0000860828-15-000003.txt : 20150211
0000860828-15-000003.hdr.sgml : 20150211
20150211160843
ACCESSION NUMBER: 0000860828-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 15599620
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
12-31-2014
12-31-2014
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
LORI A. SMITH
CHIEF FINANCIAL OFFICER
918-599-0045
LORI A. SMITH
TULSA
OK
02-11-2015
0
126
540210
false
INFORMATION TABLE
2
INFO_13F123114.xml
3DICON CORP
COMMON
88579F201
416
143489
SH
SOLE
143489
0
0
3M CO
COMMON
88579Y101
821600
5000
SH
SOLE
5000
0
0
AAON INC
COMMON
000360206
46170688
2062112
SH
SOLE
2062112
0
0
ABBOTT LABS
COMMON
002824100
8250815
183270
SH
SOLE
183270
0
0
ABBVIE INC
COMMON
00287Y109
775202
11846
SH
SOLE
11846
0
0
ALIBABA GROUP HLDG LT
COMMON
01609W102
8163136
78537
SH
SOLE
78537
0
0
ALLIANCE HOLDINGS GP
COMMON
01861G100
1308845
21460
SH
SOLE
21460
0
0
ALTERA CORP
COMMON
021441100
6245261
169065
SH
SOLE
169065
0
0
ALTRIA GROUP INC
COMMON
02209S103
806629
16372
SH
SOLE
16372
0
0
AMAZON
COMMON
023135106
7296639
23511
SH
SOLE
23511
0
0
AMEDICA CORP COM
COMMON
023435100
12966
16208
SH
SOLE
16208
0
0
AMGEN
COMMON
031162100
9822140
61662
SH
SOLE
61662
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
14911457
1379413
SH
SOLE
1371453
7960
0
APACHE CORP
COMMON
037411105
287970
4595
SH
SOLE
4595
0
0
APPLE
COMMON
037833100
12501569
113259
SH
SOLE
113259
0
0
AT&T
COMMON
00206R102
1116683
33245
SH
SOLE
33245
0
0
B P PLC ADR
COMMON
055622104
5650084
148218
SH
SOLE
146898
1320
0
BANK OF AMERICA
COMMON
060505104
1609098
89944
SH
SOLE
89944
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1808000
8
SH
SOLE
8
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
606005
4036
SH
SOLE
4036
0
0
BGC PARTNERS
COMMON
05541T101
10292909
1124908
SH
SOLE
1115948
8960
0
BIOMED REALTY TRUST
COMMON
09063H107
8548990
396889
SH
SOLE
394029
2860
0
BLACKROCK
COMMON
09247X101
6913679
19336
SH
SOLE
19336
0
0
BONANZA ROYALTIES, LL
COMMON
02636P995
883
15800
SH
SOLE
15800
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
621497
10528
SH
SOLE
10528
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
16189233
322945
SH
SOLE
322945
0
0
CALPINE CORP
COMMON
131347304
7470756
337585
SH
SOLE
337585
0
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
14660137
177591
SH
SOLE
177591
0
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CATERPILLAR INC
COMMON
149123101
252623
2760
SH
SOLE
2760
0
0
CHARLES SCHWAB CORP
COMMON
808513105
483040
16000
SH
SOLE
16000
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1301776
11604
SH
SOLE
11604
0
0
CISCO SYSTEMS
COMMON
17275R102
244244
8781
SH
SOLE
8781
0
0
CONOCOPHILLIPS
COMMON
20825C104
1944679
28159
SH
SOLE
28159
0
0
CONTINENTAL RESOURCES
COMMON
212015101
4289607
111825
SH
SOLE
111825
0
0
COSTCO WHOLESALE
COMMON
22160K105
4573280
32263
SH
SOLE
32263
0
0
CSX CORP
COMMON
126408103
8422569
232475
SH
SOLE
232475
0
0
CVS CORP
COMMON
126650100
861616
8946
SH
SOLE
8946
0
0
DEALERTRACK HLDGS INC
COMMON
242309102
443100
10000
SH
SOLE
10000
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DEVON ENERGY CORP
COMMON
25179M103
216488
3537
SH
SOLE
3537
0
0
DISABILITY ACCESS COR
COMMON
25459R103
0
10000
SH
SOLE
10000
0
0
DISCOVERY COMMUNICATI
COMMON
25470F302
9185834
272415
SH
SOLE
272415
0
0
EATON CORP PLC
COMMON
G29183103
6347260
93397
SH
SOLE
93397
0
0
EMERSON ELEC CO
COMMON
291011104
333375
5401
SH
SOLE
5401
0
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
495558
12420
SH
SOLE
12420
0
0
ENERGY TRANSFER PARTN
COMMON
29273R109
229255
3527
SH
SOLE
3527
0
0
ENTERPRISE PRODS PART
COMMON
293792107
1983071
54902
SH
SOLE
54902
0
0
ENZYME ENVIRONMENTAL
COMMON
294113105
72
715000
SH
SOLE
715000
0
0
EXPRESS SCRIPTS
COMMON
30219G108
8901357
105130
SH
SOLE
105130
0
0
EXXON MOBIL CORP
COMMON
30231G102
4688851
50718
SH
SOLE
50718
0
0
FEDERATED INVS INC
COMMON
314211103
8100382
245988
SH
SOLE
244128
1860
0
FEDEX CORP
COMMON
31428X106
4289653
24701
SH
SOLE
24701
0
0
FIFTH THIRD BANCORP
COMMON
316773100
942853
46275
SH
SOLE
46275
0
0
GENERAL ELECTRIC
COMMON
369604103
7791160
308317
SH
SOLE
308317
0
0
GENERAL MOTORS
COMMON
37045V100
8276777
237089
SH
SOLE
237089
0
0
GEO GROUP INC
COMMON
36162J106
7021676
173976
SH
SOLE
172756
1220
0
GEOGLOBAL RESOURCES I
COMMON
37249T109
351
43850
SH
SOLE
43850
0
0
GILEAD SCIENCES INC
COMMON
375558103
5218705
55365
SH
SOLE
55365
0
0
GLAXOSMITHKLINE PLC
COMMON
37733W105
7606803
177979
SH
SOLE
177089
890
0
GLOBAL GEOPHYSICAL SV
COMMON
37946S107
53
13335
SH
SOLE
13335
0
0
GOOGLE INC CL A
COMMON
38259P508
4229891
7971
SH
SOLE
7971
0
0
GOOGLE INC CL C
COMMON
38259P706
5087130
9664
SH
SOLE
9664
0
0
HANESBRANDS INC
COMMON
410345102
202249
1812
SH
SOLE
1812
0
0
HCP INC
COMMON
40414L109
10782244
244884
SH
SOLE
243194
1690
0
HOME DEPOT INC
COMMON
437076102
222851
2123
SH
SOLE
2123
0
0
I B M
COMMON
459200101
226381
1411
SH
SOLE
1411
0
0
INTEL CORP
COMMON
458140100
438035
12070
SH
SOLE
12070
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
427064
6824
SH
SOLE
6824
0
0
JOHNSON & JOHNSON
COMMON
478160104
6662811
63716
SH
SOLE
63716
0
0
KINDER MORGAN
COMMON
49456B101
12398557
293041
SH
SOLE
291371
1670
0
KRAFT FOODS GROUP INC
COMMON
50076Q106
9252501
147662
SH
SOLE
146532
1130
0
KROGER CO
COMMON
501044101
353155
5500
SH
SOLE
5500
0
0
LABORATORY CORP AMER
COMMON
50540R409
7424060
68805
SH
SOLE
68805
0
0
LAMAR ADVERTISING REI
COMMON
512816109
9254134
172523
SH
SOLE
171223
1300
0
LOCKHEED MARTIN
COMMON
539830109
627200
3257
SH
SOLE
3257
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
490174
5930
SH
SOLE
5930
0
0
MCDONALDS
COMMON
580135101
7208435
76931
SH
SOLE
76931
0
0
MERIDIAN BIOSCIENCE I
COMMON
589584101
630134
38283
SH
SOLE
38283
0
0
MICROSOFT
COMMON
594918104
678167
14600
SH
SOLE
14600
0
0
NUSTAR ENERGY LP UNIT
COMMON
67058H102
469334
8127
SH
SOLE
8127
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
2100153
26053
SH
SOLE
26053
0
0
ONEOK INC
COMMON
682680103
9959377
200028
SH
SOLE
198668
1360
0
ONEOK PARTNERS L P
COMMON
68268N103
1262731
31863
SH
SOLE
31863
0
0
OPKO HEALTH INC
COMMON
68375N103
1174824
117600
SH
SOLE
117600
0
0
OREXIGEN THERAPEUTICS
COMMON
686164104
606000
100000
SH
SOLE
100000
0
0
PATTERN ENERGY GROUP
COMMON
70338P100
6079249
246523
SH
SOLE
244733
1790
0
PAYCHEX
COMMON
704326107
7596690
164537
SH
SOLE
163287
1250
0
PEOPLES UNITED FINANC
COMMON
712704105
9352584
616112
SH
SOLE
611742
4370
0
PEPSICO
COMMON
713448108
10232902
108216
SH
SOLE
108216
0
0
PFIZER
COMMON
717081103
213722
6861
SH
SOLE
6861
0
0
PHILIP MORRIS INTL IN
COMMON
718172109
598658
7350
SH
SOLE
7350
0
0
PHILLIPS 66
COMMON
718546104
913315
12738
SH
SOLE
12738
0
0
PLAINS ALL AMERN PIPE
COMMON
726503105
964816
18800
SH
SOLE
18800
0
0
POTASH CORP
COMMON
73755L107
7488574
212021
SH
SOLE
210601
1420
0
PRICELINE GROUP INC
COMMON
741503403
6065917
5320
SH
SOLE
5320
0
0
PROCTER & GAMBLE
COMMON
742718109
7431631
81586
SH
SOLE
81586
0
0
PROSPERITY BANCSHARES
COMMON
743606105
373459
6746
SH
SOLE
6746
0
0
QUALCOMM
COMMON
747525103
7474392
100557
SH
SOLE
100557
0
0
RANGE RES CORP
COMMON
75281A109
7988131
149451
SH
SOLE
149451
0
0
RANGE RES LTD SHS
COMMON
Q80288105
183
25000
SH
SOLE
25000
0
0
RAYTHEON CO
COMMON
755111507
259608
2400
SH
SOLE
2400
0
0
RESOLUTE ENERGY CORP
COMMON
76116A108
17473
13237
SH
SOLE
13237
0
0
ROYAL DUTCH SHELL PLC
COMMON
780259107
233791
3361
SH
SOLE
3361
0
0
SCHLUMBERGER
COMMON
806857108
281255
3293
SH
SOLE
3293
0
0
SEMGROUP CORP
COMMON
81663A105
700792
10247
SH
SOLE
10247
0
0
SEMPRA ENERGY CORP
COMMON
816851109
248221
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
10709013
218062
SH
SOLE
216252
1810
0
STARBUCKS CORP
COMMON
855244109
304652
3713
SH
SOLE
3713
0
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
923610
17000
SH
SOLE
17000
0
0
THERMOENERGY CORP COM
COMMON
883906406
1650
550000
SH
SOLE
550000
0
0
TOTALLY GREEN INC COM
COMMON
89154K201
2681
13350
SH
SOLE
13350
0
0
TWITTER
COMMON
90184L102
1219580
34000
SH
SOLE
34000
0
0
U S GEOTHERMAL INC
COMMON
90338S102
17031
37000
SH
SOLE
37000
0
0
UNILEVER PLC ADR
COMMON
904767704
8997085
222260
SH
SOLE
222260
0
0
UNILIFE CORP NEW
COMMON
90478E103
117250
35000
SH
SOLE
35000
0
0
UNITEDHEALTH GROUP IN
COMMON
91324P102
245143
2425
SH
SOLE
2425
0
0
UNIVERSAL HEALTH SVCS
COMMON
913903100
421230
3786
SH
SOLE
3786
0
0
VERIZON COMMUNICATION
COMMON
92343V104
9103925
194611
SH
SOLE
193381
1230
0
VISA
COMMON
92826C839
7608116
29016
SH
SOLE
29016
0
0
VODAFONE GROUP
COMMON
92857W308
7674753
224605
SH
SOLE
223035
1570
0
WAL MART STORES INC
COMMON
931142103
605463
7050
SH
SOLE
7050
0
0
WELLS FARGO
COMMON
949746101
10603469
193423
SH
SOLE
193423
0
0
WHOLE FOODS MKT INC
COMMON
966837106
8911735
176750
SH
SOLE
176750
0
0
WILLIAMS COS INC
COMMON
969457100
7790433
173352
SH
SOLE
172092
1260
0
WILLIAMS PARTNERS LP
COMMON
96950F104
960559
21465
SH
SOLE
21465
0
0