0000860828-19-000004.txt : 20191118
0000860828-19-000004.hdr.sgml : 20191118
20191118150319
ACCESSION NUMBER: 0000860828-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191118
DATE AS OF CHANGE: 20191118
EFFECTIVENESS DATE: 20191118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 191227323
BUSINESS ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
09-30-2019
09-30-2019
CAPITAL ADVISORS INC/OK
2222 SOUTH UTICA PLACE
STE 300
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Jamie Wilson
COO
9185990045
Jamie Wilson
Tulsa
OK
11-18-2019
0
179
2170
false
INFORMATION TABLE
2
INFO_13f093019.xml
AAON INC
COM PAR $0.004
000360206
2
3000
SH
SOLE
0
0
3000
AAON INC
COM PAR $0.004
000360206
165064
3289444
SH
SOLE
0
0
3289444
ABBOTT LABS
COM
002824100
2343
27864
SH
SOLE
0
0
27864
ALBEMARLE CORP
COM
012653101
4605
65399
SH
SOLE
0
0
65399
AMAZON COM INC
COM
023135106
21934
11583
SH
SOLE
0
0
11583
AMERICAN ELEC PWR CO INC
COM
025537101
467
5304
SH
SOLE
0
0
5304
AMERICAN INTL GROUP INC
COM NEW
026874784
13288
249399
SH
SOLE
0
0
249399
APPLE INC
COM
037833100
30548
154345
SH
SOLE
0
0
154345
APPLIED MATLS INC
COM
038222105
17335
385994
SH
SOLE
0
0
385994
AUTOMATIC DATA PROCESSING IN
COM
053015103
600
3626
SH
SOLE
0
0
3626
BP PLC
SPONSORED ADR
055622104
34421
825447
SH
SOLE
0
0
825447
BANK AMER CORP
COM
060505104
1805
62237
SH
SOLE
0
0
62237
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1645
7716
SH
SOLE
0
0
7716
BOEING CO
COM
097023105
393
1080
SH
SOLE
0
0
1080
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
13751
91144
SH
SOLE
0
0
91144
BRISTOL MYERS SQUIBB CO
COM
110122108
918
20250
SH
SOLE
0
0
20250
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
22252
465718
SH
SOLE
0
0
465718
CSX CORP
COM
126408103
1238
16003
SH
SOLE
0
0
16003
CVS HEALTH CORP
COM
126650100
417
7662
SH
SOLE
0
0
7662
CATERPILLAR INC DEL
COM
149123101
11656
85521
SH
SOLE
0
0
85521
CHEVRON CORP NEW
COM
166764100
1479
11889
SH
SOLE
0
0
11889
CITIGROUP INC
COM NEW
172967424
19787
282548
SH
SOLE
0
0
282548
CLOROX CO DEL
COM
189054109
414
2703
SH
SOLE
0
0
2703
COCA COLA CO
COM
191216100
16342
320933
SH
SOLE
0
0
320933
COLGATE PALMOLIVE CO
COM
194162103
370
5158
SH
SOLE
0
0
5158
CONTINENTAL RESOURCES INC
COM
212015101
230
5457
SH
SOLE
0
0
5457
DANAHER CORPORATION
COM
235851102
12502
87478
SH
SOLE
0
0
87478
DEERE & CO
COM
244199105
333
2010
SH
SOLE
0
0
2010
DELTA AIR LINES INC DEL
COM NEW
247361702
13318
234686
SH
SOLE
0
0
234686
EMERSON ELEC CO
COM
291011104
319
4780
SH
SOLE
0
0
4780
ENTERPRISE PRODS PARTNERS L
COM
293792107
618
21418
SH
SOLE
0
0
21418
FIFTH THIRD BANCORP
COM
316773100
1291
46275
SH
SOLE
0
0
46275
FIRST MID BANCSHARES INC
COM
320866106
236
6750
SH
SOLE
0
0
6750
GENERAL ELECTRIC CO
COM
369604103
238
22708
SH
SOLE
0
0
22708
GENERAL MLS INC
COM
370334104
11240
214020
SH
SOLE
0
0
214020
GLU MOBILE INC
COM
379890106
86
12000
SH
SOLE
0
0
12000
HSBC HLDGS PLC
SPON ADR NEW
404280406
11873
284462
SH
SOLE
0
0
284462
HEALTHCARE RLTY TR
COM
421946104
10517
335793
SH
SOLE
0
0
335793
HELMERICH & PAYNE INC
COM
423452101
632
12494
SH
SOLE
0
0
12494
HOME DEPOT INC
COM
437076102
3576
17194
SH
SOLE
0
0
17194
INTEL CORP
COM
458140100
3478
72653
SH
SOLE
0
0
72653
INTERNATIONAL BANCSHARES COR
COM
459044103
264
6992
SH
SOLE
0
0
6992
INTUIT
COM
461202103
12209
46718
SH
SOLE
0
0
46718
ISHARES TR
MSCI EMG MKT ETF
464287234
341
7940
SH
SOLE
0
0
7940
ISHARES TR
S&P 500 GRWT ETF
464287309
13217
73741
SH
SOLE
0
0
73741
ISHARES TR
S&P 500 VAL ETF
464287408
539
4620
SH
SOLE
0
0
4620
ISHARES TR
MSCI EAFE ETF
464287465
302
4601
SH
SOLE
0
0
4601
ISHARES TR
CORE S&P MCP ETF
464287507
9871
50814
SH
SOLE
0
0
50814
ISHARES TR
RUS 1000 GRW ETF
464287614
3127
19876
SH
SOLE
0
0
19876
ISHARES TR
RUS 1000 ETF
464287622
377
2318
SH
SOLE
0
0
2318
ISHARES TR
CORE S&P SCP ETF
464287804
10482
133902
SH
SOLE
0
0
133902
ISHARES TR
IBOXX HI YD ETF
464288513
8554
98118
SH
SOLE
0
0
98118
JOHNSON & JOHNSON
COM
478160104
10985
78866
SH
SOLE
0
0
78866
LAM RESEARCH CORP
COM
512807108
548
2915
SH
SOLE
0
0
2915
LAMAR ADVERTISING CO NEW
CL A
512816109
17420
215839
SH
SOLE
0
0
215839
LEGGETT & PLATT INC
COM
524660107
17312
451175
SH
SOLE
0
0
451175
LOCKHEED MARTIN CORP
COM
539830109
12842
35325
SH
SOLE
0
0
35325
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
580
9066
SH
SOLE
0
0
9066
MARSH & MCLENNAN COS INC
COM
571748102
300
3004
SH
SOLE
0
0
3004
MCDONALDS CORP
COM
580135101
720
3467
SH
SOLE
0
0
3467
MICROSOFT CORP
COM
594918104
48732
363783
SH
SOLE
0
0
363783
ONEOK INC NEW
COM
682680103
16448
239041
SH
SOLE
0
0
239041
PARK HOTELS RESORTS INC
COM
700517105
8074
292946
SH
SOLE
0
0
292946
PEOPLES UTD FINL INC
COM
712704105
11227
669099
SH
SOLE
0
0
669099
PEPSICO INC
COM
713448108
217220
1656527
SH
SOLE
0
0
1656527
PFIZER INC
COM
717081103
11914
275020
SH
SOLE
0
0
275020
PHILIP MORRIS INTL INC
COM
718172109
551
7012
SH
SOLE
0
0
7012
PHILLIPS 66
COM
718546104
1300
13895
SH
SOLE
0
0
13895
PROCTER AND GAMBLE CO
COM
742718109
27741
252994
SH
SOLE
0
0
252994
PROSPERITY BANCSHARES INC
COM
743606105
1028
15571
SH
SOLE
0
0
15571
RAYTHEON CO
COM NEW
755111507
15507
89180
SH
SOLE
0
0
89180
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
221
3361
SH
SOLE
0
0
3361
THE CHARLES SCHWAB CORPORATI
COM
808513105
207
5149
SH
SOLE
0
0
5149
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
60532
858238
SH
SOLE
0
0
858238
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
3654
113859
SH
SOLE
0
0
113859
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
3634
111325
SH
SOLE
0
0
111325
SEMPRA ENERGY
COM
816851109
304
2213
SH
SOLE
0
0
2213
SOUTHERN CO
COM
842587107
13854
250619
SH
SOLE
0
0
250619
SOUTHWEST AIRLS CO
COM
844741108
266
5240
SH
SOLE
0
0
5240
STRYKER CORP
COM
863667101
14383
69962
SH
SOLE
0
0
69962
TASEKO MINES LTD
COM
876511106
7
13900
SH
SOLE
0
0
13900
TEXAS INSTRS INC
COM
882508104
662
5766
SH
SOLE
0
0
5766
THERMO FISHER SCIENTIFIC INC
COM
883556102
12363
42098
SH
SOLE
0
0
42098
TORCHMARK CORP
COM
891027104
273
3050
SH
SOLE
0
0
3050
TYLER TECHNOLOGIES INC
COM
902252105
216
1000
SH
SOLE
0
0
1000
VALLEY NATL BANCORP
COM
919794107
11416
1059010
SH
SOLE
0
0
1059010
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
200
2490
SH
SOLE
0
0
2490
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
435
5233
SH
SOLE
0
0
5233
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
14480
165709
SH
SOLE
0
0
165709
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
3523
33466
SH
SOLE
0
0
33466
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3880
91229
SH
SOLE
0
0
91229
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1255
4664
SH
SOLE
0
0
4664
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
13684
156569
SH
SOLE
0
0
156569
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
293
1954
SH
SOLE
0
0
1954
VERITEX HLDGS INC
COM
923451108
1460
56265
SH
SOLE
0
0
56265
WALMART INC
COM
931142103
2546
23044
SH
SOLE
0
0
23044
WEYERHAEUSER CO
COM
962166104
10438
396290
SH
SOLE
0
0
396290
WILLIAMS COS INC DEL
COM
969457100
18894
673806
SH
SOLE
0
0
673806
YUM BRANDS INC
COM
988498101
2119
19146
SH
SOLE
0
0
19146
EDWARDS LIFESCIENCES CORP
COM
28176E108
307
1663
SH
SOLE
0
0
1663
ALPS ETF TR
ALERIAN MLP
00162Q866
128
12985
SH
SOLE
0
0
12985
AT&T INC
COM
00206R102
1358
40511
SH
SOLE
0
0
40511
ABBVIE INC
COM
00287Y109
2027
27870
SH
SOLE
0
0
27870
AGILENT TECHNOLOGIES INC
COM
00846U101
332
4445
SH
SOLE
0
0
4445
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
13767
81244
SH
SOLE
0
0
81244
ALPHABET INC
CAP STK CL C
02079K107
13884
12845
SH
SOLE
0
0
12845
ALPHABET INC
CAP STK CL A
02079K305
1191
1100
SH
SOLE
0
0
1100
ALTRIA GROUP INC
COM
02209S103
585
12363
SH
SOLE
0
0
12363
BCE INC
COM NEW
05534B760
10904
239761
SH
SOLE
0
0
239761
BLACKROCK INC
COM
09247X101
14859
31663
SH
SOLE
0
0
31663
BLACKSTONE MTG TR INC
COM CL A
09257W100
9992
280840
SH
SOLE
0
0
280840
CAPITAL ONE FINL CORP
COM
14040H105
3490
38461
SH
SOLE
0
0
38461
CENTERPOINT ENERGY INC
COM
15189T107
9954
347688
SH
SOLE
0
0
347688
CHIMERA INVT CORP
COM NEW
16934Q208
9161
485464
SH
SOLE
0
0
485464
CISCO SYS INC
COM
17275R102
15124
276342
SH
SOLE
0
0
276342
CONCHO RES INC
COM
20605P101
1754
17000
SH
SOLE
0
0
17000
CONOCOPHILLIPS
COM
20825C104
1406
23042
SH
SOLE
0
0
23042
CRACKER BARREL OLD CTRY STOR
COM
22410J106
9459
55404
SH
SOLE
0
0
55404
DOMINION ENERGY INC
COM
25746U109
10255
132633
SH
SOLE
0
0
132633
DUKE ENERGY CORP NEW
COM NEW
26441C204
574
6500
SH
SOLE
0
0
6500
EDITAS MEDICINE INC
COM
28106W103
3391
137074
SH
SOLE
0
0
137074
ENBRIDGE INC
COM
29250N105
268
7421
SH
SOLE
0
0
7421
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
150
10688
SH
SOLE
0
0
10688
EXXON MOBIL CORP
COM
30231G102
117587
1534473
SH
SOLE
0
0
1534473
FACEBOOK INC
CL A
30303M102
265
1373
SH
SOLE
0
0
1373
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
9160
277507
SH
SOLE
0
0
277507
GEO GROUP INC NEW
COM
36162J106
7578
360695
SH
SOLE
0
0
360695
GENERAL MTRS CO
COM
37045V100
14899
386690
SH
SOLE
0
0
386690
HD SUPPLY HLDGS INC
COM
40416M105
8488
210717
SH
SOLE
0
0
210717
INTUITIVE SURGICAL INC
COM NEW
46120E602
4532
8639
SH
SOLE
0
0
8639
ISHARES TR
CORE MSCI EAFE
46432F842
30955
504146
SH
SOLE
0
0
504146
ISHARES INC
CORE MSCI EMKT
46434G103
19196
373178
SH
SOLE
0
0
373178
ISHARES TR
INTL MOMENTUM FT
46434V449
4552
153278
SH
SOLE
0
0
153278
ISHARES TR
IBONDS DEC19 ETF
46434VAU4
213
8560
SH
SOLE
0
0
8560
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
25637
1008920
SH
SOLE
0
0
1008920
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
33471
1326620
SH
SOLE
0
0
1326620
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
45397
1772633
SH
SOLE
0
0
1772633
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
34664
1360440
SH
SOLE
0
0
1360440
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
39766
1595088
SH
SOLE
0
0
1595088
ISHARES TR
INTL VALUE FACTR
46435G409
4148
179941
SH
SOLE
0
0
179941
ISHARES TR
IBONDS DEC2026
46435GAA0
55471
2213532
SH
SOLE
0
0
2213532
ISHARES TR
IBONDS ETF
46435UAA9
36667
1438477
SH
SOLE
0
0
1438477
JPMORGAN CHASE & CO
COM
46625H100
15001
134178
SH
SOLE
0
0
134178
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
751
29926
SH
SOLE
0
0
29926
KITOV PHARMA LTD
*W EXP 11/25/202
49803V115
6
53000
SH
SOLE
0
0
53000
MEDICAL PPTYS TRUST INC
COM
58463J304
11828
678184
SH
SOLE
0
0
678184
MERCK & CO INC
COM
58933Y105
601
7162
SH
SOLE
0
0
7162
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
34
78134
SH
SOLE
0
0
78134
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
6583
427714
SH
SOLE
0
0
427714
NOVANTA INC
COM
67000B104
472
5000
SH
SOLE
0
0
5000
ONE GAS INC
COM
68235P108
285
3158
SH
SOLE
0
0
3158
OPKO HEALTH INC
COM
68375N103
267
109500
SH
SOLE
0
0
109500
ORACLE CORP
COM
68389X105
495
8694
SH
SOLE
0
0
8694
PTC INC
COM
69370C100
10030
111745
SH
SOLE
0
0
111745
PAYPAL HLDGS INC
COM
70450Y103
9760
85270
SH
SOLE
0
0
85270
PUBLIC STORAGE
COM
74460D109
14596
61286
SH
SOLE
0
0
61286
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3104
10594
SH
SOLE
0
0
10594
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
2375
66347
SH
SOLE
0
0
66347
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
11503
250771
SH
SOLE
0
0
250771
SPDR SERIES TRUST
DJ REIT ETF
78464A607
12651
128044
SH
SOLE
0
0
128044
SPDR SERIES TRUST
S&P BIOTECH
78464A870
13408
152863
SH
SOLE
0
0
152863
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
43240
881191
SH
SOLE
0
0
881191
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
228
8276
SH
SOLE
0
0
8276
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
460
7500
SH
SOLE
0
0
7500
3M CO
COM
88579Y101
869
5012
SH
SOLE
0
0
5012
TWITTER INC
COM
90184L102
964
27615
SH
SOLE
0
0
27615
TWO HBRS INVT CORP
COM NEW
90187B408
7662
604749
SH
SOLE
0
0
604749
UNITEDHEALTH GROUP INC
COM
91324P102
13228
54210
SH
SOLE
0
0
54210
VERIZON COMMUNICATIONS INC
COM
92343V104
17369
304021
SH
SOLE
0
0
304021
VISA INC
COM CL A
92826C839
21643
124708
SH
SOLE
0
0
124708
WEC ENERGY GROUP INC
COM
92939U106
309
3705
SH
SOLE
0
0
3705
WISDOMTREE TR
US MIDCAP DIVID
97717W505
253
6995
SH
SOLE
0
0
6995
WPX ENERGY INC
COM
98212B103
280
24370
SH
SOLE
0
0
24370
YUM CHINA HLDGS INC
COM
98850P109
887
19206
SH
SOLE
0
0
19206
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
16264
88023
SH
SOLE
0
0
88023
EATON CORP PLC
SHS
G29183103
14815
177889
SH
SOLE
0
0
177889
INVESCO LTD
SHS
G491BT108
8880
434004
SH
SOLE
0
0
434004
JOHNSON CTLS INTL PLC
SHS
G51502105
221
5345
SH
SOLE
0
0
5345
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
5471
116157
SH
SOLE
0
0
116157