0000860828-16-000008.txt : 20160219
0000860828-16-000008.hdr.sgml : 20160219
20160219093531
ACCESSION NUMBER: 0000860828-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
EFFECTIVENESS DATE: 20160219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 161440375
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
12-31-2015
12-31-2015
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
LORI A. SMITH
CHIEF FINANCIAL OFFICER
918-599-0045
LORI A. SMITH
TULSA
OK
02-19-2016
0
135
570727
false
INFORMATION TABLE
2
INFO_13F123115.xml
3DICON CORP
COMMON
88579F201
14
143489
SH
SOLE
143489
0
0
3M CO
COMMON
88579Y101
753200
5000
SH
SOLE
5000
0
0
AAON INC
COMMON
000360206
47882241
2062112
SH
SOLE
2062112
0
0
ABBOTT LABS
COMMON
002824100
596278
13277
SH
SOLE
13277
0
0
ABBVIE INC
COMMON
00287Y109
778844
13147
SH
SOLE
13147
0
0
AER ENERGY RES INC
COMMON
000944207
4
40000
SH
SOLE
40000
0
0
AGILENT TECHNOLOGIES
COMMON
00846U101
6630718
158592
SH
SOLE
158592
0
0
ALIBABA GROUP HLDG LT
COMMON
01609W102
8720352
107301
SH
SOLE
107301
0
0
ALLIANCE HOLDINGS GP
COMMON
01861G100
337833
16741
SH
SOLE
16741
0
0
ALPHABET CLASS A
COMMON
02079K305
5506755
7078
SH
SOLE
7078
0
0
ALPHABET CLASS C
COMMON
02079K107
8860739
11676
SH
SOLE
11676
0
0
ALTRIA GROUP INC
COMMON
02209S103
798967
13726
SH
SOLE
13726
0
0
AMAZON
COMMON
023135106
10431010
15433
SH
SOLE
15433
0
0
AMER ELECTRIC PWR
COMMON
025537101
326237
5599
SH
SOLE
5599
0
0
AMGEN
COMMON
031162100
11028814
67941
SH
SOLE
67941
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
8992671
958707
SH
SOLE
958707
0
0
APACHE CORP
COMMON
037411105
284608
6400
SH
SOLE
6400
0
0
APPLE
COMMON
037833100
18932559
179865
SH
SOLE
179865
0
0
ARROW ELECTRS INC
COMMON
042735100
6969607
128638
SH
SOLE
128638
0
0
AT&T
COMMON
00206R102
1456946
42341
SH
SOLE
42341
0
0
B P PLC ADR
COMMON
055622104
202517
6478
SH
SOLE
6478
0
0
BANK OF AMERICA
COMMON
060505104
1550868
92149
SH
SOLE
92149
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1582400
8
SH
SOLE
8
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
643827
4876
SH
SOLE
4876
0
0
BGC PARTNERS
COMMON
05541T101
5533884
564106
SH
SOLE
564106
0
0
BIOGEN IDEC INC
COMMON
09062X103
5791853
18906
SH
SOLE
18906
0
0
BLACKROCK
COMMON
09247X101
7285975
21397
SH
SOLE
21397
0
0
BLACKSTONE MTG TR INC
COMMON
09257W100
6605706
246850
SH
SOLE
246850
0
0
BONANZA ROYALTIES, LL
COMMON
02636P995
881
15800
SH
SOLE
15800
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
7442453
108191
SH
SOLE
108191
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
16218005
514367
SH
SOLE
514367
0
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
5539165
76741
SH
SOLE
76741
0
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CENTERPOINT ENERGY IN
COMMON
15189T107
9544184
519836
SH
SOLE
519836
0
0
CHESAPEAKE ENERGY COR
COMMON
165167107
2494384
554308
SH
SOLE
554308
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1033724
11491
SH
SOLE
11491
0
0
CISCO SYSTEMS
COMMON
17275R102
306607
11291
SH
SOLE
11291
0
0
CLOROX CO
COMMON
189054109
202421
1596
SH
SOLE
1596
0
0
COCA COLA
COMMON
191216100
207485
4830
SH
SOLE
4830
0
0
CONAGRA INC
COMMON
205887102
429610
10190
SH
SOLE
10190
0
0
CONOCOPHILLIPS
COMMON
20825C104
2150750
46064
SH
SOLE
46064
0
0
CONTINENTAL RESOURCES
COMMON
212015101
5853810
254735
SH
SOLE
254735
0
0
CSX CORP
COMMON
126408103
6445851
248395
SH
SOLE
248395
0
0
CVS CORP
COMMON
126650100
864460
8842
SH
SOLE
8842
0
0
DECISION DIAGNOSTICS
COMMON
243443108
1350
13500
SH
SOLE
13500
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DISABILITY ACCESS COR
COMMON
25459R103
0
10000
SH
SOLE
10000
0
0
DUKE ENERGY CORPORATI
COMMON
26441C204
9016843
126304
SH
SOLE
126304
0
0
EMERSON ELEC CO
COMMON
291011104
291691
6098
SH
SOLE
6098
0
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
278455
12070
SH
SOLE
12070
0
0
ENLINK MIDSTREAM PART
COMMON
29336U107
179893
10850
SH
SOLE
10850
0
0
ENTERPRISE PRODS PART
COMMON
293792107
1526539
59677
SH
SOLE
59677
0
0
EOG RESOURCES
COMMON
26875P101
416882
5889
SH
SOLE
5889
0
0
EXPRESS SCRIPTS
COMMON
30219G108
9793154
112037
SH
SOLE
112037
0
0
EXXON MOBIL CORP
COMMON
30231G102
4196342
53834
SH
SOLE
53834
0
0
FALCON OIL & GAS LTD
COMMON
306071101
3334
37000
SH
SOLE
37000
0
0
FIFTH THIRD BANCORP
COMMON
316773100
930128
46275
SH
SOLE
46275
0
0
FIRSTMERIT CORPORATIO
COMMON
337915102
8632612
462875
SH
SOLE
462875
0
0
FORD MTR CO DEL
COMMON
345370860
8576007
608659
SH
SOLE
608659
0
0
GENERAL ELECTRIC
COMMON
369604103
12839195
412173
SH
SOLE
412173
0
0
GENERAL MOTORS
COMMON
37045V100
9040606
265822
SH
SOLE
265822
0
0
GEO GROUP INC
COMMON
36162J106
6856793
237177
SH
SOLE
237177
0
0
GILEAD SCIENCES INC
COMMON
375558103
387052
3825
SH
SOLE
3825
0
0
GLAXOSMITHKLINE PLC
COMMON
37733W105
6320835
156650
SH
SOLE
156650
0
0
GLOBAL GEOPHYSICAL SV
COMMON
37946S107
0
13335
SH
SOLE
13335
0
0
HCP INC
COMMON
40414L109
6798838
177794
SH
SOLE
177794
0
0
HOME DEPOT INC
COMMON
437076102
532372
4025
SH
SOLE
4025
0
0
INTEL CORP
COMMON
458140100
277367
8051
SH
SOLE
8051
0
0
ISE BLU EQUITY CORP
COMMON
464274109
0
1000000
SH
SOLE
1000000
0
0
ITC HLDGS CORP
COMMON
465685105
10492793
267332
SH
SOLE
267332
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
517372
7835
SH
SOLE
7835
0
0
JOHNSON & JOHNSON
COMMON
478160104
7195252
70047
SH
SOLE
70047
0
0
KINDER MORGAN
COMMON
49456B101
595875
39938
SH
SOLE
39938
0
0
KROGER CO
COMMON
501044101
414954
9920
SH
SOLE
9920
0
0
LABORATORY CORP AMER
COMMON
50540R409
9257545
74875
SH
SOLE
74875
0
0
LAMAR ADVERTISING REI
COMMON
512816109
11400703
190075
SH
SOLE
190075
0
0
LILLY, ELI AND COMPAN
COMMON
532457108
231294
2745
SH
SOLE
2745
0
0
LOCKHEED MARTIN
COMMON
539830109
622569
2867
SH
SOLE
2867
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
770009
11337
SH
SOLE
11337
0
0
MANULIFE FINL CORP
COMMON
56501R106
454778
30359
SH
SOLE
30359
0
0
MCDONALDS
COMMON
580135101
284718
2410
SH
SOLE
2410
0
0
MERCK & COMPANY
COMMON
58933Y105
8562824
162113
SH
SOLE
162113
0
0
MICROSOFT
COMMON
594918104
1179154
21254
SH
SOLE
21254
0
0
NEWFIELD EXPL CO
COMMON
651290108
1123776
34514
SH
SOLE
34514
0
0
NGL ENERGY PARTNERS L
COMMON
62913M107
130581
11828
SH
SOLE
11828
0
0
NRG YIELD INC
COMMON
62942X405
6463932
437936
SH
SOLE
437936
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
8425404
124618
SH
SOLE
124618
0
0
ONEOK INC
COMMON
682680103
3981513
161456
SH
SOLE
161456
0
0
ONEOK PARTNERS L P
COMMON
68268N103
676773
22462
SH
SOLE
22462
0
0
OPKO HEALTH INC
COMMON
68375N103
1100475
109500
SH
SOLE
109500
0
0
ORACLE SYS CORP
COMMON
68389X105
330122
9037
SH
SOLE
9037
0
0
PARDEE RES CO COM
COMMON
699437109
330240
2064
SH
SOLE
2064
0
0
PATTERN ENERGY GROUP
COMMON
70338P100
6073542
290461
SH
SOLE
290461
0
0
PENN VIRGINIA CORP
COMMON
707882106
197663
658000
SH
SOLE
658000
0
0
PEOPLES UNITED FINANC
COMMON
712704105
11727023
726131
SH
SOLE
726131
0
0
PEPSICO
COMMON
713448108
11312359
113214
SH
SOLE
113214
0
0
PFF BANCORP INC
COMMON
69331W104
0
218106
SH
SOLE
218106
0
0
PFIZER
COMMON
717081103
643751
19943
SH
SOLE
19943
0
0
PHILIP MORRIS INTL IN
COMMON
718172109
972109
11058
SH
SOLE
11058
0
0
PHILLIPS 66
COMMON
718546104
1137511
13906
SH
SOLE
13906
0
0
POTASH CORP
COMMON
73755L107
5358839
313016
SH
SOLE
313016
0
0
PPL CORP
COMMON
69351T106
6607155
193588
SH
SOLE
193588
0
0
PRICELINE GROUP INC
COMMON
741503403
7907240
6202
SH
SOLE
6202
0
0
PROCTER & GAMBLE
COMMON
742718109
14565205
183418
SH
SOLE
183418
0
0
PROPELL TECHNOLOGIES
COMMON
74345U102
2697
31250
SH
SOLE
31250
0
0
PROSPERITY BANCSHARES
COMMON
743606105
4997589
104421
SH
SOLE
104421
0
0
RANGE RES CORP
COMMON
75281A109
5050358
205216
SH
SOLE
205216
0
0
RAYTHEON CO
COMMON
755111507
342208
2748
SH
SOLE
2748
0
0
SANDRIDGE ENERGY INC
COMMON
80007P307
2000
10000
SH
SOLE
10000
0
0
SCHLUMBERGER
COMMON
806857108
746331
10700
SH
SOLE
10700
0
0
SEADRILL LIMITED SHS
COMMON
G7945E105
67800
20000
SH
SOLE
20000
0
0
SEMPRA ENERGY CORP
COMMON
816851109
209548
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
11905471
254445
SH
SOLE
254445
0
0
SOUTHWESTERN ENERGY C
COMMON
845467109
5656965
795635
SH
SOLE
795635
0
0
SPECTRA ENERGY CORP
COMMON
847560109
8552379
357242
SH
SOLE
357242
0
0
STARBUCKS CORP
COMMON
855244109
325723
5426
SH
SOLE
5426
0
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
840140
17000
SH
SOLE
17000
0
0
TOTALLY GREEN INC
COMMON
89154K201
801
13350
SH
SOLE
13350
0
0
TWITTER
COMMON
90184L102
786760
34000
SH
SOLE
34000
0
0
TYSON FOODS INC-CL A
COMMON
902494103
209374
3926
SH
SOLE
3926
0
0
U S GEOTHERMAL INC
COMMON
90338S102
23125
37000
SH
SOLE
37000
0
0
UNILEVER PLC ADR
COMMON
904767704
10045979
232977
SH
SOLE
232977
0
0
UNILIFE CORP NEW
COMMON
90478E103
17329
35000
SH
SOLE
35000
0
0
UNITEDHEALTH GROUP IN
COMMON
91324P102
293041
2491
SH
SOLE
2491
0
0
UNIVERCELL HOLDINGS I
COMMON
913356101
0
100000
SH
SOLE
100000
0
0
VALLEY NATL BANCORP
COMMON
919794107
9219207
935960
SH
SOLE
935960
0
0
VENTAS INC
COMMON
92276F100
6006812
106447
SH
SOLE
106447
0
0
VERIZON COMMUNICATION
COMMON
92343V104
10289639
222623
SH
SOLE
222623
0
0
VISA
COMMON
92826C839
9359044
120684
SH
SOLE
120684
0
0
VODAFONE GROUP
COMMON
92857W308
8210509
254511
SH
SOLE
254511
0
0
WAL MART STORES INC
COMMON
931142103
1171419
19110
SH
SOLE
19110
0
0
WELLS FARGO
COMMON
949746101
7945730
146169
SH
SOLE
146169
0
0
WEYERHAEUSER CO
COMMON
962166104
7998574
266797
SH
SOLE
266797
0
0
WILLIAMS COS INC
COMMON
969457100
5042099
196191
SH
SOLE
196191
0
0
WILLIAMS PARTNERS L P
COMMON
96949L105
247698
8894
SH
SOLE
8894
0
0