0000860828-14-000004.txt : 20140806 0000860828-14-000004.hdr.sgml : 20140806 20140806160815 ACCESSION NUMBER: 0000860828-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140806 EFFECTIVENESS DATE: 20140806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 141020006 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 06-30-2014 06-30-2014 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 918-599-0045 LORI A. SMITH TULSA OK 08-06-2014 0 128 516367 false INFORMATION TABLE 2 INFO_13F063014A.xml 3DICON CORP NEW COMMON 88579F201 1248 143489 SH SOLE 143489 0 0 3M CO COMMON 88579Y101 658904 4600 SH SOLE 4600 0 0 AAON INC COMMON 000360206 46089665 2062485 SH SOLE 2062485 0 0 ABBOTT LABS COMMON 002824100 7812309 191010 SH SOLE 191010 0 0 ABBVIE INC COMMON 00287Y109 649060 11500 SH SOLE 11500 0 0 ALLIANCE HOLDINGS GP COMMON 01861G100 1390393 21460 SH SOLE 21460 0 0 ALLIANCE RESOURCE PAR COMMON 01877R108 209925 4500 SH SOLE 4500 0 0 ALTRIA GROUP INC COMMON 02209S103 600271 14313 SH SOLE 14313 0 0 AMAZON COM COMMON 023135106 7446881 22929 SH SOLE 22929 0 0 AMEDICA CORP COM COMMON 023435100 73098 16208 SH SOLE 16208 0 0 AMGEN COMMON 031162100 7608113 64274 SH SOLE 64274 0 0 ANADARKO PETE CORP COMMON 032511107 207772 1898 SH SOLE 1898 0 0 ANNALY CAPITAL MGMT COMMON 035710409 12787314 1118750 SH SOLE 1110790 7960 0 APACHE CORP COMMON 037411105 550981 5476 SH SOLE 5476 0 0 APPLE COMMON 037833100 13584585 146181 SH SOLE 146181 0 0 AT&T COMMON 00206R102 10962873 310036 SH SOLE 310036 0 0 B P PLC ADR COMMON 055622104 7931237 150355 SH SOLE 149035 1320 0 BANK OF AMERICA COMMON 060505104 1382439 89944 SH SOLE 89944 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1139403 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 488522 3860 SH SOLE 3860 0 0 BGC PARTNERS COMMON 05541T101 7477463 1005035 SH SOLE 996075 8960 0 BIOMED REALTY TRUST COMMON 09063H107 6780864 310621 SH SOLE 307761 2860 0 BLACKROCK COMMON 09247X101 6529018 20429 SH SOLE 20429 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15800 SH SOLE 15800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 474476 9781 SH SOLE 9781 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 14597472 331610 SH SOLE 331610 0 0 CALPINE CORP COMMON 131347304 8269094 347295 SH SOLE 347295 0 0 CAPITAL ONE FINANCIAL COMMON 14040H105 15220785 184271 SH SOLE 184271 0 0 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CATERPILLAR INC COMMON 149123101 299929 2760 SH SOLE 2760 0 0 CHARLES SCHWAB CORP N COMMON 808513105 538600 20000 SH SOLE 20000 0 0 CHEVRONTEXACO CORP COMMON 166764100 1396145 10694 SH SOLE 10694 0 0 CISCO SYSTEMS COMMON 17275R102 219568 8836 SH SOLE 8836 0 0 COCA COLA COMMON 191216100 9505527 224399 SH SOLE 224399 0 0 CONOCOPHILLIPS COMMON 20825C104 2538627 29612 SH SOLE 29612 0 0 COSTCO WHOLESALE COMMON 22160K105 6398290 55560 SH SOLE 55560 0 0 COVIDIEN PLC COMMON G2554F113 6962437 77206 SH SOLE 77206 0 0 CSX CORP COMMON 126408103 7564009 245505 SH SOLE 245505 0 0 CVS CORP COMMON 126650100 485534 6442 SH SOLE 6442 0 0 DARDEN RESTAURANTS COMMON 237194105 5651499 122142 SH SOLE 121072 1070 0 DEALERTRACK HLDGS INC COMMON 242309102 453400 10000 SH SOLE 10000 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 709582 8937 SH SOLE 8937 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 10000 0 0 EATON CORP PLC COMMON G29183103 7090218 91866 SH SOLE 91866 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 458671 12420 SH SOLE 12420 0 0 ENTERPRISE PRODS PART COMMON 293792107 2074786 26501 SH SOLE 26501 0 0 ENZYME ENVIRONMENTAL COMMON 294113105 72 715000 SH SOLE 715000 0 0 EOG RESOURCES COMMON 26875P101 277543 2375 SH SOLE 2375 0 0 EXPRESS SCRIPTS COMMON 30219G108 7457481 107565 SH SOLE 107565 0 0 EXXON MOBIL CORP COMMON 30231G102 5561446 55239 SH SOLE 55239 0 0 FEDERATED INVS INC COMMON 314211103 6322831 204490 SH SOLE 202630 1860 0 FEDEX CORP COMMON 31428X106 7441757 49159 SH SOLE 49159 0 0 FIFTH THIRD BANCORP COMMON 316773100 987971 46275 SH SOLE 46275 0 0 GENERAC HOLDINGS COMMON 368736104 4592283 94220 SH SOLE 94220 0 0 GENERAL ELECTRIC COMMON 369604103 9613621 365815 SH SOLE 365815 0 0 GENERAL MOTORS COMMON 37045V100 8124630 223819 SH SOLE 223819 0 0 GEOGLOBAL RESOURCES I COMMON 37249T109 561 43850 SH SOLE 43850 0 0 GILEAD SCIENCES INC COMMON 375558103 8305924 100180 SH SOLE 100180 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 6646954 124289 SH SOLE 123399 890 0 GLOBAL GEOPHYSICAL SV COMMON 37946S107 533 13335 SH SOLE 13335 0 0 GOOGLE COMMON 38259P508 5022315 8590 SH SOLE 8590 0 0 GOOGLE COMMON 38259P706 5218365 9071 SH SOLE 9071 0 0 HCP INC COMMON 40414L109 8648315 208997 SH SOLE 207307 1690 0 HELMERICH & PAYNE INC COMMON 423452101 216545 1865 SH SOLE 1865 0 0 HOLLYFRONTIER CORP COMMON 436106108 4964105 113621 SH SOLE 112671 950 0 I B M COMMON 459200101 255772 1411 SH SOLE 1411 0 0 INTEL CORP COMMON 458140100 358075 11588 SH SOLE 11588 0 0 J P MORGAN CHASE & CO COMMON 46625H100 275617 4783 SH SOLE 4783 0 0 JOHNSON & JOHNSON COMMON 478160104 7701830 73617 SH SOLE 73617 0 0 KINDER MORGAN ENERGY COMMON 494550106 4104910 49932 SH SOLE 49932 0 0 KRAFT FOODS GROUP INC COMMON 50076Q106 7508152 125240 SH SOLE 124110 1130 0 KROGER CO COMMON 501044101 271865 5500 SH SOLE 5500 0 0 LAMAR ADVERTISING CO COMMON 512815101 7142280 134760 SH SOLE 133460 1300 0 LAREDO PETE HLDGS INC COMMON 516806106 343258 11080 SH SOLE 11080 0 0 LEGGETT & PLATT COMMON 524660107 5581712 162827 SH SOLE 161417 1410 0 LOCKHEED MARTIN COMMON 539830109 578628 3600 SH SOLE 3600 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 616013 7330 SH SOLE 7330 0 0 MCDONALDS COMMON 580135101 7164327 71117 SH SOLE 71117 0 0 MERIDIAN BIOSCIENCE I COMMON 589584101 4745730 229929 SH SOLE 228159 1770 0 MICROSOFT COMMON 594918104 349454 8380 SH SOLE 8380 0 0 NATIONAL OILWELL VARC COMMON 637071101 7905283 95996 SH SOLE 95996 0 0 NEWFIELD EXPL CO COMMON 651290108 270813 6127 SH SOLE 6127 0 0 NGL ENERGY PARTNERS L COMMON 62913M107 206949 4775 SH SOLE 4775 0 0 NOW INC COM COMMON 67011P100 860214 23756 SH SOLE 23756 0 0 NUSTAR ENERGY LP UNIT COMMON 67058H102 503955 8127 SH SOLE 8127 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 6500097 63335 SH SOLE 63335 0 0 ONEOK INC NEW COMMON 682680103 524897 7710 SH SOLE 7710 0 0 ONEOK PARTNERS L P COMMON 68268N103 1377944 23514 SH SOLE 23514 0 0 PATTERN ENERGY GROUP COMMON 70338P100 6744673 203705 SH SOLE 201915 1790 0 PAYCHEX COMMON 704326107 5754543 138463 SH SOLE 137533 930 0 PENN VIRGINIA CORP COMMON 707882106 381375 22500 SH SOLE 22500 0 0 PEPSICO COMMON 713448108 10012348 112070 SH SOLE 112070 0 0 PHILIP MORRIS INTL IN COMMON 718172109 579631 6875 SH SOLE 6875 0 0 PHILLIPS 66 COMMON 718546104 1025402 12749 SH SOLE 12749 0 0 PIONEER NAT RES CO COMMON 723787107 282515 1229 SH SOLE 1229 0 0 PLAINS ALL AMERN PIPE COMMON 726503105 302952 5045 SH SOLE 5045 0 0 POTASH CORP COMMON 73755L107 6212344 163655 SH SOLE 162235 1420 0 PRICELINE COM INC COM COMMON 741503403 6048684 5028 SH SOLE 5028 0 0 PROCTER & GAMBLE COMMON 742718109 6160523 78388 SH SOLE 78388 0 0 PROSPERITY BANCSHARES COMMON 743606105 5613342 89670 SH SOLE 89670 0 0 PUBLIC STORAGE INC COMMON 74460D109 206648 1206 SH SOLE 1206 0 0 QUALCOMM COMMON 747525103 8088131 102123 SH SOLE 102123 0 0 RANGE RES CORP COMMON 75281A109 322197 3706 SH SOLE 3706 0 0 RANGE RES LTD SHS COMMON Q80288105 660 25000 SH SOLE 25000 0 0 RAYTHEON CO COMMON 755111507 221400 2400 SH SOLE 2400 0 0 RESOLUTE ENERGY CORP COMMON 76116A108 182624 21137 SH SOLE 21137 0 0 ROYAL DUTCH SHELL PLC COMMON 780259107 292441 3361 SH SOLE 3361 0 0 SANCHEZ ENERGY CORP COMMON 79970Y105 255612 6800 SH SOLE 6800 0 0 SCHLUMBERGER COMMON 806857108 341229 2893 SH SOLE 2893 0 0 SEMPRA ENERGY CORP COMMON 816851109 233399 2229 SH SOLE 2229 0 0 SOUTHERN COMPANY COMMON 842587107 8929544 196773 SH SOLE 194963 1810 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 981890 18200 SH SOLE 18200 0 0 THERMOENERGY CORP COM COMMON 883906406 10945 550000 SH SOLE 550000 0 0 TOTALLY GREEN INC COM COMMON 89154K201 5608 13350 SH SOLE 13350 0 0 TWITTER COMMON 90184L102 1392980 34000 SH SOLE 34000 0 0 UNILEVER PLC ADR COMMON 904767704 10069468 222235 SH SOLE 222235 0 0 UNILIFE CORP NEW COMMON 90478E103 103600 35000 SH SOLE 35000 0 0 UNIT CORP COMMON 909218109 212134 3082 SH SOLE 3082 0 0 UNIVERSAL HEALTH SVCS COMMON 913903100 362547 3786 SH SOLE 3786 0 0 VALEANT PHARMACEUTICA COMMON 91911K102 5733415 45460 SH SOLE 45460 0 0 VERIZON COMMUNICATION COMMON 92343V104 7527462 153841 SH SOLE 152611 1230 0 VISA COMMON 92826C839 6184014 29348 SH SOLE 29348 0 0 VODAFONE GROUP COMMON 92857W308 6129068 183560 SH SOLE 181990 1570 0 WAL MART STORES INC COMMON 931142103 437583 5829 SH SOLE 5829 0 0 WELLS FARGO COMMON 949746101 10579318 201281 SH SOLE 201281 0 0 WILLIAMS COS INC COMMON 969457100 9443482 162231 SH SOLE 160971 1260 0 WILLIAMS PARTNERS L P COMMON 96950F104 1177876 21696 SH SOLE 21696 0 0