0000860828-18-000005.txt : 20180504
0000860828-18-000005.hdr.sgml : 20180504
20180504101132
ACCESSION NUMBER: 0000860828-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
EFFECTIVENESS DATE: 20180504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 18806408
BUSINESS ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
03-31-2018
03-31-2018
CAPITAL ADVISORS INC/OK
2222 SOUTH UTICA PLACE
STE 300
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Jamie Wilson
Chief Operating Officer
9188772427
Jamie Wilson
Tulsa
OK
05-04-2018
0
187
1667
false
INFORMATION TABLE
2
INFO_13f033118.xml
AAON INC
COM PAR $0.004
000360206
0
2000
SH
SOLE
0
0
2000
AAON INC
COM PAR $0.004
000360206
122866
3150411
SH
SOLE
0
0
3150411
ABBOTT LABS
COM
002824100
1752
29231
SH
SOLE
0
0
29231
ALLIANCE DATA SYSTEMS CORP
COM
018581108
709
3329
SH
SOLE
0
0
3329
ALLIANCE DATA SYSTEMS CORP
COM
018581108
45
3000
SH
SOLE
0
0
3000
AMAZON COM INC
COM
023135106
22323
15424
SH
SOLE
0
0
15424
AMERICAN ELEC PWR INC
COM
025537101
375
5468
SH
SOLE
0
0
5468
AMGEN INC
COM
031162100
249
1459
SH
SOLE
0
0
1459
ANNALY CAP MGMT INC
COM
035710409
140
13447
SH
SOLE
0
0
13447
APPLE INC
COM
037833100
23884
142355
SH
SOLE
0
0
142355
AUTOMATIC DATA PROCESSING IN
COM
053015103
397
3501
SH
SOLE
0
0
3501
BP PLC
SPONSORED ADR
055622104
20144
496887
SH
SOLE
0
0
496887
BANK AMER CORP
COM
060505104
2852
95111
SH
SOLE
0
0
95111
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
997
4996
SH
SOLE
0
0
4996
BOEING CO
COM
097023105
370
1127
SH
SOLE
0
0
1127
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
9753
97806
SH
SOLE
0
0
97806
BRISTOL MYERS SQUIBB CO
COM
110122108
10251
162076
SH
SOLE
0
0
162076
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
20597
528124
SH
SOLE
0
0
528124
CVS HEALTH CORP
COM
126650100
487
7832
SH
SOLE
0
0
7832
CARMAX INC
COM
143130102
12087
195143
SH
SOLE
0
0
195143
CATERPILLAR INC DEL
COM
149123101
407
2762
SH
SOLE
0
0
2762
CELGENE CORP
COM
151020104
7906
88621
SH
SOLE
0
0
88621
CHEVRON CORP NEW
COM
166764100
1326
11628
SH
SOLE
0
0
11628
CITIGROUP INC
COM NEW
172967424
16232
240468
SH
SOLE
0
0
240468
COCA COLA CO
COM
191216100
14610
336415
SH
SOLE
0
0
336415
COHERENT INC
COM
192479103
7270
38792
SH
SOLE
0
0
38792
COLGATE PALMOLIVE CO
COM
194162103
7769
108385
SH
SOLE
0
0
108385
CONTINENTAL RESOURCES INC
COM
212015101
14316
242854
SH
SOLE
0
0
242854
DELTA AIR LINES INC DEL
COM NEW
247361702
12169
222021
SH
SOLE
0
0
222021
EMERSON ELEC CO
COM
291011104
360
5270
SH
SOLE
0
0
5270
ENTERPRISE PRODS PARTNERS L
COM
293792107
843
34424
SH
SOLE
0
0
34424
FIFTH THIRD BANCORP
COM
316773100
1469
46275
SH
SOLE
0
0
46275
GENERAL ELECTRIC CO
COM
369604103
425
31509
SH
SOLE
0
0
31509
GENERAL MLS INC
COM
370334104
8771
194646
SH
SOLE
0
0
194646
GILEAD SCIENCES INC
COM
375558103
7906
104865
SH
SOLE
0
0
104865
HSBC HLDGS PLC
SPON ADR NEW
404280406
13313
279271
SH
SOLE
0
0
279271
HELMERICH & PAYNE INC
COM
423452101
207
3117
SH
SOLE
0
0
3117
HOME DEPOT INC
COM
437076102
2981
16727
SH
SOLE
0
0
16727
HOMETRUST BANCSHARES INC
COM
437872104
268
10300
SH
SOLE
0
0
10300
INTEL CORP
COM
458140100
3433
65918
SH
SOLE
0
0
65918
INTERNATIONAL BUSINESS MACHS
COM
459200101
14220
92681
SH
SOLE
0
0
92681
ISHARES TR
SELECT DIVID ETF
464287168
243
2550
SH
SOLE
0
0
2550
ISHARES TR
MSCI EMG MKT ETF
464287234
413
8555
SH
SOLE
0
0
8555
ISHARES TR
S&P 500 GRWT ETF
464287309
8075
52071
SH
SOLE
0
0
52071
ISHARES TR
S&P 500 VAL ETF
464287408
5395
49342
SH
SOLE
0
0
49342
ISHARES TR
MSCI EAFE ETF
464287465
728
10444
SH
SOLE
0
0
10444
ISHARES TR
CORE S&P MCP ETF
464287507
5581
29752
SH
SOLE
0
0
29752
ISHARES TR
RUS 1000 GRW ETF
464287614
6605
48536
SH
SOLE
0
0
48536
ISHARES TR
RUS 1000 ETF
464287622
340
2318
SH
SOLE
0
0
2318
ISHARES TR
CORE S&P SCP ETF
464287804
5829
75691
SH
SOLE
0
0
75691
ISHARES TR
INTL SEL DIV ETF
464288448
271
8224
SH
SOLE
0
0
8224
ISHARES TR
IBOXX HI YD ETF
464288513
1520
17752
SH
SOLE
0
0
17752
JOHNSON & JOHNSON
COM
478160104
9880
77096
SH
SOLE
0
0
77096
LAM RESEARCH CORP
COM
512807108
609
3000
SH
SOLE
0
0
3000
LAMAR ADVERTISING CO NEW
CL A
512816109
11200
175932
SH
SOLE
0
0
175932
LILLY ELI & CO
COM
532457108
254
3277
SH
SOLE
0
0
3277
LOCKHEED MARTIN CORP
COM
539830109
998
2952
SH
SOLE
0
0
2952
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
60
10425
SH
SOLE
0
0
10425
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
682
11689
SH
SOLE
0
0
11689
MARSH & MCLENNAN COS INC
COM
571748102
281
3404
SH
SOLE
0
0
3404
MCDONALDS CORP
COM
580135101
545
3486
SH
SOLE
0
0
3486
MICROSOFT CORP
COM
594918104
34196
374670
SH
SOLE
0
0
374670
OCCIDENTAL PETE CORP DEL
COM
674599105
324
4981
SH
SOLE
0
0
4981
ONEOK INC NEW
COM
682680103
1657
29106
SH
SOLE
0
0
29106
PARK HOTELS RESORTS INC
COM
700517105
11597
429193
SH
SOLE
0
0
429193
PEOPLES UNITED FINANCIAL INC
COM
712704105
13026
698068
SH
SOLE
0
0
698068
PEPSICO INC
COM
713448108
15216
139403
SH
SOLE
0
0
139403
PFIZER INC
COM
717081103
14618
411882
SH
SOLE
0
0
411882
PHILIP MORRIS INTL INC
COM
718172109
707
7112
SH
SOLE
0
0
7112
PHILLIPS 66
COM
718546104
523
5451
SH
SOLE
0
0
5451
PIONEER NAT RES CO
COM
723787107
362
2106
SH
SOLE
0
0
2106
PROCTER AND GAMBLE CO
COM
742718109
15239
192223
SH
SOLE
0
0
192223
PROSPERITY BANCSHARES INC
COM
743606105
1690
23271
SH
SOLE
0
0
23271
QUALCOMM INC
COM
747525103
10594
191193
SH
SOLE
0
0
191193
RAYTHEON CO
COM NEW
755111507
563
2609
SH
SOLE
0
0
2609
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
220
3361
SH
SOLE
0
0
3361
SCHLUMBERGER LTD
COM
806857108
305
4710
SH
SOLE
0
0
4710
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
49650
778336
SH
SOLE
0
0
778336
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
5029
149178
SH
SOLE
0
0
149178
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1871
48910
SH
SOLE
0
0
48910
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
8183
224119
SH
SOLE
0
0
224119
SEMPRA ENERGY
COM
816851109
248
2229
SH
SOLE
0
0
2229
SOUTHERN CO
COM
842587107
10249
229487
SH
SOLE
0
0
229487
STARBUCKS CORP
COM
855244109
210
3621
SH
SOLE
0
0
3621
STIFEL FINL CORP
COM
860630102
261
4401
SH
SOLE
0
0
4401
TEXAS INSTRS INC
COM
882508104
221
2130
SH
SOLE
0
0
2130
TORCHMARK CORP
COM
891027104
257
3050
SH
SOLE
0
0
3050
TYLER TECHNOLOGIES INC
COM
902252105
211
1000
SH
SOLE
0
0
1000
UNIT CORP
COM
909218109
212
10718
SH
SOLE
0
0
10718
VALLEY NATL BANCORP
COM
919794107
13660
1096289
SH
SOLE
0
0
1096289
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
4027
48818
SH
SOLE
0
0
48818
VANGUARD WHITEHALL FDS INC
INTL HIGH ETF
921946794
4050
60955
SH
SOLE
0
0
60955
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
5219
43767
SH
SOLE
0
0
43767
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
8244
175483
SH
SOLE
0
0
175483
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1435
19012
SH
SOLE
0
0
19012
VIRTU FINL INC
CL A
928254101
6920
209704
SH
SOLE
0
0
209704
WALMART INC
COM
931142103
2100
23600
SH
SOLE
0
0
23600
WEYERHAEUSER CO
COM
962166104
14108
403096
SH
SOLE
0
0
403096
WILLIAMS COS INC DEL
COM
969457100
12703
510996
SH
SOLE
0
0
510996
XPO LOGISTICS INC
COM
983793100
9208
90443
SH
SOLE
0
0
90443
ALPS ETF TR
ALERIAN MLP
00162Q866
224
23905
SH
SOLE
0
0
23905
AT&T INC
COM
00206R102
1873
52548
SH
SOLE
0
0
52548
ABBVIE INC
COM
00287Y109
2632
27810
SH
SOLE
0
0
27810
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
10160
55354
SH
SOLE
0
0
55354
ALPHABET INC
CAP STK CL C
02079K107
15694
15210
SH
SOLE
0
0
15210
ALPHABET INC
CAP STK CL A
02079K305
4407
4249
SH
SOLE
0
0
4249
ALTRIA GROUP INC
COM
02209S103
756
12128
SH
SOLE
0
0
12128
BLACKROCK INC
COM
09247X101
15027
27740
SH
SOLE
0
0
27740
BLACKSTONE MTG TR INC
COM CL A
09257W100
7726
245905
SH
SOLE
0
0
245905
BOOKING HLDGS INC
COM
09857L108
9622
4625
SH
SOLE
0
0
4625
CME GROUP INC
COM CL A
12572Q105
12553
77614
SH
SOLE
0
0
77614
CAPITAL ONE FINL CORP
COM
14040H105
7231
75461
SH
SOLE
0
0
75461
CHIMERA INVT CORP
COM NEW
16934Q208
7790
447472
SH
SOLE
0
0
447472
CISCO SYS INC
COM
17275R102
20808
485142
SH
SOLE
0
0
485142
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2020 E
18383M514
30215
1434695
SH
SOLE
0
0
1434695
CONCHO RES INC
COM
20605P101
2556
17000
SH
SOLE
0
0
17000
CONOCOPHILLIPS
COM
20825C104
1197
20184
SH
SOLE
0
0
20184
DOMINION ENERGY INC
COM
25746U109
7889
116996
SH
SOLE
0
0
116996
DOWDUPONT INC
COM
26078J100
202
3178
SH
SOLE
0
0
3178
DUKE ENERGY CORP NEW
COM NEW
26441C204
10935
141157
SH
SOLE
0
0
141157
EDITAS MEDICINE INC
COM
28106W103
4103
123774
SH
SOLE
0
0
123774
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
116
12070
SH
SOLE
0
0
12070
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
2312
142541
SH
SOLE
0
0
142541
EQUITY BANCSHARES INC
COM CL A
29460X109
803
20510
SH
SOLE
0
0
20510
EXXON MOBIL CORP
COM
30231G102
122422
1640826
SH
SOLE
0
0
1640826
FACEBOOK INC
CL A
30303M102
256
1603
SH
SOLE
0
0
1603
FEDEX CORP
COM
31428X106
253
1053
SH
SOLE
0
0
1053
FLEXSHARES TR
MSTAR EMKT FAC
33939L308
3847
63182
SH
SOLE
0
0
63182
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
1701
52224
SH
SOLE
0
0
52224
FLEXSHARES TR
M STAR DEV MKT
33939L803
6773
99965
SH
SOLE
0
0
99965
GEO GROUP INC NEW
COM
36162J106
7584
370485
SH
SOLE
0
0
370485
GENERAL MTRS CO
COM
37045V100
13834
380695
SH
SOLE
0
0
380695
HCP INC
COM
40414L109
11542
496848
SH
SOLE
0
0
496848
INTELLIA THERAPEUTICS INC
COM
45826J105
2287
108425
SH
SOLE
0
0
108425
IRON MTN INC NEW
COM
46284V101
8922
271519
SH
SOLE
0
0
271519
ISHARES TR
CORE MSCI EAFE
46432F842
29952
454639
SH
SOLE
0
0
454639
ISHARES INC
CORE MSCI EMKT
46434G103
19435
332783
SH
SOLE
0
0
332783
ISHARES TR
INTL MOMENTUM FT
46434V449
603
19715
SH
SOLE
0
0
19715
ISHARES TR
IBONDS DEC19 ETF
46434VAU4
212
8560
SH
SOLE
0
0
8560
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
22787
930832
SH
SOLE
0
0
930832
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
30551
1246438
SH
SOLE
0
0
1246438
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
54850
2259994
SH
SOLE
0
0
2259994
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
36169
1478113
SH
SOLE
0
0
1478113
ISHARES TR
INTL VALUE FACTR
46435G409
715
27300
SH
SOLE
0
0
27300
ISHARES TR
IBONDS ETF
46435UAA9
43840
1821411
SH
SOLE
0
0
1821411
JPMORGAN CHASE & CO
COM
46625H100
1150
10456
SH
SOLE
0
0
10456
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2123
88441
SH
SOLE
0
0
88441
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
15367
95004
SH
SOLE
0
0
95004
MCKESSON CORP
COM
58155Q103
226
1601
SH
SOLE
0
0
1601
MERCK & CO INC
COM
58933Y105
9092
166924
SH
SOLE
0
0
166924
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
38
28269
SH
SOLE
0
0
28269
NEXTERA ENERGY INC
COM
65339F101
205
1253
SH
SOLE
0
0
1253
NOVANTA INC
COM
67000B104
261
5000
SH
SOLE
0
0
5000
OPKO HEALTH INC
COM
68375N103
347
109500
SH
SOLE
0
0
109500
ORACLE CORP
COM
68389X105
479
10476
SH
SOLE
0
0
10476
PBF ENERGY INC
CL A
69318G106
9365
276239
SH
SOLE
0
0
276239
PATTERN ENERGY GROUP INC
CL A
70338P100
8916
515682
SH
SOLE
0
0
515682
PAYPAL HLDGS INC
COM
70450Y103
6679
88026
SH
SOLE
0
0
88026
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
5884
211063
SH
SOLE
0
0
211063
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
2793
129921
SH
SOLE
0
0
129921
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
34907
1509184
SH
SOLE
0
0
1509184
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T557
1944
105032
SH
SOLE
0
0
105032
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2262
8597
SH
SOLE
0
0
8597
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
12598
260395
SH
SOLE
0
0
260395
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
85794
1788493
SH
SOLE
0
0
1788493
SALESFORCE COM INC
COM
79466L302
10502
90297
SH
SOLE
0
0
90297
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
1349
15000
SH
SOLE
0
0
15000
3M CO
COM
88579Y101
1120
5102
SH
SOLE
0
0
5102
TWITTER INC
COM
90184L102
872
30055
SH
SOLE
0
0
30055
TWO HBRS INVT CORP
COM NEW
90187B408
8616
560574
SH
SOLE
0
0
560574
UNITEDHEALTH GROUP INC
COM
91324P102
15472
72298
SH
SOLE
0
0
72298
VALERO ENERGY CORP NEW
COM
91913Y100
11573
124746
SH
SOLE
0
0
124746
VANECK VECTORS ETF TR
NAT RES ETF
92189F841
2124
58583
SH
SOLE
0
0
58583
VERIZON COMMUNICATIONS INC
COM
92343V104
12873
269206
SH
SOLE
0
0
269206
VISA INC
COM CL A
92826C839
19664
164387
SH
SOLE
0
0
164387
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
12830
461183
SH
SOLE
0
0
461183
WEC ENERGY GROUP INC
COM
92939U106
257
4105
SH
SOLE
0
0
4105
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
582
16894
SH
SOLE
0
0
16894
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
6955
145434
SH
SOLE
0
0
145434
WISDOMTREE TR
US MIDCAP DIVID
97717W505
4291
125752
SH
SOLE
0
0
125752
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
3895
142150
SH
SOLE
0
0
142150
WISDOMTREE TR
INTL SMCAP DIV
97717W760
6627
86710
SH
SOLE
0
0
86710
WPX ENERGY INC
COM
98212B103
222
15004
SH
SOLE
0
0
15004
JOHNSON CTLS INTL PLC
SHS
G51502105
226
6412
SH
SOLE
0
0
6412
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
10925
210780
SH
SOLE
0
0
210780
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
6807
148917
SH
SOLE
0
0
148917
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
8231
82861
SH
SOLE
0
0
82861