0000860828-18-000007.txt : 20181113
0000860828-18-000007.hdr.sgml : 20181113
20181113101716
ACCESSION NUMBER: 0000860828-18-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 181175918
BUSINESS ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
09-30-2018
09-30-2018
CAPITAL ADVISORS INC/OK
2222 SOUTH UTICA PLACE
STE 300
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Jamie Wilson
COO
9188772427
Jamie Wilson
Tulsa
OK
11-13-2018
0
183
1680000
false
INFORMATION TABLE
2
INFO_13f093018b.xml
AAON INC
COM PAR $0.004
000360206
0
2000
SH
SOLE
0
0
2000
AAON INC
COM PAR $0.004
000360206
0
1000
SH
SOLE
0
0
1000
AAON INC
COM PAR $0.004
000360206
119086
3150411
SH
SOLE
0
0
3150411
AAON INC
COM PAR $0.004
000360206
4
1000
SH
SOLE
0
0
1000
ABBOTT LABS
COM
002824100
2139
29163
SH
SOLE
0
0
29163
AMAZON COM INC
COM
023135106
29293
14625
SH
SOLE
0
0
14625
AMERICAN ELEC PWR INC
COM
025537101
373
5268
SH
SOLE
0
0
5268
AMGEN INC
COM
031162100
292
1409
SH
SOLE
0
0
1409
APACHE CORP
COM
037411105
247
5171
SH
SOLE
0
0
5171
APPLE INC
COM
037833100
29677
131466
SH
SOLE
0
0
131466
AUTOMATIC DATA PROCESSING IN
COM
053015103
546
3626
SH
SOLE
0
0
3626
BP PLC
SPONSORED ADR
055622104
22603
490298
SH
SOLE
0
0
490298
BANK AMER CORP
COM
060505104
2371
80479
SH
SOLE
0
0
80479
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
785
3665
SH
SOLE
0
0
3665
BOEING CO
COM
097023105
411
1106
SH
SOLE
0
0
1106
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
10450
88678
SH
SOLE
0
0
88678
BRISTOL MYERS SQUIBB CO
COM
110122108
1314
21172
SH
SOLE
0
0
21172
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
21281
477903
SH
SOLE
0
0
477903
CVS HEALTH CORP
COM
126650100
585
7432
SH
SOLE
0
0
7432
CARMAX INC
COM
143130102
14556
194934
SH
SOLE
0
0
194934
CATERPILLAR INC DEL
COM
149123101
421
2762
SH
SOLE
0
0
2762
CELGENE CORP
COM
151020104
13729
153417
SH
SOLE
0
0
153417
CHEVRON CORP NEW
COM
166764100
1433
11716
SH
SOLE
0
0
11716
CITIGROUP INC
COM NEW
172967424
19608
273326
SH
SOLE
0
0
273326
COCA COLA CO
COM
191216100
14860
321706
SH
SOLE
0
0
321706
COHERENT INC
COM
192479103
6449
37453
SH
SOLE
0
0
37453
COLGATE PALMOLIVE CO
COM
194162103
7293
108927
SH
SOLE
0
0
108927
CONTINENTAL RESOURCES INC
COM
212015101
9851
144279
SH
SOLE
0
0
144279
DANAHER CORP DEL
COM
235851102
11400
104910
SH
SOLE
0
0
104910
DELTA AIR LINES INC DEL
COM NEW
247361702
12881
222734
SH
SOLE
0
0
222734
EMERSON ELEC CO
COM
291011104
404
5270
SH
SOLE
0
0
5270
ENTERPRISE PRODS PARTNERS L
COM
293792107
961
33448
SH
SOLE
0
0
33448
FIFTH THIRD BANCORP
COM
316773100
1292
46275
SH
SOLE
0
0
46275
GENERAL ELECTRIC CO
COM
369604103
284
25151
SH
SOLE
0
0
25151
GENERAL MLS INC
COM
370334104
8377
195166
SH
SOLE
0
0
195166
HSBC HLDGS PLC
SPON ADR NEW
404280406
12410
282102
SH
SOLE
0
0
282102
HEALTHCARE RLTY TR
COM
421946104
9005
307764
SH
SOLE
0
0
307764
HELMERICH & PAYNE INC
COM
423452101
214
3117
SH
SOLE
0
0
3117
HENRY JACK & ASSOC INC
COM
426281101
225
1404
SH
SOLE
0
0
1404
HOME DEPOT INC
COM
437076102
3490
16846
SH
SOLE
0
0
16846
HOMETRUST BANCSHARES INC
COM
437872104
227
7800
SH
SOLE
0
0
7800
INTEL CORP
COM
458140100
10666
225552
SH
SOLE
0
0
225552
INTERNATIONAL BANCSHARES COR
COM
459044103
315
6992
SH
SOLE
0
0
6992
INTERNATIONAL BUSINESS MACHS
COM
459200101
13598
89926
SH
SOLE
0
0
89926
INTUIT
COM
461202103
9383
41264
SH
SOLE
0
0
41264
ISHARES TR
CORE US AGGBD ET
464287226
47502
450173
SH
SOLE
0
0
450173
ISHARES TR
MSCI EMG MKT ETF
464287234
344
8015
SH
SOLE
0
0
8015
ISHARES TR
S&P 500 GRWT ETF
464287309
10074
56863
SH
SOLE
0
0
56863
ISHARES TR
S&P 500 VAL ETF
464287408
562
4848
SH
SOLE
0
0
4848
ISHARES TR
MSCI EAFE ETF
464287465
710
10444
SH
SOLE
0
0
10444
ISHARES TR
CORE S&P MCP ETF
464287507
6581
32693
SH
SOLE
0
0
32693
ISHARES TR
RUS 1000 GRW ETF
464287614
6644
42594
SH
SOLE
0
0
42594
ISHARES TR
RUS 1000 ETF
464287622
375
2318
SH
SOLE
0
0
2318
ISHARES TR
CORE S&P SCP ETF
464287804
16202
185718
SH
SOLE
0
0
185718
ISHARES TR
IBOXX HI YD ETF
464288513
1585
18338
SH
SOLE
0
0
18338
JOHNSON & JOHNSON
COM
478160104
10478
75833
SH
SOLE
0
0
75833
LAM RESEARCH CORP
COM
512807108
425
2800
SH
SOLE
0
0
2800
LAMAR ADVERTISING CO NEW
CL A
512816109
16575
213046
SH
SOLE
0
0
213046
LEAR CORP
COM NEW
521865204
6397
44116
SH
SOLE
0
0
44116
LEGGETT & PLATT INC
COM
524660107
2349
53645
SH
SOLE
0
0
53645
LILLY ELI & CO
COM
532457108
244
2277
SH
SOLE
0
0
2277
LOCKHEED MARTIN CORP
COM
539830109
1059
3062
SH
SOLE
0
0
3062
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
58
10425
SH
SOLE
0
0
10425
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
535
7906
SH
SOLE
0
0
7906
MARSH & MCLENNAN COS INC
COM
571748102
282
3404
SH
SOLE
0
0
3404
MCDONALDS CORP
COM
580135101
536
3202
SH
SOLE
0
0
3202
MICROSOFT CORP
COM
594918104
42350
370292
SH
SOLE
0
0
370292
OCCIDENTAL PETE CORP DEL
COM
674599105
360
4381
SH
SOLE
0
0
4381
ONEOK INC NEW
COM
682680103
2394
35320
SH
SOLE
0
0
35320
PARK HOTELS RESORTS INC
COM
700517105
7984
243266
SH
SOLE
0
0
243266
PEOPLES UNITED FINANCIAL INC
COM
712704105
10681
623874
SH
SOLE
0
0
623874
PEPSICO INC
COM
713448108
18502
165489
SH
SOLE
0
0
165489
PFIZER INC
COM
717081103
17610
399592
SH
SOLE
0
0
399592
PHILIP MORRIS INTL INC
COM
718172109
572
7012
SH
SOLE
0
0
7012
PHILLIPS 66
COM
718546104
614
5443
SH
SOLE
0
0
5443
PIONEER NAT RES CO
COM
723787107
367
2106
SH
SOLE
0
0
2106
PROCTER AND GAMBLE CO
COM
742718109
20831
250279
SH
SOLE
0
0
250279
PROSPERITY BANCSHARES INC
COM
743606105
1302
18771
SH
SOLE
0
0
18771
RAYTHEON CO
COM NEW
755111507
538
2604
SH
SOLE
0
0
2604
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
238
3361
SH
SOLE
0
0
3361
SCHLUMBERGER LTD
COM
806857108
257
4214
SH
SOLE
0
0
4214
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
56666
805030
SH
SOLE
0
0
805030
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
5524
164739
SH
SOLE
0
0
164739
SCHWAB STRATEGIC TR
US REIT ETF
808524847
2036
48797
SH
SOLE
0
0
48797
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
5743
161055
SH
SOLE
0
0
161055
SEMPRA ENERGY
COM
816851109
252
2213
SH
SOLE
0
0
2213
SOUTHERN CO
COM
842587107
10272
235591
SH
SOLE
0
0
235591
STARBUCKS CORP
COM
855244109
214
3761
SH
SOLE
0
0
3761
TEXAS INSTRS INC
COM
882508104
235
2192
SH
SOLE
0
0
2192
TORCHMARK CORP
COM
891027104
264
3050
SH
SOLE
0
0
3050
TYLER TECHNOLOGIES INC
COM
902252105
245
1000
SH
SOLE
0
0
1000
VALLEY NATL BANCORP
COM
919794107
12355
1098252
SH
SOLE
0
0
1098252
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
3946
45313
SH
SOLE
0
0
45313
VANGUARD WHITEHALL FDS INC
INTL HIGH ETF
921946794
3408
54250
SH
SOLE
0
0
54250
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
4802
42812
SH
SOLE
0
0
42812
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5590
136336
SH
SOLE
0
0
136336
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1694
20997
SH
SOLE
0
0
20997
VIRTU FINL INC
CL A
928254101
6487
317207
SH
SOLE
0
0
317207
WALMART INC
COM
931142103
2164
23044
SH
SOLE
0
0
23044
WEYERHAEUSER CO
COM
962166104
11708
362811
SH
SOLE
0
0
362811
WILLIAMS COS INC DEL
COM
969457100
17618
647945
SH
SOLE
0
0
647945
XPO LOGISTICS INC
COM
983793100
245
2150
SH
SOLE
0
0
2150
ALPS ETF TR
ALERIAN MLP
00162Q866
226
21175
SH
SOLE
0
0
21175
AT&T INC
COM
00206R102
1673
49828
SH
SOLE
0
0
49828
ABBVIE INC
COM
00287Y109
2635
27860
SH
SOLE
0
0
27860
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
10465
63519
SH
SOLE
0
0
63519
ALPHABET INC
CAP STK CL C
02079K107
18132
15193
SH
SOLE
0
0
15193
ALPHABET INC
CAP STK CL A
02079K305
4843
4012
SH
SOLE
0
0
4012
ALTRIA GROUP INC
COM
02209S103
722
11978
SH
SOLE
0
0
11978
BLACKROCK INC
COM
09247X101
11889
25225
SH
SOLE
0
0
25225
BLACKSTONE MTG TR INC
COM CL A
09257W100
9205
274704
SH
SOLE
0
0
274704
CME GROUP INC
COM CL A
12572Q105
12817
75300
SH
SOLE
0
0
75300
CAPITAL ONE FINL CORP
COM
14040H105
6983
73561
SH
SOLE
0
0
73561
CHIMERA INVT CORP
COM NEW
16934Q208
8072
445232
SH
SOLE
0
0
445232
CISCO SYS INC
COM
17275R102
22958
471895
SH
SOLE
0
0
471895
CONCHO RES INC
COM
20605P101
2597
17000
SH
SOLE
0
0
17000
CONOCOPHILLIPS
COM
20825C104
840
10856
SH
SOLE
0
0
10856
DOMINION ENERGY INC
COM
25746U109
8290
117963
SH
SOLE
0
0
117963
DUKE ENERGY CORP NEW
COM NEW
26441C204
895
11185
SH
SOLE
0
0
11185
EDITAS MEDICINE INC
COM
28106W103
3873
121701
SH
SOLE
0
0
121701
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
133
12070
SH
SOLE
0
0
12070
EQUITY BANCSHARES INC
COM CL A
29460X109
721
18355
SH
SOLE
0
0
18355
EXXON MOBIL CORP
COM
30231G102
130204
1531452
SH
SOLE
0
0
1531452
FACEBOOK INC
CL A
30303M102
278
1693
SH
SOLE
0
0
1693
FEDEX CORP
COM
31428X106
245
1019
SH
SOLE
0
0
1019
FLEXSHARES TR
MSTAR EMKT FAC
33939L308
3225
62247
SH
SOLE
0
0
62247
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
13856
409450
SH
SOLE
0
0
409450
GEO GROUP INC NEW
COM
36162J106
9419
374363
SH
SOLE
0
0
374363
GENERAL MTRS CO
COM
37045V100
12499
371213
SH
SOLE
0
0
371213
INTELLIA THERAPEUTICS INC
COM
45826J105
3155
110239
SH
SOLE
0
0
110239
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
1959
105708
SH
SOLE
0
0
105708
INVESCO EXCHNG TRADED FD TR
DWA EMERG MKTS
46138E867
2224
125110
SH
SOLE
0
0
125110
INVESCO EXCHNG TRADED FD TR
DWA DEV MKTS
46138E875
910
33135
SH
SOLE
0
0
33135
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
27946
1325690
SH
SOLE
0
0
1325690
IRON MTN INC NEW
COM
46284V101
9006
260889
SH
SOLE
0
0
260889
ISHARES TR
INTL MOMENTUM FT
46434V449
5391
176989
SH
SOLE
0
0
176989
ISHARES TR
IBONDS DEC19 ETF
46434VAU4
212
8560
SH
SOLE
0
0
8560
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
20983
863495
SH
SOLE
0
0
863495
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
27692
1138179
SH
SOLE
0
0
1138179
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
46053
1926095
SH
SOLE
0
0
1926095
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
33233
1364256
SH
SOLE
0
0
1364256
ISHARES TR
INTL VALUE FACTR
46435G409
7295
286750
SH
SOLE
0
0
286750
ISHARES TR
IBONDS DEC2026
46435GAA0
28475
1223150
SH
SOLE
0
0
1223150
ISHARES TR
IBONDS ETF
46435UAA9
36817
1562687
SH
SOLE
0
0
1562687
JPMORGAN CHASE & CO
COM
46625H100
1125
9969
SH
SOLE
0
0
9969
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
913
33241
SH
SOLE
0
0
33241
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
14911
85851
SH
SOLE
0
0
85851
MCKESSON CORP
COM
58155Q103
212
1601
SH
SOLE
0
0
1601
MEDICAL PPTYS TRUST INC
COM
58463J304
9415
631422
SH
SOLE
0
0
631422
MERCK & CO INC
COM
58933Y105
11738
165459
SH
SOLE
0
0
165459
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
80
53269
SH
SOLE
0
0
53269
NEXTERA ENERGY INC
COM
65339F101
210
1253
SH
SOLE
0
0
1253
NOVANTA INC
COM
67000B104
342
5000
SH
SOLE
0
0
5000
NVIDIA CORP
COM
67066G104
239
850
SH
SOLE
0
0
850
OPKO HEALTH INC
COM
68375N103
379
109500
SH
SOLE
0
0
109500
ORACLE CORP
COM
68389X105
448
8694
SH
SOLE
0
0
8694
PBF ENERGY INC
CL A
69318G106
200
4014
SH
SOLE
0
0
4014
PATTERN ENERGY GROUP INC
CL A
70338P100
9483
477230
SH
SOLE
0
0
477230
PAYPAL HLDGS INC
COM
70450Y103
8708
99138
SH
SOLE
0
0
99138
PUBLIC STORAGE
COM
74460D109
11409
56585
SH
SOLE
0
0
56585
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2420
8323
SH
SOLE
0
0
8323
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
13206
261187
SH
SOLE
0
0
261187
SPDR SERIES TRUST
DJ REIT ETF
78464A607
12994
139350
SH
SOLE
0
0
139350
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
72269
1529502
SH
SOLE
0
0
1529502
SALESFORCE COM INC
COM
79466L302
13723
86295
SH
SOLE
0
0
86295
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
1240
15000
SH
SOLE
0
0
15000
3M CO
COM
88579Y101
1076
5105
SH
SOLE
0
0
5105
TWITTER INC
COM
90184L102
832
29225
SH
SOLE
0
0
29225
TWO HBRS INVT CORP
COM NEW
90187B408
9474
634593
SH
SOLE
0
0
634593
UNITEDHEALTH GROUP INC
COM
91324P102
19060
71643
SH
SOLE
0
0
71643
VALERO ENERGY CORP NEW
COM
91913Y100
241
2121
SH
SOLE
0
0
2121
VERIZON COMMUNICATIONS INC
COM
92343V104
15460
289558
SH
SOLE
0
0
289558
VISA INC
COM CL A
92826C839
24111
160643
SH
SOLE
0
0
160643
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
12613
581265
SH
SOLE
0
0
581265
WEC ENERGY GROUP INC
COM
92939U106
274
4105
SH
SOLE
0
0
4105
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
3823
87554
SH
SOLE
0
0
87554
WISDOMTREE TR
US MIDCAP DIVID
97717W505
4124
111813
SH
SOLE
0
0
111813
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3655
51378
SH
SOLE
0
0
51378
WPX ENERGY INC
COM
98212B103
295
14671
SH
SOLE
0
0
14671
INVESCO LTD
SHS
G491BT108
6910
302000
SH
SOLE
0
0
302000
JOHNSON CTLS INTL PLC
SHS
G51502105
217
6193
SH
SOLE
0
0
6193
APTIV PLC
SHS
G6095L109
8322
99192
SH
SOLE
0
0
99192
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
4765
107432
SH
SOLE
0
0
107432