0000860828-14-000004.txt : 20140806
0000860828-14-000004.hdr.sgml : 20140806
20140806160815
ACCESSION NUMBER: 0000860828-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140806
DATE AS OF CHANGE: 20140806
EFFECTIVENESS DATE: 20140806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 141020006
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2200 SOUTH UTICA PLACE
STREET 2: STE 150
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860828
XXXXXXXX
06-30-2014
06-30-2014
CAPITAL ADVISORS INC/OK
2200 SOUTH UTICA PLACE
STE 150
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
LORI A. SMITH
CHIEF FINANCIAL OFFICER
918-599-0045
LORI A. SMITH
TULSA
OK
08-06-2014
0
128
516367
false
INFORMATION TABLE
2
INFO_13F063014A.xml
3DICON CORP NEW
COMMON
88579F201
1248
143489
SH
SOLE
143489
0
0
3M CO
COMMON
88579Y101
658904
4600
SH
SOLE
4600
0
0
AAON INC
COMMON
000360206
46089665
2062485
SH
SOLE
2062485
0
0
ABBOTT LABS
COMMON
002824100
7812309
191010
SH
SOLE
191010
0
0
ABBVIE INC
COMMON
00287Y109
649060
11500
SH
SOLE
11500
0
0
ALLIANCE HOLDINGS GP
COMMON
01861G100
1390393
21460
SH
SOLE
21460
0
0
ALLIANCE RESOURCE PAR
COMMON
01877R108
209925
4500
SH
SOLE
4500
0
0
ALTRIA GROUP INC
COMMON
02209S103
600271
14313
SH
SOLE
14313
0
0
AMAZON COM
COMMON
023135106
7446881
22929
SH
SOLE
22929
0
0
AMEDICA CORP COM
COMMON
023435100
73098
16208
SH
SOLE
16208
0
0
AMGEN
COMMON
031162100
7608113
64274
SH
SOLE
64274
0
0
ANADARKO PETE CORP
COMMON
032511107
207772
1898
SH
SOLE
1898
0
0
ANNALY CAPITAL MGMT
COMMON
035710409
12787314
1118750
SH
SOLE
1110790
7960
0
APACHE CORP
COMMON
037411105
550981
5476
SH
SOLE
5476
0
0
APPLE
COMMON
037833100
13584585
146181
SH
SOLE
146181
0
0
AT&T
COMMON
00206R102
10962873
310036
SH
SOLE
310036
0
0
B P PLC ADR
COMMON
055622104
7931237
150355
SH
SOLE
149035
1320
0
BANK OF AMERICA
COMMON
060505104
1382439
89944
SH
SOLE
89944
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670108
1139403
6
SH
SOLE
6
0
0
BERKSHIRE HATHAWAY IN
COMMON
084670702
488522
3860
SH
SOLE
3860
0
0
BGC PARTNERS
COMMON
05541T101
7477463
1005035
SH
SOLE
996075
8960
0
BIOMED REALTY TRUST
COMMON
09063H107
6780864
310621
SH
SOLE
307761
2860
0
BLACKROCK
COMMON
09247X101
6529018
20429
SH
SOLE
20429
0
0
BONANZA ROYALTIES, LL
COMMON
02636P995
883
15800
SH
SOLE
15800
0
0
BRISTOL MYERS SQUIBB
COMMON
110122108
474476
9781
SH
SOLE
9781
0
0
BROOKFIELD ASSET MGMT
COMMON
112585104
14597472
331610
SH
SOLE
331610
0
0
CALPINE CORP
COMMON
131347304
8269094
347295
SH
SOLE
347295
0
0
CAPITAL ONE FINANCIAL
COMMON
14040H105
15220785
184271
SH
SOLE
184271
0
0
CASAVANT INTL MNG COR
COMMON
125809996
0
153599
SH
SOLE
153599
0
0
CATERPILLAR INC
COMMON
149123101
299929
2760
SH
SOLE
2760
0
0
CHARLES SCHWAB CORP N
COMMON
808513105
538600
20000
SH
SOLE
20000
0
0
CHEVRONTEXACO CORP
COMMON
166764100
1396145
10694
SH
SOLE
10694
0
0
CISCO SYSTEMS
COMMON
17275R102
219568
8836
SH
SOLE
8836
0
0
COCA COLA
COMMON
191216100
9505527
224399
SH
SOLE
224399
0
0
CONOCOPHILLIPS
COMMON
20825C104
2538627
29612
SH
SOLE
29612
0
0
COSTCO WHOLESALE
COMMON
22160K105
6398290
55560
SH
SOLE
55560
0
0
COVIDIEN PLC
COMMON
G2554F113
6962437
77206
SH
SOLE
77206
0
0
CSX CORP
COMMON
126408103
7564009
245505
SH
SOLE
245505
0
0
CVS CORP
COMMON
126650100
485534
6442
SH
SOLE
6442
0
0
DARDEN RESTAURANTS
COMMON
237194105
5651499
122142
SH
SOLE
121072
1070
0
DEALERTRACK HLDGS INC
COMMON
242309102
453400
10000
SH
SOLE
10000
0
0
DEEP ROCK OIL & GAS I
COMMON
243778107
5
50000
SH
SOLE
50000
0
0
DEVON ENERGY CORP NEW
COMMON
25179M103
709582
8937
SH
SOLE
8937
0
0
DISABILITY ACCESS COR
COMMON
25459R103
0
10000
SH
SOLE
10000
0
0
EATON CORP PLC
COMMON
G29183103
7090218
91866
SH
SOLE
91866
0
0
ENBRIDGE ENERGY PARTN
COMMON
29250R106
458671
12420
SH
SOLE
12420
0
0
ENTERPRISE PRODS PART
COMMON
293792107
2074786
26501
SH
SOLE
26501
0
0
ENZYME ENVIRONMENTAL
COMMON
294113105
72
715000
SH
SOLE
715000
0
0
EOG RESOURCES
COMMON
26875P101
277543
2375
SH
SOLE
2375
0
0
EXPRESS SCRIPTS
COMMON
30219G108
7457481
107565
SH
SOLE
107565
0
0
EXXON MOBIL CORP
COMMON
30231G102
5561446
55239
SH
SOLE
55239
0
0
FEDERATED INVS INC
COMMON
314211103
6322831
204490
SH
SOLE
202630
1860
0
FEDEX CORP
COMMON
31428X106
7441757
49159
SH
SOLE
49159
0
0
FIFTH THIRD BANCORP
COMMON
316773100
987971
46275
SH
SOLE
46275
0
0
GENERAC HOLDINGS
COMMON
368736104
4592283
94220
SH
SOLE
94220
0
0
GENERAL ELECTRIC
COMMON
369604103
9613621
365815
SH
SOLE
365815
0
0
GENERAL MOTORS
COMMON
37045V100
8124630
223819
SH
SOLE
223819
0
0
GEOGLOBAL RESOURCES I
COMMON
37249T109
561
43850
SH
SOLE
43850
0
0
GILEAD SCIENCES INC
COMMON
375558103
8305924
100180
SH
SOLE
100180
0
0
GLAXOSMITHKLINE PLC
COMMON
37733W105
6646954
124289
SH
SOLE
123399
890
0
GLOBAL GEOPHYSICAL SV
COMMON
37946S107
533
13335
SH
SOLE
13335
0
0
GOOGLE
COMMON
38259P508
5022315
8590
SH
SOLE
8590
0
0
GOOGLE
COMMON
38259P706
5218365
9071
SH
SOLE
9071
0
0
HCP INC
COMMON
40414L109
8648315
208997
SH
SOLE
207307
1690
0
HELMERICH & PAYNE INC
COMMON
423452101
216545
1865
SH
SOLE
1865
0
0
HOLLYFRONTIER CORP
COMMON
436106108
4964105
113621
SH
SOLE
112671
950
0
I B M
COMMON
459200101
255772
1411
SH
SOLE
1411
0
0
INTEL CORP
COMMON
458140100
358075
11588
SH
SOLE
11588
0
0
J P MORGAN CHASE & CO
COMMON
46625H100
275617
4783
SH
SOLE
4783
0
0
JOHNSON & JOHNSON
COMMON
478160104
7701830
73617
SH
SOLE
73617
0
0
KINDER MORGAN ENERGY
COMMON
494550106
4104910
49932
SH
SOLE
49932
0
0
KRAFT FOODS GROUP INC
COMMON
50076Q106
7508152
125240
SH
SOLE
124110
1130
0
KROGER CO
COMMON
501044101
271865
5500
SH
SOLE
5500
0
0
LAMAR ADVERTISING CO
COMMON
512815101
7142280
134760
SH
SOLE
133460
1300
0
LAREDO PETE HLDGS INC
COMMON
516806106
343258
11080
SH
SOLE
11080
0
0
LEGGETT & PLATT
COMMON
524660107
5581712
162827
SH
SOLE
161417
1410
0
LOCKHEED MARTIN
COMMON
539830109
578628
3600
SH
SOLE
3600
0
0
MAGELLAN MIDSTREAM PA
COMMON
559080106
616013
7330
SH
SOLE
7330
0
0
MCDONALDS
COMMON
580135101
7164327
71117
SH
SOLE
71117
0
0
MERIDIAN BIOSCIENCE I
COMMON
589584101
4745730
229929
SH
SOLE
228159
1770
0
MICROSOFT
COMMON
594918104
349454
8380
SH
SOLE
8380
0
0
NATIONAL OILWELL VARC
COMMON
637071101
7905283
95996
SH
SOLE
95996
0
0
NEWFIELD EXPL CO
COMMON
651290108
270813
6127
SH
SOLE
6127
0
0
NGL ENERGY PARTNERS L
COMMON
62913M107
206949
4775
SH
SOLE
4775
0
0
NOW INC COM
COMMON
67011P100
860214
23756
SH
SOLE
23756
0
0
NUSTAR ENERGY LP UNIT
COMMON
67058H102
503955
8127
SH
SOLE
8127
0
0
OCCIDENTAL PETROLEUM
COMMON
674599105
6500097
63335
SH
SOLE
63335
0
0
ONEOK INC NEW
COMMON
682680103
524897
7710
SH
SOLE
7710
0
0
ONEOK PARTNERS L P
COMMON
68268N103
1377944
23514
SH
SOLE
23514
0
0
PATTERN ENERGY GROUP
COMMON
70338P100
6744673
203705
SH
SOLE
201915
1790
0
PAYCHEX
COMMON
704326107
5754543
138463
SH
SOLE
137533
930
0
PENN VIRGINIA CORP
COMMON
707882106
381375
22500
SH
SOLE
22500
0
0
PEPSICO
COMMON
713448108
10012348
112070
SH
SOLE
112070
0
0
PHILIP MORRIS INTL IN
COMMON
718172109
579631
6875
SH
SOLE
6875
0
0
PHILLIPS 66
COMMON
718546104
1025402
12749
SH
SOLE
12749
0
0
PIONEER NAT RES CO
COMMON
723787107
282515
1229
SH
SOLE
1229
0
0
PLAINS ALL AMERN PIPE
COMMON
726503105
302952
5045
SH
SOLE
5045
0
0
POTASH CORP
COMMON
73755L107
6212344
163655
SH
SOLE
162235
1420
0
PRICELINE COM INC COM
COMMON
741503403
6048684
5028
SH
SOLE
5028
0
0
PROCTER & GAMBLE
COMMON
742718109
6160523
78388
SH
SOLE
78388
0
0
PROSPERITY BANCSHARES
COMMON
743606105
5613342
89670
SH
SOLE
89670
0
0
PUBLIC STORAGE INC
COMMON
74460D109
206648
1206
SH
SOLE
1206
0
0
QUALCOMM
COMMON
747525103
8088131
102123
SH
SOLE
102123
0
0
RANGE RES CORP
COMMON
75281A109
322197
3706
SH
SOLE
3706
0
0
RANGE RES LTD SHS
COMMON
Q80288105
660
25000
SH
SOLE
25000
0
0
RAYTHEON CO
COMMON
755111507
221400
2400
SH
SOLE
2400
0
0
RESOLUTE ENERGY CORP
COMMON
76116A108
182624
21137
SH
SOLE
21137
0
0
ROYAL DUTCH SHELL PLC
COMMON
780259107
292441
3361
SH
SOLE
3361
0
0
SANCHEZ ENERGY CORP
COMMON
79970Y105
255612
6800
SH
SOLE
6800
0
0
SCHLUMBERGER
COMMON
806857108
341229
2893
SH
SOLE
2893
0
0
SEMPRA ENERGY CORP
COMMON
816851109
233399
2229
SH
SOLE
2229
0
0
SOUTHERN COMPANY
COMMON
842587107
8929544
196773
SH
SOLE
194963
1810
0
TEXAS CAPITAL BANCSHA
COMMON
88224Q107
981890
18200
SH
SOLE
18200
0
0
THERMOENERGY CORP COM
COMMON
883906406
10945
550000
SH
SOLE
550000
0
0
TOTALLY GREEN INC COM
COMMON
89154K201
5608
13350
SH
SOLE
13350
0
0
TWITTER
COMMON
90184L102
1392980
34000
SH
SOLE
34000
0
0
UNILEVER PLC ADR
COMMON
904767704
10069468
222235
SH
SOLE
222235
0
0
UNILIFE CORP NEW
COMMON
90478E103
103600
35000
SH
SOLE
35000
0
0
UNIT CORP
COMMON
909218109
212134
3082
SH
SOLE
3082
0
0
UNIVERSAL HEALTH SVCS
COMMON
913903100
362547
3786
SH
SOLE
3786
0
0
VALEANT PHARMACEUTICA
COMMON
91911K102
5733415
45460
SH
SOLE
45460
0
0
VERIZON COMMUNICATION
COMMON
92343V104
7527462
153841
SH
SOLE
152611
1230
0
VISA
COMMON
92826C839
6184014
29348
SH
SOLE
29348
0
0
VODAFONE GROUP
COMMON
92857W308
6129068
183560
SH
SOLE
181990
1570
0
WAL MART STORES INC
COMMON
931142103
437583
5829
SH
SOLE
5829
0
0
WELLS FARGO
COMMON
949746101
10579318
201281
SH
SOLE
201281
0
0
WILLIAMS COS INC
COMMON
969457100
9443482
162231
SH
SOLE
160971
1260
0
WILLIAMS PARTNERS L P
COMMON
96950F104
1177876
21696
SH
SOLE
21696
0
0