0000860828-14-000003.txt : 20140512
0000860828-14-000003.hdr.sgml : 20140512
20140512132646
ACCESSION NUMBER: 0000860828-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
EFFECTIVENESS DATE: 20140512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 14832698
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
03-31-2014
03-31-2014
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
LORI A. SMITH
CHIEF FINANCIAL OFFIER
918-599-0045
LORI A. SMITH
TULSA
OK
05-12-2014
0
116
460484
false
INFORMATION TABLE
2
INFO_13F033114.xml
3DICON CORP NEW
COMMON
88579F201
1468
78489
SH
SOLE
78489
0
0
3M CO
COMMON
88579Y101
624036
4600
SH
SOLE
4600
0
0
AAON INC
COMMON
000360206
38320971
1374990
SH
SOLE
1374990
0
0
ABBOTT LABS
COMMON
002824100
7226402
187650
SH
SOLE
187330
320
0
ABBVIE INC
COMMON
00287Y109
591100
11500
SH
SOLE
11500
0
0
ALLIANCE HOLDINGS GP
COMMON
01861G100
1333095
21460
SH
SOLE
21460
0
0
ALTRIA GROUP INC
COMMON
02209S103
535721
14313
SH
SOLE
14313
0
0
AMAZON COM
COMMON
023135106
5009820
14894
SH
SOLE
14864
30
0
AMER ELECTRIC PWR
COMMON
025537101
7236954
142853
SH
SOLE
140873
1980
0
AMGEN
COMMON
031162100
7762280
62934
SH
SOLE
62934
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
11460902
1044749
SH
SOLE
1033269
11480
0
APACHE CORP
COMMON
037411105
520511
6275
SH
SOLE
6275
0
0
APOLLO EDUCATION GROU
COMMON
037604105
6759661
197420
SH
SOLE
197030
390
0
APPLE
COMMON
037833100
14641760
27279
SH
SOLE
27244
35
0
AT&T
COMMON
00206R102
10901920
310862
SH
SOLE
310342
520
0
B P PLC ADR
COMMON
055622104
4813028
100063
SH
SOLE
99173
890
0
BANK OF AMERICA
COMMON
060505104
1547037
89944
SH
SOLE
89944
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1124100
6
SH
SOLE
6
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
482384
3860
SH
SOLE
3860
0
0
BGC PARTNERS
COMMON
05541T101
6245004
954894
SH
SOLE
944044
10850
0
BIOMED REALTY TRUST
COMMON
09063H107
5785942
282379
SH
SOLE
278729
3650
0
BLACKROCK
COMMON
09247X101
6446437
20499
SH
SOLE
20454
45
0
BONANZA ROYALTIES, LL
COMMON
02636P995
883
15800
SH
SOLE
15800
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
508123
9781
SH
SOLE
9781
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
13551375
331735
SH
SOLE
331405
330
0
CALPINE CORP
COMMON
131347304
7261207
347260
SH
SOLE
346620
640
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
14200604
184041
SH
SOLE
183841
200
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CATERPILLAR INC
COMMON
149123101
274261
2760
SH
SOLE
2760
0
0
CHARLES SCHWAB CORP N
COMMON
808513105
546600
20000
SH
SOLE
20000
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1273657
10711
SH
SOLE
10711
0
0
COCA COLA
COMMON
191216100
8613000
222788
SH
SOLE
222348
440
0
CONOCOPHILLIPS
COMMON
20825C104
9510105
135183
SH
SOLE
133613
1570
0
COSTCO WHOLESALE
COMMON
22160K105
6179254
55330
SH
SOLE
55225
105
0
COVIDIEN PLC
COMMON
G2554F113
5664159
76896
SH
SOLE
76756
140
0
CSX CORP
COMMON
126408103
7106631
245310
SH
SOLE
244890
420
0
CVS CORP
COMMON
126650100
482248
6442
SH
SOLE
6442
0
0
DARDEN RESTAURANTS
COMMON
237194105
5183990
102127
SH
SOLE
101007
1120
0
DEALERTRACK HLDGS INC
COMMON
242309102
491900
10000
SH
SOLE
10000
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DEVON ENERGY CORP NEW
COMMON
25179M103
531210
7937
SH
SOLE
7937
0
0
DISABILITY ACCESS COR
COMMON
25459R103
0
10000
SH
SOLE
10000
0
0
EATON CORP PLC
COMMON
G29183103
7157884
95286
SH
SOLE
95076
210
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
340432
12420
SH
SOLE
12420
0
0
ENTERPRISE PRODS PART
COMMON
293792107
1803449
26001
SH
SOLE
26001
0
0
ENZYME ENVIRONMENTAL
COMMON
294113105
72
715000
SH
SOLE
715000
0
0
EOG RESOURCES
COMMON
26875P101
4225208
43077
SH
SOLE
42997
80
0
EXPRESS SCRIPTS
COMMON
30219G108
8029749
106935
SH
SOLE
106735
200
0
EXXON MOBIL CORP
COMMON
30231G102
5274020
53993
SH
SOLE
53993
0
0
FACEBOOK
COMMON
30303M102
3398741
56420
SH
SOLE
56320
100
0
FEDEX CORP
COMMON
31428X106
6557802
49470
SH
SOLE
49380
90
0
FIFTH THIRD BANCORP
COMMON
316773100
1062243
46275
SH
SOLE
46275
0
0
FIRSTMERIT CORPORATIO
COMMON
337915102
2487414
119415
SH
SOLE
116995
2420
0
GENERAC HOLDINGS
COMMON
368736104
5515169
93525
SH
SOLE
93355
170
0
GENERAL ELECTRIC
COMMON
369604103
7493734
289445
SH
SOLE
289005
440
0
GENERAL MOTORS
COMMON
37045V100
7241658
210391
SH
SOLE
209971
420
0
GEOGLOBAL RESOURCES I
COMMON
37249T109
877
43850
SH
SOLE
43850
0
0
GLAXOSMITHKLINE PLC
COMMON
37733W105
5644552
105644
SH
SOLE
104414
1230
0
GOOGLE
COMMON
38259P508
9717413
8719
SH
SOLE
8699
20
0
HCP INC
COMMON
40414L109
7391443
190550
SH
SOLE
188160
2390
0
HELMERICH & PAYNE INC
COMMON
423452101
200599
1865
SH
SOLE
1865
0
0
HOLLYFRONTIER CORP
COMMON
436106108
4956985
104182
SH
SOLE
102842
1340
0
I B M
COMMON
459200101
271603
1411
SH
SOLE
1411
0
0
INTEL CORP
COMMON
458140100
299138
11588
SH
SOLE
11588
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
540987
8911
SH
SOLE
8911
0
0
JOHNSON & JOHNSON
COMMON
478160104
7368447
75012
SH
SOLE
74882
130
0
KINDER MORGAN ENERGY
COMMON
494550106
3617708
48921
SH
SOLE
48921
0
0
KRAFT FOODS GROUP INC
COMMON
50076Q106
6693740
119318
SH
SOLE
117728
1590
0
KROGER CO
COMMON
501044101
240075
5500
SH
SOLE
5500
0
0
LAREDO PETE HLDGS INC
COMMON
516806106
286529
11080
SH
SOLE
11080
0
0
LEGGETT & PLATT
COMMON
524660107
5404416
165576
SH
SOLE
163756
1820
0
LOCKHEED MARTIN
COMMON
539830109
587664
3600
SH
SOLE
3600
0
0
MACROSOLVE INC
COMMON
55610Q108
220
20000
SH
SOLE
20000
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
511194
7330
SH
SOLE
7330
0
0
MALLINCKRODT PLC
COMMON
G5785G107
526240
8299
SH
SOLE
8282
17
0
MCDONALDS
COMMON
580135101
6835338
69727
SH
SOLE
69597
130
0
MERIDIAN BIOSCIENCE I
COMMON
589584101
4213968
193390
SH
SOLE
190900
2490
0
MICROSOFT
COMMON
594918104
343504
8380
SH
SOLE
8380
0
0
NATIONAL OILWELL VARC
COMMON
637071101
7456142
95751
SH
SOLE
95581
170
0
NUSTAR ENERGY LP UNIT
COMMON
67058H102
446579
8127
SH
SOLE
8127
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
6039504
63380
SH
SOLE
63275
105
0
ONEOK INC NEW
COMMON
682680103
516068
8710
SH
SOLE
8710
0
0
ONEOK PARTNERS L P
COMMON
68268N103
1203225
22469
SH
SOLE
22469
0
0
PAYCHEX
COMMON
704326107
5419278
127213
SH
SOLE
125613
1600
0
PENN VIRGINIA CORP
COMMON
707882106
585915
33500
SH
SOLE
33500
0
0
PEPSICO
COMMON
713448108
9376646
112295
SH
SOLE
112125
170
0
PHILIP MORRIS INTL IN
COMMON
718172109
560810
6850
SH
SOLE
6850
0
0
PHILLIPS 66
COMMON
718546104
1028674
13349
SH
SOLE
13349
0
0
PIONEER NAT RES CO
COMMON
723787107
230059
1229
SH
SOLE
1229
0
0
PLAINS ALL AMERN PIPE
COMMON
726503105
278080
5045
SH
SOLE
5045
0
0
PROCTER & GAMBLE
COMMON
742718109
6177436
76643
SH
SOLE
76523
120
0
PUBLIC STORAGE INC
COMMON
74460D109
203199
1206
SH
SOLE
1206
0
0
QUALCOMM
COMMON
747525103
10168040
128938
SH
SOLE
128668
270
0
RANGE RES CORP
COMMON
75281A109
348934
4206
SH
SOLE
4206
0
0
RANGE RES LTD SHS
COMMON
Q80288105
323
25000
SH
SOLE
25000
0
0
RAYTHEON CO
COMMON
755111507
237096
2400
SH
SOLE
2400
0
0
RESOLUTE ENERGY CORP
COMMON
76116A108
162986
22637
SH
SOLE
22637
0
0
ROYAL DUTCH SHELL PLC
COMMON
780259107
262528
3361
SH
SOLE
3361
0
0
SANCHEZ ENERGY CORP
COMMON
79970Y105
245929
8300
SH
SOLE
8300
0
0
SCHLUMBERGER
COMMON
806857108
580329
5952
SH
SOLE
5952
0
0
SEMPRA ENERGY CORP
COMMON
816851109
215678
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
8024395
182622
SH
SOLE
180312
2310
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
1181908
18200
SH
SOLE
18200
0
0
THERMOENERGY CORP COM
COMMON
883906406
13200
550000
SH
SOLE
550000
0
0
TOTALLY GREEN INC COM
COMMON
89154K201
8945
13350
SH
SOLE
13350
0
0
UNILEVER PLC ADR
COMMON
904767704
9495663
221965
SH
SOLE
221535
430
0
UNILIFE CORP NEW
COMMON
90478E103
142450
35000
SH
SOLE
35000
0
0
UNIVERSAL HEALTH SVCS
COMMON
913903100
310717
3786
SH
SOLE
3786
0
0
VALEANT PHARMACEUTICA
COMMON
91911K102
6003538
45540
SH
SOLE
45445
95
0
VERIZON COMMUNICATION
COMMON
92343V104
6675498
140330
SH
SOLE
138600
1730
0
VISA
COMMON
92826C839
6301700
29193
SH
SOLE
29143
50
0
WAL MART STORES INC
COMMON
931142103
445510
5829
SH
SOLE
5829
0
0
WASTE MANAGEMENT
COMMON
94106L109
5497448
130674
SH
SOLE
128744
1930
0
WELLS FARGO
COMMON
949746101
10291987
206916
SH
SOLE
206506
410
0
WILLIAMS COS INC
COMMON
969457100
6252800
154086
SH
SOLE
152326
1760
0
WILLIAMS PARTNERS L P
COMMON
96950F104
1105194
21696
SH
SOLE
21696
0
0