-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtUaKgxlpR1u0HvXYv2a/CBlZ7MPYk4DT9yMVlJQWBJ/VKmcRFBux7q48G1IuQpm UzWUFeeEPtrDOpQttsT1JQ== 0000860828-10-000003.txt : 20100804 0000860828-10-000003.hdr.sgml : 20100804 20100804155822 ACCESSION NUMBER: 0000860828-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100804 DATE AS OF CHANGE: 20100804 EFFECTIVENESS DATE: 20100804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 10990999 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 063010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 2200 South Utica Place Suite 150 Tulsa, OK 74114 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK August 4, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $188,676 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3DICON CORP COMMON 88579F102 9,066 2,747,140 X 2,747,140 0 0 3M CO COMMON 88579Y101 363,354 4,600 X 4,600 0 0 A T & T INC (NEW) COMMON 00206R102 4,430,108 183,138 X 183,138 0 0 AAON INC COMMON 000360206 14,018,867 601,410 X 601,410 0 0 ABBOTT LABS COMMON 002824100 4,336,506 92,700 X 92,700 0 0 ALNYLAM PHARMACEUTICA COMMON 02043Q107 3,631,385 241,770 X 241,770 0 0 ANADARKO PETE CORP COMMON 032511107 2,965,768 82,177 X 82,177 0 0 APACHE CORP COMMON 037411105 386,853 4,595 X 4,595 0 0 APPLE COMPUTER INC COMMON 037833100 8,142,278 32,371 X 32,371 0 0 APPLIED MATLS INC COMMON 038222105 5,433,521 452,040 X 452,040 0 0 B P PLC ADR COMMON 055622104 203,257 7,038 X 7,038 0 0 BAXTER INTL INC COMMON 071813109 3,519,912 86,612 X 86,612 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1,320,000 11 X 11 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15,800 X 15,800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 227,253 9,112 X 9,112 0 0 BROADCOM CORP COMMON 111320107 3,067,529 93,040 X 93,040 0 0 CAPITAL ONE COMMON 14040H105 3,988,491 98,970 X 98,970 0 0 CHEVRONTEXACO CORP COMMON 166764100 691,358 10,188 X 10,188 0 0 CISCO SYS INC COMMON 17275R102 3,907,423 183,361 X 183,361 0 0 CITIGROUP INC COMMON 172967101 45,199 12,021 X 12,021 0 0 CLOROX CO COMMON 189054109 4,816,468 77,485 X 77,485 0 0 CONOCOPHILLIPS COMMON 20825C104 1,188,714 24,215 X 24,215 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 30 50,000 X 50,000 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 320,286 6,110 X 6,110 0 0 ENTERPRISE PRODS PART COMMON 293792107 362,472 10,248 X 10,248 0 0 ENZYME ENVIRONMENTAL COMMON 294113105 286 715,000 X 715,000 0 0 EXELON CORP COMMON 30161N101 4,777,765 125,830 X 125,830 0 0 EXXON MOBIL CORP COMMON 30231G102 1,171,795 20,533 X 20,533 0 0 FIFTH THIRD BANCORP COMMON 316773100 568,720 46,275 X 46,275 0 0 FIRST SOLAR INC COMMON 336433107 2,708,585 23,795 X 23,795 0 0 GENERAL ELECTRIC COMMON 369604103 4,672,624 324,038 X 324,038 0 0 GEOGLOBAL RESOURCES I COMMON 37249T109 21,893 20,850 X 20,850 0 0 GILEAD SCIENCES INC COMMON 375558103 3,496,560 102,000 X 102,000 0 0 GOOGLE INC-CL A COMMON 38259P508 6,039,306 13,573 X 13,573 0 0 GREEN BRIDGE INDUSTRI COMMON 392710109 421 247,933 X 247,933 0 0 HOME DEPOT INC COMMON 437076102 4,731,620 168,565 X 168,565 0 0 I B M COMMON 459200101 4,398,431 35,621 X 35,621 0 0 INTEL CORP COMMON 458140100 6,177,866 317,628 X 317,628 0 0 JOHNSON & JOHNSON COMMON 478160104 4,996,476 84,600 X 84,600 0 0 KRAFT FOODS INC CL A COMMON 50075N104 3,859,212 137,829 X 137,829 0 0 LOCKHEED MARTIN CORP COMMON 539830109 268,200 3,600 X 3,600 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 277,695 5,940 X 5,940 0 0 MARSH & MCLENNAN COS COMMON 571748102 4,057,083 179,915 X 179,915 0 0 MARVELL TECHNOLOGY GR COMMON G5876H105 2,557,927 162,305 X 162,305 0 0 MCKESSON CORPORATION COMMON 58155Q103 4,784,143 71,235 X 71,235 0 0 MICROSOFT COMMON 594918104 3,401,684 147,835 X 147,835 0 0 MONSANTO CO NEW COMMON 61166W101 4,179,906 90,435 X 90,435 0 0 NOVARTIS AG SPONSORED COMMON 66987V109 4,542,370 94,006 X 94,006 0 0 OCCIDENTAL PETE CORP COMMON 674599105 323,987 4,199 X 4,199 0 0 ONEOK PARTNERS L P COMMON 68268N103 356,810 5,550 X 5,550 0 0 PARKER DRILLING CO COMMON 701081101 177,750 45,000 X 45,000 0 0 PEPSICO INC COMMON 713448108 620,760 10,185 X 10,185 0 0 PHILIP MORRIS INTL IN COMMON 718172109 281,916 6,150 X 6,150 0 0 PROCTER & GAMBLE COMP COMMON 742718109 6,831,242 113,892 X 113,892 0 0 QUALCOMM INC COMMON 747525103 2,639,527 80,375 X 80,375 0 0 SHARON ENERGY LTD COMMON 819606104 1,300 10,000 X 10,000 0 0 SPECTRA ENERGY CORP COMMON 847560109 4,546,256 226,520 X 226,520 0 0 STATE STREET CORP COMMON 857477103 3,214,253 95,040 X 95,040 0 0 TEXAS INSTRS INC COMMON 882508104 386,774 16,614 X 16,614 0 0 THERMO FISHER SCIENTI COMMON 883556102 4,220,017 86,035 X 86,035 0 0 TOTAL FINA ELF S A AD COMMON 89151E109 6,978,259 156,323 X 156,323 0 0 VODAFONE GROUP INC COMMON 92857W209 8,240,781 398,683 X 398,683 0 0 WAL MART STORES INC COMMON 931142103 4,486,469 93,332 X 93,332 0 0 WILLIAMS CLAYTON ENER COMMON 969490101 893,660 21,217 X 21,217 0 0 WILLIAMS COS INC COMMON 969457100 230,419 12,605 X 12,605 0 0 WILLIAMS PARTNERS L P COMMON 96950F104 493,997 11,325 X 11,325 0 0 YUM BRANDS INC COMMON 988498101 4,684,019 119,980 X 119,980 0 0
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