-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Chzsbn26wVETbuV3YT6+eE6W588eKZqzzeYQP68V8THZNSlR7C1BdEsaXFVgGOGD a3KeCrC0bN0fRdC+BSjQKw== 0000860857-10-000002.txt : 20100512 0000860857-10-000002.hdr.sgml : 20100512 20100512161122 ACCESSION NUMBER: 0000860857-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA ASSET MANAGEMENT LLC/TN CENTRAL INDEX KEY: 0000860857 IRS NUMBER: 621855684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02668 FILM NUMBER: 10824603 BUSINESS ADDRESS: STREET 1: 700 COLONIAL ROAD SUITE 130 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 9017674791 MAIL ADDRESS: STREET 1: 700 COLONIAL ROAD SUITE 130 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: DELTA ASSET MANAGEMENT INC/TN DATE OF NAME CHANGE: 19990406 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Delta Asset Management, LLC Address: 700 Colonial Road, Suite 130 Memphis, TN 38117 Form 13F File Number: 028-02668 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa S. Valentine Title: Portfolio Operations Manager Phone: 615-297-9608 Signature, Place, and Date of Signing: /s/ Lisa S. Valentine Nashville, TN 05/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 205 Form 13F Information Table Value Total: $ 168785 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 289 3461 SH Sole 1430 2031 AT&T Incorporated COM 00206R102 1524 58993 SH Sole 36181 22812 Abbott Labs COM 002824100 1675 31789 SH Sole 19548 12241 Accenture Ltd COM G1151C101 392 9350 SH Sole 4350 5000 Advance Auto Parts Inc COM 00751Y106 973 23200 SH Sole 19200 4000 Advantage Energy Income Fund COM 00765F101 355 52300 SH Sole 41900 10400 Aecom Technology Corporation COM 00766T100 806 28400 SH Sole 14800 13600 Aflac Incorporated COM 001055102 1904 35075 SH Sole 26665 8410 Allergan, Inc. COM 018490102 870 13325 SH Sole 10325 3000 Alliance Data Systems Corp. COM 018581108 429 6700 SH Sole 4300 2400 AllianceBernstein Holding LP COM 01881G106 972 31690 SH Sole 27390 4300 Altria Group, Inc. COM 02209S103 238 11613 SH Sole 6805 4808 Amedisys, Inc. COM 023436108 580 10500 SH Sole 6900 3600 Ameren Corporation COM 023608102 494 18953 SH Sole 12028 6925 American Cap Ltd. COM 02503Y103 174 34172 SH Sole 27027 7145 American Electric Power Compan COM 025537101 247 7225 SH Sole 3425 3800 American Express Company COM 025816109 260 6300 SH Sole 2475 3825 American Public Ed Inc. COM 02913V103 939 20150 SH Sole 16750 3400 Ametek Inc COM 031100100 1031 24862 SH Sole 17506 7356 Amphenol Corporation Class A COM 032095101 1141 27050 SH Sole 15950 11100 Anadarko Petroleum Corporation COM 032511107 861 11828 SH Sole 8828 3000 Apache Corporation COM 037411105 153 1510 SH Sole 460 1050 Apollo Investment Corporation COM 03761U106 320 25114 SH Sole 19100 6014 Apple Inc. COM 037833100 874 3720 SH Sole 320 3400 Ares Capital Corporation COM 04010L103 465 31395 SH Sole 27845 3550 Automatic Data Processing, Inc COM 053015103 323 7265 SH Sole 6565 700 Avon Products, Inc. COM 054303102 618 18247 SH Sole 14047 4200 BHP Billiton Limited COM 088606108 1094 13625 SH Sole 6950 6675 BP Plc Sponsored ADR COM 055622104 1640 28736 SH Sole 18120 10616 Baker Hughes Incorporated COM 057224107 385 8225 SH Sole 4600 3625 Bank of America Corporation COM 060505104 2524 141416 SH Sole 123980 17436 Barnes Group Inc COM 067806109 428 21985 SH Sole 7545 14440 Baxter International Inc. COM 071813109 874 15009 SH Sole 11409 3600 Becton, Dickinson and Company COM 075887109 687 8730 SH Sole 3230 5500 Berkshire Hathaway Inc. Class COM 084670702 373 4591 SH Sole 2150 2441 Best Buy Co., Inc. COM 086516101 287 6740 SH Sole 6140 600 Boeing Company COM 097023105 1291 17775 SH Sole 15175 2600 Bristol Myers Squibb Company COM 110122108 1096 41054 SH Sole 28354 12700 C. R. Bard, Inc. COM 067383109 1338 15450 SH Sole 8945 6505 CME Group Inc. COM 12572Q105 790 2500 SH Sole 1300 1200 CVS/Caremark Corporation COM 126650100 1142 31250 SH Sole 29350 1900 CapitalSource Inc. COM 14055X102 88 15696 SH Sole 12852 2844 Caterpillar Inc. COM 149123101 445 7080 SH Sole 1150 5930 Centennial Specialty Foods Cor COM 151368107 1 35000 SH Sole 35000 CenturyTel, Inc. COM 156700106 383 10790 SH Sole 3529 7261 Chevron Corporation COM 166764100 1756 23157 SH Sole 18198 4959 Cisco Systems, Inc. COM 17275R102 600 23052 SH Sole 16954 6098 Citigroup, Inc. COM 172967101 216 53219 SH Sole 49395 3824 Coach, Inc. COM 189754104 1180 29850 SH Sole 23450 6400 Coca-Cola Company COM 191216100 778 14140 SH Sole 11300 2840 Colgate-Palmolive Company COM 194162103 1096 12851 SH Sole 10071 2780 Comcast Corporation Class A COM 20030N101 220 11657 SH Sole 11117 540 Commerce Bancshares, Inc. COM 200525103 208 5045 SH Sole 627 4418 ConocoPhillips COM 20825C104 256 5012 SH Sole 2437 2575 Covidien Plc. COM G2554F105 595 11825 SH Sole 9375 2450 DIRECTV Group, Inc. COM 25490A101 1278 37810 SH Sole 32510 5300 DTE Energy Company COM 233331107 243 5459 SH Sole 4859 600 Danaher Corporation COM 235851102 3524 44102 SH Sole 34765 9337 Devon Energy Corporation COM 25179M103 751 11650 SH Sole 6250 5400 Dominion Resources, Inc. COM 25746U109 296 7200 SH Sole 5800 1400 Dow Chemical Company COM 260543103 226 7654 SH Sole 2854 4800 Duke Energy Corporation New COM 26441C105 192 11763 SH Sole 9563 2200 Duke Realty Corporation COM 264411505 349 28112 SH Sole 21157 6954 EMC Corporation COM 268648102 324 17975 SH Sole 15450 2525 Ecolab Incorporated COM 278865100 1957 44534 SH Sole 26950 17584 El Paso Corporation COM 28336L109 1515 139796 SH Sole 91806 47990 Emerson Electric Co. COM 291011104 2090 41513 SH Sole 30553 10960 Enbridge Energy Management, LL COM 29250X103 863 16903 SH Sole 14812 2091 Enbridge Energy Partners L P COM 29250R106 341 6750 SH Sole 6050 700 Energen Corporation COM 29265N108 894 19205 SH Sole 13345 5860 Energizer Holdings, Inc. COM 29266R108 916 14600 SH Sole 9300 5300 Energy Transfer Partners, L.P. COM 29273R109 273 5830 SH Sole 4850 980 Enterprise Products Partners L COM 293792107 883 25540 SH Sole 23654 1886 Equity Residential COM 29476L107 615 15709 SH Sole 14100 1609 Exelon Corporation COM 30161N101 758 17310 SH Sole 13460 3850 Expeditors Int'l of Washington COM 302130109 1508 40838 SH Sole 19162 21676 Exxon Mobil Corporation COM 30231G102 6291 93921 SH Sole 67896 26025 F T I Consulting Inc COM 302941109 743 18900 SH Sole 14450 4450 FLIR Systems, Inc. COM 302445101 240 8500 SH Sole 4500 4000 Fastenal Company COM 311900104 1004 20916 SH Sole 11116 9800 Fiserv, Inc. COM 337738108 1012 19930 SH Sole 16100 3830 Flextronics International Ltd. COM Y2573F102 93 11800 SH Sole 9500 2300 Fuel Tech Inc COM 359523107 201 25120 SH Sole 13820 11300 General Electric Company COM 369604103 2956 162408 SH Sole 130658 31749 General Mills, Inc. COM 370334104 294 4158 SH Sole 4158 Global Payments Inc. COM 37940X102 647 14200 SH Sole 10800 3400 Goldman Sachs Group, Inc. COM 38141G104 956 5604 SH Sole 5070 534 HCP, Inc. COM 40414L109 608 18410 SH Sole 15610 2800 HH Gregg Inc COM 42833L108 843 33400 SH Sole 21200 12200 Harris Corp Del COM 413875105 2063 43440 SH Sole 31440 12000 Healthcare Realty Trust COM 421946104 277 11872 SH Sole 5800 6072 Henry Schein, Inc. COM 806407102 2176 36948 SH Sole 24184 12764 Hewlett-Packard Company COM 428236103 260 4884 SH Sole 84 4800 Home Depot, Inc. COM 437076102 332 10268 SH Sole 7918 2350 Hospitality Properties Trust COM 44106M102 368 15382 SH Sole 10621 4761 Humana Inc. COM 444859102 327 7000 SH Sole 3500 3500 Idex Corporation COM 45167R104 450 13589 SH Sole 6300 7289 Illinois Tool Works Inc. COM 452308109 2027 42793 SH Sole 24845 17948 Intel Corporation COM 458140100 252 11300 SH Sole 10100 1200 International Business Machine COM 459200101 3814 29742 SH Sole 22982 6760 Intuit Inc. COM 461202103 446 13000 SH Sole 8000 5000 JPMorgan Chase & Co. COM 46625H100 500 11169 SH Sole 6142 5027 Jacobs Engineering Group Inc. COM 469814107 648 14350 SH Sole 10850 3500 Johnson & Johnson COM 478160104 1920 29446 SH Sole 20873 8573 Kinder Morgan Energy Partners COM 494550106 1436 21955 SH Sole 18721 3234 Kinder Morgan Mgmt (KMR) COM 49455U100 1470 25074 SH Sole 20337 4737 L-3 Communications Holdings, I COM 502424104 2316 25275 SH Sole 14725 10550 Laboratory Corp. of America Ho COM 50540R409 1225 16180 SH Sole 11680 4500 Lee Enterprises, Incorporated COM 523768109 68 20000 SH Sole 20000 Lincoln National Corporation COM 534187109 283 9226 SH Sole 8845 381 Lowes Companies Incorporated COM 548661107 527 21750 SH Sole 12550 9200 Magellan Midstream Partners, L COM 559080106 473 9958 SH Sole 9058 900 Marshall & Ilsley Corporation COM 571837103 142 17583 SH Sole 15075 2508 Mastercard, Inc. COM 57636Q104 2831 11146 SH Sole 6345 4801 Maxim Integrated Products, Inc COM 57772K101 437 22557 SH Sole 14704 7853 McKesson Corporation COM 58155Q103 276 4200 SH Sole 1200 3000 Medco Health Solutions, Inc. COM 58405U102 751 11636 SH Sole 9054 2582 Medtronic, Inc. COM 585055106 1146 25440 SH Sole 21625 3815 Merck & Company Inc New Com COM 58933y105 2158 57786 SH Sole 46987 10799 Microsoft Corporation COM 594918104 537 18333 SH Sole 13513 4820 Monsanto Company COM 61166W101 1660 23243 SH Sole 20565 2678 Morgan Stanley COM 617446448 217 7394 SH Sole 6794 600 Murphy Oil Corporation COM 626717102 247 4400 SH Sole 2200 2200 NASDAQ Stock Market, Inc. COM 631103108 733 34700 SH Sole 28800 5900 NIKE, Inc. Class B COM 654106103 1398 19020 SH Sole 13170 5850 Nationwide Health Properties, COM 638620104 1067 30352 SH Sole 23570 6782 Nokia Corporation COM 654902204 263 16925 SH Sole 16600 325 Novartis Ag Sponsored ADR COM 66987V109 276 5100 SH Sole 4200 900 ONEOK Partners, LP COM 68268N103 205 3350 SH Sole 3350 Open Text COM 683715106 309 6500 SH Sole 3500 3000 Oracle Corporation COM 68389X105 1545 60090 SH Sole 46750 13340 Parker-Hannifin Corporation COM 701094104 471 7275 SH Sole 2475 4800 Patterson Companies, Inc. COM 703395103 230 7400 SH Sole 4400 3000 Peabody Energy Corporation COM 704549104 836 18300 SH Sole 6200 12100 Penn West Energy Trust Unit COM 707885109 359 16979 SH Sole 9718 7261 Peoples Bancorp Inc. COM 709789101 299 18135 SH Sole 18135 PepsiCo COM 713448108 1696 25632 SH Sole 19660 5972 Pfizer Inc. COM 717081103 1203 70122 SH Sole 48996 21126 Philip Morris International In COM 718172109 481 9219 SH Sole 2747 6472 Pioneer Natural Resources Comp COM 723787107 718 12750 SH Sole 10350 2400 Praxair, Inc. COM 74005P104 340 4100 SH Sole 3100 1000 Procter & Gamble Company COM 742718109 2593 40982 SH Sole 31145 9837 Progenics Pharmaceuticals COM 743187106 199 37425 SH Sole 35825 1600 QUALCOMM, Incorporated COM 747525103 1153 27475 SH Sole 24275 3200 Realty Income Corporation COM 756109104 1655 53919 SH Sole 42077 11842 Regions Financial Corporation COM 7591EP100 236 30074 SH Sole 13224 16850 Reinsurance Group Amer COM 759351604 315 6000 SH Sole 3500 2500 Research In Motion Limited COM 760975102 529 7150 SH Sole 6550 600 Royal Dutch Shell Plc Sponsore COM 780259206 929 16062 SH Sole 13062 3000 SPDR KBW Regional Banking COM 78464a698 1163 44357 SH Sole 30357 14000 Sigma-Aldrich Corporation COM 826552101 1293 24091 SH Sole 9224 14867 Southern Company COM 842587107 391 11784 SH Sole 8984 2800 Spectra Energy Corporation COM 847560109 324 14377 SH Sole 12827 1550 State Street Corporation COM 857477103 1038 22990 SH Sole 16490 6500 Stryker Corporation COM 863667101 2610 45614 SH Sole 27667 17947 Sysco Corporation COM 871829107 1530 51856 SH Sole 43446 8410 Target Corporation COM 87612E106 292 5550 SH Sole 5350 200 Teleflex Inc COM 879369106 460 7180 SH Sole 3730 3450 Texas Instruments Incorporated COM 882508104 201 8214 SH Sole 7100 1114 Thermo Fisher Scientific COM 883556102 2566 49875 SH Sole 36480 13395 Transocean Ltd. COM H8817H100 905 10475 SH Sole 8075 2400 UDR, Inc. COM 902653104 328 18592 SH Sole 16971 1621 US Bancorp COM 902973304 708 27376 SH Sole 16955 10421 Union Pacific Corporation COM 907818108 214 2920 SH Sole 1920 1000 United Technologies Corporatio COM 913017109 1082 14697 SH Sole 8927 5770 V F Corporation COM 918204108 1106 13805 SH Sole 10155 3650 Vanguard REIT ETF COM 922908553 394 8078 SH Sole 7270 808 Verizon Communications COM 92343V104 745 24001 SH Sole 16164 7837 WMS Industries Inc. COM 929297109 373 8900 SH Sole 5700 3200 Wal Mart Stores Incorporated COM 931142103 866 15581 SH Sole 4581 11000 Walgreen Company COM 931422109 677 18257 SH Sole 2957 15300 Wells Fargo & Company COM 949746101 820 26347 SH Sole 17582 8765 Western Union Company COM 959802109 616 36308 SH Sole 23050 13258 Wilmington Trust Corporation COM 971807102 200 12100 SH Sole 8100 4000 Windstream Corporation COM 97381W104 628 57699 SH Sole 44499 13200 XTO Energy Inc. COM 98385X106 1858 39375 SH Sole 26108 13267 Archer Daniels Midland Corp. U CONV 039483201 494 12080 SH Sole 10580 1500 MidCap SPDR COM 78467Y107 327 2287 SH Sole 1208 1080 SPDR S&P Dividend ETF COM 78464A763 217 4398 SH Sole 4248 150 Vanguard Index Fds Small Cp Et COM 922908751 510 8089 SH Sole 2902 5187 Vanguard Mid-Cap ETF COM 922908629 1528 23471 SH Sole 20816 2655 Vanguard Small-Cap ETF COM 922908611 206 3435 SH Sole 1935 1500 iShares Russell MidCap Growth COM 464287481 291 6000 SH Sole 6000 iShares S&P 500/BARRA Growth I COM 464287309 386 6441 SH Sole 5543 898 iShares S&P MidCap 400 Index COM 464287507 813 10325 SH Sole 10264 62 iShares S&P MidCap 400/BARRA G COM 464287606 214 2525 SH Sole 2325 200 iShares S&P SmallCap 600 Index COM 464287804 341 5743 SH Sole 5743 Artio International Equity II COM 04315j845 186 15782 SH Sole 14363 1418 iShares MSCI EAFE Index Fund COM 464287465 772 13791 SH Sole 7861 5930 iShares MSCI Emerging Markets COM 464287234 596 14146 SH Sole 9887 4259 Aegon NV 6 7/8% Perpertual Pre PFD N00927306 224 10400 SH Sole 10400 Entertainment Properties 7.75% PFD 29380T303 265 11565 SH Sole 11065 500 Goldman Sachs 6.2% (C 10/10)Pf PFD 38144X500 801 31800 SH Sole 25400 6400 HSBC Hldgs Plc ADR A 6.2% PFD 404280604 529 23200 SH Sole 22800 400 Harris Cap 7.375% Ser A (C 3/0 PFD 414567206 258 10400 SH Sole 9400 1000 Hospitality Pptys Tr Ser C 7.0 PFD 44106M508 238 10600 SH Sole 9400 1200 JPMorgan Chase Cap J Tr 7% PFD 46623D200 431 16900 SH Sole 11900 5000 ML Capital Trust 7.375% PFD 59025D207 272 11600 SH Sole 11600 MetLife Inc 6.5% Pfd Ser B PFD 59156R603 1333 54300 SH Sole 45500 8800 Viacom 6.85% Sr Notes (c/2011) PFD 92553P300 489 19595 SH Sole 18595 1000 Wells Fargo & Co New Dep Shs S PFD 949746879 363 13300 SH Sole 10900 2400 iShares S&P U.S. Preferred Sto PFD 464288687 1777 45890 SH Sole 38190 7700 Exxon Mobil Corporation COM 30231G102 469 7000 SH Sole 7000 Medco Health Solutions, Inc. COM 58405U102 234 3618 SH Sole 3618 Merck & Company Inc New Com COM 58933y105 373 10000 SH Sole 10000
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