0000860828-18-000005.txt : 20180504 0000860828-18-000005.hdr.sgml : 20180504 20180504101132 ACCESSION NUMBER: 0000860828-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 EFFECTIVENESS DATE: 20180504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 18806408 BUSINESS ADDRESS: STREET 1: 2222 SOUTH UTICA PLACE STREET 2: STE 300 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2222 SOUTH UTICA PLACE STREET 2: STE 300 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 03-31-2018 03-31-2018 CAPITAL ADVISORS INC/OK
2222 SOUTH UTICA PLACE STE 300 TULSA OK 74114
13F HOLDINGS REPORT 028-04953 N
Jamie Wilson Chief Operating Officer 9188772427 Jamie Wilson Tulsa OK 05-04-2018 0 187 1667 false
INFORMATION TABLE 2 INFO_13f033118.xml AAON INC COM PAR $0.004 000360206 0 2000 SH SOLE 0 0 2000 AAON INC COM PAR $0.004 000360206 122866 3150411 SH SOLE 0 0 3150411 ABBOTT LABS COM 002824100 1752 29231 SH SOLE 0 0 29231 ALLIANCE DATA SYSTEMS CORP COM 018581108 709 3329 SH SOLE 0 0 3329 ALLIANCE DATA SYSTEMS CORP COM 018581108 45 3000 SH SOLE 0 0 3000 AMAZON COM INC COM 023135106 22323 15424 SH SOLE 0 0 15424 AMERICAN ELEC PWR INC COM 025537101 375 5468 SH SOLE 0 0 5468 AMGEN INC COM 031162100 249 1459 SH SOLE 0 0 1459 ANNALY CAP MGMT INC COM 035710409 140 13447 SH SOLE 0 0 13447 APPLE INC COM 037833100 23884 142355 SH SOLE 0 0 142355 AUTOMATIC DATA PROCESSING IN COM 053015103 397 3501 SH SOLE 0 0 3501 BP PLC SPONSORED ADR 055622104 20144 496887 SH SOLE 0 0 496887 BANK AMER CORP COM 060505104 2852 95111 SH SOLE 0 0 95111 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 997 4996 SH SOLE 0 0 4996 BOEING CO COM 097023105 370 1127 SH SOLE 0 0 1127 BRIGHT HORIZONS FAM SOL IN D COM 109194100 9753 97806 SH SOLE 0 0 97806 BRISTOL MYERS SQUIBB CO COM 110122108 10251 162076 SH SOLE 0 0 162076 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 20597 528124 SH SOLE 0 0 528124 CVS HEALTH CORP COM 126650100 487 7832 SH SOLE 0 0 7832 CARMAX INC COM 143130102 12087 195143 SH SOLE 0 0 195143 CATERPILLAR INC DEL COM 149123101 407 2762 SH SOLE 0 0 2762 CELGENE CORP COM 151020104 7906 88621 SH SOLE 0 0 88621 CHEVRON CORP NEW COM 166764100 1326 11628 SH SOLE 0 0 11628 CITIGROUP INC COM NEW 172967424 16232 240468 SH SOLE 0 0 240468 COCA COLA CO COM 191216100 14610 336415 SH SOLE 0 0 336415 COHERENT INC COM 192479103 7270 38792 SH SOLE 0 0 38792 COLGATE PALMOLIVE CO COM 194162103 7769 108385 SH SOLE 0 0 108385 CONTINENTAL RESOURCES INC COM 212015101 14316 242854 SH SOLE 0 0 242854 DELTA AIR LINES INC DEL COM NEW 247361702 12169 222021 SH SOLE 0 0 222021 EMERSON ELEC CO COM 291011104 360 5270 SH SOLE 0 0 5270 ENTERPRISE PRODS PARTNERS L COM 293792107 843 34424 SH SOLE 0 0 34424 FIFTH THIRD BANCORP COM 316773100 1469 46275 SH SOLE 0 0 46275 GENERAL ELECTRIC CO COM 369604103 425 31509 SH SOLE 0 0 31509 GENERAL MLS INC COM 370334104 8771 194646 SH SOLE 0 0 194646 GILEAD SCIENCES INC COM 375558103 7906 104865 SH SOLE 0 0 104865 HSBC HLDGS PLC SPON ADR NEW 404280406 13313 279271 SH SOLE 0 0 279271 HELMERICH & PAYNE INC COM 423452101 207 3117 SH SOLE 0 0 3117 HOME DEPOT INC COM 437076102 2981 16727 SH SOLE 0 0 16727 HOMETRUST BANCSHARES INC COM 437872104 268 10300 SH SOLE 0 0 10300 INTEL CORP COM 458140100 3433 65918 SH SOLE 0 0 65918 INTERNATIONAL BUSINESS MACHS COM 459200101 14220 92681 SH SOLE 0 0 92681 ISHARES TR SELECT DIVID ETF 464287168 243 2550 SH SOLE 0 0 2550 ISHARES TR MSCI EMG MKT ETF 464287234 413 8555 SH SOLE 0 0 8555 ISHARES TR S&P 500 GRWT ETF 464287309 8075 52071 SH SOLE 0 0 52071 ISHARES TR S&P 500 VAL ETF 464287408 5395 49342 SH SOLE 0 0 49342 ISHARES TR MSCI EAFE ETF 464287465 728 10444 SH SOLE 0 0 10444 ISHARES TR CORE S&P MCP ETF 464287507 5581 29752 SH SOLE 0 0 29752 ISHARES TR RUS 1000 GRW ETF 464287614 6605 48536 SH SOLE 0 0 48536 ISHARES TR RUS 1000 ETF 464287622 340 2318 SH SOLE 0 0 2318 ISHARES TR CORE S&P SCP ETF 464287804 5829 75691 SH SOLE 0 0 75691 ISHARES TR INTL SEL DIV ETF 464288448 271 8224 SH SOLE 0 0 8224 ISHARES TR IBOXX HI YD ETF 464288513 1520 17752 SH SOLE 0 0 17752 JOHNSON & JOHNSON COM 478160104 9880 77096 SH SOLE 0 0 77096 LAM RESEARCH CORP COM 512807108 609 3000 SH SOLE 0 0 3000 LAMAR ADVERTISING CO NEW CL A 512816109 11200 175932 SH SOLE 0 0 175932 LILLY ELI & CO COM 532457108 254 3277 SH SOLE 0 0 3277 LOCKHEED MARTIN CORP COM 539830109 998 2952 SH SOLE 0 0 2952 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 60 10425 SH SOLE 0 0 10425 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 682 11689 SH SOLE 0 0 11689 MARSH & MCLENNAN COS INC COM 571748102 281 3404 SH SOLE 0 0 3404 MCDONALDS CORP COM 580135101 545 3486 SH SOLE 0 0 3486 MICROSOFT CORP COM 594918104 34196 374670 SH SOLE 0 0 374670 OCCIDENTAL PETE CORP DEL COM 674599105 324 4981 SH SOLE 0 0 4981 ONEOK INC NEW COM 682680103 1657 29106 SH SOLE 0 0 29106 PARK HOTELS RESORTS INC COM 700517105 11597 429193 SH SOLE 0 0 429193 PEOPLES UNITED FINANCIAL INC COM 712704105 13026 698068 SH SOLE 0 0 698068 PEPSICO INC COM 713448108 15216 139403 SH SOLE 0 0 139403 PFIZER INC COM 717081103 14618 411882 SH SOLE 0 0 411882 PHILIP MORRIS INTL INC COM 718172109 707 7112 SH SOLE 0 0 7112 PHILLIPS 66 COM 718546104 523 5451 SH SOLE 0 0 5451 PIONEER NAT RES CO COM 723787107 362 2106 SH SOLE 0 0 2106 PROCTER AND GAMBLE CO COM 742718109 15239 192223 SH SOLE 0 0 192223 PROSPERITY BANCSHARES INC COM 743606105 1690 23271 SH SOLE 0 0 23271 QUALCOMM INC COM 747525103 10594 191193 SH SOLE 0 0 191193 RAYTHEON CO COM NEW 755111507 563 2609 SH SOLE 0 0 2609 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 220 3361 SH SOLE 0 0 3361 SCHLUMBERGER LTD COM 806857108 305 4710 SH SOLE 0 0 4710 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 49650 778336 SH SOLE 0 0 778336 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 5029 149178 SH SOLE 0 0 149178 SCHWAB STRATEGIC TR US REIT ETF 808524847 1871 48910 SH SOLE 0 0 48910 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 8183 224119 SH SOLE 0 0 224119 SEMPRA ENERGY COM 816851109 248 2229 SH SOLE 0 0 2229 SOUTHERN CO COM 842587107 10249 229487 SH SOLE 0 0 229487 STARBUCKS CORP COM 855244109 210 3621 SH SOLE 0 0 3621 STIFEL FINL CORP COM 860630102 261 4401 SH SOLE 0 0 4401 TEXAS INSTRS INC COM 882508104 221 2130 SH SOLE 0 0 2130 TORCHMARK CORP COM 891027104 257 3050 SH SOLE 0 0 3050 TYLER TECHNOLOGIES INC COM 902252105 211 1000 SH SOLE 0 0 1000 UNIT CORP COM 909218109 212 10718 SH SOLE 0 0 10718 VALLEY NATL BANCORP COM 919794107 13660 1096289 SH SOLE 0 0 1096289 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4027 48818 SH SOLE 0 0 48818 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 4050 60955 SH SOLE 0 0 60955 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5219 43767 SH SOLE 0 0 43767 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8244 175483 SH SOLE 0 0 175483 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1435 19012 SH SOLE 0 0 19012 VIRTU FINL INC CL A 928254101 6920 209704 SH SOLE 0 0 209704 WALMART INC COM 931142103 2100 23600 SH SOLE 0 0 23600 WEYERHAEUSER CO COM 962166104 14108 403096 SH SOLE 0 0 403096 WILLIAMS COS INC DEL COM 969457100 12703 510996 SH SOLE 0 0 510996 XPO LOGISTICS INC COM 983793100 9208 90443 SH SOLE 0 0 90443 ALPS ETF TR ALERIAN MLP 00162Q866 224 23905 SH SOLE 0 0 23905 AT&T INC COM 00206R102 1873 52548 SH SOLE 0 0 52548 ABBVIE INC COM 00287Y109 2632 27810 SH SOLE 0 0 27810 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 10160 55354 SH SOLE 0 0 55354 ALPHABET INC CAP STK CL C 02079K107 15694 15210 SH SOLE 0 0 15210 ALPHABET INC CAP STK CL A 02079K305 4407 4249 SH SOLE 0 0 4249 ALTRIA GROUP INC COM 02209S103 756 12128 SH SOLE 0 0 12128 BLACKROCK INC COM 09247X101 15027 27740 SH SOLE 0 0 27740 BLACKSTONE MTG TR INC COM CL A 09257W100 7726 245905 SH SOLE 0 0 245905 BOOKING HLDGS INC COM 09857L108 9622 4625 SH SOLE 0 0 4625 CME GROUP INC COM CL A 12572Q105 12553 77614 SH SOLE 0 0 77614 CAPITAL ONE FINL CORP COM 14040H105 7231 75461 SH SOLE 0 0 75461 CHIMERA INVT CORP COM NEW 16934Q208 7790 447472 SH SOLE 0 0 447472 CISCO SYS INC COM 17275R102 20808 485142 SH SOLE 0 0 485142 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 30215 1434695 SH SOLE 0 0 1434695 CONCHO RES INC COM 20605P101 2556 17000 SH SOLE 0 0 17000 CONOCOPHILLIPS COM 20825C104 1197 20184 SH SOLE 0 0 20184 DOMINION ENERGY INC COM 25746U109 7889 116996 SH SOLE 0 0 116996 DOWDUPONT INC COM 26078J100 202 3178 SH SOLE 0 0 3178 DUKE ENERGY CORP NEW COM NEW 26441C204 10935 141157 SH SOLE 0 0 141157 EDITAS MEDICINE INC COM 28106W103 4103 123774 SH SOLE 0 0 123774 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 116 12070 SH SOLE 0 0 12070 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 2312 142541 SH SOLE 0 0 142541 EQUITY BANCSHARES INC COM CL A 29460X109 803 20510 SH SOLE 0 0 20510 EXXON MOBIL CORP COM 30231G102 122422 1640826 SH SOLE 0 0 1640826 FACEBOOK INC CL A 30303M102 256 1603 SH SOLE 0 0 1603 FEDEX CORP COM 31428X106 253 1053 SH SOLE 0 0 1053 FLEXSHARES TR MSTAR EMKT FAC 33939L308 3847 63182 SH SOLE 0 0 63182 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1701 52224 SH SOLE 0 0 52224 FLEXSHARES TR M STAR DEV MKT 33939L803 6773 99965 SH SOLE 0 0 99965 GEO GROUP INC NEW COM 36162J106 7584 370485 SH SOLE 0 0 370485 GENERAL MTRS CO COM 37045V100 13834 380695 SH SOLE 0 0 380695 HCP INC COM 40414L109 11542 496848 SH SOLE 0 0 496848 INTELLIA THERAPEUTICS INC COM 45826J105 2287 108425 SH SOLE 0 0 108425 IRON MTN INC NEW COM 46284V101 8922 271519 SH SOLE 0 0 271519 ISHARES TR CORE MSCI EAFE 46432F842 29952 454639 SH SOLE 0 0 454639 ISHARES INC CORE MSCI EMKT 46434G103 19435 332783 SH SOLE 0 0 332783 ISHARES TR INTL MOMENTUM FT 46434V449 603 19715 SH SOLE 0 0 19715 ISHARES TR IBONDS DEC19 ETF 46434VAU4 212 8560 SH SOLE 0 0 8560 ISHARES TR IBONDS DEC23 ETF 46434VAX8 22787 930832 SH SOLE 0 0 930832 ISHARES TR IBONDS DEC22 ETF 46434VBA7 30551 1246438 SH SOLE 0 0 1246438 ISHARES TR IBONDS DEC25 ETF 46434VBD1 54850 2259994 SH SOLE 0 0 2259994 ISHARES TR IBONDS DEC21 ETF 46434VBK5 36169 1478113 SH SOLE 0 0 1478113 ISHARES TR INTL VALUE FACTR 46435G409 715 27300 SH SOLE 0 0 27300 ISHARES TR IBONDS ETF 46435UAA9 43840 1821411 SH SOLE 0 0 1821411 JPMORGAN CHASE & CO COM 46625H100 1150 10456 SH SOLE 0 0 10456 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2123 88441 SH SOLE 0 0 88441 LABORATORY CORP AMER HLDGS COM NEW 50540R409 15367 95004 SH SOLE 0 0 95004 MCKESSON CORP COM 58155Q103 226 1601 SH SOLE 0 0 1601 MERCK & CO INC COM 58933Y105 9092 166924 SH SOLE 0 0 166924 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 38 28269 SH SOLE 0 0 28269 NEXTERA ENERGY INC COM 65339F101 205 1253 SH SOLE 0 0 1253 NOVANTA INC COM 67000B104 261 5000 SH SOLE 0 0 5000 OPKO HEALTH INC COM 68375N103 347 109500 SH SOLE 0 0 109500 ORACLE CORP COM 68389X105 479 10476 SH SOLE 0 0 10476 PBF ENERGY INC CL A 69318G106 9365 276239 SH SOLE 0 0 276239 PATTERN ENERGY GROUP INC CL A 70338P100 8916 515682 SH SOLE 0 0 515682 PAYPAL HLDGS INC COM 70450Y103 6679 88026 SH SOLE 0 0 88026 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 5884 211063 SH SOLE 0 0 211063 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 2793 129921 SH SOLE 0 0 129921 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 34907 1509184 SH SOLE 0 0 1509184 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 1944 105032 SH SOLE 0 0 105032 SPDR S&P 500 ETF TR TR UNIT 78462F103 2262 8597 SH SOLE 0 0 8597 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 12598 260395 SH SOLE 0 0 260395 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 85794 1788493 SH SOLE 0 0 1788493 SALESFORCE COM INC COM 79466L302 10502 90297 SH SOLE 0 0 90297 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1349 15000 SH SOLE 0 0 15000 3M CO COM 88579Y101 1120 5102 SH SOLE 0 0 5102 TWITTER INC COM 90184L102 872 30055 SH SOLE 0 0 30055 TWO HBRS INVT CORP COM NEW 90187B408 8616 560574 SH SOLE 0 0 560574 UNITEDHEALTH GROUP INC COM 91324P102 15472 72298 SH SOLE 0 0 72298 VALERO ENERGY CORP NEW COM 91913Y100 11573 124746 SH SOLE 0 0 124746 VANECK VECTORS ETF TR NAT RES ETF 92189F841 2124 58583 SH SOLE 0 0 58583 VERIZON COMMUNICATIONS INC COM 92343V104 12873 269206 SH SOLE 0 0 269206 VISA INC COM CL A 92826C839 19664 164387 SH SOLE 0 0 164387 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 12830 461183 SH SOLE 0 0 461183 WEC ENERGY GROUP INC COM 92939U106 257 4105 SH SOLE 0 0 4105 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 582 16894 SH SOLE 0 0 16894 WISDOMTREE TR EMER MKT HIGH FD 97717W315 6955 145434 SH SOLE 0 0 145434 WISDOMTREE TR US MIDCAP DIVID 97717W505 4291 125752 SH SOLE 0 0 125752 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3895 142150 SH SOLE 0 0 142150 WISDOMTREE TR INTL SMCAP DIV 97717W760 6627 86710 SH SOLE 0 0 86710 WPX ENERGY INC COM 98212B103 222 15004 SH SOLE 0 0 15004 JOHNSON CTLS INTL PLC SHS G51502105 226 6412 SH SOLE 0 0 6412 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 10925 210780 SH SOLE 0 0 210780 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 6807 148917 SH SOLE 0 0 148917 CHECK POINT SOFTWARE TECH LT ORD M22465104 8231 82861 SH SOLE 0 0 82861