0000860828-13-000004.txt : 20130716 0000860828-13-000004.hdr.sgml : 20130716 20130715181630 ACCESSION NUMBER: 0000860828-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130716 DATE AS OF CHANGE: 20130715 EFFECTIVENESS DATE: 20130716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 13969069 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 06-30-2013 06-30-2013 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 918-599-0045 LORI A. SMITH TULSA OK 07-15-2013 0 114 370960 false INFORMATION TABLE 2 INFO_13F063013.xml FORM 13F SECURITIES 3DICON CORP NEW COMMON 88579F201 1844 78489 SH SOLE 78489 0 0 3M CO COMMON 88579Y101 503010 4600 SH SOLE 4600 0 0 AAON INC COMMON 000360206 30400343 1378492 SH SOLE 1378492 0 0 ABBOTT LABS COMMON 002824100 401137 11500 SH SOLE 11500 0 0 ABBVIE INC COMMON 00287Y109 475410 11500 SH SOLE 11500 0 0 AGL RESOURCES COMMON 001204106 4922951 114861 SH SOLE 112981 1880 0 ALLIANCE HOLDINGS GP COMMON 01861G100 1368075 21460 SH SOLE 21460 0 0 ALTRIA GROUP INC COMMON 02209S103 525711 15025 SH SOLE 15025 0 0 AMAZON COM COMMON 023135106 4248102 15298 SH SOLE 15268 30 0 AMER ELECTRIC PWR COMMON 025537101 4280308 95585 SH SOLE 93935 1650 0 AMGEN INC COMMON 031162100 6089197 61719 SH SOLE 61719 0 0 ANNALY CAPITAL MGMT COMMON 035710409 4391695 349379 SH SOLE 344199 5180 0 APACHE CORP COMMON 037411105 526033 6275 SH SOLE 6275 0 0 APOLLO GROUP COMMON 037604105 3461496 195344 SH SOLE 194954 390 0 APPLE COMMON 037833100 11873463 29943 SH SOLE 29888 55 0 AT&T COMMON 00206R102 7042986 198954 SH SOLE 198634 320 0 B P PLC ADR COMMON 055622104 272687 6533 SH SOLE 6533 0 0 BANK OF AMERICA COMMON 060505104 1174710 91346 SH SOLE 91346 0 0 BAXTER INTL COMMON 071813109 5887943 85000 SH SOLE 84820 180 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1011600 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 429773 3840 SH SOLE 3840 0 0 BIOMED REALTY TRUST COMMON 09063H107 3134547 154945 SH SOLE 152545 2400 0 BLACKROCK COMMON 09247X101 5516809 21479 SH SOLE 21434 45 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15800 SH SOLE 15800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 440599 9859 SH SOLE 9859 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 5486026 152305 SH SOLE 152035 270 0 CAPITAL ONE FINANCIAL COMMON 14040H105 12172641 193801 SH SOLE 193601 200 0 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CATERPILLAR INC COMMON 149123101 227672 2760 SH SOLE 2760 0 0 CHARLES SCHWAB CORP N COMMON 808513105 613547 28900 SH SOLE 28900 0 0 CHEVRONTEXACO CORP COMMON 166764100 1149606 9714 SH SOLE 9714 0 0 CISCO SYSTEMS COMMON 17275R102 7989010 328293 SH SOLE 327653 640 0 CITIGROUP INC COMMON 172967424 319576 6662 SH SOLE 6662 0 0 COCA COLA CO COMMON 191216100 437261 10902 SH SOLE 10902 0 0 CONOCOPHILLIPS COMMON 20825C104 6878567 113695 SH SOLE 112275 1420 0 COSTCO WHOLESALE COMMON 22160K105 6139399 55525 SH SOLE 55420 105 0 COVIDIEN PLC COMMON G2554F113 4749636 75583 SH SOLE 75443 140 0 CSX CORP COMMON 126408103 5442461 234690 SH SOLE 234270 420 0 CVS CORP COMMON 126650100 368354 6442 SH SOLE 6442 0 0 DARDEN RESTAURANTS COMMON 237194105 3830462 75881 SH SOLE 74761 1120 0 DEALERTRACK HLDGS INC COMMON 242309102 354300 10000 SH SOLE 10000 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 295842 5702 SH SOLE 5702 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 10000 0 0 E M C CORP COMMON 268648102 7204667 305024 SH SOLE 304454 570 0 EATON CORP PLC COMMON G29183103 7000868 106380 SH SOLE 106170 210 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 378686 12420 SH SOLE 12420 0 0 ENTERPRISE PRODS PART COMMON 293792107 746572 12012 SH SOLE 12012 0 0 ENZYME ENVIRONMENTAL COMMON 294113105 72 715000 SH SOLE 715000 0 0 EOG RESOURCES COMMON 26875P101 5238494 39782 SH SOLE 39702 80 0 EXPRESS SCRIPTS COMMON 30219G108 6536414 105870 SH SOLE 105670 200 0 EXXON MOBIL CORP COMMON 30231G102 2701976 29906 SH SOLE 29906 0 0 FACEBOOK COMMON 30303M102 3141349 126260 SH SOLE 126010 250 0 FEDEX CORP COMMON 31428X106 4899667 49702 SH SOLE 49612 90 0 FIFTH THIRD BANCORP COMMON 316773100 835264 46275 SH SOLE 46275 0 0 FIRSTMERIT CORPORATIO COMMON 337915102 4242454 211805 SH SOLE 207985 3820 0 GENERAL ELECTRIC COMMON 369604103 10861496 468370 SH SOLE 467410 960 0 GENERAL MOTORS COMMON 37045V100 7219976 216751 SH SOLE 216331 420 0 GEOGLOBAL RESOURCES I COMMON 37249T109 1140 43850 SH SOLE 43850 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 3457495 69191 SH SOLE 68161 1030 0 GOOGLE COMMON 38259P508 7714682 8763 SH SOLE 8743 20 0 I B M COMMON 459200101 274243 1435 SH SOLE 1435 0 0 INTEL CORP COMMON 458140100 335330 13839 SH SOLE 13839 0 0 J P MORGAN CHASE & CO COMMON 46625H100 731458 13856 SH SOLE 13856 0 0 JOHNSON & JOHNSON COMMON 478160104 6554136 76335 SH SOLE 76205 130 0 KINDER MORGAN ENERGY COMMON 494550106 304963 3571 SH SOLE 3571 0 0 KROGER CO COMMON 501044101 379940 11000 SH SOLE 11000 0 0 LEGGETT & PLATT COMMON 524660107 3154574 101466 SH SOLE 99946 1520 0 LIG ASSETS, INC COMMON 50187X107 7500 1000000 SH SOLE 1000000 0 0 LOCKHEED MARTIN COMMON 539830109 5028423 46362 SH SOLE 45667 695 0 MACROSOLVE INC COMMON 55610Q108 600 20000 SH SOLE 20000 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 354250 6500 SH SOLE 6500 0 0 MICROSOFT COMMON 594918104 326528 9452 SH SOLE 9452 0 0 NASDAQ STOCK MKT 2.50 CONVERT 631103AA6 1026281 1025000 SH SOLE 1025000 0 0 NATIONAL GRID PLC COMMON 636274300 3970147 70057 SH SOLE 68927 1130 0 NATIONAL OILWELL VARC COMMON 637071101 10777142 156417 SH SOLE 156117 300 0 OCCIDENTAL PETROLEUM COMMON 674599105 5212393 58415 SH SOLE 58310 105 0 ONEOK PARTNERS L P COMMON 68268N103 1007162 20338 SH SOLE 20338 0 0 PAYCHEX COMMON 704326107 4445528 121762 SH SOLE 120162 1600 0 PENN VIRGINIA CORP COMMON 707882106 51700 11000 SH SOLE 11000 0 0 PEPSICO COMMON 713448108 9377402 114652 SH SOLE 114482 170 0 PFIZER COMMON 717081103 6117915 218419 SH SOLE 214859 3560 0 PHILIP MORRIS INTL IN COMMON 718172109 580354 6700 SH SOLE 6700 0 0 PHILLIPS 66 COMMON 718546104 781264 13262 SH SOLE 13262 0 0 PLAINS ALL AMERN PIPE COMMON 726503105 302490 5420 SH SOLE 5420 0 0 POTASH CORP COMMON 73755L107 3879473 101743 SH SOLE 101553 190 0 PROCTER & GAMBLE COMMON 742718109 5705592 74108 SH SOLE 73988 120 0 PUBLIC STORAGE INC COMMON 74460D109 316473 2064 SH SOLE 2064 0 0 QUALCOMM COMMON 747525103 8103519 132649 SH SOLE 132379 270 0 RANGE RES CORP COMMON 75281A109 235161 3041 SH SOLE 3041 0 0 RANGE RES LTD SHS COMMON Q80288105 1028 25000 SH SOLE 25000 0 0 RESOLUTE ENERGY CORP COMMON 76116A108 151620 19000 SH SOLE 19000 0 0 ROSETTA RESOURCES INC COMMON 777779307 357168 8400 SH SOLE 8400 0 0 ROYAL DUTCH SHELL PLC COMMON 780259107 222733 3361 SH SOLE 3361 0 0 SAIC COMMON 78390X101 5583116 400798 SH SOLE 394518 6280 0 SCHLUMBERGER COMMON 806857108 523053 7299 SH SOLE 7299 0 0 SOUTHERN COMPANY COMMON 842587107 4741065 107434 SH SOLE 105574 1860 0 TE CONNECTIVITY COMMON H84989104 5463574 119973 SH SOLE 119733 240 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 807352 18200 SH SOLE 18200 0 0 THERMOENERGY CORP COM COMMON 883906406 16555 550000 SH SOLE 550000 0 0 TOTAL ADR COMMON 89151E109 5547114 113904 SH SOLE 112044 1860 0 TRANSOCEAN LTD COMMON H8817H100 7409028 154516 SH SOLE 154196 320 0 UNILIFE CORP NEW COMMON 90478E103 110950 35000 SH SOLE 35000 0 0 UNIVERSAL HEALTH SVCS COMMON 913903100 264224 3946 SH SOLE 3946 0 0 VALEANT PHARMACEUTICA COMMON 91911K102 7274707 84511 SH SOLE 84331 180 0 VERIZON COMMUNICATION COMMON 92343V104 572663 11376 SH SOLE 11376 0 0 VISA COMMON 92826C839 5571583 30487 SH SOLE 30437 50 0 WAL MART STORES INC COMMON 931142103 354796 4763 SH SOLE 4763 0 0 WASTE MANAGEMENT COMMON 94106L109 4292871 106444 SH SOLE 104734 1710 0 WELLS FARGO COMMON 949746101 8972524 217410 SH SOLE 217000 410 0 WILLIAMS COS INC COMMON 969457100 301956 9300 SH SOLE 9300 0 0 WILLIAMS PARTNERS L P COMMON 96950F104 694794 13465 SH SOLE 13465 0 0 YUM BRANDS COMMON 988498101 5366921 77400 SH SOLE 77280 120 0