0000860828-12-000001.txt : 20120208 0000860828-12-000001.hdr.sgml : 20120208 20120208102037 ACCESSION NUMBER: 0000860828-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 12580188 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt 123111 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 2200 South Utica Place Suite 150 Tulsa, OK 74114 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK February 8, 2012 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: $228,284 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3DICON CORP COMMON 88579F102 30,493 2,747,140 X 2,747,140 0 0 3M CO COMMON 88579Y101 375,958 4,600 X 4,600 0 0 A T & T INC (NEW) COMMON 00206R102 7,783,127 257,379 X 257,379 0 0 AAON INC COMMON 000360206 18,814,717 918,239 X 918,239 0 0 ABB LTD ADR COMMON 000375204 3,761,857 199,780 X 199,780 0 0 ABBOTT LABS COMMON 002824100 8,087,786 143,834 X 143,834 0 0 ALLIANCE RESOURCE PAR COMMON 01877R108 200,287 2,650 X 2,650 0 0 ALTRIA GROUP INC COMMON 02209S103 463,725 15,640 X 15,640 0 0 AMAZON COM INC COMMON 023135106 2,739,827 15,828 X 15,828 0 0 ANALOG DEVICES INC COMMON 032654105 3,961,454 110,717 X 110,717 0 0 ANNALY MTG MGMT INC COMMON 035710409 1,505,185 94,310 X 94,310 0 0 APACHE CORP COMMON 037411105 423,462 4,675 X 4,675 0 0 APPLE COMPUTER INC COMMON 037833100 11,544,120 28,504 X 28,504 0 0 APPLIED MATLS INC COMMON 038222105 4,276,910 399,338 X 399,338 0 0 B P PLC ADR COMMON 055622104 210,324 4,921 X 4,921 0 0 BANK OF AMERICA COMMON 060505104 66,881 12,029 X 12,029 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1,262,305 11 X 11 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 320,460 4,200 X 4,200 0 0 BEST BUY INC COMMON 086516101 425,311 18,199 X 18,199 0 0 BHP BILLITON ADR COMMON 088606108 3,971,030 56,223 X 56,223 0 0 BLACKROCK INC COMMON 09247X101 7,359,886 41,292 X 41,292 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15,800 X 15,800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 264,723 7,512 X 7,512 0 0 BROADCOM CORP COMMON 111320107 3,836,618 130,675 X 130,675 0 0 CHARLES SCHWAB CORP N COMMON 808513105 330,481 29,350 X 29,350 0 0 CHEVRONTEXACO CORP COMMON 166764100 997,520 9,375 X 9,375 0 0 CITIGROUP INC COMMON 172967424 461,215 17,530 X 17,530 0 0 CONOCOPHILLIPS COMMON 20825C104 2,161,418 29,661 X 29,661 0 0 CVS CORP COMMON 126650100 228,368 5,600 X 5,600 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 45 50,000 X 50,000 0 0 DIGITAL REALTY TRUST COMMON 253868103 533,227 7,998 X 7,998 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 405,582 12,220 X 12,220 0 0 ENTERPRISE PRODS PART COMMON 293792107 476,555 10,275 X 10,275 0 0 ENZYME ENVIRONMENTAL COMMON 294113105 0 715,000 X 715,000 0 0 EXELON CORP COMMON 30161N101 268,027 6,180 X 6,180 0 0 EXXON MOBIL CORP COMMON 30231G102 2,183,763 25,764 X 25,764 0 0 FEDEX CORP COMMON 31428X106 4,093,911 49,023 X 49,023 0 0 FIFTH THIRD BANCORP COMMON 316773100 588,618 46,275 X 46,275 0 0 FIRSTENERGY CORP COMMON 337932107 852,598 19,246 X 19,246 0 0 FORD MTR CO DEL COMMON 345370860 4,958,359 460,814 X 460,814 0 0 FRANCE TELECOM SPONSO COMMON 35177Q105 392,596 25,070 X 25,070 0 0 GENERAL ELECTRIC COMMON 369604103 8,413,810 469,783 X 469,783 0 0 GENERAL MOTORS COMMON 37045V100 4,509,062 222,450 X 222,450 0 0 GEOGLOBAL RESOURCES I COMMON 37249T109 9,779 43,850 X 43,850 0 0 GOOGLE INC-CL A COMMON 38259P508 5,754,323 8,909 X 8,909 0 0 I B M COMMON 459200101 613,975 3,339 X 3,339 0 0 INTEL CORP COMMON 458140100 5,940,668 244,976 X 244,976 0 0 J P MORGAN CHASE & CO COMMON 46625H100 371,019 11,158 X 11,158 0 0 JOHNSON CTLS INC COMMON 478366107 2,862,853 91,582 X 91,582 0 0 JOHNSON & JOHNSON COMMON 478160104 8,616,877 131,395 X 131,395 0 0 KINDER MORGAN ENERGY COMMON 494550106 230,469 2,713 X 2,713 0 0 KNIGHT CAPITAL GROUP COMMON 499005106 3,152,299 266,692 X 266,692 0 0 KRAFT FOODS INC CL A COMMON 50075N104 212,392 5,685 X 5,685 0 0 LOCKHEED MARTIN CORP COMMON 539830109 291,240 3,600 X 3,600 0 0 MERCK & COMPANY COMMON 58933Y105 1,149,096 30,480 X 30,480 0 0 MICROSOFT COMMON 594918104 587,211 22,620 X 22,620 0 0 NATIONAL OILWELL VARC COMMON 637071101 4,812,332 70,780 X 70,780 0 0 OCCIDENTAL PETE CORP COMMON 674599105 384,006 4,098 X 4,098 0 0 ONEOK INC NEW COMMON 682680103 740,159 8,538 X 8,538 0 0 ONEOK PARTNERS L P COMMON 68268N103 819,908 14,200 X 14,200 0 0 PARKER DRILLING CO COMMON 701081101 322,650 45,000 X 45,000 0 0 PAYCHEX INC COMMON 704326107 727,969 24,177 X 24,177 0 0 PEPSICO INC COMMON 713448108 10,695,006 161,191 X 161,191 0 0 PFIZER INC COMMON 717081103 1,053,409 48,679 X 48,679 0 0 PHILIP MORRIS INTL IN COMMON 718172109 525,816 6,700 X 6,700 0 0 PROCTER & GAMBLE COMP COMMON 742718109 7,003,349 104,982 X 104,982 0 0 QUALCOMM INC COMMON 747525103 6,550,325 119,750 X 119,750 0 0 RAM ENERGY RESOURCES COMMON 75130P109 31,300 10,000 X 10,000 0 0 RANGE RES LTD SHS COMMON Q80288105 3,203 25,000 X 25,000 0 0 RAYTHEON CO COMMON 755111507 257,865 5,330 X 5,330 0 0 RESOLUTE ENERGY CORP COMMON 76116A108 280,800 26,000 X 26,000 0 0 ROYAL DUTCH SHELL PLC COMMON 780259107 255,470 3,361 X 3,361 0 0 SCHLUMBERGER COMMON 806857108 399,278 5,845 X 5,845 0 0 SUNCOR ENERGY INC COMMON 867224107 4,159,823 144,288 X 144,288 0 0 TEXAS INSTRUMENTS COMMON 882508104 239,110 8,214 X 8,214 0 0 TOTAL FINA ELF S A AD COMMON 89151E109 513,758 10,052 X 10,052 0 0 TRANSOCEAN LTD COMMON H8817H100 3,271,788 85,225 X 85,225 0 0 UNILIFE CORP NEW COMMON 90478E103 109,200 35,000 X 35,000 0 0 VERIZON COMMUNICATION COMMON 92343V104 1,011,682 25,216 X 25,216 0 0 VIEWCAST.COM INC COMMON 926713108 1,620 20,000 X 20,000 0 0 VISA INC CL A COMMON 92826C839 8,916,771 87,824 X 87,824 0 0 VODAFONE GROUP INC COMMON 92857W209 9,909,423 353,529 X 353,529 0 0 WASTE MGMT INC DEL COMMON 94106L109 285,297 8,722 X 8,722 0 0 WELLS FARGO & CO NEW COMMON 949746101 9,574,206 347,395 X 347,395 0 0 WEYERHAEUSER CO COMMON 962166104 4,924,026 263,740 X 263,740 0 0 WILLIAMS CLAYTON ENER COMMON 969490101 1,761,706 23,217 X 23,217 0 0 WILLIAMS COS INC COMMON 969457100 288,496 8,737 X 8,737 0 0 WILLIAMS PARTNERS L P COMMON 96950F104 612,198 10,205 X 10,205 0 0 YUM BRANDS INC COMMON 988498101 4,507,597 76,387 X 76,387 0 0