0000860828-15-000006.txt : 20151104 0000860828-15-000006.hdr.sgml : 20151104 20151104111819 ACCESSION NUMBER: 0000860828-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 EFFECTIVENESS DATE: 20151104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 151195955 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 09-30-2015 09-30-2015 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 918-599-0045 LORI A. SMITH TULSA OK 11-04-2015 0 132 554996 false INFORMATION TABLE 2 INFO_13F093015.xml 3DICON CORP COMMON 88579F201 43 143489 SH SOLE 143489 0 0 3M CO COMMON 88579Y101 708850 5000 SH SOLE 5000 0 0 AAON INC COMMON 000360206 39963731 2062112 SH SOLE 2062112 0 0 ABBOTT LABS COMMON 002824100 516907 12852 SH SOLE 12852 0 0 ABBVIE INC COMMON 00287Y109 700692 12878 SH SOLE 12878 0 0 AER ENERGY RES INC COMMON 000944207 4 40000 SH SOLE 40000 0 0 AGILENT TECHNOLOGIES COMMON 00846U101 5417823 157816 SH SOLE 157816 0 0 ALIBABA GROUP HLDG LT COMMON 01609W102 6321761 107203 SH SOLE 107203 0 0 ALLIANCE HOLDINGS GP COMMON 01861G100 673101 21741 SH SOLE 21741 0 0 ALTERA CORP COMMON 021441100 4170683 83280 SH SOLE 83280 0 0 ALTRIA GROUP INC COMMON 02209S103 723553 13301 SH SOLE 13301 0 0 AMAZON COMMON 023135106 7971663 15573 SH SOLE 15573 0 0 AMEDICA CORP COMMON 023435100 5057 16208 SH SOLE 16208 0 0 AMER ELECTRIC PWR COMMON 025537101 315784 5554 SH SOLE 5554 0 0 AMGEN COMMON 031162100 9221823 66670 SH SOLE 66670 0 0 ANNALY CAPITAL MGMT COMMON 035710409 18091530 1832982 SH SOLE 1832982 0 0 APACHE CORP COMMON 037411105 250428 6395 SH SOLE 6395 0 0 APPLE COMMON 037833100 19543342 177184 SH SOLE 177184 0 0 ARROW ELECTRS INC COMMON 042735100 7021389 127015 SH SOLE 127015 0 0 AT&T COMMON 00206R102 1360575 41761 SH SOLE 41761 0 0 BANK OF AMERICA COMMON 060505104 1435681 92149 SH SOLE 92149 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1561920 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 588886 4516 SH SOLE 4516 0 0 BGC PARTNERS COMMON 05541T101 4470913 543907 SH SOLE 543907 0 0 BIOGEN IDEC INC COMMON 09062X103 3677390 12602 SH SOLE 12602 0 0 BIOMED REALTY TRUST COMMON 09063H107 6815470 341115 SH SOLE 341115 0 0 BLACKROCK COMMON 09247X101 6237115 20967 SH SOLE 20967 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15800 SH SOLE 15800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 6229033 105220 SH SOLE 105220 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 16154199 513810 SH SOLE 513810 0 0 CALPINE CORP COMMON 131347304 7042821 482385 SH SOLE 482385 0 0 CAPITAL ONE FINANCIAL COMMON 14040H105 5550753 76541 SH SOLE 76541 0 0 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CENTERPOINT ENERGY IN COMMON 15189T107 9083860 503540 SH SOLE 503540 0 0 CHESAPEAKE ENERGY COR COMMON 165167107 4399382 600189 SH SOLE 600189 0 0 CHEVRONTEXACO CORP COMMON 166764100 857308 10869 SH SOLE 10869 0 0 CISCO SYSTEMS COMMON 17275R102 257014 9791 SH SOLE 9791 0 0 CONOCOPHILLIPS COMMON 20825C104 1588265 33116 SH SOLE 33116 0 0 CONTINENTAL RESOURCES COMMON 212015101 4281331 147785 SH SOLE 147785 0 0 CSX CORP COMMON 126408103 6587067 244872 SH SOLE 244872 0 0 CVS CORP COMMON 126650100 852968 8841 SH SOLE 8841 0 0 DECISION DIAGNOSTICS COMMON 243443108 1350 13500 SH SOLE 13500 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DIAMONDBACK ENERGY COMMON 25278X109 6752961 104535 SH SOLE 104535 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 10000 0 0 DUKE ENERGY CORPORATI COMMON 26441C204 666668 9267 SH SOLE 9267 0 0 EMERSON ELEC CO COMMON 291011104 274657 6218 SH SOLE 6218 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 307022 12420 SH SOLE 12420 0 0 ENTERPRISE PRODS PART COMMON 293792107 1423698 57177 SH SOLE 57177 0 0 EOG RESOURCES COMMON 26875P101 374119 5139 SH SOLE 5139 0 0 EXELON CORP COMMON 30161N101 4551276 153242 SH SOLE 153242 0 0 EXPRESS SCRIPTS COMMON 30219G108 9034084 111587 SH SOLE 111587 0 0 EXXON MOBIL CORP COMMON 30231G102 3681198 49512 SH SOLE 49512 0 0 FIFTH THIRD BANCORP COMMON 316773100 875060 46275 SH SOLE 46275 0 0 FIRSTMERIT CORPORATIO COMMON 337915102 8255243 467190 SH SOLE 467190 0 0 FORD MTR CO DEL COMMON 345370860 8059428 593915 SH SOLE 593915 0 0 GENERAL ELECTRIC COMMON 369604103 9440910 374342 SH SOLE 374342 0 0 GENERAL MOTORS COMMON 37045V100 7927341 264069 SH SOLE 264069 0 0 GEO GROUP INC COMMON 36162J106 6758690 227259 SH SOLE 227259 0 0 GEOGLOBAL RESOURCES I COMMON 37249T109 965 43850 SH SOLE 43850 0 0 GILEAD SCIENCES INC COMMON 375558103 379897 3869 SH SOLE 3869 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 5959677 154998 SH SOLE 154998 0 0 GLOBAL GEOPHYSICAL SV COMMON 37946S107 0 13335 SH SOLE 13335 0 0 GOOGLE INC CL A COMMON 38259P508 4694573 7354 SH SOLE 7354 0 0 GOOGLE INC CL C COMMON 38259P706 6970713 11457 SH SOLE 11457 0 0 HCP INC COMMON 40414L109 6484359 174077 SH SOLE 174077 0 0 HOME DEPOT INC COMMON 437076102 461902 3999 SH SOLE 3999 0 0 INTEL CORP COMMON 458140100 234480 7780 SH SOLE 7780 0 0 ISE BLU EQUITY CORP COMMON 464274109 0 1000000 SH SOLE 1000000 0 0 ITC HLDGS CORP COMMON 465685105 9030649 270865 SH SOLE 270865 0 0 J P MORGAN CHASE & CO COMMON 46625H100 427456 7011 SH SOLE 7011 0 0 JOHNSON & JOHNSON COMMON 478160104 6481827 69436 SH SOLE 69436 0 0 KINDER MORGAN COMMON 49456B101 9251705 334238 SH SOLE 334238 0 0 KROGER CO COMMON 501044101 396770 11000 SH SOLE 11000 0 0 LABORATORY CORP AMER COMMON 50540R409 8088825 74572 SH SOLE 74572 0 0 LAMAR ADVERTISING REI COMMON 512816109 9823992 188271 SH SOLE 188271 0 0 LILLY, ELI AND COMPAN COMMON 532457108 207300 2477 SH SOLE 2477 0 0 LOCKHEED MARTIN COMMON 539830109 594358 2867 SH SOLE 2867 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 705511 11737 SH SOLE 11737 0 0 MANULIFE FINL CORP COMMON 56501R106 469957 30359 SH SOLE 30359 0 0 MCDONALDS COMMON 580135101 228844 2323 SH SOLE 2323 0 0 MERCK & COMPANY COMMON 58933Y105 7914994 160255 SH SOLE 160255 0 0 MICROSOFT COMMON 594918104 433745 9800 SH SOLE 9800 0 0 NEWFIELD EXPL CO COMMON 651290108 1135511 34514 SH SOLE 34514 0 0 NGL ENERGY PARTNERS L COMMON 62913M107 236205 11828 SH SOLE 11828 0 0 NRG YIELD INC COMMON 62942X405 4751276 409240 SH SOLE 409240 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 8577983 129675 SH SOLE 129675 0 0 ONEOK INC COMMON 682680103 7916731 245861 SH SOLE 245861 0 0 ONEOK PARTNERS L P COMMON 68268N103 663321 22670 SH SOLE 22670 0 0 OPKO HEALTH INC COMMON 68375N103 920895 109500 SH SOLE 109500 0 0 PENN VIRGINIA CORP COMMON 707882106 348740 658000 SH SOLE 658000 0 0 PEOPLES UNITED FINANC COMMON 712704105 11390183 724106 SH SOLE 724106 0 0 PEPSICO COMMON 713448108 10727042 113754 SH SOLE 113754 0 0 PFF BANCORP INC COMMON 69331W104 0 218106 SH SOLE 218106 0 0 PFIZER COMMON 717081103 250475 7974 SH SOLE 7974 0 0 PHILIP MORRIS INTL IN COMMON 718172109 567210 7150 SH SOLE 7150 0 0 PHILLIPS 66 COMMON 718546104 1154905 15030 SH SOLE 15030 0 0 POTASH CORP COMMON 73755L107 6081001 295912 SH SOLE 295912 0 0 PPL CORP COMMON 69351T106 5985914 181998 SH SOLE 181998 0 0 PRICELINE GROUP INC COMMON 741503403 7682137 6211 SH SOLE 6211 0 0 PROCTER & GAMBLE COMMON 742718109 12937876 179843 SH SOLE 179843 0 0 PROPELL TECHNOLOGIES COMMON 74345U102 3969 31250 SH SOLE 31250 0 0 PROSPERITY BANCSHARES COMMON 743606105 5128115 104421 SH SOLE 104421 0 0 RANGE RES CORP COMMON 75281A109 8732370 271867 SH SOLE 271867 0 0 RANGE RES LTD COMMON Q80288105 210 25000 SH SOLE 25000 0 0 RAYTHEON CO COMMON 755111507 275663 2523 SH SOLE 2523 0 0 RSP PERMIAN INC COMMON 74978Q105 3849323 190090 SH SOLE 190090 0 0 SANDRIDGE ENERGY INC COMMON 80007P307 2700 10000 SH SOLE 10000 0 0 SCHLUMBERGER COMMON 806857108 713984 10352 SH SOLE 10352 0 0 SEMGROUP CORP COMMON 81663A105 226880 5247 SH SOLE 5247 0 0 SEMPRA ENERGY CORP COMMON 816851109 215589 2229 SH SOLE 2229 0 0 SOUTHERN COMPANY COMMON 842587107 11595682 259411 SH SOLE 259411 0 0 SPECTRA ENERGY CORP COMMON 847560109 9149352 348281 SH SOLE 348281 0 0 STARBUCKS CORP COMMON 855244109 308414 5426 SH SOLE 5426 0 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 891140 17000 SH SOLE 17000 0 0 TOTALLY GREEN INC COMMON 89154K201 2136 13350 SH SOLE 13350 0 0 TWITTER COMMON 90184L102 915960 34000 SH SOLE 34000 0 0 U S GEOTHERMAL INC COMMON 90338S102 22792 37000 SH SOLE 37000 0 0 UNILEVER PLC ADR COMMON 904767704 9682241 237426 SH SOLE 237426 0 0 UNILIFE CORP NEW COMMON 90478E103 34297 35000 SH SOLE 35000 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 288981 2491 SH SOLE 2491 0 0 UNIVERCELL HOLDINGS I COMMON 913356101 0 100000 SH SOLE 100000 0 0 VALLEY NATL BANCORP COMMON 919794107 9219936 936985 SH SOLE 936985 0 0 VENTAS INC COMMON 92276F100 5693510 101561 SH SOLE 101561 0 0 VERIZON COMMUNICATION COMMON 92343V104 9691167 222734 SH SOLE 222734 0 0 VISA COMMON 92826C839 8380499 120306 SH SOLE 120306 0 0 VODAFONE GROUP COMMON 92857W308 8011668 252416 SH SOLE 252416 0 0 WAL MART STORES INC COMMON 931142103 873693 13475 SH SOLE 13475 0 0 WELLS FARGO COMMON 949746101 7328728 142721 SH SOLE 142721 0 0 WHOLE FOODS MKT INC COMMON 966837106 5856238 185031 SH SOLE 185031 0 0 WILLIAMS COS INC COMMON 969457100 7978840 216522 SH SOLE 216522 0 0 WILLIAMS PARTNERS L P COMMON 96949L105 317061 9933 SH SOLE 9933 0 0