0000860828-13-000005.txt : 20131106 0000860828-13-000005.hdr.sgml : 20131106 20131106165504 ACCESSION NUMBER: 0000860828-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 131197164 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 09-30-2013 09-30-2013 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 918-599-0045 LORI A. SMITH TULSA OK 11-06-2013 0 115 417332 false INFORMATION TABLE 2 INFO_13F093013.xml 3DICON CORP NEW COMMON 88579F201 589 78489 SH SOLE 78489 0 0 3M CO COMMON 88579Y101 549286 4600 SH SOLE 4600 0 0 AAON INC COMMON 000360206 36612694 1378490 SH SOLE 1378490 0 0 ABBOTT LABS COMMON 002824100 6222461 187480 SH SOLE 187160 320 0 ABBVIE INC COMMON 00287Y109 514395 11500 SH SOLE 11500 0 0 AGL RESOURCES COMMON 001204106 5626532 122236 SH SOLE 120356 1880 0 ALLIANCE HOLDINGS GP COMMON 01861G100 1285025 21460 SH SOLE 21460 0 0 ALTRIA GROUP INC COMMON 02209S103 564185 16425 SH SOLE 16425 0 0 AMAZON COM COMMON 023135106 4816532 15406 SH SOLE 15376 30 0 AMER ELECTRIC PWR COMMON 025537101 5130527 118351 SH SOLE 116371 1980 0 AMGEN INC COMMON 031162100 7039971 62899 SH SOLE 62899 0 0 ANNALY CAPITAL MGMT COMMON 035710409 6578210 568066 SH SOLE 559006 9060 0 APACHE CORP COMMON 037411105 534254 6275 SH SOLE 6275 0 0 APOLLO GROUP COMMON 037604105 4120380 198000 SH SOLE 197610 390 0 APPLE COMMON 037833100 14239873 29869 SH SOLE 29814 55 0 AT&T COMMON 00206R102 6882100 203492 SH SOLE 203172 320 0 B P PLC ADR COMMON 055622104 274582 6533 SH SOLE 6533 0 0 BANK OF AMERICA COMMON 060505104 1257815 91146 SH SOLE 91146 0 0 BAXTER INTL COMMON 071813109 5649966 86010 SH SOLE 85830 180 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1022460 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 435878 3840 SH SOLE 3840 0 0 BIOMED REALTY TRUST COMMON 09063H107 3754336 201955 SH SOLE 198305 3650 0 BLACKROCK COMMON 09247X101 5835573 21564 SH SOLE 21519 45 0 BOARDWALK PIPELINE PA COMMON 096627104 254501 8380 SH SOLE 8380 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15800 SH SOLE 15800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 437207 9447 SH SOLE 9447 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 12338821 329915 SH SOLE 329585 330 0 CAPITAL ONE FINANCIAL COMMON 14040H105 13316382 193721 SH SOLE 193521 200 0 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CATERPILLAR INC COMMON 149123101 230184 2760 SH SOLE 2760 0 0 CHARLES SCHWAB CORP N COMMON 808513105 610946 28900 SH SOLE 28900 0 0 CHEVRONTEXACO CORP COMMON 166764100 1177900 9695 SH SOLE 9695 0 0 CISCO SYSTEMS COMMON 17275R102 7773141 331746 SH SOLE 331106 640 0 CITIGROUP INC COMMON 172967424 262439 5410 SH SOLE 5410 0 0 COCA COLA CO COMMON 191216100 414835 10951 SH SOLE 10951 0 0 CONOCOPHILLIPS COMMON 20825C104 8851878 127347 SH SOLE 125777 1570 0 COSTCO WHOLESALE COMMON 22160K105 6494436 56390 SH SOLE 56285 105 0 COVIDIEN PLC COMMON G2554F113 4668674 76611 SH SOLE 76471 140 0 CSX CORP COMMON 126408103 6211062 241300 SH SOLE 240880 420 0 CVS CORP COMMON 126650100 365584 6442 SH SOLE 6442 0 0 DARDEN RESTAURANTS COMMON 237194105 4108968 88766 SH SOLE 87646 1120 0 DEALERTRACK HLDGS INC COMMON 242309102 428400 10000 SH SOLE 10000 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 341717 5916 SH SOLE 5916 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 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SH SOLE 43850 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 3995108 79631 SH SOLE 78401 1230 0 GOOGLE COMMON 38259P508 7878810 8995 SH SOLE 8975 20 0 HCP INC COMMON 40414L109 4930994 120415 SH SOLE 118865 1550 0 I B M COMMON 459200101 273141 1475 SH SOLE 1475 0 0 INTEL CORP COMMON 458140100 302294 13189 SH SOLE 13189 0 0 J P MORGAN CHASE & CO COMMON 46625H100 476375 9216 SH SOLE 9216 0 0 JOHNSON & JOHNSON COMMON 478160104 6637781 76569 SH SOLE 76439 130 0 KINDER MORGAN ENERGY COMMON 494550106 3834714 48036 SH SOLE 48036 0 0 KROGER CO COMMON 501044101 363060 9000 SH SOLE 9000 0 0 LEGGETT & PLATT COMMON 524660107 3795007 125871 SH SOLE 124051 1820 0 LEIDOS HLDGS INC COM COMMON 525327102 4232723 92986 SH SOLE 91416 1570 0 LOCKHEED MARTIN COMMON 539830109 459180 3600 SH SOLE 3600 0 0 MACROSOLVE INC COMMON 55610Q108 400 20000 SH SOLE 20000 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 397832 7050 SH SOLE 7050 0 0 MALLINCKRODT PLC COMMON G5785G107 405187 9190 SH SOLE 9173 17 0 MICROSOFT COMMON 594918104 312946 9403 SH SOLE 9403 0 0 NATIONAL GRID PLC COMMON 636274300 4837161 81916 SH SOLE 80556 1360 0 NATIONAL OILWELL VARC COMMON 637071101 12322723 157761 SH SOLE 157461 300 0 NUSTAR ENERGY LP UNIT COMMON 67058H102 275716 6874 SH SOLE 6874 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 5758346 61560 SH SOLE 61455 105 0 ONEOK INC NEW COMMON 682680103 256096 4803 SH SOLE 4803 0 0 ONEOK PARTNERS L P COMMON 68268N103 1133599 21385 SH SOLE 21385 0 0 PAYCHEX COMMON 704326107 5126003 126132 SH SOLE 124532 1600 0 PENN VIRGINIA CORP COMMON 707882106 222775 33500 SH SOLE 33500 0 0 PEPSICO COMMON 713448108 9149079 115083 SH SOLE 114913 170 0 PFIZER COMMON 717081103 7206475 250878 SH SOLE 246868 4010 0 PHILIP MORRIS INTL IN COMMON 718172109 597471 6900 SH SOLE 6900 0 0 PHILLIPS 66 COMMON 718546104 783924 13558 SH SOLE 13558 0 0 PLAINS ALL AMERN PIPE COMMON 726503105 285417 5420 SH SOLE 5420 0 0 POTASH CORP COMMON 73755L107 7242050 231523 SH SOLE 231103 420 0 PROCTER & GAMBLE COMMON 742718109 5715313 75609 SH SOLE 75489 120 0 PUBLIC STORAGE INC COMMON 74460D109 331375 2064 SH SOLE 2064 0 0 QUALCOMM COMMON 747525103 9018515 133965 SH SOLE 133695 270 0 RANGE RES CORP COMMON 75281A109 291610 3843 SH SOLE 3843 0 0 RANGE RES LTD SHS COMMON Q80288105 818 25000 SH SOLE 25000 0 0 RESOLUTE ENERGY CORP COMMON 76116A108 158840 19000 SH SOLE 19000 0 0 ROYAL DUTCH SHELL PLC COMMON 780259107 231405 3361 SH SOLE 3361 0 0 SCHLUMBERGER COMMON 806857108 548017 6202 SH SOLE 6202 0 0 SCIENCE APPLICATNS IN COMMON 808625107 1795789 53209 SH SOLE 52313 896 0 SOUTHERN COMPANY COMMON 842587107 5751492 139667 SH SOLE 137357 2310 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 835234 18200 SH SOLE 18200 0 0 THERMOENERGY CORP COM COMMON 883906406 22000 550000 SH SOLE 550000 0 0 TOTAL ADR COMMON 89151E109 7400078 127764 SH SOLE 125684 2080 0 TRANSOCEAN LTD COMMON H8817H100 4343390 97604 SH SOLE 97434 170 0 UNILIFE CORP NEW COMMON 90478E103 116200 35000 SH SOLE 35000 0 0 UNIVERSAL HEALTH SVCS COMMON 913903100 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