0000860828-16-000011.txt : 20161102
0000860828-16-000011.hdr.sgml : 20161102
20161102134241
ACCESSION NUMBER: 0000860828-16-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
EFFECTIVENESS DATE: 20161102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 161967059
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
09-30-2016
09-30-2016
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Lori A. Smith
CHIEF FINANCIAL OFFICER
9185990045
Lori A. Smith
TULSA
OK
11-02-2016
0
140
668506
false
INFORMATION TABLE
2
INFO_13F093016.xml
AAON INC
COMMON
000360206
59430068
2062112
SH
SOLE
2062112
0
0
AER ENERGY RES INC(4)
COMMON
000944207
0
40000
SH
SOLE
40000
0
0
ABBOTT LABS
COMMON
002824100
562861
13310
SH
SOLE
13310
0
0
AMAZON
COMMON
023135106
13202436
15768
SH
SOLE
15768
0
0
AMER ELECTRIC PWR
COMMON
025537101
368256
5735
SH
SOLE
5735
0
0
AMGEN
COMMON
031162100
12016907
72039
SH
SOLE
72039
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
10209528
972336
SH
SOLE
972336
0
0
APACHE CORP
COMMON
037411105
330591
5176
SH
SOLE
5176
0
0
APPLE
COMMON
037833100
21001411
185771
SH
SOLE
185771
0
0
ARROW ELECTRS INC
COMMON
042735100
8224879
128574
SH
SOLE
128574
0
0
B P PLC ADR
COMMON
055622104
232259
6606
SH
SOLE
6606
0
0
BAKER HUGHES INC
COMMON
057224107
260425
5160
SH
SOLE
5160
0
0
BANK OF AMERICA
COMMON
060505104
1437906
91879
SH
SOLE
91879
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1729760
8
SH
SOLE
8
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
755000
5226
SH
SOLE
5226
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
7675926
142358
SH
SOLE
142358
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
18842080
535591
SH
SOLE
535591
0
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CSX CORP
COMMON
126408103
8129319
266535
SH
SOLE
266535
0
0
CVS CORP
COMMON
126650100
851003
9563
SH
SOLE
9563
0
0
CATERPILLAR INC
COMMON
149123101
274299
3090
SH
SOLE
3090
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1099187
10680
SH
SOLE
10680
0
0
CIMAREX ENERGY CO
COMMON
171798101
215395
1603
SH
SOLE
1603
0
0
CITIGROUP INC
COMMON
172967424
17928310
379596
SH
SOLE
379596
0
0
COGNIZANT TECHNOLOGY
COMMON
192446102
5337604
111876
SH
SOLE
111876
0
0
CONAGRA INC
COMMON
205887102
266172
5650
SH
SOLE
5650
0
0
CONTINENTAL RESOURCES
COMMON
212015101
11660915
224421
SH
SOLE
224421
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DISNEY WALT PRODTNS
COMMON
254687106
9846221
106033
SH
SOLE
106033
0
0
EMERSON ELEC CO
COMMON
291011104
299678
5498
SH
SOLE
5498
0
0
ENTERPRISE PRODS PART
COMMON
293792107
1604703
58078
SH
SOLE
58078
0
0
FALCON OIL & GAS LTD
COMMON
306071101
2405
37000
SH
SOLE
37000
0
0
FIFTH THIRD BANCORP
COMMON
316773100
9379150
458414
SH
SOLE
458414
0
0
FORD MTR CO DEL
COMMON
345370860
9052775
750023
SH
SOLE
750023
0
0
GENERAL ELECTRIC
COMMON
369604103
12533999
423160
SH
SOLE
423160
0
0
GILEAD SCIENCES INC
COMMON
375558103
6282778
79408
SH
SOLE
79408
0
0
GLU MOBILE INC
COMMON
379890106
103040
46000
SH
SOLE
46000
0
0
HOME DEPOT INC
COMMON
437076102
440782
3425
SH
SOLE
3425
0
0
INTEL CORP
COMMON
458140100
399527
10584
SH
SOLE
10584
0
0
I B M
COMMON
459200101
9922500
62465
SH
SOLE
62465
0
0
ISE BLU EQUITY CORP
COMMON
464274109
0
1000000
SH
SOLE
1000000
0
0
JOHNSON & JOHNSON
COMMON
478160104
7705924
65233
SH
SOLE
65233
0
0
KROGER CO
COMMON
501044101
311640
10500
SH
SOLE
10500
0
0
LAMAR ADVERTISING REI
COMMON
512816109
11900969
182223
SH
SOLE
182223
0
0
LILLY, ELI AND COMPAN
COMMON
532457108
232070
2891
SH
SOLE
2891
0
0
LOCKHEED MARTIN
COMMON
539830109
679127
2833
SH
SOLE
2833
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
821079
11607
SH
SOLE
11607
0
0
MARATHON OIL CORP
COMMON
565849106
279995
17710
SH
SOLE
17710
0
0
MARSH & MCLENNAN COS
COMMON
571748102
201750
3000
SH
SOLE
3000
0
0
MCDERMOTT INTL INC
COMMON
580037109
59338
11844
SH
SOLE
11844
0
0
MCDONALDS
COMMON
580135101
678847
5885
SH
SOLE
5885
0
0
MICROSOFT
COMMON
594918104
1211452
21032
SH
SOLE
21032
0
0
NEWFIELD EXPL CO
COMMON
651290108
7258081
167006
SH
SOLE
167006
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
4349194
59643
SH
SOLE
59643
0
0
ONEOK INC
COMMON
682680103
604864
11770
SH
SOLE
11770
0
0
PACCAR INC
COMMON
693718108
9188196
156315
SH
SOLE
156315
0
0
PARDEE RES CO COM
COMMON
699437109
344688
2064
SH
SOLE
2064
0
0
PEOPLES UNITED FINANC
COMMON
712704105
12081718
763699
SH
SOLE
763699
0
0
PEPSICO
COMMON
713448108
10115470
92999
SH
SOLE
92999
0
0
PFIZER
COMMON
717081103
11588051
342133
SH
SOLE
342133
0
0
PHILIP MORRIS INTL IN
COMMON
718172109
1366719
14058
SH
SOLE
14058
0
0
PHILLIPS 66
COMMON
718546104
1110317
13784
SH
SOLE
13784
0
0
PRICELINE GROUP INC
COMMON
741503403
9048192
6149
SH
SOLE
6149
0
0
PROCTER & GAMBLE
COMMON
742718109
11251577
125366
SH
SOLE
125366
0
0
PROSPERITY BANCSHARES
COMMON
743606105
366940
6685
SH
SOLE
6685
0
0
QUALCOMM
COMMON
747525103
13082704
190988
SH
SOLE
190988
0
0
RAYTHEON CO
COMMON
755111507
350399
2574
SH
SOLE
2574
0
0
SCHLUMBERGER
COMMON
806857108
862609
10969
SH
SOLE
10969
0
0
SEMPRA ENERGY CORP
COMMON
816851109
238927
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
12159166
237021
SH
SOLE
237021
0
0
SOUTHWEST AIRLS CO
COMMON
844741108
300270
7721
SH
SOLE
7721
0
0
SPECTRA ENERGY CORP
COMMON
847560109
4194730
98122
SH
SOLE
98122
0
0
UNILEVER PLC ADR
COMMON
904767704
10401339
219438
SH
SOLE
219438
0
0
UNIVERCELL HOLDINGS I
COMMON
913356101
0
100000
SH
SOLE
100000
0
0
VALLEY NATL BANCORP
COMMON
919794107
10121789
1040266
SH
SOLE
1040266
0
0
WAL MART STORES INC
COMMON
931142103
1362390
18891
SH
SOLE
18891
0
0
WELLS FARGO
COMMON
949746101
7274620
164287
SH
SOLE
164287
0
0
WEYERHAEUSER CO
COMMON
962166104
10151390
317827
SH
SOLE
317827
0
0
WILLIAMS COS INC
COMMON
969457100
7899235
257053
SH
SOLE
257053
0
0
AT&T
COMMON
00206R102
9930338
244529
SH
SOLE
244529
0
0
ABBVIE INC
COMMON
00287Y109
804443
12755
SH
SOLE
12755
0
0
ALPHABET CLASS C
COMMON
02079K107
10048863
12928
SH
SOLE
12928
0
0
ALPHABET CLASS A
COMMON
02079K305
5458763
6789
SH
SOLE
6789
0
0
ALTRIA GROUP INC
COMMON
02209S103
795914
12588
SH
SOLE
12588
0
0
BONANZA ROYALTIES, LL
COMMON
02636P995
881
15800
SH
SOLE
15800
0
0
APPYEA INC
COMMON
03834R106
20
10000
SH
SOLE
10000
0
0
BLACKROCK
COMMON
09247X101
6977143
19249
SH
SOLE
19249
0
0
BLACKSTONE MTG TR INC
COMMON
09257W100
11205252
380484
SH
SOLE
380484
0
0
CME GROUP INC
COMMON
12572Q105
7261752
69477
SH
SOLE
69477
0
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
5584136
77741
SH
SOLE
77741
0
0
CISCO SYSTEMS
COMMON
17275R102
11126731
350780
SH
SOLE
350780
0
0
CONOCOPHILLIPS
COMMON
20825C104
1974212
45416
SH
SOLE
45416
0
0
DEVON ENERGY CORP
COMMON
25179M103
685946
15551
SH
SOLE
15551
0
0
DISABILITY ACCESS COR
COMMON
25459R103
0
10000
SH
SOLE
10000
0
0
DUKE ENERGY CORPORATI
COMMON
26441C204
5687469
71058
SH
SOLE
71058
0
0
EOG RESOURCES
COMMON
26875P101
567591
5869
SH
SOLE
5869
0
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
306940
12070
SH
SOLE
12070
0
0
EXXON MOBIL CORP
COMMON
30231G102
4891062
56039
SH
SOLE
56039
0
0
FACEBOOK
COMMON
30303M102
289634
2258
SH
SOLE
2258
0
0
FEDEX CORP
COMMON
31428X106
210160
1203
SH
SOLE
1203
0
0
IRM 01/20/17 35.00 P
OPTION
34Y995AL6
69600
145
SH
SOLE
145
0
0
GEO GROUP INC
COMMON
36162J106
7181718
302007
SH
SOLE
302007
0
0
GENERAL MOTORS
COMMON
37045V100
9693993
305130
SH
SOLE
305130
0
0
GLOBAL GEOPHYSICAL SV
COMMON
37946S107
0
13335
SH
SOLE
13335
0
0
HCP INC
COMMON
40414L109
273756
7214
SH
SOLE
7214
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
450101
6759
SH
SOLE
6759
0
0
KINDER MORGAN
COMMON
49456B101
229612
9927
SH
SOLE
9927
0
0
LABORATORY CORP AMER
COMMON
50540R409
10364342
75388
SH
SOLE
75388
0
0
MANULIFE FINL CORP
COMMON
56501R106
918321
65083
SH
SOLE
65083
0
0
MCKESSON CORPORATION
COMMON
58155Q103
495690
2973
SH
SOLE
2973
0
0
MERCK & COMPANY
COMMON
58933Y105
10646939
170597
SH
SOLE
170597
0
0
MID CON ENERGY PARTNE
COMMON
59560V109
38215
13269
SH
SOLE
13269
0
0
NRG YIELD INC
COMMON
62942X405
8867462
522846
SH
SOLE
522846
0
0
ONEOK PARTNERS L P
COMMON
68268N103
837284
20958
SH
SOLE
20958
0
0
OPKO HEALTH INC
COMMON
68375N103
1159605
109500
SH
SOLE
109500
0
0
ORACLE SYS CORP
COMMON
68389X105
284662
7247
SH
SOLE
7247
0
0
PG&E CORP
COMMON
69331C108
217398
3554
SH
SOLE
3554
0
0
PFF BANCORP INC
COMMON
69331W104
0
218106
SH
SOLE
218106
0
0
PPL CORP
COMMON
69351T106
4964734
143614
SH
SOLE
143614
0
0
PATTERN ENERGY GROUP
COMMON
70338P100
8674911
385723
SH
SOLE
385723
0
0
PROPELL TECHNOLOGIES
COMMON
74345U102
1875
31250
SH
SOLE
31250
0
0
RANGE RES CORP
COMMON
75281A109
274371
7081
SH
SOLE
7081
0
0
SANDRIDGE ENERGY INC
COMMON
80007P307
120
10000
SH
SOLE
10000
0
0
SYNCHRONY FINL
COMMON
87165B103
13673191
488328
SH
SOLE
488328
0
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
933640
17000
SH
SOLE
17000
0
0
3DICON CORP
COMMON
88579F201
86
143489
SH
SOLE
143489
0
0
3M CO
COMMON
88579Y101
884851
5021
SH
SOLE
5021
0
0
TOTALLY GREEN INC
COMMON
89154K201
783
13050
SH
SOLE
13050
0
0
TWITTER
COMMON
90184L102
772175
33500
SH
SOLE
33500
0
0
U S GEOTHERMAL INC
COMMON
90338S102
18540
25600
SH
SOLE
25600
0
0
UNITEDHEALTH GROUP IN
COMMON
91324P102
359520
2568
SH
SOLE
2568
0
0
VALERO ENERGY CORP
COMMON
91913Y100
13491537
254557
SH
SOLE
254557
0
0
VERIZON COMMUNICATION
COMMON
92343V104
11089421
213340
SH
SOLE
213340
0
0
VISA
COMMON
92826C839
10896128
131755
SH
SOLE
131755
0
0
VODAFONE GROUP
COMMON
92857W308
8849330
303579
SH
SOLE
303579
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
217236
3628
SH
SOLE
3628
0
0
WILLIAMS PARTNERS L P
COMMON
96949L105
563577
15154
SH
SOLE
15154
0
0
ALLERGAN PLC SHS
COMMON
G0177J108
14134816
61373
SH
SOLE
61373
0
0
WEATHERFORD INTL
COMMON
G48833100
56200
10000
SH
SOLE
10000
0
0
SEADRILL LIMITED SHS
COMMON
G7945E105
47400
20000
SH
SOLE
20000
0
0