DFND
70
0
0
SPDR S&P REGIONAL BKING
ETF
78464a698
269
6500
SH
SOLE
6500
0
0
VANGUARD CNSMR DSCRTNARY
ETF
92204a108
365
3450
SH
SOLE
3450
0
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
4853
119594
SH
SOLE
119244
350
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
67
1650
SH
DFND
950
700
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
110
2700
SH
OTR
2700
0
0
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
1119
9850
SH
SOLE
9650
200
0
VANGUARD INDUSTRIALS
ETF
92204a603
1901
18900
SH
SOLE
18900
0
0
VANGUARD INFO TECHNOLOGY
ETF
92204a702
954
10425
SH
SOLE
10425
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
1371
12142
SH
SOLE
11942
200
0
VANGUARD SMALL-CAP ETF
ETF
922908751
17
150
SH
DFND
150
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
23
200
SH
OTR
200
0
0
WISDOMTREE JPN HDGD EQTY JAPAN
ETF
97717w851
1869
39477
SH
SOLE
39477
0
0
WISDOMTREE JPN HDGD EQTY JAPAN
ETF
97717w851
28
600
SH
DFND
600
0
0
WISDOMTREE JPN HDGD EQTY JAPAN
ETF
97717w851
78
1650
SH
OTR
1650
0
0
WISDOMTREE TRUST EMERGING SMAL
ETF
97717w281
1267
27175
SH
SOLE
27175
0
0