0000860828-16-000010.txt : 20160809
0000860828-16-000010.hdr.sgml : 20160809
20160809110541
ACCESSION NUMBER: 0000860828-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160809
DATE AS OF CHANGE: 20160809
EFFECTIVENESS DATE: 20160809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 161816760
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
06-30-2016
06-30-2016
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Lori A. Smith
CHIEF FINANCIAL OFFICER
9185990045
LORI A. SMITH
TULSA
OK
08-09-2016
0
142
645687
false
INFORMATION TABLE
2
INFO_13F063016.xml
3DICON CORP
COMMON
88579F201
115
143489
SH
SOLE
143489
0
0
3M CO
COMMON
88579Y101
879278
5021
SH
SOLE
5021
0
0
AAON INC
COMMON
000360206
56728701
2062112
SH
SOLE
2062112
0
0
ABBOTT LABS
COMMON
002824100
521943
13278
SH
SOLE
13278
0
0
ABBVIE INC
COMMON
00287Y109
813987
13148
SH
SOLE
13148
0
0
AER ENERGY RES INC(4)
COMMON
000944207
0
40000
SH
SOLE
40000
0
0
AGILENT TECHNOLOGIES
COMMON
00846U101
6985062
157463
SH
SOLE
157463
0
0
ALPHABET CLASS A
COMMON
02079K305
4824105
6857
SH
SOLE
6857
0
0
ALPHABET CLASS C
COMMON
02079K107
8964131
12952
SH
SOLE
12952
0
0
ALTRIA GROUP INC
COMMON
02209S103
1006375
14594
SH
SOLE
14594
0
0
AMAZON
COMMON
023135106
11434176
15978
SH
SOLE
15978
0
0
AMER ELECTRIC PWR
COMMON
025537101
458191
6537
SH
SOLE
6537
0
0
AMGEN
COMMON
031162100
11003301
72319
SH
SOLE
72319
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
10635512
960751
SH
SOLE
960751
0
0
APACHE CORP
COMMON
037411105
356288
6400
SH
SOLE
6400
0
0
APPLE
COMMON
037833100
17878712
187016
SH
SOLE
187016
0
0
APPYEA INC COM
COMMON
03834R106
8
10000
SH
SOLE
10000
0
0
ARROW ELECTRS INC
COMMON
042735100
7994880
129158
SH
SOLE
129158
0
0
AT&T
COMMON
00206R102
9970068
230735
SH
SOLE
230735
0
0
B P PLC ADR
COMMON
055622104
229720
6469
SH
SOLE
6469
0
0
BAKER HUGHES INC
COMMON
057224107
232871
5160
SH
SOLE
5160
0
0
BANK OF AMERICA
COMMON
060505104
1222817
92149
SH
SOLE
92149
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1735800
8
SH
SOLE
8
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
771152
5326
SH
SOLE
5326
0
0
BIOGEN IDEC INC
COMMON
09062X103
5265872
21776
SH
SOLE
21776
0
0
BLACKROCK
COMMON
09247X101
8024219
23426
SH
SOLE
23426
0
0
BLACKSTONE MTG TR INC
COMMON
09257W100
10033934
362629
SH
SOLE
362629
0
0
BONANZA ROYALTIES, LL
COMMON
02636P995
881
15800
SH
SOLE
15800
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
8212955
111665
SH
SOLE
111665
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
17602438
532278
SH
SOLE
532278
0
0
BROOKFIELD BUS PTNRS
COMMON
G16234109
197971
10370
SH
SOLE
10370
0
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
4937331
77741
SH
SOLE
77741
0
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CATERPILLAR INC
COMMON
149123101
299829
3955
SH
SOLE
3955
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1170690
11168
SH
SOLE
11168
0
0
CISCO SYSTEMS
COMMON
17275R102
9855031
343501
SH
SOLE
343501
0
0
CITIGROUP INC
COMMON
172967424
8053684
189990
SH
SOLE
189990
0
0
CLOROX CO
COMMON
189054109
220870
1596
SH
SOLE
1596
0
0
CME GROUP INC
COMMON
12572Q105
6180632
63456
SH
SOLE
63456
0
0
COCA COLA
COMMON
191216100
245978
5426
SH
SOLE
5426
0
0
COGNIZANT TECHNOLOGY
COMMON
192446102
6103787
106635
SH
SOLE
106635
0
0
CONAGRA INC
COMMON
205887102
280167
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COMMON
20825C104
1981679
45451
SH
SOLE
45451
0
0
CONTINENTAL RESOURCES
COMMON
212015101
10167416
224595
SH
SOLE
224595
0
0
CSX CORP
COMMON
126408103
6939989
266104
SH
SOLE
266104
0
0
CVS CORP
COMMON
126650100
915553
9563
SH
SOLE
9563
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DISABILITY ACCESS COR
COMMON
25459R103
1
10000
SH
SOLE
10000
0
0
DUKE ENERGY CORPORATI
COMMON
26441C204
10314498
120230
SH
SOLE
120230
0
0
EMERSON ELEC CO
COMMON
291011104
300759
5766
SH
SOLE
5766
0
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
280024
12070
SH
SOLE
12070
0
0
ENTERPRISE PRODS PART
COMMON
293792107
1819220
62174
SH
SOLE
62174
0
0
EOG RESOURCES
COMMON
26875P101
489592
5869
SH
SOLE
5869
0
0
EXPRESS SCRIPTS
COMMON
30219G108
8404325
110875
SH
SOLE
110875
0
0
EXXON MOBIL CORP
COMMON
30231G102
5191578
55383
SH
SOLE
55383
0
0
FACEBOOK
COMMON
30303M102
295871
2589
SH
SOLE
2589
0
0
FALCON OIL & GAS LTD
COMMON
306071101
3478
37000
SH
SOLE
37000
0
0
FIFTH THIRD BANCORP
COMMON
316773100
7865808
447175
SH
SOLE
447175
0
0
FORD MTR CO DEL
COMMON
345370860
8779372
698439
SH
SOLE
698439
0
0
GENERAL ELECTRIC
COMMON
369604103
13366755
424611
SH
SOLE
424611
0
0
GENERAL MOTORS
COMMON
37045V100
8539362
301744
SH
SOLE
301744
0
0
GEO GROUP INC
COMMON
36162J106
9255735
270794
SH
SOLE
270794
0
0
GILEAD SCIENCES INC
COMMON
375558103
6221349
74579
SH
SOLE
74579
0
0
GLOBAL GEOPHYSICAL SV
COMMON
37946S107
0
13335
SH
SOLE
13335
0
0
HCP INC
COMMON
40414L109
255217
7214
SH
SOLE
7214
0
0
HOME DEPOT INC
COMMON
437076102
414545
3246
SH
SOLE
3246
0
0
I B M
COMMON
459200101
9769721
64368
SH
SOLE
64368
0
0
INNOVATIVE PROD OPPOR
COMMON
457676203
1
10000
SH
SOLE
10000
0
0
INTEL CORP
COMMON
458140100
353607
10781
SH
SOLE
10781
0
0
ISE BLU EQUITY CORP
COMMON
464274109
0
1000000
SH
SOLE
1000000
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
455944
7337
SH
SOLE
7337
0
0
JOHNSON & JOHNSON
COMMON
478160104
8476657
69882
SH
SOLE
69882
0
0
KIMBERLY CLARK CORP
COMMON
494368103
268843
1956
SH
SOLE
1956
0
0
KINDER MORGAN
COMMON
49456B101
189390
10117
SH
SOLE
10117
0
0
KROGER CO
COMMON
501044101
386295
10500
SH
SOLE
10500
0
0
LABORATORY CORP AMER
COMMON
50540R409
9900259
75998
SH
SOLE
75998
0
0
LAMAR ADVERTISING REI
COMMON
512816109
12553329
189341
SH
SOLE
189341
0
0
LILLY, ELI AND COMPAN
COMMON
532457108
214515
2724
SH
SOLE
2724
0
0
LOCKHEED MARTIN
COMMON
539830109
703066
2833
SH
SOLE
2833
0
0
MACROSOLVE INC
COMMON
55610Q108
24
235300
SH
SOLE
235300
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
873240
11490
SH
SOLE
11490
0
0
MANULIFE FINL CORP
COMMON
56501R106
1641535
120083
SH
SOLE
120083
0
0
MARSH & MCLENNAN COS
COMMON
571748102
205380
3000
SH
SOLE
3000
0
0
MCDERMOTT INTL INC
COMMON
580037109
58509
11844
SH
SOLE
11844
0
0
MCDONALDS
COMMON
580135101
706201
5868
SH
SOLE
5868
0
0
MCKESSON CORPORATION
COMMON
58155Q103
554799
2972
SH
SOLE
2972
0
0
MERCK & COMPANY
COMMON
58933Y105
9807159
170234
SH
SOLE
170234
0
0
MICROSOFT
COMMON
594918104
1085478
21213
SH
SOLE
21213
0
0
NEWFIELD EXPL CO
COMMON
651290108
7916747
179193
SH
SOLE
179193
0
0
NRG YIELD INC
COMMON
62942X405
7541572
483744
SH
SOLE
483744
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
4894448
64776
SH
SOLE
64776
0
0
ONEOK INC
COMMON
682680103
685605
14449
SH
SOLE
14449
0
0
ONEOK PARTNERS L P
COMMON
68268N103
917346
22899
SH
SOLE
22899
0
0
OPKO HEALTH INC
COMMON
68375N103
1022730
109500
SH
SOLE
109500
0
0
ORACLE SYS CORP
COMMON
68389X105
329364
8047
SH
SOLE
8047
0
0
PARDEE RES CO COM
COMMON
699437109
369456
2064
SH
SOLE
2064
0
0
PATTERN ENERGY GROUP
COMMON
70338P100
8079658
351748
SH
SOLE
351748
0
0
PENN VIRGINIA CORP
COMMON
707882106
90896
1748000
SH
SOLE
1748000
0
0
PEOPLES UNITED FINANC
COMMON
712704105
10890689
742885
SH
SOLE
742885
0
0
PEPSICO
COMMON
713448108
11798128
111366
SH
SOLE
111366
0
0
PERRIGO COMPANY
COMMON
G97822103
7493432
82645
SH
SOLE
82645
0
0
PFF BANCORP INC
COMMON
69331W104
2
218106
SH
SOLE
218106
0
0
PFIZER
COMMON
717081103
11392701
323564
SH
SOLE
323564
0
0
PG&E CORP
COMMON
69331C108
227172
3554
SH
SOLE
3554
0
0
PHILIP MORRIS INTL IN
COMMON
718172109
1476669
14517
SH
SOLE
14517
0
0
PHILLIPS 66
COMMON
718546104
1090370
13743
SH
SOLE
13743
0
0
PPL CORP
COMMON
69351T106
7169154
189911
SH
SOLE
189911
0
0
PRICELINE GROUP INC
COMMON
741503403
7782588
6234
SH
SOLE
6234
0
0
PROCTER & GAMBLE
COMMON
742718109
10747924
126939
SH
SOLE
126939
0
0
PROPELL TECHNOLOGIES
COMMON
74345U102
1328
31250
SH
SOLE
31250
0
0
PROSPERITY BANCSHARES
COMMON
743606105
5324427
104421
SH
SOLE
104421
0
0
QUALCOMM
COMMON
747525103
9934747
185454
SH
SOLE
185454
0
0
RANGE RES CORP
COMMON
75281A109
305454
7081
SH
SOLE
7081
0
0
RAYTHEON CO
COMMON
755111507
380524
2799
SH
SOLE
2799
0
0
SANDRIDGE ENERGY INC
COMMON
80007P307
186
10000
SH
SOLE
10000
0
0
SCHLUMBERGER
COMMON
806857108
928564
11742
SH
SOLE
11742
0
0
SEADRILL LIMITED SHS
COMMON
G7945E105
64800
20000
SH
SOLE
20000
0
0
SEMPRA ENERGY CORP
COMMON
816851109
254151
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
13302322
248039
SH
SOLE
248039
0
0
SPECTRA ENERGY CORP
COMMON
847560109
5615907
153314
SH
SOLE
153314
0
0
STARBUCKS CORP
COMMON
855244109
204261
3576
SH
SOLE
3576
0
0
SYNCHRONY FINL
COMMON
87165B103
12344098
488295
SH
SOLE
488295
0
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
794920
17000
SH
SOLE
17000
0
0
TOTALLY GREEN INC
COMMON
89154K201
1044
13050
SH
SOLE
13050
0
0
TWITTER
COMMON
90184L102
566485
33500
SH
SOLE
33500
0
0
TYSON FOODS INC-CL A
COMMON
902494103
262218
3926
SH
SOLE
3926
0
0
U S GEOTHERMAL INC
COMMON
90338S102
20954
25600
SH
SOLE
25600
0
0
UNILEVER PLC ADR
COMMON
904767704
10733535
224035
SH
SOLE
224035
0
0
UNITEDHEALTH GROUP IN
COMMON
91324P102
371921
2634
SH
SOLE
2634
0
0
UNIVERCELL HOLDINGS I
COMMON
913356101
0
100000
SH
SOLE
100000
0
0
VALERO ENERGY CORP
COMMON
91913Y100
12465930
244430
SH
SOLE
244430
0
0
VALLEY NATL BANCORP
COMMON
919794107
9132496
1001370
SH
SOLE
1001370
0
0
VERIZON COMMUNICATION
COMMON
92343V104
12256557
219494
SH
SOLE
219494
0
0
VISA
COMMON
92826C839
9823402
132444
SH
SOLE
132444
0
0
VODAFONE GROUP
COMMON
92857W308
8763942
283715
SH
SOLE
283715
0
0
WAL MART STORES INC
COMMON
931142103
1486147
20353
SH
SOLE
20353
0
0
WEATHERFORD INTL
COMMON
G48833100
55500
10000
SH
SOLE
10000
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
236899
3628
SH
SOLE
3628
0
0
WELLS FARGO
COMMON
949746101
7683131
162331
SH
SOLE
162331
0
0
WEYERHAEUSER CO
COMMON
962166104
8994637
302138
SH
SOLE
302138
0
0
WILLIAMS COS INC
COMMON
969457100
9580834
442942
SH
SOLE
442942
0
0
WILLIAMS PARTNERS L P
COMMON
96949L105
539934
15587
SH
SOLE
15587
0
0