0000860828-15-000004.txt : 20150511 0000860828-15-000004.hdr.sgml : 20150511 20150511112359 ACCESSION NUMBER: 0000860828-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 EFFECTIVENESS DATE: 20150511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 15849397 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 03-31-2015 03-31-2015 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 9185990045 LORI Q. SMITH TULSA OK 05-11-2015 0 135 812330 false INFORMATION TABLE 2 INFO_13F033115.xml 3DICON CORP COMMON 88579F201 287 143489 SH SOLE 143489 0 0 3M CO COMMON 88579Y101 824750 5000 SH SOLE 5000 0 0 AAON INC COMMON 000360206 77777884 3170725 SH SOLE 2062112 0 1108613 ABBOTT LABS COMMON 002824100 8529724 184108 SH SOLE 184083 25 0 ABBVIE INC COMMON 00287Y109 693465 11846 SH SOLE 11846 0 0 ALIBABA GROUP HLDG LT COMMON 01609W102 9712610 116682 SH SOLE 116622 60 0 ALLIANCE HOLDINGS GP COMMON 01861G100 1109267 21460 SH SOLE 21460 0 0 ALTERA CORP COMMON 021441100 7538558 175683 SH SOLE 175543 140 0 ALTRIA GROUP INC COMMON 02209S103 798900 15972 SH SOLE 15972 0 0 AMAZON COMMON 023135106 8065640 21676 SH SOLE 21666 10 0 AMEDICA CORP COMMON 023435100 5691 16208 SH SOLE 16208 0 0 AMER ELECTRIC PWR COMMON 025537101 211596 3762 SH SOLE 3762 0 0 AMGEN COMMON 031162100 10157988 63547 SH SOLE 63512 35 0 ANNALY CAPITAL MGMT COMMON 035710409 15840547 1523130 SH SOLE 1512410 9620 1100 APACHE CORP COMMON 037411105 277216 4595 SH SOLE 4595 0 0 APPLE COMMON 037833100 14996528 120522 SH SOLE 120492 30 0 AT&T COMMON 00206R102 1433026 43891 SH SOLE 40391 0 3500 B P PLC ADR COMMON 055622104 23210654 593471 SH SOLE 6171 0 587300 BAKER HUGHES INC COMMON 057224107 218524 3437 SH SOLE 3407 30 0 BANK OF AMERICA COMMON 060505104 1430947 92979 SH SOLE 92979 0 0 BAXTER INTL COMMON 071813109 435386 6356 SH SOLE 4156 0 2200 BERKSHIRE HATHAWAY IN COMMON 084670108 1740000 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 579589 4016 SH SOLE 4016 0 0 BGC PARTNERS COMMON 05541T101 4429007 468678 SH SOLE 465248 3430 0 BIOMED REALTY TRUST COMMON 09063H107 6106883 269501 SH SOLE 267471 2030 0 BLACKROCK COMMON 09247X101 7078911 19350 SH SOLE 19345 5 0 BONANZA ROYALTIES, LL COMMON 02636P995 44491 796195 SH SOLE 796195 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 6880763 106678 SH SOLE 97628 50 9000 BROOKFIELD ASSET MGMT COMMON 112585104 17179278 320449 SH SOLE 320329 120 0 CALPINE CORP COMMON 131347304 10023121 438265 SH SOLE 437935 330 0 CAPITAL ONE FINANCIAL COMMON 14040H105 16226279 205865 SH SOLE 203670 95 2100 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CATERPILLAR INC COMMON 149123101 220883 2760 SH SOLE 2760 0 0 CENTERPOINT ENERGY IN COMMON 15189T107 8946904 438359 SH SOLE 435079 3280 0 CHARLES SCHWAB CORP COMMON 808513105 304400 10000 SH SOLE 10000 0 0 CHEVRONTEXACO CORP COMMON 166764100 1245865 11868 SH SOLE 11868 0 0 CISCO SYSTEMS COMMON 17275R102 1837046 66741 SH SOLE 9141 0 57600 COCA COLA COMMON 191216100 746809 18417 SH SOLE 4017 0 14400 CONOCOPHILLIPS COMMON 20825C104 1942616 31202 SH SOLE 31202 0 0 CONTINENTAL RESOURCES COMMON 212015101 4994844 114377 SH SOLE 114317 60 0 CSX CORP COMMON 126408103 7620284 230081 SH SOLE 230041 40 0 CVS CORP COMMON 126650100 923436 8947 SH SOLE 8947 0 0 DEALERTRACK HLDGS INC COMMON 242309102 385200 10000 SH SOLE 10000 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DEVON ENERGY CORP COMMON 25179M103 213305 3537 SH SOLE 3537 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 10000 0 0 DISCOVERY COMMUNICATI COMMON 25470F302 8167758 277108 SH SOLE 276938 170 0 EATON CORP PLC COMMON G29183103 6506818 95773 SH SOLE 95713 60 0 EMERSON ELEC CO COMMON 291011104 305778 5401 SH SOLE 5401 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 447244 12420 SH SOLE 12420 0 0 ENTERPRISE PRODS PART COMMON 293792107 1998926 60702 SH SOLE 60702 0 0 EXELON CORP COMMON 30161N101 8668019 257900 SH SOLE 256060 1840 0 EXPRESS SCRIPTS COMMON 30219G108 9210202 106145 SH SOLE 106110 35 0 EXXON MOBIL CORP COMMON 30231G102 142403937 1675340 SH SOLE 51940 0 1623400 FEDERAL NAT MORTGAGE COMMON 313586109 25850 11000 SH SOLE 0 0 11000 FEDERATED INVS INC COMMON 314211103 8358186 246627 SH SOLE 244717 1910 0 FEDEX CORP COMMON 31428X106 318841 1927 SH SOLE 1927 0 0 FIFTH THIRD BANCORP COMMON 316773100 872284 46275 SH SOLE 46275 0 0 FIRSTMERIT CORPORATIO COMMON 337915102 7899894 414475 SH SOLE 411245 3230 0 FORD MTR CO DEL COMMON 345370860 8485831 525764 SH SOLE 521914 3850 0 GENERAL ELECTRIC COMMON 369604103 7964709 321028 SH SOLE 318118 210 2700 GENERAL MOTORS COMMON 37045V100 9057762 241540 SH SOLE 241500 40 0 GEO GROUP INC COMMON 36162J106 8269814 189068 SH SOLE 187648 1420 0 GEOGLOBAL RESOURCES I COMMON 37249T109 658 43850 SH SOLE 43850 0 0 GILEAD SCIENCES INC COMMON 375558103 5134162 52320 SH SOLE 52320 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 9459636 204976 SH SOLE 203816 1160 0 GLOBAL GEOPHYSICAL SV COMMON 37946S107 0 13335 SH SOLE 13335 0 0 GOOGLE INC CL A COMMON 38259P508 4200188 7572 SH SOLE 7572 0 0 GOOGLE INC CL C COMMON 38259P706 5575900 10175 SH SOLE 10170 5 0 GW PHARMACEUTICALS PL COMMON 36197T103 250608 2750 SH SOLE 2750 0 0 HCP INC COMMON 40414L109 11354874 262783 SH SOLE 260823 1960 0 HOME DEPOT INC COMMON 437076102 1536348 13523 SH SOLE 1373 0 12150 I B M COMMON 459200101 226466 1411 SH SOLE 1411 0 0 INTEL CORP COMMON 458140100 2168350 69343 SH SOLE 21843 0 47500 ISE BLU EQUITY CORP COMMON 464274109 200 1000000 SH SOLE 1000000 0 0 J P MORGAN CHASE & CO COMMON 46625H100 661628 10922 SH SOLE 8722 0 2200 JOHNSON & JOHNSON COMMON 478160104 14036156 139524 SH SOLE 68804 20 70700 KINDER MORGAN COMMON 49456B101 12871808 306034 SH SOLE 303699 1890 445 KROGER CO COMMON 501044101 421630 5500 SH SOLE 5500 0 0 LABORATORY CORP AMER COMMON 50540R409 8799443 69787 SH SOLE 69742 45 0 LAMAR ADVERTISING REI COMMON 512816109 10582801 178552 SH SOLE 177142 1410 0 LOCKHEED MARTIN COMMON 539830109 606242 2987 SH SOLE 2987 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 447219 5830 SH SOLE 5830 0 0 MARKWEST ENERGY PARTN COMMON 570759100 237299 3590 SH SOLE 3590 0 0 MCDONALDS COMMON 580135101 6839526 70192 SH SOLE 70172 20 0 MICROSOFT COMMON 594918104 8099693 199230 SH SOLE 13530 0 185700 OCCIDENTAL PETROLEUM COMMON 674599105 9597986 131479 SH SOLE 130509 970 0 ONEOK INC COMMON 682680103 10601821 219772 SH SOLE 218172 1600 0 ONEOK PARTNERS L P COMMON 68268N103 1333924 32662 SH SOLE 32522 140 0 OPKO HEALTH INC COMMON 68375N103 1551615 109500 SH SOLE 109500 0 0 OREXIGEN THERAPEUTICS COMMON 686164104 391500 50000 SH SOLE 50000 0 0 PATTERN ENERGY GROUP COMMON 70338P100 3674021 129732 SH SOLE 128542 1190 0 PEOPLES UNITED FINANC COMMON 712704105 10285930 676706 SH SOLE 671606 5100 0 PEPSICO COMMON 713448108 12920946 135128 SH SOLE 110888 40 24200 PFIZER COMMON 717081103 227295 6533 SH SOLE 6533 0 0 PHILIP MORRIS INTL IN COMMON 718172109 538610 7150 SH SOLE 7150 0 0 PHILLIPS 66 COMMON 718546104 1001207 12738 SH SOLE 12738 0 0 PLAINS ALL AMERN PIPE COMMON 726503105 1007832 20665 SH SOLE 20665 0 0 POTASH CORP COMMON 73755L107 7953830 246630 SH SOLE 244910 1720 0 PRICELINE GROUP INC COMMON 741503403 6546015 5623 SH SOLE 5618 5 0 PROCTER & GAMBLE COMMON 742718109 13294239 162244 SH SOLE 87958 70 74216 PROPELL TECHNOLOGIES COMMON 74345U102 4809 31250 SH SOLE 31250 0 0 PROSPERITY BANCSHARES COMMON 743606105 6777057 129136 SH SOLE 106581 0 22555 QUALCOMM COMMON 747525103 7070981 101975 SH SOLE 101955 20 0 RANGE RES CORP COMMON 75281A109 13019970 250192 SH SOLE 250032 160 0 RANGE RES LTD SHS COMMON Q80288105 0 25000 SH SOLE 25000 0 0 RAYTHEON CO COMMON 755111507 262200 2400 SH SOLE 2400 0 0 ROYAL DUTCH SHELL PLC COMMON 780259107 210735 3361 SH SOLE 3361 0 0 SANDRIDGE ENERGY INC COMMON 80007P307 17800 10000 SH SOLE 10000 0 0 SCHLUMBERGER COMMON 806857108 470776 5642 SH SOLE 5642 0 0 SEMGROUP CORP COMMON 81663A105 426791 5247 SH SOLE 5247 0 0 SEMPRA ENERGY CORP COMMON 816851109 243006 2229 SH SOLE 2229 0 0 SOUTHERN COMPANY COMMON 842587107 10359510 233955 SH SOLE 231895 2060 0 SSI HOLDINGS, INC. COMMON PERTONISS 0 425964 SH SOLE 212982 0 212982 STARBUCKS CORP COMMON 855244109 256921 5426 SH SOLE 5426 0 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 827050 17000 SH SOLE 17000 0 0 THERMOENERGY CORP COM COMMON 883906406 550 550000 SH SOLE 550000 0 0 TOTAL ADR COMMON 89151E109 312858 6300 SH SOLE 4300 0 2000 TOTALLY GREEN INC COM COMMON 89154K201 1335 13350 SH SOLE 13350 0 0 TWITTER COMMON 90184L102 1702720 34000 SH SOLE 34000 0 0 U S GEOTHERMAL INC COMMON 90338S102 17675 37000 SH SOLE 37000 0 0 UNILEVER PLC ADR COMMON 904767704 9473217 227121 SH SOLE 226981 140 0 UNILIFE CORP NEW COMMON 90478E103 140350 35000 SH SOLE 35000 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 286853 2425 SH SOLE 2425 0 0 UNIVERCELL HOLDINGS I COMMON 913356101 0 100000 SH SOLE 100000 0 0 US BANCORP DEL COMMON 902973304 524520 12011 SH SOLE 8311 0 3700 VERIZON COMMUNICATION COMMON 92343V104 10181374 209364 SH SOLE 207974 1390 0 VISA COMMON 92826C839 7649675 116950 SH SOLE 116890 60 0 VODAFONE GROUP COMMON 92857W308 8138803 249045 SH SOLE 247215 1830 0 WAL MART STORES INC COMMON 931142103 512426 6230 SH SOLE 6230 0 0 WELLS FARGO COMMON 949746101 10081417 185320 SH SOLE 185255 65 0 WHOLE FOODS MKT INC COMMON 966837106 9079783 174343 SH SOLE 174313 30 0 WILLIAMS COS INC COMMON 969457100 10128373 200205 SH SOLE 186655 1450 12100 WILLIAMS PARTNERS L P COMMON 96949L105 488902 9933 SH SOLE 9933 0 0 WYNN RESORTS LTD COMMON 983134107 7323200 58176 SH SOLE 57746 430 0